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Full text of "The Conservation Atlas of Tropical Forests: the Americas"

THE CONSERVATION ATL/J 
^ OF 

TROPICAL FORESTS 



T 




I 



1 tit CONSERVATION ATLAS OF TROPICAL FORESTS 

THE AMERICAS 



This \olume. covering the Caribbean. Central America 
(including Mexico) and South America, is the third 
and final one in the series The Conservation Atlas of 
Tropical Forests with Asia and the Pacific having been 
published in 1991 and Africa in 1992. 

The threats to the forests of tropical America have been 
the centre of international concern for some years now, 
with the 1 992 United Nations Conference on the 
Environment and Development in Rio de Janeiro. Brazil 
highlighting the complexities of the factors that lead to 
deforestation throughout the tropics. Although the 
forests in the Americas are by far the most extensive 
remaining in the humid tropics, with large areas of forest 
in the Amazon and Orinoco basins being more or less 
untouched, other areas have suffered devastating 
deforestation in recent decades. In particular, the Pacific 
coasts of Colombia and Ecuador and many places in 
Central America and the Caribbean have lost much of 
their natural habitat this century, w hile the Atlantic forest 
of Brazil was depleted even earlier. 

As in the other volumes, this Atlas is divided into two 
parts, the first dealing with subjects that are relevant to 
the region in general and the second examining each 
country in detail. It is evident from chapters within part 
one that knowledge exists of many of the sites and 
management regimes needed to conserve biodiversity 
in the Americas and overall many of the authors are 
optimistic about the prospects for the conservation and 
rational use of the forests in the region. Nevertheless, 
the detailed analysis of each country makes it evident 
that in many cases, in spite of the sophisticated 
technology available, there is still considerable 
controversy about the areas of forest present and the 
rate at which deforestation is occurring. Much more 
research is evidently needed and data of the sort 
provided here are una\ oidably out of date almost as 
they are produced, but waiting for the definitive answers 
will mean that any solutions come too late. 

It is hoped that the facts and analysis within this Atlas 
will ultimately assist with the conservation and 
sustainable management of the remaining forests 
within the Americas and that this vital resource can 
be preserved for future generations. 

Printed in Singapore 



>4-=fD 



Digitized by the Internet Archive 

in 2010 with funding from 

UNEP-WCMC, Cambridge 



http://www.archive.org/details/conservationatla96harc 



THE CONSERVATION ATLAS 

OF 
TROPICAL FORESTS 

THE AMERICAS 



Contributors 



Celeste Acevedo. Fundackin Moises Berloni. 

Asuncion. Paraguay 
Denis Adams. Natural History Museum. London. 

UK 
Mark Aldrjch. Cambridge. UK 
Javier Arce. Fundacion Peruana de 

Conservacion de la Naturaleza. Lima. Peru 
Roberto Araqhistain. Director Forestal SFN- 

IRENA. Managua. Nicaragua 
Steve Bass. IIED, London. UK 
Neil Bird. Belize Forest Planning and 

Management Project. Belmopan. Belize 
Richard O. Bierregaard. Jr.. Smithsonian 

Institution. Washington. USA 
Tim Boyle. CIFOR. Bogor. Indonesia 
Robert Brown. Georgetown. Guyana 
Gerardo Budowski. San Jose. Costa Rica 
Lisa Burley. lUCN-South America, Quito. 

Ecuador 
John Burton. Programme for Belize. 

Saxmundham. Suffolk. LIK 
Jorge Castiglione, ORCA. San Jo.se. Costa Rica 
Glullermo Castilleja. WWF-US. Washington. 

USA 
Luis H. Elizonda Castillo. INBio. San Jose. 

Costa Rica 
Bruce Cabarle. WRI, Washington. USA 
Dan Chalmers. Taverham. Norfolk. UK 
Graham Chaplin. CONSEFORH. Siguatepeque. 

Honduras 
Rob Clay. BirdLife International. Cambridge. 

UK 
David Cleary. Centre of Latin American 

Studies. Cambridge University. Cambridge. 

UK 
Marcus Colchester. World Rainforest 

Movement. Oxford. UK 
Nigel Collar. BirdLife International. 

Cambridge. UK 
Jim Crisp. President. Monteverde Conservation 

League. Costa Rica 
Mike Crosby. BirdLife International, 

Cambridge. UK 
Stephen Davis. Kew. Surrey. UK 
Alonso Matamoros Delgado, San Jose, Costa 

Rica 
Mark Dillenbeck, IUCN-US, Washington, 

USA 
Charles Doumenge, IUCN. Gland, Switzerland 
Marc Dourojeanni. Inter American 

Development Bank. Washington, USA 
Giles D'Souza. TREES. EC-Joint Research 

Center. Ispra. Italy 
RODRIGO DUNO. BIOMA representative. 

Reading. UK 
Maria Jose Duran. Fundacion Pro-Sierra 

Nevada de Sante Marta. Colombia 
Michael Eden. Royal Holloway and Bedford 

College. London. UK 
Susan Eggen-McIntosh. USDA/Southern 

Forest Experiment Station. New Orleans. USA 
David Evans. USDA/Soulhern Forest 

Experiment Station. New Orleans. USA 
Philip Fearnside, INPA. Manaus. Brazil 
Julio Figueroa Colon. International Institute of 

Tropical Forestry. Rio Piedras, Puerto Rico 
Jennifer Fox. CDC-Paraguay, Asuncion. 

Paraguay 
WiLFREDO Franco. Centro Amazonico de 

Investigaciones Ambientales Alexander von 

Humboldt. SADA-AMAZONAS. Caracas. 

Venezuela 
Raul Gauto. Fundacion Moises Bertoni, 

Asuncion, Paraguay 
The late Alwyn Gentry, Missouri Botanical 

Garden, St Louis, Missouri, USA 
Fernando Ghersi, IUCN. Gland. Switzerland 
Mariano Gimenez-Dixon. IUCN. Gland. 

Switzerland 
Juan Carlos Godoy. IUCN, Guatemala City, 

Guatemala 



Jean-Jacques de Granville, ORSTOM, 

Cayenne. French Guiana 
N.R. de Graff. Wageningen Agricultural 

University. Wageningen. The Netherlands 
David Gray. Belize Forest Planning and 

Management Project. Belmopan. Belize 
Charles Hall, Syracuse University, Syracuse, 

USA 
Pat Halpin, L'niversitv of Virginia, 

Charlottesville, USA 
Sylvia Harcourt Carra.sco, Charles Darwm 

Foundation. Quito. Ecuador 
Jerry Harrison. WCMC. Cambridge. UK 
Gary Hartshorn. WWF-US, Washington, 

USA 
Alan Hamilton, WWF-UK. Godalming, UK 
John Hemming, Royal Geographical Society, 

London, UK 
Jorge Hernandez, INDERENA, Bogota, 

Colombia 
Olga Herrera-MacBryde, Smithsonian 

Institution, Washington. USA 
Henry Hooghiemstra. Hugo de Vries 

Laboratory. University of Amsterdam. 

Amsterdam. The Netherlands 
Dieter Hoener. Servicio Aleman. Santo 

Domingo. Dominican Republic 
Steven Hugh-Jones. Cambridge University. 

Cambridge. UK 
Otto Huber. Fundacion Instituto Botanico de 

Venezuela. Caracas. Venezuela 
Susan Iremonger. The Nature Conservancy. 

Arlington. USA 
Martin Jenkins. Cambridge. UK 
M. Johnston. GAHEF. Georgetown. Guyana 
W.B.J. JONKERS. Wageningen Agricultural 

University. Wageningen. The Netherlands 
Charles Kenny-Jordon. Desarollo Forestal 

Participativo en los Andes. FAO. Quito 
Br'^ AN Kerr. Commonwealth Secretariat. 

London. UK 
Bruce King. Land Information Centre. 

Belmopan. Belize 
Erik M. Lammerts van Bueren. The Tropenbos 

Foundation. Wageningen. The Netherlands 
Adrian Long. BirdLife International. 

Cambridge. UK 
James Lowen. BirdLife International, 

Cambridge. UK 
Maria Marconi. CDC-Bolivia. La Paz. Bolivia 
Jeff McNeely. IUCN. Gland. Switzerland 
Craig McFarland. President. Charles Darwin 

Foundation. Moscow. USA 
Jaime Melo P.. Universidad Nacional Agraria - 

La Molina, Lima, Peru 
Doug Muchoney, The Nature Conservancy, 

Arlington, USA 
Julio Ruiz Murrieta, IUCN, Gland. Switzerland 
Charles C. Mueller. University of Illinois. 

Urbana. Illinois. USA 
Lisa Naughton, Program for Studies in Tropical 

Conservation. Florida University. Gainesville, 

USA 
Jeremy Narby. Moudon. Switzerland 
Namiko Nagashiro. CDC-Bolivia. La Paz. 

Bolivia 
Jose Pedro de Oliveira Costa, IUCN, Sao 

Paulo, Brasil 
Jose Ottenwalder, Florida Museum of Natural 

History, Gainesville, USA 
Graciela Palacios S., ANCON, Panama City. 

Panama 
Heliodoro Sanchez Paez. INDERENA, Bogota, 

Colombia 
John Palmer, Oxford. UK 
Silvia Pardi. BIOMA. Caracas. Venezuela 
Paul Paryski. UNDP. Port-au-Prince. Haiti 
A.M. POLAK. University of Utrecht. Utrecht. The 

Netherlands 
Erne.sto Ponce. CONSEFORH. Siguatepeque, 

Honduras 



Ghillean Prance. Royal Botanic Gardens. Kew. 

Surrey. UK 
Maarit Puhakka. Department of Biology. 

University of Turku. Turku. Finland 
RosARio Ortiz Quhano. Fundacion Pro-Sierra 

Nevada de Sante Marta. Colombia 
C.R. QuiROA. IUCN, Guatemala City. Guatemala 
Ernesto Raez Luna. Program for Studies in 

Tropical Conservation. Florida University, 

Gaines\ille. LfSA 
Kent H Redford. Program for Studies in 

Tropical Conservation. Florida University, 

Gainesville. USA 
Henk Remme. Desarollo Forestal Partieipativa en 

los Andes. FAO. Quito. Ecuador 
Jose Flores Rodas. ORCA, San Jose. Costa 

Rica 
Jose Carlos Rodriguez Grau. BIOMA. 

Caracas. Venezuela 
Aldemaro Romero. BIOMA. Caracas, 

Venezuela 
Kalle Ruokolainen, Department of Biology, 

University of Turku, Turku, Finland 
Marcos Sanjlirjo, Fundacion Moises Bertoni, 

Asuncion, Paraguay 
Daniel Sabatier, Sauve, France 
Andreas Schubert, Servicio Aleman, Santo 

Domingo, Dominican Republic 
F.N SCATENA. International Institute of Tropical 

Forestry. Rio Piedras. Puerto Rico 
Charles Secrett. FoE. London. UK 
Chris Sharpe. Protected Areas Data Unit. 

WCMC. Cambridge. UK 
Nigel Sizer. World Resources Institute. 

Washington. USA 
Claudia Sobrevila. The Nature Conservancy. 

Arlington. USA 
Claire Sorenson. USAID. Washington. USA 
James Solomon. Missouri Botanical Garden. 

St Louis. Missouri. USA 
Alison Stattersfield. BirdLife International. 

Cambridge. UK 
Bob Styles, Department of Plant Sciences, 

University of Oxford. Oxford. UK 
Luis SuAREZ. EcoCiencia/WCI-NYZS. Quito. 

Ecuador 
GiiSTAVO SuAREZ DE Freitas C. Fundacion 

Peruana de Conservacion de la Naturaleza. 

Lima. Peru 
Byron Swift. IUCN-US. Washington. USA 
Paola Sylva. Directora Area de Invesligacion. 

Centro de Educacion y Promocion Popular. 

Ecuador 
Ed Tanner. The Botany School. University of 

Cambridge. Cambridge. UK 
Jim Thorsell. IUCN. Gland. Switzerland 
Hern.'\n Torres. Corporacion, Nacional Forestal, 

Chile 
Carlos Castano Uribe, INDERENA, Bogota. 

Colombia 
Thomas Van der Hammen, Hugo de Vries 

Laboratory, University of Amsterdam, 

Amsterdam, The Netherlands 
Virginia Vasquez. Belize Audubon Society, 

Belize City, Belize 
W. Veening, European Working Group in 

Amazonia. Amsterdam. The Netherlands 
Jane Villa-Lobos. Smithsonian Institution. 

Washington. USA 
Frank Wadsworth. Southern Forest Experiment 

Station. Rio Piedras. Puerto Rico 
P.L. Weaver. International Institute of Tropical 

Forestry. Rio Piedras. Puerto Rico 
Marga Wfrkhoven. National Herbarium of 

Suriname. Paramaribo. Suriname 
David Wege. BirdLife International. Cambridge. 

UK 
Padraig Whelan. Investigator. Chales Darwin 

Research Station. Galapagos. Ecuador 
Charles Woods. Florida Museum of Natural 

History. Gainesville. USA 



THE CONSERVATION ATLAS 

OF 

TROPICAL FORESTS 

THE AMERICAS 



Editors 
Caroline S. Harcourt 

World Conservation Monitoring Centre, Cambridge. UK 

Jeffrey A. Sayer 

lUCN — The World Conservation Union. Gland. Switzerland 
Center for International Forestry Research, Bogor. Indonesia 

Map Editor and Editorial Assistant: Clare Billington 

World Conservation Monitoring Centre, Cambridge. UK 



lUCN 



f ffl (BP 

J CTFOR *oRiD CONSERVATION v^ y^ 





Simon & Schuster 

New York • London • Toronto • Sydney • Tokyo • Singapore 



ACKNOWLEDGEMENTS 

This Atlas was produced under the Forest Conservation 
Programme of lUCN, The World Conservation Union. 
lUCN's work in tropical forests receives financial support 
from the government of Sweden. Most of the research and 
editing and the map preparation was done at the World 
Conservation Monitoring Centre (WCMC), which is sup- 
ported by lUCN, The World Wide Fund for Nature 
(WWF) and the United Nations Environment Programme 
(UNEP); the Centre is also part of UNEP's Global 
Environment Monitoring System, towards which this Atlas 
is a contribution. 

lUCN is especially indebted to The British Petroleum 
Company p. I.e. for the original idea for the Atlas and for the 
generous funding which enabled the research for the project 
to be undertaken. 

Thanks also go to Sun Microsystems Inc. and IBM. for 
computer donations which were used for running the 
Geographic Information System (GIS) at WCMC needed to 
compile the maps, and to the Environmental Systems 



Research Institute (ESRl) of California, who donated the 
ARC/INFO software for the project. Petroconsultants Ltd of 
Cambridge kindly made available "MundoCart". a world dig- 
ital mapping database which proved invaluable in the prepa- 
ration of this Atlas. 

Thanks are due to the many authors and contributors to 
this Atlas, both those listed in this publication and the many 
unnamed people whose work is essential for the production 
of a book such as this. 

The editors would also like to thank all their colleagues at 
WCMC. lUCN and CIFOR without whose work this project 
would not have been possible. Particular thanks are due to 
the following staff at WCMC; Corinna Ra\ilious. Simon 
BIyth. Gillian Bunting. Mary Edwards and Jonathan Rhind 
for help with the maps and Barbara Brown, Brian 
Groombridge. Martin Jenkins, Richard Luxmoore, Jim Paine 
and Chris Sharpe for much appreciated, varied assistance. At 
lUCN, invaluable help was provided by Jill Blockhus and 
Ursula Senn. 



Copyright © lUCN 1996 

All rights reserved. No part of this book may be reproduced or transmitted in any form or by any means, electronic or mechanical, including 
photocopying, recording, or by any information storage and retrieval system, without permission in writing from the Publisher. 

Macmillan Library Reference USA 

Simon & Schuster Macmillan 

866 Third Avenue 

New York. NY 10022 

Printed in Singapore 

Printmg number 
123456789 10 

Library of Congress Cataloging-in-Puhlication Data 

The conservation atlas of tropical forests: the Americas/the World Conservation Union; 

editors Caroline S. Harcourt. Jeffrey A. Sayer: map editor Clare Billington. 

p. cm. 

•■Copyright lUCN" - Verso t.p. 

Includes bibliographical references, glossary and index. 

Contents: The issues - Country studies. 

ISBN 0-13-340886-8 (lib. bdg.) 

1. Rain forests - America - Maps. 2. Man - Influence on nature - America - Maps. 

3. Conservation of natural resources - America - Maps. 

I. Harcourt. Caroline. II. International Union for Conservation of 

Nature and Natural Resources. 

Glini.K3C6 1995 333.75- 16'0728022 -dc20 

This paper meets the requirements of ANSl/NISO Z39.48- 1 992 ( Permanence of Paper). 

ISBN D-13-3MDflflb-a 



Acknowledgement of Sources 

The sources of the country maps are gi\en at the end of each chapter. 

The sources of the illustrations and sketch maps are gi\'en in footnotes and captions. 

The designations of geographical entities in this book, and the presentation of the 

material, do not imply the expression of any opinion whatsoever on the part of WCMC 

or other participating organisations concerning the legal status of any country, territory. 

or area, or of its authorities, or concerning the delimitation of its frontiers or boundaries. 

The views of the authors expressed in this publication do not necessarily reflect those of 

WCMC or other participating organisations. Printed and bound in Singapore. 



Contents 

Foreword ^i 

Part I: The Issues 

1 Introduction 9 

2 The History of the Forests and CHmate of Tropical South America 1 7 

3 Identifying Areas for Plant Conservation in The Americas 27 

4 Establishing Conservation Priorities Using Endemic Birds 35 

5 Forest Wildlife and its Exploitation by Humans 47 

6 Forest Peoples 57 

7 Agricultural Colonization Policies and Deforestation in Amazonia 64 

8 Protected Areas 73 

9 A Future for Neotropical Forests 85 

Part II: Country Studies 

THE CARIBBEAN 

10 Cuba 95 

11 Hispaniola 1^2 
Dominican Republic 

Haiti 

12 Jamaica 112 

13 Lesser Antilles 120 
Antigua and Barbuda Mailinique 

Dominica St Kitts and Nevis 

Grenada St Lucia 

Guadeloupe St Vincent and the Grenadines 

14 Puerto Rico 138 

15 Trinidad and Tobago 144 

CENTRAL AMERICA 

16 Belize 151 

17 Costa Rica 160 

18 El Salvador 171 

19 Guatemala 176 

20 Honduras 185 

21 Mexico 193 

22 Nicaragua 206 

23 Panama 212 

SOUTH AMERICA 

24 Bolivia 219 

25 Brazil 229 

26 Colombia 249 

27 Ecuador 260 

28 French Guiana 270 

29 Guyana 278 

30 Paraguay 286 

31 Peru^ 294 

32 Surinam 303 

33 Venezuela 312 

Acronyms 
Glossary- 
Index of Species 
General Index 



Foreword 



The threats to the rainforests of tropical America have been at the centre of international environmental concerns 
now for a couple of decades. Yet the material in this up-to-date and authoritative atlas highlights the continuing 
extent of scientific uncertainty over the critical issues that will determine the future use and conservation of the 
forests. We learn that the forests were radically different under the drier climates that prevailed as recently as 
10.000 years ago. and that human populations have had a major impact on the forests since much earlier. We learn 
too that the population of Amazonia may have been higher when the first Spanish explorers arrived, than in the 
middle of the 20th Century. The present biological diversity of the forests has evolved in an environment con- 
stantly subject to modification due to human activities and changes in climate. And today, the ability of the forests 
and their biodiversity to resist the activities of extractivists (or even selective loggers) remains unclear. 

This atlas will not finally lay to rest the controversy over the rate at which tropical American forests are being 
attacked. Uncertainty will persist. In spite of the sophistication of modem remote sensing technology there are still 
major discrepancies between estimates of forest area and rates of loss derived from different sources. Much of this 
uncertainty stems from a tendency to over-simplify the processes going on in the forests. In most situations we are 
not dealing with an abrupt change from forest to non-forest. We are dealing with a gradual insidious degradation 
resulting from abusive harvesting of some of the forest components, or — more frequently — from the progres- 
sive expansion of low-intensity agriculture. It is relatively easy to measure the areas from which the forest has dis- 
appeared completely; it is much more difficult to measure the impact of gradual deterioration on species-poor or 
scrubland situations. It is reassuring to see that much of the forest in the heart of Amazonia is still intact; it is 
alarming to see the extent to which the forests on the periphery of the region have been devastated. The implica- 
tions for the conservation of biodiversity and ecological functions are far more complex than might be implied by 
the popular vision of an across-the-board loss of so many football fields a day. 

If understanding of the biophysical processes in the forests is limited, that of the social and economic issues is 
even more problematic. Much more work clearly needs to be done if governments are to understand properly the 
impacts of their macro-economic policies on their forests. Is economic growth good for the forests or bad? As tim- 
ber resources in Asia and Africa decline, will the industry turn to South America? Is this a potential threat to the 
forests or is it an opportunity to conserve them as an economically valuable resource? Will the development of 
major food exporting industries in the region generate the wealth which will pay to conserve the forests or will it 
lead to further fragmentation and degradation? 

Not all is uncertain or unsettling. Certain facts which emerge from this book give grounds for optimism. The 
population of South America will stabilise sooner — and at a lower density — than the populations of Africa and 
tropical Asia. There will be far more land per capita when this equilibrium is reached than there will be in the 
other regions. The level of concern for forest conservation issues in the region is high and growing fast. This is 
manifest, for example, in the rapidly growing number of members of lUCN — The World Conservation Union in 
the region and in the intensity and quality of their contributions to the Union's work. There is room in the 
Americas for both economic development and large scale conservation of natural habitats. The value of these nat- 
ural areas, particularly the forests, is increasingly recognised by the international community. If appropriate finan- 
cial mechanisms can be refined, we may not be too far from the days when the world can begin to make equitable 
payment for the benefits that we all derive from tropical forests. 

The United Nations Commission on Sustainable Development has assumed some responsibility for — and 
resumed its deliberations on — the future of our forests. I trust that this will yield some progress in making the 
world's attempts to conserve forests more cohesive and effective and that the facts and analysis in this atlas will 
contribute to the process. 

David McDowell 

Director General 

lUCN — The World Conservation Union 



PARTI 



1 Introduction 



The countries covered in this Alias — those in the Caribbean. 
Central America (including Mexico) and South America — 
hold over half of the world's tropical forests: they have consid- 
erably more forest than either Africa or Asia and the Pacific. 
Nevertheless, this rather favourable general picture requires 
qualification. Although very large areas of the forest in the 
Amazon and Orinoco basins have been little changed during the 
present century, there are regions on the southern and eastern 
borders of Amazonia, on the Pacific coasts of Ecuador and 
Colombia and many locations in Central America and the 
Caribbean that have suffered devastating deforestation in recent 
decades, whilst the Atlantic coastal forest in Brazil was already 
depleted well before the beginning of this century. 

The area of forest cleared each year in The Americas is also 
considerably higher than in Africa or Asia and the Pacific, 
although the annual percentage cleared in the Americas is 
exceeded by that in Asia. The causes of deforestation are many 
and varied, although, in contrast to the situation in Africa and 
Asia, the overriding direct cause in recent years has been the 
extension of the agricultural frontier for large-scale farming and 
ranching operations. These and other problems are discussed in 
more detail in Chapters 2-9, while separate analyses for each 
country are provided in Chapters 10-33. 

Forest Cover in Latin America and the Caribbean as 
Estimated by FAO 

FAO has recently updated estimates of forest cover in all coun- 
tries in the tropical region and published them in a report enti- 
tled Forest resources assessment 1990: Tropical countries 
(FAO, 1993). However, unlike in the publication used in the 
earlier two volumes of this series of Atlases (An Interim Report 
on the State of Forest Resources in the Developing Countries - 
FAO. 1988) which gave estimates for forest cover in 1980, the 
forests are not divided into open and closed broadleaved forests, 
nor are figures given for conifer or bamboo forests. The esti- 
mates given by FAO (1993) are for all forests with a canopy 
cover of more than 10 per cent within six different ecofloristic 
zones (Table 1.1). FAO (1993). however, give no detailed 
descriptions of the different forest formations or of the zones in 
which they occur. In this Atlas, as for the other two. the inten- 
tion is to map closed formations only. For this reason, the FAO 
estimate of forest area given at the head of each chapter 
includes the areas of forests within only the tropical rain forest 
zone, the moist deciduous forest zone and the hill and montane 
zone of Table 1.1. The much drier and apparently more open 
formations in the other categories given by FAO have been 
excluded. 

The countries that FAO includes in each region and the areas 



of forest that occur within them are listed in Table 1.1. These 
countries are the same as those covered in this Atlas, except that 
the Bahamas has not been included here as it is outside the trop- 
ics. The regional grouping of the countries is, however, differ- 
ent. The Guianas are included in South America in this Atlas, 
whereas FAO includes them with the Caribbean countries. 

Including all forests with a canopy cover of 10 per cent or 
more, it is estimated by FAO (1993) that, as of 1990. forest 
cover in Latin America and the Caribbean is 918 million ha 
(9,181,160 sq. km in Table 1.1) or 52 percent of the total tropi- 
cal forest area. Of this, the vast majority (8,029,040 sq. km or 
87.5 per cent) is in South America, with 70 per cent of that in 
Brazil, while only 471,150 sq. km or 5.1 per cent is in the 
Caribbean and 680,970 sq. km or 7.4 per cent is in Central 
America. Calculating the area of forest within the three 
ecofloristic zones considered here gives a figure of 8,700,000 
sq. km of forest in Latin America and the Caribbean (Table 7 in 
FAO. 1993). 

Although estimates for closed broadleaved forests are given 
in FAO's Forest resources assessment 1990: Tropical 
countries, those in Latin America and the Caribbean are referred 
to in this publication only in Table 5c, entitled "state of logging 
1990". Here it is indicated that this forest type covers 6.683,670 
sq. km in Latin America and the Caribbean. However, some 
countries (El Salvador, Antigua/Barbuda, Dominica. Grenada, 
St. Kitts/Nevis, St Lucia, St Vincent and Puerto Rico) have been 
omitted from the list and it is unclear whether this is because 
they are considered to have no closed broadleaved forest or 
because no logging takes place in them. The estimates of closed 
broadleaved forest cover from Table 5c (FAO, 1993) are given 
here in Table 1.2. 

FAO (1993) gives estimates for annual deforestation in the 
tropics between the years of 1981 and 1990. In Latin America 
and the Caribbean as a whole, average annual deforestation dur- 
ing the last decade (1981-1990) in all formations was 74.000 
sq. km (0.8 per cent). Almost 50 per cent of this occurred in 
Brazil. It should be noted, that the figure given for annual defor- 
estation at the head of each country chapter excludes clearing in 
the dry formations. 

FAO's Estimates of Forest Cover in Africa and Asiq and the 
Pacific- 
It seems appropriate in this final volume in the series The 
Conservation Atlas of Tropical Forests, to give a brief account 
of the recent FAO (1993) statistics for forest area in the regions 
covered in the earlier volumes (Collins et al., 1991, Sayer et al.. 
1992) as a comparison with those given here for Latin America 
and the Caribbean. 



Introduction 

Table 1.1 Area of forest formations in Latin America and the Caribbean in 1990 as reported by FAD 

FOREST FORMATION 





Total foresl 


Tropical rail} 


Moist 


Dry deciduous 


Very dry 


Desert zone 


Hill and 




(sq. km) 


forest zone 


dccichioiis 


forest zone 


foresl zone 


(cold/hot) 


montane 






(sq. km) 


forest zone 


(sq. km) 


(sq. km) 


(sq. km) 


(sq. km) 


Coiintiy 






(sq. km) 










Costa Rica 


14,2S0 


6.250 














8,020 


El Salvador 


1.230 


330 


120 











790 


Guatemala 


42,250 


25.420 


16.150 











690 


Honduras 


46.050 


12.860 


4.370 











28.820 


Mexico 


485.860 


24.410 


111.100 


15.900 


7,590 


14.240 


312.610 


Nicaragua 


60,130 


37.120 


3.480 











19.530 


Panama 


31,170 


18.020 


670 











12,490 


CENTRAL AMERICA 


680.970 


124.400 


135.880 


15.900 


7.590 


14.240 


382,940 


Antigua/Barbuda 


100 





100 














Bahamas 


1.860 





1.240 


470 


50 


40 


60 


Belize 


19.960 


19.570 


390 











160 


Cuba 


17.150 


1.140 


12.470 


20 








3.520 


Dominica 


440 


440 

















Dominican Rep. 


10.770 


3.410 


2.7.30 











4.630 


French Guyana 


79.970 


79.930 


30 














Grenada 


60 





60 














Guadeloupe 


930 


930 

















Guyana 


184.160 


133.370 


31.670 











19,120 


Haiti 


230 


50 


90 











100 


Jamaica 


2.390 


1.220 


1.130 











30 


Maninique 


430 


430 

















Puerto Rico 


3.210 


490 


1.510 











1.210 


St Kitts/Nevis 


130 





130 














St Lucia 


50 


50 

















St Vincent 


110 


100 

















Surinam 


147.680 


1 14.400 


33.280 














Trinidad/Tobago 


1.550 


1.550 

















CARIBBEAN 


471.150 


357.070 


84,830 


490 


50 


40 


28.670 


Bolivia 


493.170 





355.820 


73.460 





40 


63,850 


Brazil 


5.611.070 


2.915.970 


1.970.820 


288.630 








435.650 


Colombia 


540,640 


474.550 


41.010 


180 








24.900 


Ecuador 


119.620 


71.500 


16.690 


440 








31.000 


Paraguay 


128,590 





60,370 


67.940 








270 


Peru 


679.060 


403.580 


122.990 


190 


2.690 


1.840 


147.770 


Venezuela 


456.910 


196.020 


154.650 


2.220 


120 





103.900 


SOUTH AMERICA 


8.029.040 


4.061.620 


2.722.350 


433.040 


2,820 


1.880 


807.340 


Total 


9.181.160 


4.543.090 


2.943.060 


449.440 


10,450 


16,160 


1.218,950 



Numbers may not tally due to rounding - these figures are taken directly from Table 7c in F.AO 1 194.1} but have been converted from ha to sq. km. 
(Sonne: FAO 1 993 1 



Total forest cover in Africa as of 1990 is 5.280.000 sq. km 
(30 per cent of the world's total) and in Asia and the Pacific 
there are 3.110.000 sq. km (18 per cent). Considering only the 
three zones covered in the country chapters of this Atlas, the 
cover in Africa is 3,730,000 sq. km and that in Asia and the 
Pacific is 2,660.000 sq. km. The figures given for closed 
broadleaved forests in the .state of logging tables in FAO 1993 
(Tables 5a and 5b respectively) are 2,046,030 sq. km for Africa 
and 2.342,3 l(J sq. km for Asia and the Pacific. 

Average annual deforestation in all formations during the 
last decade (1981-1990) is estimated to be 41,000 sq. km (0.7 
per cent) in Africa and 39,000 sq. km (1.2 per cent) in Asia 
and the Pacific. 



Geographic Boundaries 

The Atlas includes all countries within South and Central 
America and the Caribbean lying entirely or mostly between the 
tropics of Capricorn and Cancer. For example. Mexico is 
included as at least half of its area is south of the Tropic of 
Cancer, but Argentina and Chile are excluded as only a tiny pro- 
portion of these countries lies within the tropics. Obviously 
these lines are totally arbitrary as far as changes in the floristic 
composition and structure of the forest go. but as noted above, 
all but one of the countries included by FAO in its recent project 
to assess forest cover in tropical countries (FAO. 1993) have 
been covered here. 



10 



Introduction 



Forests of the Region 

The forests covered in this Atlas stretch from Mexico in the 
north, down through the isthmus of Central America, to the 
Pacific countries of Colombia. Ecuador and Peru; across to 
Venezuela. Guyana. French Guiana and Surinam; through the 
huge Amazon forest and into others in Brazil; and onto the 
landlocked countries of Bolivia and Paraguay. Also covered 
are the tropical forests throughout the islands of the 
Caribbean. The area covered is vast, comprising 32 countries. 
with a very varied relief and climate. This has resulted in a 
great diversity of forest types and a wide array of species of 
both flora and fauna. 

The forest types of Central and South America and the 
Caribbean vary from rain forest, occurring where there is no or 
virtually no dry season, such as in southeastern Colombia, to 
arid vegetation types where there is a very strong dry season, 
such as the caatinga of northeastern Brazil and the thorn scrub 
of northern Venezuela (Haffer. 1987). 

Relief and Climate 

The Amazon Basin lies at less than 200 m above sea-level and 
flat, or gently rolling lowlands stretch from the eastern slopes 
of the Andes to the Atlantic coast. In contrast, the Andean 
Range tracks down the western side of the southern continent 
reaching more than 6500 m above sea-level in Peru and 
Bolivia. In northern Ecuador, the Andes split in two (the 
Cordillera Occidental and Cordillera Central). A third 
Cordillera (Oriental) emerges in the east, in northeastern 
Colombia, running through northern Venezuela along the coast 
of the Caribbean to Trinidad. The llanos lowlands of eastern 
Colombia and Venezuela are separated from the Amazonian 
lowlands by the Guiana Shield which extends from the middle 
of the Guianas and southern Venezuela into southeastern 
Colombia (Haffer. 1987 — see Figure 1.1). Central America 
comprises a central backbone of mountains with lowlands 
along the Pacific and Caribbean coasts. The Caribbean islands 
are a mixture of continental, high volcanic and low limestone 
islands. The first two categories have varied and often steep 
topography, though all below 3200 m; the last, which have lit- 
tle rainforest, are flat and generally arid. 

Climate is also varied. Western Amazonia from the Andes to 
the lower Rio Negro, and the Pacific lowlands of Colombia 
have a warm, perhumid climate with two seasons of marginally 
reduced rainfall. Easterly trade winds carry moisture from the 
Atlantic Ocean and transfer it to the eastern slopes of the 
mountains from Mexico, through northern South America, to 
Brazil. A humid climate extends from northwestern Colombia 
along the Caribbean slope of Central America north to southern 
Mexico. The Pacific slope of Central America is mostly dry. A 
reduced annual precipitation and a definite dry season are char- 
acteristic of the seasonal climate found in northern and central 
South America surrounding humid Amazonia. A dry tropical 
climate is found in the Caribbean lowlands of northern 
Venezuela and in northeastern Brazil; the narrow Pacific 
coastal lowlands from southwestern Ecuador south are also 
arid. The Caribbean islands have an oceanic climate, heavily 
influenced by the moisture-laden trade winds. They are within 
the hurricane belt, which has a significant influence on the 
structure of the forests. 

A number of different soil types occur under Neotropical 
forests — each helping to support a distinct and recognizable 
type of vegetation. For further information see chapters in 
Whitmore and Prance (1987). 



Table 1.2 Area of Closed Broadleaved Forest in Latin America 
and the Caribbean as estimated by FAQ 



Countn- 



Costa Rica 
Guatemala 
Honduras 
Mexico 
Nicaragua 
Panama 
CENTRAL AMERICA 

Belize 
Cuba 

Dominican Rep. 
French Guyana 
Guadeloupe 
Guyana 
Haiti 
Jamaica 
Martinique 
Surinam 

Trinidad/Tobago 
CARIBBEAN 

Bolivia 
Brazil 
Colombia 
Ecuador 
Paraguay 
Peru 

Venezuela 
TROPICAL S. 

Total 



AMERICA 



Closed Broadleaved Forest 
(Area sq. km) 

13.010 
39.460 
24.060 
81.770 
47,380 
31,170 
236.850 

18.680 

17.150 

8.540 

79.250 

930 

181.950 

180 

2.390 

430 

146.050 

1.550 

457.090 

407.850 
3.871.210 

497.930 

117.710 
26,490 

662,820 

405.730 
5.989.740 

6.683.670 



Numbers may not tally due lo rounding - these figures are taken directly from Table 5c in FAQ 
(1993). but have been convened from ha to sq. km. 
{Source: FAO 199.^) 



EQUATOR 




Figure 1.1 General relief map of tropical South America 

ISmme: Haffer. 19871 



11 



Introduction 



Water bodies 
Mangrove 
Montane forest 
Submontane forest 
Lowland moist forest 
Dry forest 
Pine forest 
Swamp forest 




Figure 1.2 Extent of the forests shown in this Atlas, compiled from the country maps 



Forest Cover 

The closed forest formations that are discussed in the following 
country chapters comprise the lowland moist forests of the 
Amazon Basin, the Guianas, the Colombian Choco, the 
Brazilian Atlantic coastal forests and the Caribbean slope of 
Central America; the submontane and montane moist forests of 
the Andes, southern Venezuela and Central America; the exten- 
sive pine forests of Mexico. Guatemala. Honduras. Nicaragua 
and the Araucaria forests of southeastern Brazil; and the dry. 
mostly deciduous formations found along the Pacific coast, in 
central and southwestern Brazil, central and northern Venezuela 
and throughout Central America (mostly along the Pacific 
slope). Note that, although the very dry forests such as thorn 
scrub, caatinga. cerrado and chaco are found throughout the 
area within this study, these open formations are not mapped 
and are only touched on briefly within the country chapters. 
Moist and dry forest cover are also mapped for Cuba, Jamaica 
and Trinidad and overviews given for the Lesser Antilles and 
other Caribbean countries where no map data are available. 

The extent of the forests illustrated in this Atlas are shown on 
Figure 1.2. This regional compilation comprises an amalgama- 
tion of the country maps shown in Chapters 10-33 and provides 
a regional overview of the forest remaining in the Americas. 

Forest Classification 

This Atlas, along with the other two in the series, attempts to 
achieve a synoptic view by combining the numerous forest for- 
mations depicted on country maps into broader classifications. 
In addition to the forest types in the previous two Atlases, sub- 
montane forests, seasonally dry forests and pine forests have 



been mapped here because of their ecological importance. 

The broad categories depicted in this Atlas are suited to the 
sub-regional working scales of L3 million mostly used here — 
this is not the place in which to find a detailed delimitation of 
the vast number of different forest formations, nor of their 
floristic composition. It must also be emphasised that although 
it is convenient for comparison to divide the forest types into 
major groups, the exact boundaries are somewhat arbitrary. In 
reality, natural vegetation types are rarely sharply bounded and 
transitional formations are frequent. 

With the previous Atlases it was possible to relate forest 
cover to potential vegetation types, enabling the harmonisation 
of forest types into the broad classification. It has not been pos- 
sible to take this approach here, as a potential classification rele- 
vant to South America. Central America and the Caribbean has 
not been obtained. It has. therefore, been more difficult to rec- 
oncile the different and complex forest categories used in the 
various national source maps and to compare and contrast 
across boundaries in the whole of the Americas. 

To help with categorisation in South America, reference has 
been made to the Unesco classification (Unesco. 1981). which 
is based on mean annual rainfall, mean monthly temperature 
and mean annual number of dry months, dividing the continent 
into some twenty distinct climatic zones. For Central America, 
the Holdridge Life Zone System (Holdridge, 1967), a forest 
classification based on rainfall, temperature and altitude, has 
been applied to those countries, namely Costa Rica and Panama, 
where forest type information was unavailable or inadequate. In 
Central America, where montane forests were not demarcated in 
the source data, they were delimited by the 3000' (ca. 1000 m) 



12 



Introduction 




cz?---'- 



w 



-y 






0^- 









-u 



s 


Degraded 


mangrove 




Degraded 


montane forest 


» 


Degraded 


submontane forest 




Degraded 


lowland moist forest 


^ 


Degraded 


pine forest 




Qoud cover 




No data 






None of the above 







'-=^ 



f 



\ y 




Introduction 



contour taken from the Digital Chart of the World, which is 
based on the Defense Mapping Agency Operational Navigation 
Charts at a scale of 1 : 1 million. 

Although, no overriding potential classification has been 
rigidly adhered to, the categories attributed in the source maps 
have, on the whole, been followed meticulously. On only a few 
occasions has the information on the source maps been modi- 
fied. For instance, a source map may have indicated that a par- 
ticular stretch of forest was submontane and yet this has been 
shown on the Atlas Map as lowland (e.g. see Chapter 25). 
Where such modifications ha\e been made, it has been on the 
basis of advice from independent reviewers within country and 
the sources of the changes are cited in the Map Legends. 
Indeed, the Map Legends in each country chapter, always give 
full descriptions of which forest types "fit into" the broader clas- 
sification depicted in this Atlas. The reader should also refer to 
the forest descriptions given in the country chapters. 

Table 1 .3 shows the major forest formations which have been 
grouped into the categories shown in this Atlas. The forest types 
shown on the Atlas Maps are italicised in the table. In some 
cases, degraded formations have also been shown on the Maps. 

Issues which Affect Forests in the Americas 

As in the other two Atlases in this series, the tlrst part of this 
volume deals with subjects that are relevant to the region in 
general, rather than to particular countries, although several of 
the chapters concentrate on South America rather than including 
the Caribbean and Central America. In Chapter 2 the history of 
the forests in tropical South America is analysed by use of the 
pollen record. As in Africa, it is evident that there have been 
considerable changes in forest extent as the climate of the world 
has altered over time. During dry periods in the Quaternary, the 
forests were considerably less extensive than they are today. 
Recent work on the distribution and conservation of plants and 
birds are covered in Chapters 3 and 4 respectively. These chap- 
ters could be particularly valuable and timely in enabling the 
countries of the region to make informed decisions on the allo- 
cation of land for conservation purposes. 

The follow ing three chapters are more concerned with human 
activities within the forests. In Chapter 5. the ways in which the 
rich diversity of vertebrate fauna in the Neotropics has been 
affected by people is discussed. This chapter emphasises that 
the widely held assumption that a good community of trees is 
necessarily equivalent to a healthy fauna population is falla- 
cious. The number of large forest-living vertebrates killed, even 
by indigenous hunters, can be enormous, and with modern 
weapons the numbers rise considerably, so that the forests can 
be left severely depleted of species. Chapter 6 outlines the history 
of human colonisation in The Americas and details the pres- 
sures imposed on the indigenous people, from as far back as the 
arrival of Europeans in the region 500 years ago, to the present 
day. Chapter 7 deals with the affects of the colonisation policies 
in the Amazonian countries of Brazil, Bolivia. Peru. Ecuador. 
Colombia and Venezuela. The final conclusion in this chapter is 
that the colonisation schemes in these countries have caused 
enormous social and environmental problems and have yielded 
only modest benefits. 

Chapter 8 examines the protected areas in America. The con- 
clusions of this chapter are. in general, quite optimistic. On the 
whole, the countries of the Americas have fairly extensive pro- 
tected area systems, new areas are being added and legislation is 
good. Although the difficult economic conditions means that 
finance for and, consequently, management of. the areas is often 



Table L3 Forest types show n on the Maps in this Atlas 

DRYLAND MOIST FORESTS 

Louiand luoisi forest 

tropical evergreen rain forest 
tropical semi-evergreen rain forest 
tropical semi-deciduous forest 
tropical humid forest 
tropical perhumid forest 
riverine/gallery forest 
evergreen seasonal forest 
semi-evergreen seasonal forest 

Suhinonlane forest 

lower montane moist forest 
lower montane wet forest 
lower montane rain forest 

MoiUane forest 

montane wet forest 
montane rain forest 
cloud forest 

DRYLAND DRY FORESTS 

Dry forest 

dry deciduous forest 
xerophytic forest 
tropical dry forest 
dry evergreen forest 
dry semi -evergreen forest 

Pine forest 

pine and oak forest 
oak and pine forest 
conifer forest 

WETLAND MOIST FORESTS 

Mangrove forest 

S» amp forest 

palm swamp forest 
marsh forest 



lacking, the conservation community, in both governmental and 
non-governmental organisations, is very concerned with the 
well-being of these areas. 

In the concluding chapter on the future of forests in the 
Americas, it is suggested that, although it may be too late to 
save the forests in some of the smaller Caribbean and Central 
American countries, there is room in South America, at least, to 
conserve the forests and, with productive, sustainable and inten- 
sive agricultural practices, still have the expanding economy 
which is essential for the countries concerned. 

We have tried to situate conservation initiatives in their 
broader political, social and economic context. The generally 
low demographic pressure, the potential of a vigorous private 
sector to drag South American economies out of their stagnation 
of recent decades and the long-awaited emergence of democratic 
processes in several important countries have all led us to con- 
clude that prospects for the conservation and rational use of 
forests in the Neotropics are more favourable than prospects in 
Asia and Africa. 



14 



Introduction 



Country Studies 

The country chapters in Pari II of the Atlas follow the same tor- 
mat as those in the Asian and African volumes in examining the 
situation in each country in detail. As far as possible, the 
authors are nationals or long-term residents of the countries 
concerned. Where local authors could not be found, local per- 
spectives have been retlected in the text by seeking reviewers 
within the country concerned. Many of the original texts were in 
Spanish or were written by people whose native language was 
not English. The editing, after translation, has therefore been a 
more complex process than for the Asian and African volumes. 
It is hoped, however, that the spirit of the original authors' con- 
tributions have been retained. 

Basic statistics are provided at the head of each chapter. In 
this volume both country and land area are given — the latter 
excludes bodies of water in the country; these figures are from 
FAO (1989) — except for Guyana (see Chapter 29) and 
Surinam (see Chapter 32). It is the land area figure that is used 
in calculations such as per cent forest cover. Demographic and 
economic data are from the 1994 World Population Data Sheet 
compiled by the Population Reference Bureau in Washington 
(PRB. 1994) or. in the case of French Guiana, the figures were 
supplied by PRB from their unpublished data. Forest cover sta- 
tistics from FAO (1993) are compared with those measured 
from the Maps shown in this Atlas. However, as explained 
above, it is not always entirely clear if like is being compared 
with like as far as the definitions of forest goes. As in the 
African Atlas (Sayer et al.. 1992). for countries where source 
maps were very old or appeared to be particularly sketchy, sta- 
tistics have not been derived from the Maps shown here as these 
would probably be misleading. Figures for annual deforestation 
are from FAO (1993), calculated for forest in the tropical rain 
forest, moist deciduous and hill and montane zones only. 
Forest product information is from the 1994 FAO Yearbook: 
Forest Products (FAO. 1994) and includes the following; 

Industrial roundwood this is wood in the rough, i.e. in its natural 
state as felled or otherwise harvested. It includes wood removed 
from the outside, as well as inside, forests. The commodities 
included are sawlogs and veneer logs, pulpwood. other industri- 
al roundwood and, in the case of trade, chips and particles and 
wood residues. The statistics include recorded volumes as well 
as estimated unrecorded volumes. 

Fuelwood and charcoal both coniferous and non-coniferous 
wood are included. 

Processed wood the figures given are aggregates of the figures 
in FAO (1994) for sawnwood and wood-based panels. The 
sawnwood may be planed or unplaned and it generally exceeds 
5 mm in thickness. The wood-based panels include veneer 
sheets, plywood, particle board and fibreboard. 

In cases where countries have not reported to FAO. the infor- 
mation supplied in the Yearbook has been taken from national 
yearbooks, from reports, from unofficial publications or has 
been estimated by FAO (FAO. 1994). 

As in the other volumes, most chapters follow a standard for- 
mat with a preliminary overview and an introduction giving 
general geographical, climatic, population and economic details; 
followed by a brief botanical description of the major forest for- 
mations. The following section reports on the management of 
the forests, and on the extent of forest in the country. As there 



are frequently discrepancies between the estimates of remaining 
forest given in the various sources used, an attempt is made to 
resolve the differences. They are frequently due to the use of 
different definitions of the term forest or to changes over time. 
Similar problems occur in the section on deforestation within 
the country. Number of vertebrate species and information on 
some of the threatened ones are generally given next, followed 
by information on the conservation areas within the country 
and, finally, reports of some initiatives to protect the forests and 
fauna are included. 

Maps 

Cartographic data for all the eighteen countries in Central and 
South America that are covered in this Atlas have been located. 
However, for the fourteen Caribbean countries included here, 
maps showing forest cover were found for only three. These 
country maps accompany the country texts, which explain in 
more detail the tloristics of the forest types which have been 
harmonised into the broad forest classes shown on the maps. It 
is important that the maps are referred to in conjunction with the 
explanatory Map Legends which have been compiled for each 
map and are located at the end of each chapter. These legends 
explain the sources, date, scales etc. of the source data and how 

Forests of the Peninsula de Paria National Park — one 
of the areas with the highest degree of endemisin in Venezuela 

Chris Sharpe 




15 



Introduction 



the primary data have been harmonised. 

The forest data are "fitted" to country outHnes and river sys- 
tems provided by MundoCart, a digital world topographic data- 
base produced by Pelroconsultants Ltd, compiled from The 
Defence Mapping Agency's 1: 1 million Operational 
Navigation Charts. Figures for the areas of different forest types 
have been derived from these Maps using a Geographic 
Information System (GIS). Boundary data for conservation 
areas within lUCN's categories I-IV have been digitally overlain 
onto the Maps. Where boundary data were not available, the 
protected areas have been located by a centre point derived from 
latitude and longitude information held within the WCMC pro- 
tected areas tabular database. 

The designation of the geographical entities in this Atlas do 



not imply the expression of any opinion on the part of WCMC, 
lUCN. or any sponsoring organisation concerning the legal sta- 
tus or the delimitation of borders of any country depicted. 

Availability of Data 

The spatial data recorded in this volume are maintained at the 
World Conservation Monitoring Centre, Cambridge, U.K on the 
Biodiversity Map Library, a GIS designed to house and analyse 
biodiversity information. The.se data are available in digital or 
hard copy form for those interested. It is essential that these data 
are updated and WCMC would appreciate any comments on or 
updates of the datasets. The Centre will be pleased to collabo- 
rate with organisations wishing to use the data in the interest of 
nature conservation. 



References 

Collins, N.M.. Sayer. J. A. and Whitmore, T. (1991). The 
Conservation Atlas of Tropical Forests: Asia. Macmillan. 
London. 

FAO ( 1988) An Interim Report on the State of Forest Resources 
in the Developing Countries. FAO, Rome, Italy. 

FAO (1989). FAO Production Yearbook Volume 42. FAO. 
Rome, Italy. 

FAO ( 1993). Forest resources assessment 1990: Tropical coun- 
tries. FAO Forestry Paper 1 12. FAO. Rome, Italy. 

FAO (1994). FAO Yearbook: Forest Products 1 98 1 -1992. FAO 
Forestry Series No. 27, FAO Statistics Series No. 116. Food 
and Agriculture Organisation of the United Nations, Rome. 
Italy 

Haffer, J. (1987). Quaternary history of tropical Africa. In: 
Biogeography and Quaternary History in Tropical America. 
Whitmore. T.C. and Prance, G.T. (eds). Clarendon Press. 
Oxford. Pp 1-18. 



Holdridge, L.R. (1967). Life Zone Ecology. Tropical Science 

Centre. San Jose, Costa Rica 
PRB (1994). 1994 World Population Datasheet. Population 

Reference Bureau Inc., Washington, D.C., U.S.A. 
Sayer, J. A., Harcourt, C.S. and Collins, N.M. (1992). The 

Consenation Atlas of Tropical Forests: Africa. Macmillan, 

London. Pp. 1-288. 
Unesco (1981 ). Vegetation map of South America: E.xplanatoiy 

notes. Unesco, Paris. Pp. 1-189 
Whitmore. T.C. and Prance, G.T. (eds) (1987). Biogeography 

and Quaternary History in Tropical America. Clarendon 

Press, Oxford. 214 pp. 



Authors: Caroline Harcourt and Clare Billington. WCMC. 
Cambridge and Jeff Sayer, lUCN, with contributions from 
Martin Jenkins. Cambridge. 



16 



2 The History of the Forests 
and Chmate of Tropical 
South America 



Introduction 

The tropical forests of South America have a complex and 
dynamic history and many of the changes that have taken place 
over time can be deduced by a study of the pollen record. The 
history of South America's upper montane forests, in particular, 
is well documented by pollen records. The extremely long 
pollen records from the former lake of Bogota are particularly 
important, revealing a wealth of information on the develop- 
ment of the Andean forests during the Late Tertiary and 
Quaternary. The latter period covers the last 2.5 million years or 
so. and is characterized by the repeated occurrence of ice ages at 
high latitudes. The pollen records of Bogota show that the 
Andean forests during the late Pliocene were of a markedly dif- 
ferent composition from those that occur in the area today. They 
show correlations with glacial advances and retreats in the polar 
regions (see, for example. Van der Hammen and Gonzalez, 
1960: Hooghiemstra, 1984. 1989). 

Pollen records covering the past 15,000 years have been 
obtained from between 2500 m and 4200 m elevation in the 
Eastern and Central Cordilleras of Colombia (e.g. Melief, 1985; 
Salomons, 1986; Kuhry, 1988) and the Venezuelan Cordillera 
(e.g. Salgado-Labouriau et al., 1977). These records show 
details of the environmental changes of the upper montane 
forests and their relation to climatic change. 

In contrast, the history of the lower montane forest belt, 
extending from about 1000 m to 2300 m elevation, and the 
warm tropical lowland forest belt, extending from sea level to 
around 1000 m in elevation, is considerably less well documented. 
Suitable locations to study the history of these two forest types, 
which are recorded in the pollen in peat bogs and accumulated 
sediments on lake bottoms, are less easy to find. An additional 
problem in palynological studies at lower elevations is caused 
by the very rich vegetation: the variety of fossilized pollen 
grains and fern spores encountered is so high that it is more dif- 
ficult to deduce past vegetation types. 

Important studies of the biogeography and Quaternary history 
of South American forests include those by Fittkau et al. 
(1968-1969), Van der Hammen (1974), Livingstone and Van 
der Hammen (1978), Vuillemier and Monasterio (1986) and 
Whitmore and Prance (1987). Good reviews of research on the 
natural resources of Neotropical forests include those by 



Meggers et al. (1973), Unesco (1978), Prance (1982a), Lieth 
and Werger (1989) and Gentry ( 1990). 

Quaternary History of Andean Forests 

Knowledge of the history of the Andean forests during the 
Quaternary is based mainly on the long pollen records from 
Lake Bogota. These are representative of that part of the north- 
em Andes that lies within the tropical zone. The foothills in this 
part of the Andes now have a warm tropical climate, but the 
upland regions have a cool to cold climate and at the highest 
levels there is perpetual snow. 

Large diurnal temperature fluctuations are characteristic of 
tropical mountain ranges. Temperatures do not vary seasonally 
to any great extent and, given sufficient humidity, most plants 
are evergreen. This includes the trees near the upper forest limit. 

The altitudinal vegetation zones of the Eastern Cordillera of 
Colombia provide a good example of the general situation in the 
tropical Andes north of the equator (Figure 2.1). The Eastern 
Cordillera of the northern Andes rises up from the tropical low- 
lands, where rain forests, savannas, or xerophytic vegetation 
types dominate. To the northeast of this Cordillera lies the 
savanna area of the Llanos Orientalis and the Orinoco, and to 
the south east lies the rain forest. West of the Cordillera is the 
Magdalena valley, the northern part of which supports rain for- 
est, while in the southern part, tropical xerophytic vegetation or 
dry forest is found. In the Eastern Cordillera the warm tropical 
vegetation belt extends from the lowlands to around 1000 m. At 
about this elevation several "tropical" taxa, such as most 
Bombacaceae, disappear. Several other taxa are restricted in 
their occurrence to this belt or to a part of it (e.g. Byrsonima, 
Iriartea. Mauritia and Spathiphyllum). 

The next altitudinal zone is that of the sub-andean forest 
from approximately 1000 m to 2300 m. Genera such as 
Acahpha, Alchoniea and Ceciopia are of frequent occurrence 
in this zone and do not extend beyond its upper limit. The same 
holds for many Palmae, Hyeroninui. Ficus and Malpighiaceae. 
From about 2300 to 3200-3500 m elevation lies the Andean for- 
est belt, in which species of Weinmannia and Quercus dominate 
(Figure 2.2). AInus. Clusia. Hedyosmum Ilex, Jiiglans. Myrlca, 
Podocarpus. Rapanea and Styloceras are frequently represented. 



17 



The History of the Forests and Climate of Tropical South America 



PRESENT 



20,000-14,000 yr BP 



5000 



4000 



3000 



2000 



1000 ■ 



ra 




warm tropical loresl 



• high plain ol Bogota * Magdalena River /^/ xerophytic vegetation -•- upper forest line 



Figure 2.1 Schematic presentation of the zonation of the main vegetation behs in the Colombian Andes during present-day conditions 
(interglacial) and during ice age (glacial) conditions about 18.000 years ago. i.Suorn- ArierVandcrHammen. I974i 



although most of these genera are not restricted in their distribu- 
tion to this belt. 

The next vegetation zone, extending from approximately 
3200 to 3500 m elevation, is the irregular belt of high Andean 
dwarf forest and shrub formations, and the sub-paramo. The for- 
est trees of the genera Weinmannia and Querciis are absent and 
the most common woody taxa belong to the Compositae, 
Ericaceae. Aragoa, EscaUonia, Hypericum and Polylepis. 
Above this, the paramo extends from about 3500 m up to 4000- 
4200 m elevation. Apart from grasses, the most characteristic 
elements of the paramo are stem-rosette plants of the genus 
Espelelia. and a number of herbs, such as Bartsia, Gentiana. 
Geranium. Halenia. Paepalanthus. Plataaf^o. Ranunculus and 
Valeriana. The super-paramo belt extends upwards from 4000- 
4200 m to the snow-covered zone. 

In order to make the pollen diagrams more easily understood, 
they are presented here as cumulative diagrams. They show the 
variation with time of the percentages of the major ecological 
groups of pollen: subandean forest elements, Andean forest ele- 
ments, subparamo elements and paramo elements. It will be 
clear that for correct interpretations one must take into account 
the relationships between vegetation and pollen rain, and the 
altitudinal ranges and ecologies of the individual taxa present. 

The Andes have been subjected to great geological uplift 
over the last few million years. This uplift has created new envi- 
ronments at high elevations in tropical South America. 
Resulting vegetation changes are recorded in pollen records 
(Van der Hammen et al.. 1973). Open Andean vegetation devel- 
oped, while the forest taxa adapted gradually to colder condi- 
tions. During this Pliocene-Quaternary period of adaptation, the 
sub-andean forest belt became wider and reached its present day 
altitudinal ranges. New elements arrived successively in these 
Andean forests: Heclyosmun and Rapanea approximately 4 mil- 
lion years ago. Myrica about 3.5 million years ago. Alnus 
(alder) 1 million years ago and Quercus (oak) around 0.3 mil- 
lion years ago. 

The pollen record of Funza, of which Figure 2.2 shows the 
upper 220 m, demonstrates with amazing detail the immigration 
of Alnu.s at a core depth of 257 m and presents direct biogeo- 



graphical evidence of the immigration of important floral ele- 
ments (Hooghiemstra. 1984. 1989). Alnus is a northern hemi- 
sphere genus that apparently reached Colombia only after the 
Panamanian isthmus had formed some 5 million years ago 
(Keigwin. 1978). Much later, around 300,000 years ago, 
Quercus also arrived via the Panama landbridge, and colonised 
the area of Bogota. The difference in the time of arrival can 
probably be explained by the pioneer qualities oi Alnus. which 
disperses more rapidly than Quercus. a species of mature forest. 
The relative frequency of Vallea and Weinmannia also changed 
markedly during this period. Vallea was abundant in the Andean 
forests up to about one million years ago and then decreased: 
after this time it was replaced by Weinmaiuiia as a major ele- 
ment of the Andean forest belt (Hooghiemstra, 1984, 1989). It is 
likely that Quercus is still invading the original Lauraceae 
forests and that it will eventually become a more significant 
component of the flora if present day environmental conditions 
persist. 

The composition of the Andean forest belt obviously 
changed considerably during the Late Pliocene and Quaternary 
as a result of immigration and evolutionary adaptation. During 
the Quaternary periods of glacial advance in northern Europe 
and northern America, temperatures in the tropical areas were 
reduced, resulting in a lowering of the position of the altitudinal 
forest belts (Figure 2.1). During the warmest phases of inter- 
glacials, the present-day upper forest line (c. 3200-3500 m alti- 
tude) may have reached 3400-3600 m. and locally even 4000 m. 
In contrast, during the coldest phases of the glacials it may have 
descended to around 2000-1 800 m. The Funza pollen record 
(Figure 2.2) clearly shows the shifting upper forest line follow- 
ing the changes in temperature during the ice ages. The former 
lake of Bogota was alternately situated in the Andean forest 
belt, the sub-paramo and paramo belt. 

Climatic and Forest Changes During the Past 30,000 Years 

The last 30,000 years of the forest history in the northern tropi- 
cal Andes is known from many pollen records: the 12 m long 
pollen record of Laguna de Fuquene in Colombia (Van Geel and 
Van der Hammen, 1973) is presented here (Figure 2.3). It shows 



\i 



The History of the Forests and Climate of Tropical South America 

ra. Colombia, 2550 m elevation) 



Figure 2.2 Pollen diagram of the long pollen record Funza I from the high plain of Bogota (Eastern Cordi 
showing the vegetational history of the last one million years or thereabouts. 




Core depth (in metres) and age (in thousands of years) are indicated 
at the left hand side of the diagram. For convenience, stage num- 
bers (3 through 23) from the well known deep-sea oxygen isotope 
stratigraphy, are indicated in the diagram. From left to right the 
downcore representation of the following vegetation belts is shown: 
sub-andean forest, Andean forest, sub-paramo, and paramo. 

The graph of downcore changes of the percentage of total arbo- 
real pollen (AP) shows oscillations that, in fact, represent vertical 
shifts of the upper forest line over the mountain slopes. Red 
coloured intervals have an upper forest line from 2550 to 3500 m 
elevation and represent periods with a warm climate (interglacials). 
Blue coloured intervals have an upper forest line from 1800 to 
2550 m elevation and represent periods with a cold climate 
(glacials). The inferred changes in mean annual temperature, at the 
elevation of Bogota, are from about 6° to 15°C. The level of AP. on 
which the boundary between interglacial and glacial periods is 
based, shift around 45 m and 77 m core depth: these shifts are 
approximations to account for distinct changes in the composition 
of the Andean forest belt at those levels. The former lake of Bogota 
desiccated c. 27,000 years ago, some 9000 years before the last ice 
age reached its coldest conditions (compare Figure 2.1 ), causing a 
hiatus in the pollen record. The samples at the top of the record are 
of Holocene age. 

(Source: after Hooghiemstra. 1984; Andriessen ef ul.. 1993) 



very high percentages of Polylepis in the period from around 
30.000-25,000 years ago. Taking into account its recent relative 
pollen production, there can be no doubt that a very broad and 
extensive Polylepis dwarf-forest zone was dominant on the high 
plains near the tree line at 2550 m. Such an extreme dominance 
of this species is not known from anywhere in the Andes today, 
and suggests that special conditions of climate and/or soil 
occurred at that time. 

The period before 25.000 BP was characterized by cold and 
humid conditions, with a maximum extension of the glaciers, a 
higher tree-line and higher lake levels. Around 21.000 BP the 
Polylepis forest had largely been displaced by open paramo. At 
the same tiine the lake level fell markedly. This period, with an 
extremely cold and dry climate, lasted until c. 14,000-13,000 
BP, that is until the period of maximum glacial retrect at high 
latitudes. At this time, forest colonised the area again, replacing 
the paramo during the periods of minor glacial retreat. The 
abundance of the shrubby pioneer species Dodonciea, which 
grows on eroded soils, is characteristic of this period. This taxon 
almost disappeared in the Holocene, and reappeared only during 
recent periods of human disturbance. 

Between the Guantiva glacial retreat, that lasted from about 
12,400 to 10,900 BP, and the beginning of the Holocene there 
was another cold interval, called the El Abra stadial (between 4 
and 5 in in Figure 2.3), which began at around 10,900 BP. This 
brief temperature depression is known from several Colombian 
pollen records. The Holocene represented a return to full inter- 
glacial conditions. Forests, dominated by Weininannia and 
Quercus. invaded the area and sub-andean forest elements 
reached Laguna de Fuquene, indicating that mean annual tem- 
peratures must have been somewhat higher than present day 
values. In several pollen records, a cooling of the climate is also 
evident about 3000 BP. 



19 



The History of the Forests and Climate of Tropical South America 



Loguna de Fuquene 

(25B0ml . j> . 



Disploc*menl of Fluciuorioos of 

veqetolion io«ifs lol<e level Yeort at 




Em f lemenls"'" 1-3 Subandean forest elemenls exi 



Figure 2.3 Pollen record from Laguna de Fuquene (Eastern Cordillera. Colombia. 2580 m elevation) showing the vegetalional and climatic 
history of the last c. 30,000 years. At the left hand side, a summary diagram shows the downcore contribution of the four main vegetation belts. 
Records of selected pollen ta.xa are shown. At the right hand side the chronostratigraphy, vertical displacement of vegetation belts, and estimated 

fluctuations of the lake level, are indicated. Smme: Aflcr Van Gecl and van der Hammen ( I97.1| 



Forest History of the Amazon Basin 

During the wet season, broad belts along the Amazon River and 
its tributaries become inundated (see Box). The varzea forest 
that occurs in these belts is adapted to flooding of up to several 
months duration. The almost permanently inundated sites, such 
as oxbow lakes and deep backswamps. may support 'floating 
meadow" vegetation near the shores where the water is rather 
shallow. The meadows may become more extensive when the 
mean annual water levels are lower (Van der Hammen, 1986). 
These more or less permanently flooded sites have vegetation 
similar to that in the swamps of the Colombian lower 
Magdalena valley. 

Analysis of the sediments in Amazonian lakes show that 
there have been periods of extensive spreading of the "floating 
meadows", and all evidence points to coincidence with periods 
of low water levels. In the sediments of the Amazon valley 
itself, there are also considerable increases in grass pollen. 
These are often associated with an abundance of Cecropia, a 
pioneer tree which colonises thicker or "stranded" patches of 



'floating meadows". Again, there are striking similarities with 
developments in the lower Magdalena valley. The knowledge of 
the sequence of relatively dry and wet periods in the Amazon 
Basin during the last 10,000 years or so is based mainly on 
work by Absy (1979. 1982), Absy et al. (1991). Urrego (in 
press). Van der Hammen et al. (1992), Van der Hammen and 
Absy (1994) and Van der Hammen and Cleef (1992). These 
Holocene changes of river levels are certainly caused by 
changes of rainfall, and may very well be linked to El Nino 
events (Duefias. 1992; Van der Hammen and Cleef. 1992). 

These recent changes in the vegetation cover and in precipi- 
tation are trivial when compared with the changes that are 
believed to have occurred in the Amazon Basin at earlier times. 
The very dry periods that are thought to have occurred during 
the Quaternary must have had far-reaching effects on the extent 
of the Amazonian forests. These dry periods are believed by 
some biogeographers to account for centres of endemism in. for 
example, birds, lizards, butterflies and woody angiosperms 
(Haffer, 1969, 1977; Vanzolini and Williams, 1970; Vanzolini, 



20 



The History of the Forests and Climate of Tropical South America 



Western Amazonian Floodplains, a Variable and Dynamic Environment 



Extensive areas of Western Amazonia are annually flooded 
by rivers. It has. for example, been estimated that river flood- 
plains cover 12 per cent of Amazonian Peru (Salo et cil., 
1986). The width of the floodplains along the major river 
courses varies a lot. from a few hundred meters up to scores 
of kilometres. The largest floodplains are found in areas that 
are subsiding because of tectonic movements related to the 
uplift of the Andean mountains. These sinking areas form the 
basins of the Madre de Dios, Ucayali. Acre and Pastaza- 
Maraiion Rivers (Riisiinen et al.. 1987). 

The rivers that erode the slopes of the Andes carry large 
quantities of sediments. When they enter the flat Amazonian 
lowlands, especially the basin areas, the velocity of the water 
slows down and a considerable amount of the sediment load 
is deposited. The result is that relatively loose and fine- 
grained fluvial sediments accumulate in the lowland areas. 
These easily erodible sediments and the flat tenain allow the 
rivers to move around freely in search of the least resistant 
routes. 

Erosion and sediment deposition along a meandering river 
channel results in lateral migration of the channel. The move- 
ment can be very rapid: a maximum annual migration rate of 
160 meters has been reported from the Ucayali river in Peru 
(Kalliola et ai. 1992). However, the actively growing phase 
of any one meander lasts for only relatively short periods of 
time. When the loop grows rounder, its neck gets thinner, 
until the river ultimately breaks through and a new cut is 
formed. The abandoned loop becomes an oxbow lake. These 
are a conspicuous component of active floodplains. The 
processes of river meandering and annual flooding also form 
characteristic sequences of relatively higher ridges and lower 
swales parallel to the river. 

The rate of channel migration varies significantly both in 
time and place. The straighter parts of a river are generally 
fairly stable, but the migration is very fast in the apices of 
meander loops. The erosion rates vary also between different 
river types. Suspension-rich white water rivers originating 
from the Andes are more active compared to stable black 
water rivers that drain only lowland areas. 

The very rapidly changing geomorphology of the flood- 
plains has a pronounced influence on the vegetation. Old for- 
est is destroyed at the eroding bank, while primary succes- 
sion takes place at the advancing beaches. When the point- 
bars are exposed after the annual flood, their higher parts 
become rapidly vegetated by pioneer species. During the sub- 
sequent years, the annual pioneer species are replaced by 
stronger competitors, and a series of belts of vegetation in 
different stages of succession is formed from the point-bar 
towards the meander neck. 

The first successional stages are usually rather poor in 
species. Young point-bar beaches are colonized patchily by 
herbs and seedlings of woody riparian plants. Many of the 
herbs, such as Ipoinoea spp., Fimbristylis spp., Liidwigici spp. 
and Panicum spp.. are also found as weeds in nearby culti- 
vated areas. Somewhat older vegetation is typically formed 
by almost monospecific stands of first Tessariu imegrifolia 
or Gynerium sagittatum and later by Cecropia spp.. 
Thereafter the vegetation gets more diverse in species and 
structure. The first dominant trees are Cedrela odorata and 
Ficiis insipida. but in older forests it is no longer possible to 



distinguish clear zonation (Salo et al.. 1986; Kalliola et cil.. 
1987; Kalliola et al.. 1991 ). The boundary between older and 
younger vegetation disappears partly because the relative age 
differences get smaller and partly because tree senescence 
and regeneration in gaps blur the pattern. Also the river activ- 
ity itself can break the regularly sequential vegetation struc- 
ture by erosion and by depositing sediment. 

The above sequences of vegetation succession create the 
basic level of heterogeneity of floodplain vegetation. Further 
elements of mosaicism in floodplains are formed by different 
vegetation patches in oxbow lakes and backswamps. Oxbow 
lakes are slowly filled by fine sediments brought in by the 
floods, and by debris from the surrounding vegetation that 
accumulates in the lake bottom. First, the lake is covered by 
floating plants such as Eichhornici crassipes and Pistia stra- 
tiotes. The giant water lily Victoria ainazonica often occurs. 
Later come floating grasses that are nevertheless rooted in 
the soil. After those come stages of continuous herbaceous 
vegetation and scattered woody vegetation dominated by 
only a few species — P.seiidobomba.x iniingiiba is one of the 
most important ones. Eventually more species rich and com- 
plex forest finally conquers the former lake. Backswamps are 
found further from the actual river channel, close to the mar- 
gin of the floodplain. These areas are always poorly drained 
and typically the vegetation is characterised by extensive and 
almost pure stands of the palm Mauiitiafle.xuosa. 

Sometimes tectonically induced tilting of the ground can 
force a long stretch of a river channel abruptly to change its 
location and abandon its old course. In the formerly active 
channel area vegetation succession begins to advance more 
peacefully. In contrast, the new channel area is exposed to 
drastic changes (Kalliola et al.. 1991). Entirely new areas 
become susceptible to the effects of river processes such as 
floods and erosion, and in many places the vegetation will 
experience a regressive succession: the forest declines and 
herbaceous vegetation expands as a result of increasing 
water levels. Even previously unflooded forests may 
become flooded. 

Perhaps the most outstanding consequence of river activity 
is the splitting of the floodplain environment into a mosaic of 
habitats different in relief, flood intensity, age and soil prop- 
erties. It is also important to realize that the structure of the 
mosaic is continuously changing and the direction of the 
change is not readily predictable. A floodplain forest can be 
eroded away by the river or regressive succession can turn 
the forest into a grassland, or a backswamp appears, or per- 
haps even the whole area remains outside the flood zone and 
a new patch of terra-firme forest is formed. 

The unpredictability of the floodplain environment extends 
to the distribution patterns of species. For example, an excep- 
tionally strong flood can wipe out species that otherwise 
would be common at a site, or a certain kind or habitat can 
emerge so far away from other similar patches that not all 
species typical of the conditions are able to colonise the vea. 

The understanding of river dynamics may give clues to 
understanding unflooded terrain. Most of the surface sedi- 
ments in western Amazonia are deposited in fluvial environ- 
ments, and there are many signs of ancient river activity in 
the soils of teiTa-firme forests. 

Source: Kalle Ruokolainen and Maarit Puhakka. 



21 



The History of the Forests and Climate of Tropical South America 



1973; Simpson and Haffer, 1978; Prance, 1978, 1982b). 

The refuge theory, expounded clearly by Haffer in 1 969, pos- 
tulates that vegetational changes following climatic changes 
cause the fragmentation of species ranges and their isolation in 
ecological refuges (Figure 2.4). In these refuges, species popu- 
lations may (a) become extinct, (b) survive unchanged, or (c) 
differentiate at subspecies or species level. The theory has been 
much debated (e.g. Colinvaux, 1979, 1987) and several other 
theories to explain centres of diversity and of endemism have 
been put forward. These alternative theories include river 
dynamics, temperature changes and contemporary ecological 
differences between areas (Colinvaux et ciL, 1985; Salo er al.. 
1986). Whatever the cause, the palynological evidence now 
available shows that savannas used to be present in areas that 
are today covered with tropical forest. The pollen records from 
Rondonia and Carajas illustrate this particularly well. 

The pollen record from Rondonia (Figure 2.5) shows the 
replacement of the Amazonian forest by grass-savanna (Van der 
Hummen. 1972; Absy and Van der Hammen, 1976). Two frac- 
tions of two samples from the Katira section were recently dated 
(Van der Hammen and Absy. 1994). This part of the Amazon 
Basin, under today's natural conditions, is completely covered 
with dense tropical rain forest (annual rainfall around 2500 
mm), and the nearest patches of more open natural vegetation 
are found at least 150-200 km to the south. The savanna periods 
of Rondonia are dated at 42.500-l-/-25()0 years BP and 18.500 
-f-/-l50 years BP. The geological context suggests that the dates 
correspond to two savanna periods, separated by a wetter forest 
period. The last savanna period, at and after 18,500 BP. was 
associated with thick coUuvial deposits in the valley and was 
probably the drier period. We have no data from Rondonia as to 
when the rain forest invaded the area again, but. based on data 
from other places, this probably happened at the beginning of 
the Holocene. 

The pollen record from Carajas. Brazil (Figure 2.6) came 
from the southern Serra do Carajas on a narrow plateau at 
700-800 m elevation (Absy et al.. 1991 ). This region is situated 
in a NW-SE oriented corridor inside the Amazon Basin where 
the annual precipitation (1500-2000 mm) is lower than in adja- 
cent regions (2000-3000 mm). In the rain forest sunounding the 
plateau, relative seasonal dryness is reflected by the occurrence 
of patches of deciduous trees. The pollen record presented 
(Figure 2.6) is from a core drilled in the centre of a former lake, 
situated on the plateau. The bulk of the present pollen supply to 
the lake originates from the surrounding rain forest. The eight 
pollen zones recognised correlate strongly with the lithological 
sequence: in the sandy layers, pollen from savanna species dom- 
inates (pollen zones Al. B and D), whereas forest species are 
dominant in pollen zones from organic-rich sediments. The last 
organic-rich deposition of Holocene age shows marked differ- 
ences from its Pleistocene equivalents. The extension of savanna 
around 6000 BP (pollen zone E2) represents a different type of 
savanna vegetation. The abundant charcoal fragments suggest 
that fire must have played an important role in the spread of 
savanna at this time. The final increase of rain forest around 
3000 BP (pollen zone E3) is reflected in the occurrence of 
pollen from pioneer species. 

The overall pollen record shows clear vegetational and cli- 
matic change over the last 60,000 years. Dry periods occurred 
around 60,000 BP, shortly before 40,000 BP and during 
21,000-1 1,000 years BP. The drying of the lake after 22.000 BP 
and before 12.500 BP, its reappearance slightly before I2,5(J0 
BP and the subsequent rise of the water level during the Late 



Glacial are events which have also been described for tropical 
African lakes (Livingstone and Van der Hammen. 1978; 
Servant and Servant-Vildary. 1980; Maley. 1987; Street and 
Grove. 1979). 

During the dry periods of the Quaternary, pollen representing 
forest elements is less frequent and sometimes absent. Hence it 
seems very likely that the forest disappeared, not only from the 
plateau, but also from the surroundings of the plateau. The dri- 
est parts of the dry Quaternary periods are not represented 
because sediment no longer accumulated in the lake. 
Considering the present distribution of Amazonian forest, the 



a) 



^^s^-v^ti^ 


w 






!*?!> 






/ffr\-9.'- 


^•^. 

•*•> 


m 


mm- 


m 








M 




1 


1 


M 


kl'-'-' 


'■^^^ 






k 


M 


M. 


'w 


d 





b) 



W^ 


. 4-. '■, :■ 


^^^ 



(3 tropical rain forest 

^ savannas/(jry vegetation 

■ montane vegetation 



Figure 2.4 Maps of tropical South America, with present distribu- 
tion of major vegetation types (a), and with a tentative reconstruction 
of the situation during the driest phases of glacial periods, with forest 
refuges (b). 

Siimce: Adapted from Van der Hammen 11979); after Haffer ( 1977). Prance ( 1 97,1 ) and Huber 

(1974) 



22 



The History of the Forests and Climate of Tropical South America 



9 10 20 30 40 50 60 70 80 90 1 07, 
1 00 90 80 70 60 50 40 30 20 10 0% 



18500 ± 150 BP 

approximately 
42500 ± 2500 BP 







yellow-grey nT\l 
sandy clay I- ■'■I 

yellow brown and _— . 
red clay with t^i 

soil fragments '^^ 

black and dark p==j 
grey clay ^3 



grey clay [ 



Elements of the wcl trupical tt»rcst 



1^1 '- 



Savanna elements (principally Gramineae) 



Figure 2.5 Pollen records from Capoeira (top) and Katira (bottom) 
(Rondonia. Brazil, latitude 4'=S; longitude 6°W) in the Amazon Basin. 
The diagram reflects a dramatic change from dense tropical forest 
towards grass-savanna and vice versa. 

Source: After Absy and Van der Hammen ( 1 976) 



type of change registered at the end of the dry periods would 
mean a lowering of at least 500 mm in the annual precipitation 
(from 2000-1500 mm to 1500-1000 mm) in the drier 
Amazonian corridor and eventually the fragmentation of the 
Amazon rain forest area into two large parts. 

Van der Hammen and Absy ( 1994) have mapped the poten- 
tial distribution of rain forest in the Amazon Basin at an annual 
precipitation of 500 mm (Figure 2.7b) and 1000 mm (Figure 
2.7c) lower than at present (Figure 2.7a). As illustrated in 
Figure 2.7c, the sites of Katira and Carajas. which experienced 
savanna conditions some 20,000 years BP, would have been 
located in savanna vegetation. Interestingly, the same figure 
suggests that Georgetown would also have experienced savanna 
conditions with precipitation reduced by 1000 mm. This conclu- 
sion is supported by pollen records (Van der Hammen, 1963). 
These data show that considerable areas of tropical forest were 
once replaced by savanna and savanna woodland or cerrado 
types of vegetation. It is highly probable, therefore, that the 
Amazonian forest was, at times, reduced to a number of larger 
and smaller fragments that could be called forest refuges. 

Prehistoric .Man and Forests 

People may ha'e entered South America as early, or earlier than 
30,000 years ago, but good evidence of their presence exists 
from about 15,000 years BP onward. It seems probable that 
there have always been some people adapted to forest-life, but 
many of the cultural remains from the period of the last glacial 
advance are from groups adapted to more open environments. 
During the past 15.000 years, people have produced some finely 
worked stone artifacts, which suggest that they were hunting 
large mammals. Humans will also have used the other resources 



?> 



tW 



kQ.V'' 






>vs-'> 



,c.^^ 



,-(\J* 



2950 -^470/-440 

6150 + 60/- 80 — 

7760 +590/ -560 

10460 +850/ -770 

12520 +130/ -130 

23670 +300/ -300 



286B0 -^ 450/ -450 



51200 +1700/- 1400 -~ 



.<;:t^r# ^.^<r ,..s<^^t^^^^ ,o.B^' 



(f' 



,os 




mo at ids o n ws o o o los 



( ! ) trees: (2) gramineae: (3) savanna elements: Compositae plus Borreria and Cuphea. 



Figure 2.6 Simplified pollen record and radiocarbon dates of a 6.5 m long core from a swamp area in the Serra do Carajas (Brazil, lat. 6°20'S: 
long. 50''25'W; 700-800 m asl). The downcore changing representation of trees, savanna elements and grasses reflects a sequence of open and 
forested environments near Carajas during the last c. 50,000 years. Smm,: AiicrAbs> e;a/. (I99ii 



23 



The History of the Forests and Climate of Tropical South America 



.tr-)a Present day raintull 
cofgetown 




c) 



Rainfall 1000 mm less 
than today 

^Gaorgtlown 




^3 



E^3 



LEGEND 



Rainfall > 1500 mm 
Tropical rainforest 



Present day extension of 
Amazonian rainforest 



Rainfall < ISOOnim 
Savannas, savanna woodland, 
dry forest, coatinga, etc. 



Figure 2.7 Maps of Amazonia showing the present-day situation of the vegetation (2.7a) and predicted changes of major vegetation forma- 
tions when average ramfall is 500 (2.7b) and 1000 mm (2.7c) lower than at present. The sites of Carajas and Kalira. under savanna type vegeta- 
tion some 20.000 years ago. are mdicated. The site of Georgetown also experienced savanna conditions during the last glacial advance. 

Sonrcf: After Van Jlt Hanmu-n and Absy ( i 994 ) 



that the savannas and patches of trees in the South American 
cerrados offered. It seems certain that the wooded areas were 
altered by burning from very early on. 

It is known that from as long ago as the Late Glacial, people 
were adapted to the upper montane forest-paramo boundary. 
This offered very diverse resources: small animals, fruits, etc. 
(Van der Haminen and Correal Urrego, 1978). At that lime there 
were also people living in the western Amazon (A. Rooseveld. 
unpublished data) who made stone points and apparently used 
the broad spectrum of fruit and seed resources which the forest 
offered. 

When the upper limit of the forest rose at the beginning of 
the Holocene and open or semi-open vegetation types were 
greatly reduced, people seemed to adapt to forest-life and to 
using the numerous resources that the forest offers (roots, fruits. 



nuts, meat, fish etc.). This happened both in the Andes and 
Amazonia. The effect these people had on the forest may not 
have been very great, but it seems to have led to an increased 
frequency of useful trees and palms in both montane forests and 
the tropical lowlands. 

The impact of man on the forest increased with the beginning 
of horticulture and agriculture; in some areas, this occurred as 
far back as 8000 years ago. During the few thousand years 
before the Spanish conquest (at around 1500 AD) the impact of 
flourishing Indian cultures on the forest vegetation was consid- 
erable. However, the action of humans became really destruc- 
tive only after the conquest and has increased during the last 
few decades to culminate in today's unprecedented rates of for- 
est clearance. 



24 



The History of the Forests and Climate of Tropical South America 



References 

Absy, M.L. (1979). A Palynological Study of Holocene 
Sediments in llie Amazon Basin. PhD thesis. University of 
Amsterdam; 104 pp. 

Absy. M.L. (1982). Quaternary palynological studies in the 
Amazon Basin. In: Biological Diversification in the Tropics. 
Prance. G.T. (ed.). Columbia University Press. New York. 
Pp. 67-73. 

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Haffer. J. (1969) Speciation in Amazonian forest birds. Science 
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Hooghiemstra. H. (1989). Quaternary and Upper-Pliocene 
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The History of the Forests and Climate of Tropical South America 



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Pleistocene and Holocene climate and vegetation of the 
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255-258. 

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Pp.214. 



Authors: Thomas Van der Hammen and Henry 
Hooghiemstra.Hugo de Vries Laboratory, Department of 
Palynology and Paleo/Actuo-Ecology , University of 
Amsterdam, The Netherlands. With contributions from Michael 
Eden, Royal Holloway and Bedford College, London; Alan 
Hamilton, WWF-UK; Tim Boyle, CIFOR, Bogor, Indonesia; 
and Kalle Ruokolainen and Maarit Puhakka, Department of 
Biology, University of Turku. Finland. 



26 



3 Identifying Areas for 
Plant Conservation 
in the Americas 



Introduction 

Plants are the basis of most terrestrial ecosystems, and most ani- 
mals, including humans, are ultimately totally dependent on 
them as sources of food. They provide humans with a host of 
other products, such as fuel, fibres, oils, medicines, dyes, tan- 
nins and forage crops for domesticated animals. In addition, 
they provide many valuable ecological services, such as the pro- 
tection of watersheds, the cycling of nutrients and climate ame- 
lioration. 

However, plant life throughout the world, and especially in 
the tropics, is under serious threat as habitats are destroyed or 
modified. Raven (1987) used island biogeography theory to pre- 
dict how many species of plants are under threat of extinction 
worldwide. This theory predicts that if a habitat is reduced to a 
tenth of its original size, this will lead to the extinction, or near 
extinction, of half of its species. Raven's assessment is alarm- 
ing: as many as 60.000 vascular plant species (one in four to 
one in five of the world's total) could become extinct or their 
populations seriously reduced by 2050 if present trends contin- 
ue. Furthermore, Myers (1988) predicted that 17,000 vascular 
plant species (seven per cent of the Earth's vascular plant 
species) could become extinct in just 10 critical tropical forest 
areas (or "hotspots") covering 0.2 per cent of the Earth's land 
surface. Some of the richest areas he identified were in Latin 
America. 

Recent work has questioned some of these assumptions and 
attempted to achieve greater precision in predicting extinction 
rates (e.g. see Whitmore and Sayer, 1992). However there is 
general agreement that a great loss of plant diversity is occur- 
ring and that a considerable amount of this is in the Neotropics. 

Plant Diversity and Endemism in the Americas 

The Americas (South and Central America and the Caribbean 
islands) are currently estimated to contain between 90,000 and 
100,000 vascular plant species (or between 36-40 per cent of the 
world's vascular plants) (Gentry, 1993). More than 60,000 vas- 
cular plant species (c. 25 per cent of the total world flora) occur 
in just three South American countries: Colombia, Ecuador and 
Peru, while Brazil alone has been variously estimated as having 
between 40,000 and 80.000 vascular plant species. 

However, habitats, individual species and genetic variation 



within species are not evenly distributed in these, or in other 
areas, of the Americas. Effective conservation of biodiversity 
therefore requires very careful selection of areas rather than a 
random selection of sites that are unwanted for other uses. For 
example, the Brazilian system of the 1970s that required farm- 
ers to leave half their property uncut and to develop the other 
half, thereby creating a chess-board effect, was never likely to 
be an effective way of conserving the biodiversity of the 
Amazon forest. Rather, careful consideration needs to be given 
to the distribution and fragility of the various vegetation types in 
the region, and to patterns of species diversity and endemism. 
These factors are considered below. 

Vegetation 

The maps in this Atlas of necessity show only major forest for- 
mations in each country and thereby give an impression of uni- 
formity throughout the region. However, because of the great 
variation in soil, geology, topography and climate, the Americas 
are covered by a mosaic of many diffe:ent forest formations, as 
well as other vegetation types. The forests vary from the 
world's wettest in the Choco of Colombia, where up to 1 1,770 
mm of rain has been recorded in one year (Gentry, 1982a), to 
the lonws in the arid region of western Peru where it never rains 
and the vegetation is sustained by mist alone. The forests are 
also found at altitudes varying from sea level up to 3800 m 
(Prance, 1989) where they meet the alpine vegetation of the 
paramo and puna just below the snowline of the Andes. 

Table 3.1 shows the number of basic vegetation types recog- 
nised in some vegetation maps of South America. The two 
large-scale maps of South America (Hueck and Seibert, 1972: 
Unesco, 1981) use 88 principal formations, many more than is 
possible in this Atlas. More recent maps of smaller areas shows 
that even these are vast over-simplifications of the actual vege- 
tation. For example, Huber and Alarcon (19881 used 150 cate- 
gories for Venezuela alone. 

It is important to recognise that each type of vegetation con- 
tains a unique assemblage of species. For example, most of 
Amazonia is covered by various types of tropical rain forest on 
different substrates, each substrate giving rise to a different 
assemblage of species. Furthermore, some forests, such as 



27 



Identifying Areas for Plant Conservation in the Americas 



Table 3.1 Number of vegetation types identified in various 
vegetation maps of South America. 



Source 



Categories 



Region 



Hueck and Seibertt 1972) 


88 


South Arnerica 


Unesco (19811 


88 


South America 


IBGE(1988) 


37 


Brazil 


ProjetoRADAlVI(1975) 


36 


Brazil 45-60°W 


FolhaSB21 




4-8'S 


Huber and Alarc6n( 1988) 


150 


Venezuela 



vcirzea (or tahuampa), are subject to seasonal flooding, and 
species composition varies between those forests inundated by 
nutrient-poor black-water rivers and those which are seasonally 
inundated by richer white-water rivers. 

Some forest formations cover large areas and are likely to be 
conserved adequately within any plan for conservation. 
However, other vegetation types are found only in small 
restricted areas and may be severely at risk. Conservation of 
these vegetation types requires careful planning to ensure that 
they are not lost. For example, within Amazonia there are several 
types of vegetation (Amazon caatiiigci. ciinipinci and resringa) 
on pure white sand which contain many endemic species, espe- 
cially in the upper Rio Negro region. Not only will deforestation 
of these white sand areas result in extinction of locally endemic 
species, but their clearance also creates a semi-desert of exposed 
sand over which forest is slow to regenerate. For example, areas 
cleared by the Guarito culture some 800 years ago still have 
large bare patches of soil (Prance and Schubart, 1978). ClearK 
it is preferable to preserve intact forest over white sands. In con- 
trast, the transition forests of south-western Amazonia have few 
endemic species, low diversity, and are dominated by the multi- 
use babassu palm (Orbignya phalerata) which often occurs in 
dense single species stands. This is an example of an area which 
is more appropriate for use and where the conservation of a rea- 
sonable sample will ensure the survival of the plant species 
which it contains. 

In the Caribbean islands, the most luxuriant forests are those 
at low elevations up to about 300 m above sea-level, although 
truly evergreen, non-seasonal lowland rain forest does not occur 
on the islands. Each type of climax forest has its own dominant 
tree species, and floristic composition of the forests differ 
between each of the major islands. However, as discussed else- 
where in this Atlas (Chapters 10-15), most of the lowland 
forests have been destroyed. 

Bearing in mind that local variations occur, some general 
comments can be made on diversity and endemism within the 
main forest types of the Neotropical region. 

Moist Forests 

Lowland tropical moist forest is the most structurally and taxo- 
nomically diverse vegetation type in the region. In general, 
there is a strong correlation between the amount of rainfall and 
diversity, with wetter forests being floristically richer than drier 
types. The richest forests of all are the aseasonal lowland moist 
and wet forests of upper Amazonia and the Choco region. These 
forests hold two "world records" for plant species diversity. For 
plants with a diameter of more than 2.5 cm in 0. 1 ha samples, 
the world record site is in the Colombian Choco pluvial forests 
(258-265 species); for plants with a diameter of more than 10 
cm in 1 ha plots the world record is near Iquitos in Peru where 



there were 300 species of this size in a sample of 606 individual 
plants (figures from A.H. Gentry in Davis et al. in press). 

Amazonian moist forests contain the highest number of 
regional endemics, with an estimated 14,000 endemic species or 
76 per cent of the Amazonian flora (Gentry, 1992). Most of 
these species have wide distributions within Amazonia. In con- 
trast, the "Mata Atlantica" forests of coastal Brazil have a high 
local endemism, as well as a high regional endemism (73 per 
cent for the latter). 

Estimates of regional endemism for the Choco region are 
around 20 per cent. For the northern Andean region as a whole, 
including the coastal lowlands of western Colombia and 
Ecuador and adjacent uplands. Gentry (1992) estimated over 
8000 endemic species (about 56 per cent of the region's flora). 
This area is one of the least known areas botanically, and it is 
likely that there are several thousand more species awaiting dis- 
covery. Most of these are likely to be endemic. 

Endemism is not always correlated with diversity. Thus, 
local endemism appears to be concentrated in "cloud forests" 
along the base of the northern Andes and in adjacent southern 
Central America, and in the north-western sector of Amazonia 
where there is a mosaic of sedimentary substrates associated 
with the Guayana shield (Gentry, 1986). The Andes montane 

Mauritia flexuosa ( inauriria palm) hearing fruits which 
are eaten by monkeys and humans. Tcmibopata Resene, Peru. 

(WWF/Sylvia Yorath) 




28 



Identifying Areas for Plant Conservation in the Americas 



The Manaus Workshop: Areas of Biological Priority for Conservation in 
Amazonia 



The aim of the workshop, which brought together almost 100 
AiTiazon specialists, was to pool scientific data to indicate 
areas of maximum biological interest and diversity in order 
to help and encourage the planning of conservation areas 
within the Amazon region. Representatives of all nine 
Amazon countries attended. 

The scientists began by working for three days in small 
specialist groups covering Plant Systematics. Plant Ecology, 
Mammals. Ornithology. Herpetology. Icthyology. 
Entomology. Geomorphology and Climate, and Units of 
Conservation. These first order discussions were intense 
while participants exchanged their knowledge. At the end of 
the three days, each of the seven biological groups produced 
thematic maps, backed by scientific information forms, to 
justify their selection of priority areas. This was followed by 
separate meetings of all botanists and zoologists to pool their 
data and consolidate their chosen areas on two maps; one for 
plants and one for animals. Although the consolidation 
process involved a great deal of discussion, the areas selected 
by the different groups corresponded to a large degree. At the 
same time, the geomorphologists and climatologists pro- 
duced their map locating the most fragile soils and ecosys- 
tems requiring greatest protection. The Conservation Units 
Group discussed policy and other important factors for future 



analysis and planning of preservation, conservation and man- 
agement of priority areas. 

The first step was the fusion of the 104 areas of major bio- 
logical importance for plants with the areas selected for ani- 
mals. This resulted in the production of a final map of 94 
areas evaluated with a 5-1 scale of priority for conservation 
(see Figure 3.1). Areas with maximum overlap between the 
disciplines were given the highest priority. 

The final map covered about 60 per cent of the Amazon 
region, and together with the back-up material will provide a 
much more logical basis for future conservation planning 
throughout the Amazon region. It is encouraging that many 
existing parks and reserves occur within the areas selected as 
priorities at the workshop. However, the areas selected at the 
workshop are broad regions, and now it is up to conservation 
organisations of the nine countries to carry out on-site work to 
define the exact areas that are suitable for different categories 
of protection, managed forest, indigenous reserves, national 
parks, ecological reserves and other conservation areas. 

The results of the workshop are a challenge to governments 
and NGOs of the developed world to mobilise the resources 
needed for the establishment of the areas selected by the con- 
servation agencies of the Amazon country governments. 

Source: G.T. Prance 



Figure 3.1 Biological Priorities for Conservation in Amazonia 



Source: Conservation International ( 1 99 i ) 




Key 




■ 


Highest priority for 
conservation based 
on biodiveniity 
and endemism 


■ 




■ 






ftiwity 1 



\ 







S-y 




29 



Identifying Areas for Plant Conservation in the Americas 




Orchid in Caiiaiiiui Nulioiuil Park. Vcuc. 



uc/ii. 

(WWF/Chris Elliot) 



Colombia, and Ecuador are particularly rich in 
and what little remains of these forests is under 



forests of Peru 
local endemics 
severe threat. 

In Central America, the greatest concentrations of endemic 
species is in high mountains. For example, 70 per cent of the 
vascular flora of high mountains of Guatemala and Mexico are 
endemic (D'Arcy, 1977). 

Dry Forests 

Tropical dry forest is, by some estimations, the most acutely 
threatened of all Neotropical vegetation types. In Central 
America the area of strongly seasonal climate which gives rise 
to dry forest occurs mostly along the Pacific coast in a narrow, 
but formerly continuous band, from Mexico to the Guanacaste 
region of north-western Costa Rica. There are also outliers far- 
ther south in the Terraba Valley of Costa Rica, the Azuero 
Peninsula of Panama and around Garachine in the Darien region 
of Panama. In South America, more extensive dry forests occur 
in northern Colombia. Venezuela, coastal Ecuador and adjacent 
Peru, and from north-west Argentina to north-east Brazil. The 
main area of dry forest is the chaco (encompassing the western 
half of Paraguay and adjacent regions of Bolivia and 
Argentina). 

While dry forests are not as species-rich as moist forests, 
they are floristically distinct and contain a high degree of 
regional endemism. For example. 73 per cent of the flora of the 
chcico-cenado-caatinga dry areas are regionally endemic. The 
very dry. open forest types have not been mapped in this Atlas. 

Centres of Plant Diversity and Endemism 

Several theories have been advanced to explain patterns of diver- 
sity and endemism in the Americas and why some areas of rain 
forest, in particular, have higher degrees of endemism than oth- 
ers. A popular theory is that the forest in South America was 
reduced to isolated refugia during Pleistocene glacial advances 
when the climate of the region became drier and cooler. Whether 
or not they were refugia. the fact that centres of endemism exist 
for a large number of different organisms (e.g. Haffer. 1969 and 
Chapter 4 for birds; Brown. 1976. 1982. 1987 for insects; Prance. 
197.3. 1979. 1982 for plants) has been well established (although 
there have been suggestions that these apparent centres of rich- 
ness are merely well-collected areas, see Granville. 1988: Nelson 
et al.. 1990). The existence of centres of endemism certainly 
makes conservation of these areas of prime importance since 
their protection would conserve clusters of endemic species. 



Other theories to explain spcciation in the region focus on the 
previously more extensive "cloud forests" (Gentry. 1982b, 
1989; Gentry and Dodson, 1987), speciation associated with 
habitat complexity in north-western and north-central Amazonia 
(Gentry, 1986. 1989; Gentry and Ortiz, 1993), speciation associ- 
ated with riverine barriers to gene flow in the largest river sys- 
tem of the world (Capparella, 1988; Ducke and Black, 1953), 
and biogeographical theories focusing on the "Great American 
Interchange" following the joining of South and Central 
America approximately 3.1 million BP (Gentry. 1982b; 
Marshall el al. 1979). 

Centres of Crop Plant Diversity 

It has long been known that some areas have been of particular 
importance for the number of crop plants which originated 
there. They are known as Vavilov Centres after the Russian sci- 
entist who first described them. Four are located in the 
Neotropics (Vavilov. 1951). The Mexican-Central American 
Centre was the original source of such plants as cotton, ama- 
ranth, sweet potato, maize, green peppers and Pliaseoliis beans; 
the Peru-Ecuador-Bolivia Centre produced the potato, beans, 
tobacco, papaya, quinoa. tomato and others; the Chilean Centre 
yielded the strawberry and the Central Brazil-Paraguay Centre 
was the home of the pineapple, peanut, mate, cashew and 
cassava amongst others. 

The areas where wild relatives of crop plants are likely to 
occur are of prime importance for conservation. For example, 
wild species are still contributing considerably to breeding pro- 
grammes of potato and tomato, adding genes for such properties 
as disease resistance, sweetness and hardiness. The areas of 
importance for the contribution of plants of economic value are 
not confined to the Vavilov Centres. For example, in recent 
years attention has been drawn to the region of the Brazil-Peru- 
Colombia frontier, the area inhabited by the Tikuna Indians. 
Crops which have originated in this area include peach palm 



Criteria for CPD Site Selection 

The following broad set of criteria have been developed 
following consultation with a large number of botanists 
and conservation biologists worldwide. 

To be selected as a CPD site, areas have one of the fol- 
lowing characteristics; 

1. the area is evidently species-rich. e\en though the 
number of species present may not be accurately 
known; 

2. the area is known to contain a large number of 
species endemic to it. 

The following characteristics are also considered in the 
selection: 

a) the site contains an important gene pool of plants of 
value to man. or plants that are potentially useful; 

b) the site contains a diverse range of habitat types; 

c) the site contains a significant proportion of species 
adapted to special edaphic conditions: 

d) the site is threatened or under imminent threat of 
large-scale devastation. 

Source: WWF/IUCN (1994) 



30 



Identifying Areas for Plant Conservation in the Americas 

Table 3.2 List of CPD sites in the Caribbean and Central America 



Country Code Site Name 

Cuba Cb3 Cajalbana Tableland and Preluda Mt 

Region 

Jamaica CblO Blue and John Crow Mountains 

Jamaica Cbll Cockpit Country 

Mexico MA 1 Lacandon Rain Forest Region 

Mexico MA2 Uxpanapa-Chimalapa Region 

Mexico MA3 Sierra de Juarez. Oaxaca 

Mexico MA4 Tehuacan-Cuicatlan Region 

Mexico MA5 Canyon of the Zopilote Region 

Mexico MA6 Sierra de Manantlan Region and Biosphere 

Reserve 

Mexico MA7 Pacific Lowlands, Jalisco 

Mexico MAS Upper Mezquital River Region. Sierra 

Madre Occidental 

Mexico MA9 Gomez Farias Region and El Cielo 

Biosphere Reserve 

Mexico MA 10 Cuetras Cienagas Region 



Country Code Site Name 



Mexico MAI I Apachian-Madrean Region 

Mexico MA12 Central Region of Baja California 

Peninsula 



Guatemala MA 1 3 



Guatemala MA 14 



Honduras 



Costa Rica 

Costa Rica 
Panama 



Peten Region and Maya Biosphere 
Reserve 

Sierra de la Minas Region and Biosphere 
Reserve 

MA 15 NE Honduras and Rio Platano Biosphere 

Reserve 

MA 16 Braulio Carrillo-La Selva Region 

MA 17 La Amistad Region 



Costa Rica MA 18 



Osa Peninsula and Corcovado National 
Park 

Panama MA19 Cerro Azul and Cerro Jefe (in Chagres 

National Park) 

Panama MA20 Darien Province and Darien National Park 



Figure 3.2 Centres of Plant Diversity in Central America and the Caribbean 



Source: Davis et at. (in press) 



3) 




31 



Identifying Areas for Plant Conservation in the Americas 

Table 3.3 List of CPD sites in South America* + 



Country 



Code 



Site Name 



Countn' 



Code 



Site Name 



CARIBBEAN 

Venezuela SAl Coastal Cordillera 

guayana highlands 

Venezuela SA2 Pantepui Region 

AMAZONIA: Northeastern Amazonia-Guyana 
French Guiana SA3 Saiil Region 

Brazil SA4 Transverse Dry Belt' 

AMAZONIA: Central and Guayanan Amazonia 
Brazil SA5 Manaus Region 

Brazil. Colombia. SA6 Upper Rio Negro Region 

Venezuela 
Colombia SA7 Chiribiquete-Araracuara-Cahuinari 

AMAZONIA: Western Amazonia 

Ecuador SA8 Yasuni NP and Waorani Ethnic 

Reserve 
Peru. Colombia SA9 Iquitos Region 

AMAZONIA: Southwestern Amazonia 

Peru SAIO Tambopata Region 

AMAZONIA: Pre-Andean Amazonia 

Peru SA 1 1 Lowlands of Manu National Park 

MATA ATLANTICA: Northern Region (Rio Grande de Norte 
to Bahia) 

Brazil SAl 2 Atlantic Moist Forest of Southern 

Bahia 

MATA ATLANTICA: Central Region. Espirito Santo 
to Sao Paulo 

Brazil SAl 3 Tabuleiro Forests of Northern 

Espi'rito Santo 

Brazil SA14 Cabo Frio Region 

Brazil SAl 5 Mountain Ranges of Rio de Janeiro 

MATA ATLANTICA: Southern Region (Southern Sao Paulo to Rio 
Grande do Sul) 

Brazil SAl 6 SerradoJapi 

Brazil SAl 7 Jureia-Itatins Ecological Station 

MATA ATLANTICA: Interior: Parana Basin 

Paraguay SAl 8 Mbaracayii Reserve 

INTERIOR DRY AND MESIC FORESTS 

Brazil SA19 Caatinga of Northeastern Brazil- 

Brazil SA20 Espinha^o Range Region' 

Brazil SA21 Distrito Federal 



Argentina. 

Paraguay. 

Bolivia 
Bolivia 
Brazil 



SA22 



Gran Chaeo 



Brazil. 



SA23 Southeastern Santa Cruz 

SA24 Llanos de Mojos Region 

(Tropical) ANDEAN: Paramo with Espeletiinae 

Colombia SA25 Sierra Nevada de Santa Marta 

Colombia SA28 Los Nevados National Park 

Colombia SA29 Central Colombian Massif 

Colombia SA30 Volcanoes of Narinense Plateau 

(Tropical) ANDES: Paramo without Espeletiinae 

Ecuador SA3 1 Paramo and Andean Forests of 

Sangay NP 
Ecuador. Peru SA32 Huancabamba Region 

Peru SA33 Peruvian Puna 



(Tropical) ANDEAN 


: Tucumano-Boliviano Region 


Argentina 


SA35 


Anconquija Region 


(Tropical) ANDEAN 


: Eastern 


Slope 


Bolivia 


SA36 


Madidi-Apolo Region 


Peru 


SA37 


Eastern Slopes of Peruvian Andes 


Ecuador 


SA38 


Gran Sumaco and Upper Napo 
River Region 


PACIFIC COAST 






Colombia 


SA39 


Choco Region 


Ecuador 


SA40 


Mesic Forests on the Pacific Coast 


Peru 


SA41 


Cerros de Amotape National Park 
Region 


Peru 


SA42 


Lomas Formations 


Chile 


SA43 


Lomas Formations of Atacama 
Desert 


SOUTHERN CONE 






Chile 


SA44 


Mediterranean Region and 
La Canipana NP 


Chile 


SA4.S 


Temperate Rain Forests 


Argentina. Chile 


SA46 


Patagonia 


* See Note on Table 3,2 







South Atnenca has been divided phytogeographicaily (see names in bold on this Table) 
according to the classification developed at the 1991 CPD Workshop in Quito, Ecuador, 
not mapped in this Alias 
will be mapped in more detail in Davis da!, (in press) 



Bactris gasipaes. sapota Qiiaiaiilyea cordata. abiu Poiiteria 
caimiro. biriba Rollinia mucosa, sachamanga Grias neiilyerthii. 
uvilla Pouroiiina cecropiifolia and cubiu Solanum sessilifloruiii 
(Clement. 1989). These and other fruit make the Tikuna area 
one of extreme importance for conservation. 

Identifying Areas for Conservation 

Until recently, the various factors discussed above have not 
been considered properly in conservation planning in the region, 
although some conservation plans have taken into account 
some, but not all, of the factors. For e.xample, a Brazilian plan 
for the Amazon region, Wetterberg el al., (1976. 1981), used 
phytogeographic regions (Prance, 1977) and proposed centres of 
endemism as its main criteria. Highest priority was given to 



areas where plant, insect and bird endemism overlapped, and 
reserves were proposed within each region. 

One recent initiative which considered all the various biolog- 
ical factors for planning an effective conservation areas system 
in Amazonia was a workshop held in Manaus, Brazil, in January 
1990 (see Box 1). This brought together almost 100 biologists, 
physical scientists, ecologists, and conservation planners and 
resulted in a map indicating 94 areas of top priority for conser- 
vation (Figure 3.1 ). 

The WWF/IUCN Centres of Plant Diversity (CPD) Project 

The identification of sites of top priority for plant conservation 
is the objective of the WWF/IUCN Centres of Plant Diversity 
(CPD) project. Started in 1989. CPD is a major international 



32 



Identifying Areas for Plant Conservation in the Americas 



collaborative project, partly funded by ODA and the EC. The 
results of the project will be published in late 1994, and will 
provide a global analysis of centres of plant diversity and 
endemism. indicating those areas which, if protected, would 
save the majority of wild plant species (WWF/IUCN. 1994). 

The CPD concept is related to that of the work by crop 
geneticists in selecting centres of origin and diversity of crop 
plants — the so-called Vavilov Centres of Crop Genetic 
Diversity (Hawkes, 1983) described above. However, the main 
criteria for selecting CPD sites are those of high plant species 
diversity and/or endemism, while habitat diversity and the pres- 
ence of important gene pools of plants are secondary criteria 
(see Box 2). 

A total of 232 sites worldwide meet CPD criteria and will 
receive detailed treatment in Data Sheets. Other areas of botani- 
cal importance, meeting the general criteria for selection as 
CPD sites, will be included in the CPD publications, but these 
other sites will not be treated in detail. 

In practice, most sites selected in the CPD project have in 
excess of 1000 vascular plant species, of which at least 10 per 
cent are endemic to the phytogeographic region in which the 
site occurs, and often a significant proportion of the total flora is 
endemic to the chosen site. 

The selection of CPD sites for Latin America buill upon ini- 
tiatives such as that of the Manaus workshop for the Amazonian 
region, and has involved the collaboration of numerous 
botanists, botanical institutions and conservation organizations 
throughout the region. The work of coordinating these efforts 
has been undertaken by Olga Herrera-MacBryde at the 
Smithsonian Institution for Middle and South America, and by 
Dennis Adams in London for the Caribbean region, as well as 
by Stephen Davis and Vernon Heyward in the lUCN Plant 
Conservation Office. For South America, the work culminated 
in a workshop held in Quito in June 1991 at which the final 
selection of CPD sites was made. 

Tables 3.2 and 3.3 list the sites selected for detailed Data 
Sheet treatment for the Americas (Davis et al.. in press) and 
they are mapped on Figures 3.2 and 3.3 respectively. These sites 
are considered to be the top priorities for plant conservation. 
Site codes in the lists below correspond to those used on the 
maps in this Atlas but may vary slightly from those used in the 
final CPC publication (Davis et ai. in press). 

Conclusion 

Conservation of these sites would not only save many of the 
plant species that could be in danger of extinction, but could 
also protect a wide range of other organisms which are depen- 




SM! 


— -^^ 

SA37 .'■■'" ;.,,■■-" ■ 
SAM """" 
SAKl 
SA.% 


\{ 




SA4.1 - 


b^ 




k„- 




n 4a) ankm 



Figure 3.3 Centres of Plant Diversity — South America 

Source: Davis cr ttl. (in press) 



dent upon the habitats that plants and natural vegetation pro- 
vide. Their conservation may also provide local, regional and 
national economies with sustainable longterm benefits through, 
for example, ensuring a continued supply of plant foods and 
other products, ecological services, such as the prevention of 
soil erosion, and through attracting tourism. 



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Brown, K.S., Jr. (1982). Paleoecology and regional patterns of 
evolution in neotropical forest butterflies, pp. 255-308. In: 
Biological Diversification in the Tropics. Prance, G.T. (ed.). 
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Brown, K.S.. Jr. (1987). Biogeography and evolution of 
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Quaternary History in Tropical America. Whilmore, T.C. 
and Prance, G.T. (eds). Oxford Monographs on 
Biogeography 3, Clarendon Press, Oxford. 



Capparella, A. (1988). Genetic variation in neotropical birds: 
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1669-1673. In: Acta XIX Congress International 
Ornithology: Volume 2. Ouellet, H. (ed.). University of 
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Clement, C.R. (1989). A center of crop genetic diversity in 
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Davis, S.D., Heywood, V.H. and Herrera-MacBryde, O. (eds) 
(in press). Centres of Plant Diversity: A Guide and Strategy 
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D'Arcy, W.G. (1977). Endangered landscapes in Panama and 



33 



Identifying Areas for Plant Conservation in the Americas 



Central America: the threat to plant species. In: Exiinction is 

Forever. Prance. G.T. and Elias. T.S. (eds). New York 

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25(1): 1-46. 
Gentry, A.H. (1982a). Phytogeographic patterns in northwest 

South America and Southern Central America as evidence 

for a Choco refugium. Pages I 12-136. In: Biological 

Diversification in the Tropics. G.T. Prance (ed), Columbia 

University Press. New York. 
Gentry, A.H. (1982b). Neotropical tloristic diversity: phytogeo- 
graphical connections between Central and South America. 

Pleistocene fluctuations or an accident of the Andean orogeny. 

Annals Missouri Botanical Garden 69: 557-593. 
Gentry, A.H. (1986). Endemism in tropical vs temperate plant 

communities. In: Conservation Biology. Soule, M. (ed.). 

Sinauer Press, Sunderland, Massachusetts. Pp. 153-181. 
Gentry, A.H. (1989). Speciation in tropical forests. In: Tropical 

Botany. Larsen, K. and Holm-Nielson. L.B. (eds). Academic 

Press, London. Pp. 1 13-134. 
Gentry, A.H. (1992). Tropical forest biodiversity: distributional 

patterns and their conservational significance. Oikos 63: 

19-28. 
Gentry, A.H. and Dodson, C. (1987). Contribution of nontrees 

to species richness of a tropical rain forest. Biotropica 19: 

149-156. 
Gentry, A.H. and Ortiz, R. (1993). Patrones de composicion 

floristica en la Amazonia Peruana. In: Amazonia Peruviana 

— vegelacion humedo tropical en el llano suhandino. 

Kalliola, R., Puhakka, M and Danjoy, W. (eds). Proyecto 

Amazonia, Universidad de Turku, Finland/Oficina Nacional 

de Evaluacion de Recursos Naturales. Lima, Peru. 
Granville, J.J. de (1988). Phytogeographical characteristics of 

the Guianan Forests. Taxon 37(3): 578-594. 
Haffer, J. ( 1969). Speciation in Amazonian forest birds. Science 

165: 131-137. 
Hawkes, J.G. (1983). The Diversity of Crop Plants. Harvard 

University Press, Cambridge. Massachusetts 
Huber, O. and Alarcon, C. (1988). Mapa de la Vegetacion de 

Venezuela. MARNR & The Nature Conservancy, Caracas, 

Venezuela. 
Hueck, K. and Seibert, P. (1972). Vegetationskarte von 

Sudamerika. Gustav Fischer Verlag, Stuttgart. 
IBGE ( 1988). Mapa de Vegetagao do Brasil. Funda^ao Instituto 

Brasileiro de Geografia e Estati'stica. Brasi'lia. 
Marshall, L., Butler, R., Drake, R., Curtis, G. and Tedford, R. 

(1979). Calibration of the great American interchange. 

Science 204: 272-279. 
Myers (1988). Threatened biotas: "hotspots" in tropical forests. 

Environmentalist 8: 1—20. 
Nelson, B.W., Ferreira, C.A.C., da Silva, M.F. and Kawasak, 

M.L. ( 1990). Endemism centres, refugia and botanical collec- 
tion density in Brazilian Amazonia. Nature 345: 714-716. 
Prance, G.T. (1973). Phytogeographic support for the theory of 

Pleistocene forest refuges in the Amazon Basin, based on 

evidence from distribution patterns in Caryocaraceae, 

Chrysobalanaceae, Dichapetalaceae and Lecythidaceae. Acta 

Amazonica 3: 5-28. 



Prance, G.T. (1977). The phytogeographic subdivision of 
Amazonia and their intluence on the selection of biological 
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G.T. and Elias, T.S. (eds). New York Botanical Garden. 

Prance, G.T. (1979). Distribution patterns of lowland neotropi- 
cal species with relation to history, dispersal and ecology 
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and Lecythidaceae, pp. 59-88. In: Tropical Botany. Larsen. 
K. and Holm-Nielson. L.B. (eds.). Academic Press. London. 
New York. 

Prance, G.T. (1982). Forest refuges: evidence from woody 
angiosperms. In: Biological Diversification in the Tropics. 
pp. 137—156. G.T. Prance (ed.). Columbia University Press, 
New York. 

Prance, G.T. (1989). American tropical forests. In: Ecosystems 
of the World I4B: Tropical Rain Forest Ecosystems. 
Biogeographical and Ecological Studies, pp. 99-132. Lieth, 
H. and Werger. M.J. A. (eds). Elsevier, Oxford. 

Prance, G.T. and Schubart. H.O.R. ( 1978). Notes on the vegeta- 
tion of Amazonia I. A preliminary note on the origin of the 
open white sand campinas of the lower Rio Negro. Brittonia 
30: 60-63. 

Projeto RADAM ( 1975). Levantamento de recursos naturals: 7. 
Ministmrio das Minas e Energia, Rio de Janeiro, Brazil. 

Raven, P.H. (1987). The scope of the plant conservation prob- 
lem world-wide. In: Botanic Gardens and the World 
Conservation Strategy. Bramwell, D., Hamann, O., 
Heywood, V. and Synge, H. (eds). Academic Press. London, 
pp. 19-29. 

Unesco (I98I). Vegetation Map of South America. Natural 
Resources Research Publication 17. 

Vavilov, N.I. ( 1951 ). The origin, variation, immunity and breed- 
ing of cultivated plants. Chronica Botanica, Waltham, Mass. 

Wetterberg, G.B., Jorge Padua, M.T., Castro, C.S. and 
Vasconcellos, J.M.C. de (1976). Uma andlise de prioridades 
em conservao de nalureza na Amazonia. 
PNUD/FAO/IBDF/BRA-45 Serie Tecnica No. 8. 62 pp. 

Wetterberg. G.B., Prance, G.T. and Lovejoy, T.E. (1981). 
Conservation progress in Amazonia: a structural review. 
Parks ear. 5-10. 

Whitmore, T.C. and Sayer, J. A. (eds) (1992). Tropical 
Deforestation and Species Extinction. Chapman and Hall. 
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Authors: Stephen Davis, lUCN Plant Conservation Office, and 
Ghillean Prance, Royal Botanic Garden Kew, using additional 
material from accounts written for the forthcoming CPD publi- 
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Alwyn Gentry, Missouri Botanical Garden, for South America: 
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Smithsonian Institution, for South and Central America. 



34 



4 Establishing Conservation 
Priorities Using Endemic 
Birds 



Introduction 

The Neotropics are extremely rich in species of wildlife. 
Taxonomists and biogeographers. faced by the sheer scale of 
this variety, are still struggling with calculations of the number 
of possible species to be discovered in the region. Meanwhile. 
the conservationist is left in pressing need of knowing where 
this diversity is most concentrated, so that something may be 
done to secure its future. 

This is particularly true as rampant human population growth 
exploits and exhausts the planet's natural resources at such a 
speed that many species are lost even before being identified. 
Wilson's (1988) call for a map of biodiversity recognized the 
value of identifying the areas for conservation that would ensure 
the continued survival and evolution of the highest proponion 
of the world's biota. The question remains how to construct 
such a map. 

One key approach is to analyse and extrapolate from a major 
group of animals or plants that is both taxonomically well 
researched and distributionally well understood, for without 
these two factors any geographic quantification becomes highly 
unreliable. Birds are the most amenable group. Attempts to con- 
sider richness in terms of sheer numbers in individual areas are 
subject to serious biases and inconsistencies in available data. 
However, allied to the concept oi endemism. richness becomes a 
useful criterion. 

Knowledge of centres of endemism — areas that hold assem- 
blages of species found nowhere else — is critical to any con- 
servation programme. On the assumption that wider-ranging 
species are likely to have greater chances of survival, centres of 
endemism should represent primary targets for conservation: 
and the richer they are in unique species, the more significant 
their claim on our attention. 

BirdLife International's Biodiversity Project (ICBP. 1992; 
Crosby, 1994; Stattersfield et al.. in prep.) has advanced the 
analysis of centres of endemism throughout the world, and this 
chapter places the results of its work in the context of forest 
conservation in the American tropics. However, it is important 
to emphasize that birds make many contributions to the diversity 
of forests other than guiding conservationists to the hotspots. 
Low density, wide-ranging species, such as raptors, may be 
essential for the functioning of ecosystems, and these birds can- 



not be conserved in small forest reserves that are at a great dis- 
tance from each other (Thiollay, 1985). Indeed the long-term 
Forest Biodynamics Project of the Smithsonian Institution and 
World Wildlife Fund in the Brazilian Amazon which examines 
the rales and patterns of species loss from different-sized forest 
patches uses birds as the key indicators (Lovejoy et al.. 1984; 
Bierregaard and Lovejoy. 1989: Bierregaard, 1990: see Chapter 
26). Birds are major dispersers of seeds and pollinators of 
plants, and thus play a vital role in the spatial heterogeneity and 
taxonomic diversity of Neotropical forests (Stiles. 1985). 
Moreover. these forests host not only thousands of resident 
species, but many Nearctic migrants, whose ecological func- 
tions are as important as those of the residents (Rappole, 1991 ). 

Mapping Endemic Bird Areas 

The BirdLife Biodiversity Project has collected data on all land- 
birds which have had. in historical times, a total global breeding 
range estimated to be below 50,000 sq. km ("restricted-range 
species "). which is about the size of Costa Rica. The 50.000 sq. 
km range size criterion is arbitrary, but produces a manageable 
sample of those species which are most vulnerable to habitat 
destruction and need some form of protection. The use of this 
size as the threshold was influenced by the work of Terborgh 
and Winter (1983), who mapped the distributions of 155 
Colombian and Ecuadorian bird species with ranges below 
50.000 sq. km. Terborgh and Winter used the bird distributions 
to locate areas of endemism and advocated the technique as a 
cost-effective method for designing protected area networks in 
tropical countries. 

Candidate bird lists for BirdLife's project were drawn up by 
region, using the available literature. For each species, distribu- 
tional information was collated from published and unpublished 
sources, the latter obtained mainly from BirdLife International's 
extensive network of contacts. A database of precisely geo- 
referenced localities was developed, from which the distribution 
of each bird could be mapped using a Geographic Information 
System (see Figure 4.1 ). 

The data-gathering spanned four years, and resulted in more 
than 50.000 locality records (of which 87 per cent have been 
assigned coordinates) for 2609 restricted-range species of the 



35 



Establishing Conservation Priorities Using Endemic Birds 









Rio Grande do 


No 


rtc 


6- 










.••> 


1 


' 










1 i' 




Paraiba 






• 
• 












■■^-O — /i ' 












• 






• ' 






Pernanibuco 












• • 

• • 




/ 




7 '^ 


v_ 


Alagoas 


/ 




10 


/ 












38; 




36 









Figure 4.1 Distribution of the seven-coloured tanager Tangani 
fasniosci in tlie Atlantic forest 



world. In addition to these extant species, a total of 59 restricted- 
range bird species which have become extinct since 1800 were 
used in the analysis. 

The initial aim was to identify areas with concentrations of 
restricted-range species. Areas which support two or more 
species that are entirely confined to them were considered of 
primary importance, and are referred to as Endemic Bird Areas 
(EBAs). The EBAs were identified by a combination of a multi- 
variate statistical analysis and an investigation of the habitat and 
altitudinal requirements of the bird species. Simultaneously, 
patterns of endcmism in other life-forms were investigated and 
shown to be closely congruent with those that emerged from the 
avian analysis. 

Global Patterns 

More than one-quarter of all bird species have a breeding range 
of 50.000 sq. km or less, and these restricted-range species are 
found in 147 countries out of the world total of 235, that is in 
more than 62 per cent of all countries. A total of 223 EBAs, all 
with at least two restricted-range bird species confined to them, 
have been identified (Long er ai. in press). Over 95 per cent of 
restricted-range birds occur in these areas. The remaining 125 
either do not overlap with other restricted-range species, or 
overlap with only a small portion of their ranges. 

The number of restricted-range species in each of the world's 
EBAs ranges from just two to 67, but the majority of areas (53 
per cent) support between two and 10. The number of restricted- 
range species per unit area also varies considerably, with small 
island EBAs often containing relatively high numbers of species 



and large continental areas sometimes supporting relatively low 
numbers. Most of the EBAs have a density of less than four 
restricted-range species per 1000 sq. km. 

Trends in tlie Americas 

There are 1046 restricted-range bird species in the Americas. 40 
per cent of the global total. South America, with over 700 
species, has more restricted-range birds than any other conti- 
nent; there are 130 in the Caribbean and 205 in Central 
America. Some countries have exceptionally high numbers of 
restricted-range species. For example, although Indonesia leads 
with 41 I, six of the American countries (Peru, Brazil, 
Colombia, Ecuador, Venezuela and Mexico) are in the top ten 
countries for the world, each having over 100 restricted-range 
species occurring in their territory (Figure 4.2). Other important 
countries in the Americas are Costa Rica and Panama, which 
when combined have 171 restricted-range species in their small 
territories. There are 79 EBAs in the Americas (35 per cent of 
the global total), and Brazil, Peru, Mexico, Colombia, Ecuador 
and Argentina are all among the top ten countries in the world 
in terms of the number of EBAs they each hold. 

Forest is the most important habitat for restricted-range 
birds, and in the Americas tropical hutnid forests are especially 
important. Nearly two-thirds of mainland EBAs in South 
America have some humid forest habitat within them, and 55 
per cent are wholly characterized by this vegetation type. Each 
of the EBAs in the Caribbean have some species using humid 
forest and in central Mexico half of the EBAs are made up of 
this habitat. 

EBAs in the Caribbean 

The Caribbean islands consist of two distinct groups: the 
Greater Antilles and the Lesser Antilles. The avifaunas of the 
Greater Antilles show greater similarities to Central and North 
America than do those of the Lesser Antilles, which are more 
closely related to South America. Collectively, however, the 
Caribbean avifauna is quite discrete from that of the mainland 



Figure 4.2 Countries with the highest numbers of restricted- 
range bird species in the Americas 




Argentin;! 



restricted-range species 
confined to the country 

restricted-range species 
occurrint: in the countr\ 



X 



so 1(10 I. so 2(X) 

no. of restricted-range species 



250 



36 



Establishing Conservation Priorities Using Endemic Birds 



A02 



□ 



.A04 



A03 



AlO 




A26l / 



Figure 4.3 The Endemic Bird Areas of Central America and the Caribbean 



(Lack, 1976). with just four restricted-range bird species being 
shared between the islands and continental America. Nearly 
every island in the Caribbean is included within, or forms, an 
EBA. with a total of five in the region (Figure 4.3. Table 4.1 ). 
Each of the EBAs is characterized in part by humid forest and 
this is reflected by more than two-thirds of the Caribbean 



restricted-range species requiring this habitat. 

Notable single-island EBAs are Jamaica and Puerto Rico, 
both supporting high numbers of restricted-range species (34. 
261 in relation to their size (1 1.000 sq. km. 9000 sq. km). The 
Eastern Caribbean EBA (A26 on Figure 4.3) incorporates 14 
political units and many islands from the Virgin Islands south to 



Table 4.1 Endemic Bird Areas of Middle America 

Area code and name Altitude (ni) 

A02 Guadalupe Island* sea level 

A03 Baja California 0-1.000 

A04 Sierra Madre Occidental 1,200-3.050 

A05 North-west Mexican Pacific slope 0-1.000 

A06 Sierra Madre Oriental 1.800-3.500 

A07 North-east Mexican Gulf slope 0-1,000 

A08 Central Mexican marshes 1.500-2.500 

A09 Yucatan Peninsula 0-300 

AlO Revillagigedo Islands 0-300 

All Central Mexican highlands 900-3.500 

A12 Sierra Madre del Sur 300-2.0(M 

A13 Isthmus de Tehuantepec 0-1.000 

A14 North Mesoamerican highlands 600-3.000 

A15 North Mesoamerican Pacific slope 0-1.050 

A16 Central American Caribbean slope 0-1.200 

A17 Southern Central American Pacific slope 0-1.500 

A 1 8 Costa Rica and Panama highlands 600-3.350 

A19 Darien and Uraba lowlands 0-1,000 

A20 East Panama and Darien lowlands 600-1.600 

A21 Cocos Island sea level 

A22 Cuba and the Bahama Islands 0-2.000 

A23 Jamaica 0-2.200 

A24 Hispaniola 0-3.000 

A25 Puerto Rico 0-1.200 

A26 Eastern Caribbean 0-1,200 

A27 Balsas Drainage 0-1,500 



Habitat[s]° 

mixed 

mixed 

forest 

humid and dry forest, scrub 

forest 

mixed 

wetland 

humid and dry forest, scrub 

scrub, forest 

scrub, forest 

humid and dry forest, scrub 

scrub, dry forest 

humid forest 

humid and dry forest, scrub 

humid forest 

humid forest 

humid forest 

humid forest 

humid forest 

humid forest, dry forest, scrub 

humid forest, dry forest, .scrub 

humid forest, dry forest, scrub 

humid forest, dry forest, .scrub 

humid forest, dry forest, mixed 

humid forest, dry forest, scrub 

humid forest, dry forest, scrub 



Size sq. km 


r-r species 


r-r species 




confined 


occurring 


280 


1 


1 


24,000 


3 


3 


117,000 


3 


5 


14,000 


7 


7 


9,500 


2 


2 


97,000 


4 


4 


6,600 


1 


1 


56,900 


14 


18 


280 


5 


5 


57,000 


1 


9 


7,400 


4 


9 


7,100 


2 


4 


102,000 


18 


18 


28,000 


3 


4 


43,000 


7 


12 


22,000 


13 


16 


28,000 


49 


52 


41,000 


5 


15 


1,700 


12 


16 


37 


3 


3 


93,000 


19 


24 


11,000 


27 


35 


76,000 


23 


35 


9,000 


10 


25 


6.600 


25 


39 



64.000 



13 



" the most important habitat of the EBA is given first 

r-r = restircted range. 

* Guadalupe Island is an EBA because it had one restricted-range species that is now extinct, as well as its one extant restricted range species. 



37 



Establishing Conservation Priorities Using Endemic Birds 




The St. Lucia Amazon Amazoiia versicolor, eiideiiiic to St. 
Lucia: one of the most threatened birds in the world. 

(WWF/Paul Wachtel) 



Grenada. Several of the islands support their own single-island 
endemics, indeed St Lucia (620 sq. km) has four species unique 
to it. However, many more restricted-range species are shared 
with nearby islands, thus making the whole of the Eastern 
Caribbean one EBA. 

Patterns of endemism for other life-forms in the Caribbean 
are relatively well documented and show congruence with the 
bird distributions. A general trend for reptiles and amphibians is 
the occurrence of a large number of single-island or island- 
group endemic species on the four Greater Antillean islands of 
Cuba. Jamaica, Hispaniola and Puerto Rico. The Lesser Antilles 
have relatively fewer single-island endemic species, but a large 
element of the herpetofauna is endemic to the Lesser Antilles as 
a whole, mirroring the Eastern Caribbean EBA. Similar patterns 
were shown in the Caribbean mammal fauna in historic times 
(Woods. 1989), but many of these species are now extinct. The 
described patterns of endemism in insects for the Caribbean as 
shown by Liebherr ( 1988) indicate congruence with the bird and 
other life-forms. In the Greater Antilles there a high numbers of 
single-island endemic plants, with for instance 3000 endemic 
species on Cuba and 1800 species on Hispaniola (Davis et at.. 
1986). 



EBAs In Central America 

There are 26 EBAs in this region with three (Guadalupe, 
Socorro and Cocos) being islands and the rest located on the 
mainland (Figure 4.3, Table 4.1). Central America (including 
Mexico) forms a land-bridge between North and South 
America, but despite having avifaunal relationships with both 
continents it shares few restricted-range species with either. The 
topography of the region is complex with a series of mountain 
chains passing through it. effectively separating the Pacific low- 
lands from the Atlantic or Caribbean lowlands. EBAs are 
situated in the lowlands on both of these slopes (such as the 
Northern Central American Pacific slope - A15) and in the 
higher mountainous areas (such as the Costa Rican and 
Panamanian highlands - A18). 

Most of the EBAs from south of the Isthmus of Tehuantepec 
in southern Mexico to Panama are humid forest areas, but north 
of the isthmus several are located in other vegetation types. For 
instance, there are a few EBAs that consist of temperate habitat, 
especially of pine-oak forest (Sierra Madre Occidental - A04 
and Central Mexican highlands - All): a number occur in the 
coastal plains and interior plateaus in which the habitat is typi- 
cally tropical deciduous in nature (North-west Pacific slope - 
A05 and Northeast Mexican Gulf slope - A07); and some 
EBAs. especially the submontane and montane forests of the 
region, such as the Sierra Madre del Sur (A12), show both tropi- 
cal and temperate elements in the flora. 

The majority of EBAs in Central America contain less than 
10 restricted-range species, but a number of the humid forest 
EBAs have more (e.g. A14 has 18; A27 has 14). and the Costa 
Rican and Panamanian highlands EBA (A18). with 52 species, 
has one of the highest number in the world although the moun- 
tain range is only 30.000 sq. km in size. 

Patterns of endemism for other life-forms in Central America 
are overall less well documented than for birds, but valuable 
comparisons between taxa can be drawn for some parts of the 
region. There are striking similarities between areas of 
endemism in the herpetofauna (Duellman. 1966: Savage, 1966, 
1982) and the forest EBAs of southern Central America (EBAs 
A09 and A13 to A 19). Studies of heliconiine and ithominiine 
butterflies in southern Central America (Brown, 1987) and 
recent work on the lepidopteran fauna of Costa Rica (Thomas, 
1991 ) suggest similar congruence with these forest EBAs. 

High levels of endemism in the flora of Central America 
have been noted for Mexico (Rzedowski, 1978) and for Costa 
Rica and Panama, where the level of national endemism is 
expected to exceed 20 per cent of the total flora (Gentry. 1986). 
The boundaries of these areas of endemism are not yet well 
defined, but certain habitats such as the mesophyllous evergreen 
forests (cloud forests) are noted as holding particularly high 
numbers of endemic plants (Breedlove, 1981). 

EBAs in Soutli America 

South America has a higher diversity of birds than any other 
continent, with almost 3000 landbird species: and its 52 EBAs 
are more than occur in any other biogeographic region (Figure 
4.4). The tropical lowland and montane humid forests hold the 
greatest proportion of the continent's EBAs (Table 4.2). There 
are many humid forest EBAs along both slopes of the Andes, in 
the Amazon basin and in the Atlantic coastal forests. 

The Andes run from north to south along the entire length of 
the western part of the continent, forming a barrier to the disper- 
sal of lowland and submontane animals and plants on either 
side. This has led to the development of a series of EBAs run- 



38 



Table 4.2 Endemic Bird Areas of South America 



Establishing Conservation Priorities Using Endemic Birds 



Area code and miiiie 



BOl Guianas 

B02 Tepui's 

B03 Cordillera de Caripe and Paria Peninsula 

B04 Cordillera de la Costa Central. Venezuela 

805 North and Central Venezuelan lowlands 

B06 Cordillera de Merida 

B07 Caribbean dry zone of Colombia and Venezuela 

BOS Santa Maria Mountains 

B09 Nechi lowlands 

BIO East Andes of Colombia 

B 1 1 Upper Rio Negro and Orinoco white sand forests 

B 12 Subtropical Inter-Andean Colombia 

BI3 Dry Inter-Andean valleys, Colombia 

B14 Choco and Pacific slope Andes 

B16 Galapagos Islands 

B 1 7 North Central Andean forests 

B 1 8 Eastern Andes of Ecuador and northern Peru 

B19 Napo and upper Amazon lowlands 

B20 Tumbesian Western Ecuador and Peru 

B21 South Central Andean forests 

B22 Marafion valley 

B24 Sub-Andean ridgetop forests 

B25 Northeast Peruvian Cordilleras 

B27 The High Peruvian Andes 

B28 Junin puna 

B29 Eastern Andean foothills of Peru 

B30 South-east Peruvian lowlands 

B32 South Peruvian and north Chilean Pacific slope 

B33 Upper Bolivian yungas 

B34 Lower Bolivian yungas 

B35 Bolivian Andes 

B36 East Bolivian lowlands 

B37 North Argentine Andes 

B39 Argentine Cordilleras 

B40 Juan Fernandez Islands 

841 Central Chile 

842 Tierra del Fuego and the Falklands 
B43 Central Amazonian Brazil 

845 Fernando de Noronha 

B46 North-east Brazilian caatinga 

847 Alagoan Atlantic slope 

B48 Bahian deciduous forests 

849 Minas Gerais deciduous forsts 

850 Serra do Espina^o 

852 South-east Brazilian lowland to foothills 

B53 South-east Brazilian mountains 

854 South-east Brazilian Araiicaria forest 

B55 Entre Rios wet grasslands 

856 Upper Rio Branco 

857 Boliviano-Tucuman Yungas 

858 Valdivian Nothofagus and Araiicaria forests 
of Central Chile and Argentina 

860 Central Andean paramo 



Attitude (111) 


Halyitat[s]° 


Size scj. km 


/■-/■ species 
confined 


/•■;■ spei 
occiirn 


0-1,100 


humid forest 


62,000 


4 


6 


500-2,800 


humid forest 


56,000 


35 


41 


700-2.500 


humid forest 


4,500 


5 


14 


750-2,400 


humid forest 


6,800 


5 


19 


0-1,100 


savanna, mixed 


65,000 


2 


2 


750-t,000 


humid forest 


17,000 


11 


29 


0-600 


scrub, dry forest 


53,000 


10 


12 


750-4,600 


humid forest 


4,000 


15 


22 


0-1,500 


humid forest, scrub 


33,000 


3 


13 


900-5,200 


humid forest, wetland 


70,000 


12 


32 


100-500 


humid forest 


32,000 


11 


13 


1,200-2,500 


humid forest 


46,000 


5 


17 


200-1,700 


dry forest, scrub 


17,000 


4 


4 


0-1,200 


humid forest 


96,000 


52 


62 


0-1,300 


scrub, forest 


8,000 


23 


23 


1,500-3,500 


humid forest 


29,000 


4 


8 


400-2,000 


humid forest 


24.000 


11 


15 


100-600 


humid forest 


195,000 


10 


10 


0-2,000 


dry and humid forest, scrub 


101,000 


45 


55 


1,500-3,200 


humid forest 


11.000 


5 


8 


200-2.400 


forest, scrub 


11,000 


11 


22 


1,000-2,450 


humid forest 


2,500 


6 


7 


1,900-3,700 


humid forest 


32.000 


19 


24 


1,800-4,300 


scrub, humid forest 


86,000 


21 


30 


3.700-5,000 


wetland, grassland 


1 1 ,000 


4 


5 


700-1,600 


humid forest 


25,000 


5 


11 


100-400 


humid forest 


174.000 


14 


15 


0-3,000 


scrub, mixed 


79.000 


9 


12 


1.800-3,700 


humid forest 


24,000 


14 


18 


700-2,400 


humid forest 


35,000 


10 


17 


1,400-4.600 


scrub, humid forest 


38,000 


11 


17 


200-750 


humid forest, grassland 


169,000 


3 


3 


2.000^,000 


scrub, mixed 


23,000 


3 


5 


1,600-2,900 


scrub, mixed 


7,200 


3 


3 


0-1,350 


forest, scrub 


180 


3 


3 


0-1,600 


humid forest, scrub 


106,000 


6 


7 


0-1,200 


grassland, wetland 


126,000 


9 


9 


0-300 


humid forest 


275,000 


11 


11 


0-60 


forest, scrub 


26 


2 


2 


0-900 


dry forest, scrub 


651.000 


5 


5 


0-1,000 


humid forest 


23,000 


10 


14 


250-900 


dry forest 


12,000 


2 


2 


300-500 


dry forest 


33,000 


2 


2 


700-1,600 


grassland, scrub 


87,000 


5 


5 


0-1,500 


humid forest 


216,000 


53 


60 


500-2.200+ 


humid forest 


25,000 


19 


20 


0-1.000+ 


forest 


153.000 


4 


4 


0-200 


wetland 


76.000 


3 


3 


0-100 


humid forest 


12,000 


2 


2 


800-3,000 


humid forest 


31.000 


8 


9 


0-3,000 


humid forest 


276.000 


4 


5 


2.000-5.000 


scrub, grassland 


30.000 


9 


10 



° ihc most importanl habilai of the EB A is given first, 
r-r = restircled range. 



39 



Establishing Conservation Priorities Using Endemic Birds 

Figure 4.4 The Endemic Bird Areas of South America 




B45 



B47 



B48 



40 



Establishing Conservation Priorities Using Endemic Birds 



Where the Amazon Basin Meets the Andes 



The South-east Peruvian lowlands EBA (B3()) is a vast area 
(c. 155.000 sq. km) in south-east Peru and westernmost 
Brazil, primarily between 200 and 500 m in elevation, 
cloaked in almost pristine lowland wet forest. The limits of 
the area are poorly defined (due in part to the lack of avail- 
able information on the species endemic to the area), but it 
appears to be characterized by exceptionally high rainfall and 
bounded by the lower-lying Amazon basin to the east and the 
Andean foothills to the south-west. This EBA has a relatively 
large number of species (14) confined to it (see Table). 

The restricted-range bird species of the south-east 
Peruvian lowlands EBA (B30) 



Latin name 

Pyrrlnira nipicohi 
Brachygalba alhofiularis 
Gulbukyrbymlms inirusianus 
Malacoplila semicincla 
Enbucco tucinkae 
Foricarius nififrons 
GraUaiia eludens 
Myrnwcizci ;^f>eldi 
PercnosloUt lapbotes 
ConiopjiUm mciihennyi 
Lopholiicciis eiilopbates 
Poecilorrlccus aibi fades 
Todirostnim pidcbeUuiii 
Cacicus koepckeae 



English name 

Black-capped parakeet 
White-throated jacamar 
Chestnut jacamar 
Semicollared puffbird 
Scarlet-hooded barhet 
Rufous-fronted antthrush 
Elusive anipitta 
Goeldi's antbird 
White-lined pitta 
Black-faced cotinga 
Long-crested pygmy tyrant 
White-cheeked tody tyrant 
Black-backed tody-flycatcher 
Selva cacique 



Status 



T 
T 
N 



T - Threalened. as listed hy Collar el uL (1 992) 

N - Ncar-lhreacened. as listed by Collar cl iil- II 99:) 



Probably most importantly, however, this area has the 
highest diversity of birds in any area of the world. The extra- 
ordinary diversity of the avifauna (which has characteristics 
of both western Amazonia and the eastern Andes) is demon- 
strated by the occurrence of over 500 species of bird at 
Tambopata Natural Wildlife Refuge (55 sq. km) and in a 
similar sized area around Cocha Cashu Biological Station 
(within the Manu National Park and Biosphere Reserve), 
where 15,000 sq. km are thought to harbour over 1000 bird 
species. This remarkable biodiversity extends to all other 
life-forms, with 153 species of tree recorded from 1 ha of 
forest at Tambopata (Parker, 1982), and more than 90 species 
of mammals. 130 species of amphibians and reptiles and 
1 100 species of butterflies recorded from the two reserve 
areas (Terborgh cl ai. 1984; Erwin and Rios. 1986). 

It appears that for various reasons, including exceptionally 
high rainfall and constant renewal of nutrients from the 
Andean foothills, the diversity (and endeinicity) of species is 
greater along the pre-Andean headwater regions of the 
Amazon than in the vast central lowlands; the diversity of 
birds at least fails steadily as one travels east (Collar, 1990). 
For these reasons, it is clear that for the conservation of 
species diversity the highest priorities lie not in the vast cen- 
tral lowlands of Amazonia, but rather in the areas around the 
southwestern fringes of the basin. However, this does not 
diminish the critical importance of the forested Amazon 
basin, as this is clearly the source of rainfall for all of the 
frinaina headwater regions of the Amazon. 



ning from north to south along the Pacific lowlands to the west 
of the Andes (such as the Choco and Pacific slope Andes - 
B14). There are also EBAs along the central spine of the Andes 
(such as North Central Andean forests of Colombia and 
Ecuador - B 1 7), in some of the larger Andean intermontane val- 
leys (such as the Marafion valley - B22). on mountain ranges 
which run parallel to, but separate fiom, the main range (such as 
the Sub-Andean ridgetop forests of Ecuador and Peru - B24) 
and on isolated massifs (such as the Santa Marta Mountains - 
BOS). In some parts of the Andes, for example in Peru and 
Bolivia, the distribution of bird species is very complex due to 
the varied topography and climatic patterns causing a mosaic of 
different habitat types. 

There are relatively few EBAs in the Amazon basin com- 
pared to the Andes, because most Amazonian species are more 
widely distributed than the 50,000 sq. km range criterion. In 
addition, the distributions of many Amazonian birds are incom- 
pletely known, so the boundaries and areas of the EBAs have 
been only approximately defined. The high rainfall zone where 
the Amazonian rain forests meet the Andean foothills has the 
highest avian diversity of any region of the world (Ridgely and 
Tudor, 1989); half of the Amazonian EBAs are in this region, 
and there are several more in the lower parts of the adjacent 
foothills (see Box 1 for more information on an EBA located in 
this region). 

An important concentration of five EBAs is located in the 
humid tropical Atlantic coastal forests that stretch the length of 
eastern Brazil (from Alagoas to Rio Grande do Sul). eastern 
Paraguay and across to Misiones in north-eastern Argentina. 
This region includes lowland rain forests and a variety of sub- 



montane and montane forest types that are isolated from the rain 
forests of the Amazon basin by a relatively arid zone Uaatinga, 
cerrado and chaco). Although some species are shared with the 
Amazon rain forests, there is a high level of endemism through- 
out the Atlantic forests. The patterns in the distributions 
of restricted-range species in this region are complex, and the 
precise delineation of EBAs is made more difficult by the 
extremely high levels of forest loss to which the region has been 
subjected since 1500. 

Congruence between EBAs and areas of endemism for other 
life-forms is marked in some parts of South America, but more 
studies that use constant criteria are needed for comparing dis- 
tribution and areas of endemism for different groups (Thirgood 
and Heath, 1994). Studies in the higher Andes are poorly docu- 
mented, but the EBAs. particularly in the northern Andes, are 
well matched by the distribution of the endemic herpetofauna 
(Duellman, 1979). The flora of the eastern slopes of the Andes 
has been identified by Myers (1988) as a global floristic "hotspof' . 

Endemism occurs at a variety of different scales, especially 
in plants (Gentry, 1992), so that a single EBA may represent 
several areas of, for instance, floral endemism. This is the case 
in the humid forests of the Darien Highlands (A20), which com- 
prise several isolated peaks, each with their own endemic flora 
(Gentry. 1986). However, nowhere is this factor of scale more 
apparent than in the wet tropical forests of the Pacific lowlands 
and foothills of western Colombia and western Ecuador. It was 
in this region that Gentry (1986) reported the high lexels of 
endemism on the Centinela ridgetop, an area only about I km 
wide and 20 km long (and now destroyed). This small area sup- 
ported 38 plant species that were known nowhere else on earth. 



41 



Establishing Conservation Priorities Using Endemic Birds 



including 25 per cent (six species) ol tlie world's representatives 
of one genus (Gasteraiithii.s). 

Forero and Gentry (1988) estimate that the Choco depart- 
ment in Colombia (which covers the main range of EBA B14) 
alone holds at least 10.000 plant species, of which no fewer than 
a quarter are endemic. Studies of the Chocoan fauna are limited, 
but the high levels of endemism in the birds, also noted by 
Terborgh and Winter ( 1983). are seemingly matched in the rep- 
tiles and amphibians (Lynch. 1979) and butterflies (Brown. 
1982). Similarly high levels of endemism have also been noted 
in the flora of the wet and dry forests below 900 m in western 
Ecuador (Dodson and Gentry. 1991 ). these forests being concor- 
dant with EBAs B14 and B20 respectively. 

A large proportion of biogeographical studies have concen- 
trated on the lowlands of Amazonia, where patterns of endemism 
have been presented for birds (Haffer, 1987). lizards of the genus 
Anolis (Vanzolini and Williams, 1970). heliconiine and ithomini- 
ine butterflies (Brown. 1987). and trees of the families 
Bignoniaceae and Chrysobalanaceae (Prance. 1987). A work- 
shop in 1990 attempted to gather leading Amazonian experts to 
prioritize areas within the Amazon basin using faunal and tloral 
distributions (Collar. 1990). The results have been published 
recently as a map (see Chapter 26). However. Nelson et at. 
(1990) have pointed out the dangers of using such approaches: in 
some areas apparent species richness may well be merely a 
reflection of collecting density rather than a real phenomena. No 
such difficulties attend the Atlantic coastal forests of Brazil, 
however, w ith high degrees of endemism of plant and animal 



Figure 4.5 The distribution of Ihrcalencd humid forest bird 
species in South America 



Table 4.3 Habitat breakdown ol threatened and threatened 
restricted-range bird species in the Americas 



Habitat 



Threatened Species 







■ "3 

:■ M 

S'umhcr of spcic^ 
1l I 1o4 

■ w,..u 


ES 

1 
1 

1 



Total 



Humid forest 


203 


Dr> forest 


54 


Savanna & Gallery forest 


31 


Grassland 


64 


Wetland 


27 


Riverine 


4 


Coastal 


18 


Marine 


9 


Unknown 


4 



Restricted-range 

178 
46 

41 

16 

I 

7 



N.B, The number of ihreaiened species in (he lolal column adds up lo more than the toial 
number of threatened species in the Americas as some species have been assigned to more 
than one habitat. 

species (Jackson. 1978: Mori et ah. 1981: Brown. 1982; 
Duellman. 1982: da Fonseca. 1985: Mittermeier. 1987). 

Threats to Humid Forests as Indicated by Birds 

Nearly 55% ( 1 80 species) of the threatened birds of the Americas 
are confined to humid forest. Figure 4.5 shows the distribution of 
these species within South America. The Atlantic coastal forests 
of Brazil and eastern Paraguay immediately stand out as of criti- 
cal importance, with between 15 and 24 threatened species in 
some of the I degree grid cells covering the Brazilian states of 
Bahia. Espirito Santo. Rio de Janeiro. Minas Gerais and Sao 
Paulo. Also highlighted are the northern Andes (and adjacent 
lowlands), and in particular the central East Andes, Central and 
West Andes of Colombia, the northern Ecuadorian Andes, the 
Pacific slope of Colombia and Ecuador (the Choco). the Andes of 
southern Ecuador and northern Peru, and the central Peruvian 
Andes. In comparison to all other habitat types, the humid forests 
support between two and four times as many threatened species. 
and their importance cannot be over-emphasized. 

A large number of restricted-range species are threatened 
(761, e.g. 29 per cent of all such birds) and these species total 
77 per cent of all the world's threatened birds. In the Americas. 
79 per cent (259 species) of the region's 328 threatened species, 
as listed by Collar et al. ( 1992). also have restricted ranges. The 
major cause of threat to restricted-range birds is habitat destruc- 
tion, affecting 78 per cent of all birds at risk in the Americas. 
This figure has particular relevance to the humid forests of the 
region. As Table 4.3 shows, the principal habitat of threatened 
species and those that are of restricted range is humid forest. If 
deforestation continues at the present high rate it is likely that 
many more species, especially those with restricted ranges, will 
become globally threatened. 

EBAs vary in the percentage of their restricted-range birds 
which are threatened. In the Americas, most EBAs (72 per cent) 
have one or more threatened restricted-range species, but some 
have much higher proportions of threatened species, clearly 
marking them as priorities for conser\ation action (see Box 2). 
A preliminary e\aluation of the world's EBAs has been made 
on the basis of biological importance and threat (ICBP. 1992). 
Biological importance was based on richness in restricted-range 
species in relation to what would be expected for the area of 
each EBA. Modifications were allowed for taxonomic unique- 
ness of the species involved and the importance for other tloral 



42 



Establishing Conservation Priorities Using Endemic Birds 



Some Threatened EBAs 

Some EBAs are more threatened than others and need con- 
servation measures now if extinctions are to be averted. The 
Paria Peninsula and the Cordillera de Caripe EBA (B03) and 
the Alagoan Atlantic slope forest EBA (B47) illustrate how 
some EBAs contain significant numbers of restricted-range 
species that are also threatened, largely through habitat 
destruction. 

EBA B03 is a highly threatened area of endemism in 
northern Venezuela. It covers only 4000 sq. km or there- 
abouts, consisting of two disjunct mountain ranges: the low- 
lying and coastal mountains (highest peaks 1300 m) of the 
Paria Peninsula, and the Cordillera de Caripe (highest peaks 
2,600 m) located further inland to the south-west. 

The EBA is rich in restricted-range species, with 13 
occurring including five endemics (see Table). All of the 
species are found in the humid forests of these mountains. 
The five endemic species are listed as threatened and are cur- 
rently known from only a handful of localities within the two 
mountain ranges. Indeed, Hylonyinpha macrocerca and 
Myioborus pariae are restricted to the Paria Peninsula moun- 
tains and Basileiiteiiis griseiceps is confined to the Cordillera 
de Caripe. A sixth restricted-range species, CampylDpterus 
eiisipennis. is also considered threatened, but extends onto 
the island of Tobago. 

The restricted-range bird species of the Paria Peninsular 
and Cordillera de Caripe (B03) 



Species 

NannopsttJaca panychlora 
CainpyloiJierus ensipeniiis 
Chlontstdhoti alice 
Hylonympha imicrocerca 
Phunmuichriisfiilgidus 
Atitacorhynchtis stitccitiis 
Premnoptex lutci 
Syndactyla giillulata 
Pipreola fonnosa 
Diglossa venez.ia'lensi\ 
Thlypopsis fulviceps 

BasiU'iitenis griseiceps 
Myii>bi>rtis parkw 



English name Status Other EBAs 

Tepui Pan-otiel B02 

While-tailed Sabrewing T 

Green-tailed Emerald B()4 

Scissor-tailed Hummingbird T 
White-tipped Quetzal 
Groove-billed Toucanet 
White-throated Barbtail T 

Guttulated Foliage-gleaner 
Handsome Fruileater 
Venezuelan Flowerpiercer T 

Fulvous-headed Tanager 

Grey-headed Warbler T 

Yellow-faced Redstart T 



B04. 808 
B04 



804 
804 



804. B06. 
810 



T - Thrcalened. as listed by Collar et uL ( 1992). 

N - Near-ttircalened. as listed by Collar (7 al. ( 1992). 



The area is a priority site for con.servation action because 
of extensive forest clearance (Wege and Long, 1994). 
Conservation is needed at more than one site in the EBA as 
there is no single locality that holds all the threatened 
species. Particularly important sites are Cerro Humo in the 



central Paria Peninsula and Cerro Negro in the Cordillera de 
Caripe (Long. 1993). Both are located in protected areas. 
Cerro Humo in the Paria Peninsula National Park and Cerro 
Negro in the EI Guacharo National Park, but habitat destruc- 
tion in the area is still proceeding at an alarming rate. 

The Atlantic coastal forests of Brazil hold as many as 17 
per cent of the threatened bird species of the Americas. The 
region has suffered extensive deforestation, having been one 
of the first parts of South America to be colonized by 
Europeans. It is estimated that only 2-5 per cent of the origi- 
nal forest cover remains in the region (Oliver and Santos. 
1991). 

The northernmost stands of the Atlantic coastal forest in 
Alagoas state, form a particularly important EBA (B47). In 
the lowland humid forests and hill forests of this narrow 
coastal slope there exist a concentration of threatened 
restricted-range species, several of which are on the verge of 
extinction. The area holds 14 restricted-range species (see 
Table), of which nine are confined to this part of the Atlantic 
coastal forests and 12 are listed as threatened (Collar et al., 
1992). The Alagoas curasow Mini mint is thought to be 
extinct in the wild as a result of hunting and clearance of the 
few patches of lowland forest that still existed in the 1970s. 
Two of the threatened species (Philydor novaesi and 
Mynnotherula snowi) are now known from only 1 5 sq. km of 
hill forest at Murici. This forest is important for another I 1 
threatened species including nine of the restricted-range birds 
and additionally Ccirpomis melanocephaliis and Cardiiellis 
yanellii. 

The restricted-range bird species of the Alagoan Atlantic 
coastal forests EBA (B47) 

Latin name 



Mill! inifu 

Amazona rtiojocotylha 
Touit sttrda 
Picttmntis ftdvescen.t 
Phdydnr novctesi 
SynalUtxis infitscata 
Hylcipeztts t>chroleucu\ 
Mynneciza ruflcattda 
Myrmnthenila siumi 
Terenttra sicki 
lodoplcura pipra 
Xipholena atropurpiirea 
Hemitriciiis mirandae 
Phylloscarlci ceciliae 
Tungara fasntDsa 
Cunieitsfnrhesi 



T - Threatened, as listed by Collar el ,iL 1 1 992). 

N - Near-threatened, as listed by Collar el al. ( 1992). 



English name 


Status 


Other EBAs 


Alagoas Curassow 


T 




Red-browed Parrot 


T 


B5I.B52 


Golden-tailed Parrotlet 


T 


B5I.B52 


Tawny Piculet 


N 




Alagoas foliage-gleaner 


T 




Pinto's Spinetail 


T 




White-browed Antpilla 


N 




Scalloped Antbird 


T 


B5I 


Alagoas Anturen 


N 


852 


Orange-bellied Antwren 


T 




Buff-throated Purpletuft 


T 


B52 


While-winged Cotinga 


T 


B5I 


Buff-breasled Tody-tyrant 


T 




Alagoas T> rannulet 


T 




Seven-coloured Tanager 


T 




Forbes' Blackbird 


T 





and faunal groups where this was known. Threat was evaluated 
on the proportions of restricted-range species which are consid- 
ered threatened by Collar and Andrew (1988) and Collar et al. 
( 1992) and on the proportion of land cover which has no pro- 
tected status. The EBAs were categorized into those of critical, 
urgent and high importance for conservation action. 

Within the Americas, 22 of the 81 EBAs fell into the highest 



category (critically important). Of these, 17 are composed, at 
least in part, of humid tropical forests. There were only two 
EBAs classified under this category in Central America, the 
South Central American slope (.'\I7) being the only humid for- 
est area. In the Caribbean four of the five EBAs (Cuba and the 
Bahamas - A22. Hispaniola - A24. Puerto Rico - A25. and the 
Eastern Caribbean - A26) were ranked as critically important. 



43 



Establishing Conservation Priorities Using Endemic Birds 



c 




The T;ingar;i t'astuosa, seven-coloured tanai>cr. is i/ircniciiecl and restricted to the Atlantic coastal forest ol north-east Brazil. 

(Painting by Peter Hayman and reproduced with permission of the Rare Bird Clubl 



In South America, 10 of the 15 EBAs that ranked as critically 
important are humid forest areas (Table 4.4). 

Conclusions 

Identifying key sites is crucially important for the conservation 
of biological diversity, and it is clear that a very high proportion 
of such areas in the tropical Americas are forested. Information 
relating to other elements (such as wide-ranging, low-density 
raptors, pollinators and seed dispersers. and migratory birds) 
and to the distribution and ecology of other life-forms must 
clearly continue to refine and extend the number and type of 
forest areas to be targeted. Although. BirdLife International is in 
the process of making further additions and adjustments 
(Stattersfield et al.. in prep.; Wege and Long, 1995), its 
Biodiversity Project and associated analysis of threatened 
species have laid the foundation for work to begin in the field 
on improving the conservation status of many key areas. 



Table 4.4 Humid forest EBAs 


in South America that are ranked as 


of critical importance globally 






Endemic Bird Area 


EBA code 


Humid forest type 


Cordillera de Caripe & Paria 


B()3 


lowland/montane 


Peninsula 






Choco 


BI4 


lowland 


Western Andes of Colombia and 


Bl.^ 


lowland/montane 


Ecuador 






East Peruvian Cordilleras 


B25 


montane 


South-east Peruvian lowlands 


B30 


lowland 


Lower Bolivian yungas 


B34 


lowland 


Alagoan Atlantic slope 


B47 


lowland 


Bahian & Espirilo Santo Atlantic 


B3I 


lowland 


slope 






South-east Brazilian lowland to 


B52 


lowland 


foothills 






South-east Brazilian montauis 


B5.^ 


montane 



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45 



Establishing Conservation Priorities Using Endemic Birds 



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Preservation. 



46 



5 Forest Wildlife and Its 
Exploitation by Humans 



Introduction 

In this chapter the vast wealth of vertebrates — amphibians, 
reptiles, fish, birds and mammals — in Neotropical forests is 
documented and the ways in which these fauna have been 
affected by human activities are discussed. Attention focuses on 
the birds and mammals which are the best studied of the groups. 
In conclusion, the importance of distinguishing between the for- 
est and the fauna when discussing the conservation of tropical 
biota is noted. 

Patterns of Diversity 

Amphibians and Reptiles 

There are over I (X)0 species of amphibians recorded from .South 
America and 1 100 species of reptiles. The larger species include 
36 species of turtles and seven species of crocodilians 
(Duellman. 1979). Approximately 500 reptile species are found 
in the Neotropical lowland rain forest area; of these about 300 
are endemic to that area (Dixon, 1979). 

Within Neotropical countries, Colombia has the greatest num- 
ber of amphibians (585 species — but see note on Table 5.1) and 
Mexico the greatest number of reptiles (717 species) (Table 5.1 ). 

The average number of amphibian and reptile species per 
site, from five Neotropical forest sites, was 143 (range 131-185. 
see Table 5.2). These local faunas consisted, on average, of two 
caecilians. two salamanders and 59 anurans for a total of 63 
species of amphibians, and four turtles, two crocodilians, 24 
lizards, one amphisbaenian and 49 snakes for a total of 80 
species of reptiles (Duellman, 1991). Most herpetofaunal 
assemblages in the Neotropical forests consist of about half 
diurnal and half nocturnal species; about half of the species are 
terrestrial and half arboreal (Duellman, 1991 ). 

Fish 

The Neotropics have the richest freshwater fish fauna in the 
world with more than 2400 species already described. Within 
this region, the Amazon basin has more than 1300 species, mak- 
ing it the richest river basin in the world for fresh water fish 
(Lowe-McConnell. 1987). Goulding et al. (1988) report a total 
of at least 450 fish species from the blackwaters of the Rio 
Negro, making this the most diverse tributary river in the world. 
They further report that communities of fish at single collecting 
locations are the richest yet recorded for freshwater lakes, rivers 
or streams anywhere in the world — with over 100 species col- 
lected from a 4-8 x 30 m rocky pool from the upper Rio Negro. 

Many Amazonian fish species are used by humans. In the 
Brazilian Amazonian town of Itacoatiara a total of at least 86 



species in 56 genera and 18 families are known to be consumed 
(Smith. 1981a). In the markets of Manaus. 64 fish species were 
recorded, though only a few species account for the majority of 
the catch (Lowe-McConnell, 1987). 

Birds 

The Neotropics are also extremely rich in forest birds — of the 
3300 Neotropical avian species. 1300 are forest species. This 
compares with 800 forest bird species for Southeast Asia and 
400 for Africa (Karr. 1989). The explanations for the high 
diversity of Neotropical forest avifauna vary depending on the 
geographical scale considered. Climatic conditions, geographic 
position, extent of forest area and differences in habitat types all 
influence diversity at the broadest scale. At a regional scale, the 
extent of forest cover and the history of forest distribution affect 
patterns of diversity (Karr. 1989). 

The avifauna of the Neotropics is characterized by having 
numerous families, most with a relatively small number of 
species (Diamond. 1985). Moreover, as compared to the Old 
World tropics. Latin American forests are extraordinarily rich in 
raptors and woodpeckers (Picidae) (Karr. 1989). They also have 
an exceptionally diverse radiation of parrots (Psittacidae) and 
trogons (Trogonidae). Amongst the passerines, the suboscines 
dominate in the Neotropics. They include two major groups in 
South America: tyrant-flycatchers (Tyrannidae), cotingas 
(Cotingidae) and manakins (Pipridae) in one group and 
wood-creepers (Dendrocolaptidae). ovenbirds (Furnariidae). 
antbirds (Formicariidae) and tapaculos (Rhinocryptidae) in the 
other. The suboscines may be classified as a New World group 
as only three small families occur in the Old World tropics: the 
broadbills — Eurylaimidae, pittas — Pittidae and false sunbirds 
— Philepittidae (Stiles, 1983). 

New World forests hold .several endemic groups, including: 
tinamous (Tinamidae). trumpeters (Psophiidae). puftTsirds 
(Bucconidae). motmots (Momotidae). jacamars (Galbulidae), 
oilbirds (Steatornithidae). potoos (Nyctibiidae) and ovenbirds 
(Karr. 1989; Stiles. 1983; Keast. 1985). In the Neotropics. as in 
the other tropical regions, only four to 12 per cent of bird 
species are temperate-tropical migrants (Karr, 1989). 

Avian diversity at any given site depends on the extent of the 
forest cover, local habitat heterogeneity, the history of forest 
distribution and the nature of human activities. As a result, the 
distribution of bird species is patchy. This patchiness is of great 
concern to conservationists. It has given rise to an extensi\e lit- 
erature on centres of endemism (see Chapter 4) and sites of high 



47 



Forest Wildlife and Its Exploitation by Hlimans 

The ten countries within this Atlas with the highest numbers of mammals, birds, reptiles and amphibians. 



Table 5.1 


The ten C( 


Mammals 




Mexico 


449 


Brazil 


428 


Peru 


359 


Colombia 


359 


Ecuador 


324 


Venezuela 


323 


Bolivia 


316 


Costa Rica 


228 


Panama 


218 


Guyana 


193 



Birds 



Colombia 


1.721 


Peru 


1.701 


Brazil 


1.622 


Ecuador 


1.500 


Venezuela 


1.325 


Bolivia 


1.274 


Mexico 


961 


Panama 


929 


Costa Rica 


850 


Paraguay 


650 



Reptiles 



Mexico 


717 


Colombia 


590 


Brazil 


467 


Ecuador 


379 


Peru 


298 


Venezuela 


246 


Guatemala 


231 


Panama 


226 


Costa Rica 


215 


Bolivia 


208 



Amphibians 




Colombia* 


585 


Brazil 


516 


Ecuador 


402 


Mexico 


284 


Peru 


241 


Venezuela 


183 


Panama 


164 


Costa Rica 


160 


Bolivia 


112 


Surinam 


95 



* This cslimale, see Chapter 26 for source, is consideratiiy higher Ihan thai suggested by other sources. 
S<nmi-\: As in the relcvanl chapters within this Atlas or WCMC ( |i»2l 



species richness. The theoretical explanation for these centres is 
much debated, but their existence is not generally disputed. 
However, the work of Nelson er at. ( 1990) has drawn attention 
to the influence of collecting intensity on apparent distribution 
of species diversity. 

The highest bird diversity so far recorded occurs in the 
forests of the western Amazon. At one site in Manu National 
Park, Peru. Terborgh and colleagues identified over 550 
species of birds (Karr et al.. 1990; Terborgh et al.. 1990: 
Table 5.2). As one ascends the mountains from the 
Amazonian lowlands, species richness declines, although 
some authors suggest that there is a peak in avian species 
richness in the wettest cloud forests lying between 600 and 
1400 meters (Terborgh in Stiles, 1985). Avian diversity is 
highest in Colombia with 1721 species, followed closely by 
Peru with 1701 (Table 5.1). 

The avifauna of Central America is less rich than that in 
South America, but is still well above the levels of diversity for 
tropical forests of other continents. 

Mammals 

Mexico, Central America and South America have about 1116 
species of mammals in 294 genera and 1 1 orders (not including 
Cetacea) (Baker. 1991). Within this region, as elsewhere in the 
world, tropical rain forests are the richest ecosystems for mam- 
mals — a typical lowland rain forest can contain over 120 



Table 5.2 Vertebrate diversity at selected sites in the Neotropics 







1 


2 


3 


4 


5 


Amphibians 




93 


48 


52 


44* 


77 


Reptiles 




92 


86 


81 


89* 


54 


Birds 




nd 


410 


444 


351 


554 


Mammals (non- 


■flying! 


nd 


50 


39 


51* 


70 


Mammals (bats 


) 


nd 


63 


nd 


nd 


nd 



Sites; I - Santa Cecilia, ea-stem Ecuador 

2 - La Selva Biological Station. Costa Rica 

3 - Barro Colarado Island and adjacent mainland. Panama 

4 - Manaus. Brazil or (*) the study area for the Minimum Critical Size of Ecosystems 

Project 80 km north of Manaus 

5 - Cocha Cashu Held station in Manu National Park. Peru 

Source: Gentry t lyWl 



species of mammals. However, bird species diversity always 
greatly exceeds that of mainmals, sometimes by up to a factor of 
five (Bourliere, 1989). 

The numbers of families, genera and species of mammals 
inhabiting Africa and the Neotropical region are very similar. 
For instance, rodents and primates are equally diverse in tropi- 
cal Africa and tropical America. Ungulates are. however, con- 
siderably more diverse in Africa (Bourliere, 1973). The 
Neotropics are, nevertheless, slightly richer. This is due. in par- 
ticular, to the higher diversity of bats found there. In some areas 
of the Neotropics, the number of bat species may equal or. in 
some cases, even exceed that of all other mammal species com- 
bined. Bats are, however, very sensitive to changes in tempera- 
ture and humidity; at altitudes above 1000 m the number of 
species can decline by half (Eisenberg, 1990). 

Costa Rica has 228 known mammal species (Table 5.1) with 
1 13 species recorded from La Selva rain forest (Wilson, 1990). 
While in South America. Peru has 361 known mammalian 
species (Table 5.1) with single rain forest locations possessing 
about 122 species (Patton et al., 1982). This well documented 
increase in mammal species richness is mainly attributable to a 
rise in the number of bat species as the equator is approached 
(WilligandSandlin. 1991). 

The Neotropical mammal fauna can be divided into three 
major components according to their evolutionary origin and 
their time of arrival in the region. The original fauna consisted 
of the Marsupialia and Xenarthra. The early invaders of South 
America are the New World Primates, caviomorph rodents 
(guinea pigs Cavia spp., capybaras Hydrochaeris hydrochaeris 
and their allies) and Procyonid carnivores (racoons and their 
allies); while the more recent invaders are Perissodactyla, 
Artiodactyla, non-caviomorph rodents and non-procyonid carni- 
vores. Members of all three groups, found in ten orders (with 
Sirenia excluded), now occur together in the forested habitats of 
the Neotropics (Eisenberg, 1989). 

Emmons (1990) recognises four main biogeographical 
regions for Neotropical rain forest mammals: 1 ) Central 
America and the Pacific forests of Colombia. Ecuador and 
northern Peru; 2) the Amazon Basin: 3) the Brazilian Atlantic 
coastal rain forests; and 4) the Caribbean coastal rain forests 
of Colombia and Venezuela. The most species rich of these is 
the Amazon, though it has few endemics. In contrast, the 
Atlantic coastal rain forests, with a mammal fauna very dif- 
ferent from the Amazon, have many endemic species and 
genera of mammals. 



48 



Forest Wildlife and Its Exploitation by Humans 



Manu Biosphere Reserve: 
Conservation 

Manu National Park, in Southeastern Peru, with an area of 
15.328 sq. km. is the largest national park in Western 
Amazonia and one of the largest in the world. Starting in the 
Andean highlands, the park protects the whole basin of the 
Manu River. The park was created in 1973. In 1976. it and 
the adjacent lowlands outside its eastern boundary were 
declared a Biosphere Reserve. The eastern lowlands area is 
inhabited by Indians and colonists in constant contact with 
the national society. The Park itself is inhabited by at least 
three native ethnic groups, of which the Matsigenka is the 
most numerous, numbering several hundred persons spread 
along the middle and upper Manu River (Vasquez and 
Barrena, 1990). 

In order to assess the impact of indigenous subsistence 
hunting on Manu's wildlife, a group of ecologists (funded by 
Wildlife Conservation International and the Jessie Smith 
Noyes Foundation) made counts of game animals along hunt- 
ing trails in the forest surrounding two Indian villages during 
1989 and 1990. The first village, Yomuibato, located on the 
Andean foothills, is the largest Matsigenka settlement inside 
Manu National Park (one hundred people). All hunting in 
Yomuibato is for subsistence and is with bow and arrow. 
Diamante, the second village, just outside the Biosphere 
Reserve, is a Piro Indian community of about two hundred 
individuals. Diamante is as old as Yomuibato (about ten 
years), but established in an area with greater outside contact. 
Diamante hunters prefer to use shotguns, and their hunting is 
mainly for subsistence. Villagers in both communities also 
fish, gather and practice slash-and-burn shifting cultivation 
(Alvard and Kaplan, in press). 

A comparison between these hunted sites and ecologically 
similar unhunted forest suggests a 70-90 per cent reduction 
in the densities of large primates and a 50-80 per cent 
decrease in cracid (guans and curassows) densities in the for- 



A Case Study of Subsistence Hunters and Wildlife 



est around the villages. However, in Yomuibato, the more 
traditional settlement, spider monkeys Ateles paniscus, 
razor-billed curassows Mitii tuberosa and white-winged 
trumpeters Psophia leucoptera, all species vulnerable to 
hunting, can be found within one kilometre of the village. In 
contrast, they had completely disappeared within a 3 km 
radius of Diamante and were severely reduced within 8 km. 
about the average distance of a one-day hunting trip 
(Mitchell and Raez-Luna, 1990). 

The administration policy of Manu Park was based on the 
assumption that as long as the Indian populations kept their 
traditional, subsistence, low-technology lifestyle, they would 
not represent a threat to the park's wildlife. In order to 
accomplish this, all trade of forest items and the use of 
firearms were banned, contact between natives and outsiders 
was kept to a minimum and visits outside the park by Indians 
were discouraged. 

From the point of view of pure wildlife conservation, 
these policies have yielded results — at least in the 
short-term. The forest surrounding Yomuibato supports a 
diminished, but apparently healthy, bird and mammal fauna, 
in striking contrast to forest near Diamante and even smaller 
communities outside the park. On the other hand, the isola- 
tion policy has resulted in severe conflict between the Indians 
and the Park administration. Greater economic independence, 
and participation in the park's administrative decisions are 
being actively lobbied for by the Indians. 

While the right to self-determination on the part of the 
indigenous peoples of Manu is unquestionable, the severe 
effects of human cultural, technological and demographic 
change on the conservation of the forest wildlife is equally 
clear (see also Bodmer et ah, 1994). What is necessary now 
are: I ) policies which involve participation by local peoples; 
and 2) research on alternatives to game as a source of protein. 



Exploitation of Neotropical Forest Vertebrates by Humans 

Humans have exploited the tremendous diversity of terrestrial 
vertebrates in Neotropical forests ever since they arrived on the 
continent. This exploitation has been both indirect and direct 
(Redford. 1992). 

Habitat destruction has been a major indirect cause of faunal 
loss. A less-often considered process involves the destruction of 
critical habitat outside that being considered, therefore extirpat- 
ing a species from what would seem to be ideal habitat — 
examples of this include beach nesting turtles which can be 
eliminated from an entire watershed if a nesting beach is 
destroyed, or white-lipped peccary Tayassii pecari which appear 
to move through very large areas and appear to be eliminated 
from a piece of forest by the construction of an agricultural 
colony that blocks a traditional peccary transit path. 

People have indirectly effected the fauna in many other 
ways. One of the most important is probably the effect of 
forest-extraction activities by humans. For example, logging can 
remove fruit-bearing trees and destroy nesting and other habi- 
tats. Extraction by humans, of either forest fruits or minor forest 
products, may result in changes in the availability of resources 
to the vertebrate forest fauna. .Subsistence or commercial hunt- 
ing and fishing may remove potential prey from tropical forests. 



thereby affecting predators, scavengers, and the animals that 
depend on them (Thiollay. 1984). For example. Emmons ( 1987) 
has pointed out that every major prey species of the jaguar 
Panthera onca is intensively hunted by humans. 

""Modern" human activities also have major impacts on the 
fauna. These include the effects of mercury and sediment 
contamination on fish, the effects of smoke on plants and ani- 
mals, including pollinators, the effect of gold mining on beach 
and riparian forests and the increase of edge habitat and its 
effects within the forest. 

These indirect effects of human activity on the Neotropical 
fauna have largely arisen during recent decades. In contrast, the 
direct exploitation of animals, has a very long history in Neo- 
tropical forests. Animals have been and continue to be hunted 
for a multitude of purposes: they are killed for food, for skins, 
leather and other non-edible products: live animals are collected 
for pets, zoos and the biomedical trade; they are exploited for 
sport hunting or tourism: and they are used as a source of 
domesticated animals (Redford and Robinson, 1991). In this 
account we will focus on the first two of these categories, which 
are by far the most significant. 

Hunting of animals for food has been going on as long as 
humans have occupied Neotropical forests. This hunting has 



49 



Forest Wildlife and Its Exploitation by Humans 



The Military and Forest Wildlife Conservation — The Case of Ecuador 

The traditional strategy of relying entirely on a state agency 
to protect forests within national parks has proven unrealistic 
in developing countries. Conservationists now reach out to 
local communities, non-governmental organizations and even 
the private sector to improve forest management in and 
around parks and reserves. These innovative efforts have 
overlooked what may be a key institution for conservation: 
the military (but see McNeely er ciL. 1990). 

Military forces hold substantial political, social and eco- 
nomic power throughout most of Latin America. During the 
development history of the Brazilian Amazon, military domi- 
nance has accelerated deforestation and debilitated indigenous 
resource management systems (Hecht and Cockburn. 1990). 
Today military influence continues to be particularly intense at 
development frontiers where forests of rich biodiversity 
remain. To ignore the military in such areas is to disregard a 
very real political force. Conservationists must work with the 
military so as to check their environmentally destructive 
actions, but use their authority to strengthen forest protection. 

The Armed Forces of Ecuador has recently initialed activi- 
ties with a potentially positive role in protecting the country's 
endangered natural patrimony. Throughout 1991. the Santa 
Cecilia Battalion (Sucumbios Province) confiscated illegal 
timber coming from the upper reaches of the Aguarico and 
San Miguel Rivers. Illegal wildlife and wildlife products were 
seized as well. Those animals judged to be healthy were 
released. Meanwhile, pelts, skins and feathers were burned at 
roll-call in order to demonstrate the commitment of 
Commander Lt. Col. Hernandez to halt the illegal wildlife 
trade. The Battalion al.so actively protected a 8 sq. km natural 
forest relic adjacent to their training grounds. El.sewhere in the 
Ecuadorian Amazon, army battalions participated in the 1990 
National Campaign Against Wildlife Trafficking, sponsored 
by a group of national NGOs. In Ecuador's Sierran provinces, 
conscripts have worked to reforest over 100 sq. km of steeply 
eroded hillsides. In 1992, the National Forest Department 
requested assistance from the Anned Forces to control arson 
in the Pichincha Forest Reserve overlooking Quito. 

Unfortunately, these are isolated deeds within a national 
context of economic activities such as mining, oil production 
and road construction that threaten Ecuador's forests. 
Moreover, Ecuadorian conservation NGOs as well as resi- 



dents of Amazonian provinces report that the Armed Forces 
actively participate in the illegal domestic wildlife trade. 
Indeed, in many Amazonian battalions, soldiers openly carry 
macaws, tamarins and even ocelots. Hunting and fishing with 
dynamite are common leisure activities for soldiers, often in 
"protected areas" such as Yasuni National Park. 

The Armed Forces of Ecuador demonstrate the potential 
for both positive conservation action and environmental 
destruction. For conservationists to ignore the powerful 
impact of this institution on forest resources is unrealistic. 
This is particularly true for national parks in the Ecuadorian 
Amazon, where park guards are unarmed, weak in authority, 
and, on average, each responsible for protecting over 1000 
sq. km from illegal activities (Cabarle, 1989). 

The potential consequences of including the military in 
conservation programs will vary dramatically between coun- 
tries. In war-torn areas or where military forces flagrantly 
abuse human rights, the result would likely be disastrous. 
The following specific factors merit attention in evaluating 
the role of the military in forest conservation in tropical 
South America: 

1 ) The military is often the central authority at Amazonian 
frontiers, where much of the remaining biodiversity is found. 

2) Relative to other state agencies the military has superior 
logistical capacity and access to information on physical 
resources (potentially useful for park protection and moni- 
toring). 

3) Certain conservation issues require enforcement beyond 
the capacity of a park service, particularly the illegal wildlife 
trade. LInfortunately, the military is currently more likely to 
participate in wildlife trafficking than to control it. as is the 
case presently in Ecuador, Peru and Colombia. 

Based on experiences working with the military in Ecuador, 
conservationists are advised to proceed cautiously, but pro- 
ceed. The military is capable of operating quickly on a big 
scale; thus the potential for rapid results is high. A logical 
first step is to promote environmental education for military 
officers, and familiarise them with existing laws designed to 
protect national forests and wildlife. 



been for both subsistence and commercial purposes. In Latin 
America, game is a vital protein source to many groups living 
outside urban areas. As a general rule, wildlife is most impor- 
tant to Indian groups, of somewhat lesser importance to settlers 
of European descent who have lived for decades in tropical for- 
est areas and of least importance to recently arrived colonists. 
Indians have a stronger hunting tradition, they possess fewer 
domestic animals and have less access to packaged meat. 
Hunters generally take more mammals than birds and more 
birds than reptiles (Redford and Robinson, 1987). 

There are, throughout Amazonia and Latin America, certain 
mammal and bird species which are by far and away the most 
commonly killed game animals. The mammals include mon- 
keys, peccaries, deer, armadillos and large rodents like paca and 
capybara, while the birds include the guans and curassows, tou- 
cans, trumpeters and macaws. Figures 5.1 and 5.2 compare the 



importance of different mammal and bird species to Indian and 
colonist groups (Redford, 1992). 

The number of animals taken by subsistence hunters can be 
very large. Over a period of less than a year, the 230 inhabitants 
of three Waorani villages in Ecuador killed 3165 mammals, 
birds, and reptiles. This total included 562 woolly monkeys 
Lagothrix lagothricha. 313 Cuvier's toucans Ramphastos 
cuvieri and 152 white-lipped peccaries. Certainly not all subsis- 
tence hunters hunt at this intensity; but by using average kill 
rates, it is possible to estimate the number of mammals killed in 
one year by the rural population of Amazonian Brazil. In 1980, 
there were an estimated 2,847,000 people living outside cities in 
an area of 3,581,180 sq. km. This number of consumers, multi- 
plied by the annual per capita consumption values of each mam- 
malian family, derived from studies of colonist hunting 
(Redford and Robinson, 1987), gives a figure of 14 million indi- 



50 



Forest Wildlife and Its Exploitation by Humans 



INDIANS 



COLONISTS 



Cehiis apella 
Black-capped capuchin 

ScUiriJs 
Squirrels 

Tayas.su pecari 
White-lipped peccar>' 



Dasypus iwvemcinctu.'i 
Long-nosed armadillo 

Tciyassit tajactt 
Collared peccary 




AlpuaiUi spp. 
Howler monkeys 

Aretes spp. 
Spider monkeys 



Tamandua spp. 
Lesser anteaters 



Bradypus Iridactyla 
Maned sloth 

Tapinis tcrrestiis 
Brazilian tapir 



Figure 5.1 The importance of mammals to contemporary 
Indian and colonist hunters. Only those species that were found 
in at least five Indian studies and three colonist studies are 
included. Bars denote the number of individuals of that taxon 
killed per hunter per year. To give an idea of scale, there were 
approximately 2.5 individual Cebus apella killed annually by 
each Indian hunter and approximately 0.05 Tapirus terrestris. 
Data from Redford and Robinson (1987). Source. Redfordi 1992) 



vidual mammals killed each year. This figure indicates the 
extent of subsistence hunting. Adding birds and reptiles, the 
number of game animals killed each year in Amazonian Brazil 
probably reaches 19 million individual animals. 

In addition to this subsistence hunting, there has been exten- 
sive commercial exploitation of wildlife in Neotropical forests. 
Trade in wildlife did not assume major proportions until the 
Europeans arrived and, as early as the 17th century, began the 
commercial harvesting of manatees Trichechus spp. Giant river 
turtles Podocnemis expansa and their eggs were extensively 
exploited for commercial purposes. In the Amazon basin, the 
eggs of this turtle were so abundant that an industry developed 
to process them. Oil from the eggs was used for cooking and 
lighting and by the 18th century a royal decree controlled the 
lucrative harvest in Brazil (Smith, 1974). 



Although no longer available on the scale once observed, 
game is still readily obtained in many local markets. Castro et 
al. (1975-1976) reported the meat of 24 species of wildlife for 
sale, including six species of primates, in the markets of Iquitos, 
Peru. They estimate that 1 1.000 primates were sold annually in 
this market and that the inhabitants of the Peruvian department 
of Loreto, which includes Iquitos, kill 370,000 monkeys 
annually for consumption and sale. 

In addition to meat, there has been extensive exploitation of 
fauna for non-edible products — especially leather and skins. 
Most of the recent market for leather has been for luxury items 
such as purses, gloves and expensive shoes and has 
concentrated on peccaries, capybara and various species of rep- 
tiles. The most important wildlife in the leather industry at the 
present time are the reptiles, principally the crocodilians. During 
the peak of the trade in the 1950"s and 1960"s, five to 10 million 
crocodilian skins were traded worldwide each year. The extent 
of the market is staggering: for example, in Venezuela during 
1930 and 1931. 3000 - 4000 caiman skins were being sold 
daily, and between 1951 and 1980. Colombia legally exported 
1 1,649,655 Caiman sclerops skins. 

The trade in skins from Neotropical forests has focused on 
only a relatively few species: giant otter Pleronura brasiliensis. 
river otter Lutra longicaiidis. jaguar and "'ocelot" (Felis pardalis 
and much smaller numbers of F. wiedii and F. tigrina). Between 
1960 and 1969, 23,900 giant otter skins were exported from the 
Peruvian and Brazilian Amazon (Smith. 1981b). In the 20 years 
beginning in 1946, 22,644 giant otter skins, 90,574 river otter 



Figure 5.2 The importance of birds to contemporary Indian 
and colonist hunters. Only those species that were found in at 
least five Indian studies and two colonist studies are included. 
Bars denote the number of individuals of that taxon killed per 
hunter per year. To give an idea of scale, there were approxi- 
mately 0.9 individual Penelope spp. killed annually by each 
Indian hunter and approximately 0.09 Ara spp. Data from 
Redford and Robinson (1987). 

Source: Redford (1 992 1 



INDIANS 



COLONISTS 



Penelope spp. 
Guans 

Ramphastos spp. 
Toucans 

Crax spp. 
Curassows 

P Sophia spp. 
Trumpeters 

Cryplttrellus spp. 
Tinamous 

Amazona spp. 
Amazons 

Ara spp. 
Macaws 

Mitit spp. 
Curassows 




I 



I 



51 



Forest Wildlife and Its Exploitation by Humans 























90 — 










80 - 


Non-aame 
Birds 








70 - 










60 - 










% 

50 — 

40 — 

30 — 






Non-game 
Birds 




Ramphastidae(8)4,3'7f 


Psittacidae (6/18) 6.2% 


Psophidae ( 1 ) 4.7% 


Phasianidae ( 1 ) 5.2% 






Cracidae(4) 12.6%- 








20 — 










10 - 


Tinaniidae (9) 18.8% 








Game Birds (29) 9.1% 














Biomass Number Specie.s 






(190kg/km-) (319total) 



Figure 5.3 Avian diversity in Amazonian Peru. Figures in 
parentheses are numbers of species in each ta.xon. 

SoiinT: Terborgh fl iil. 1 1990) 



skins. 12.704 jaguar skins and 138,102 ocelot skins were 
exported from the Amazon river port of Iquitos in Peru 
(Grimwood. 1968). 

Faunal Exploitation and Forest Ecology 

The Neotropical forest mammal, bird, reptile and fish species 
most affected by human activities are not a random subset of all 
possible species in terms of size or food habits. They are almost 
always the largest members of their group, and usually the 
largest ones in the forest. The only exception to this pattern are 
the large raptorial birds, which are not directly affected by 
human activities (Redford, 1992). Amongst the mammals, the 
large ungulates, primates, manatees and rodents are killed for 
meat and the large carnivores (felids and otters) are killed for 
their skins. Of the birds, the currasows (Cracidae). tinamous 
(Tinaniidae), trumpeters (Psophiidae) and, less frequently, wad- 
ing birds are killed for their meat. The large reptiles — caiman, 
boas, turtles — are killed for their meat and hides. The largest 
fish are always principal targets for fishermen. 

The large-bodied species make up a significant part of the 
biomass of unhunted communities of Neotropical vertebrates. 



At Cocha Cashu in the Peruvian Amazon there are a total of 3 19 
species of birds recorded. At this unhunted site, the tinamous, 
wood quails (Phasianidae) guans and currasows (both in 
Cracidae) and trumpeters, a total of only 15 species, make up 
over 40 per cent of the avian biomass (Figure 5.3). At the same 
site, there are 67 recorded species of non-tlying maminals. The 
deer and peccaries, tapir, large rodents and large primates. 12 
species in total, make up over 75 per cent of the biomass 
(Janson and Emmons. 1990; Terborgh ei cil.. 1990). All of these 
species are major game animals (Figure 5.4). 

One of the results of this relationship between large size and 
preferred game status is the dramatic effect of hunting on 
density. In a comparison of large primate biomass in hunted and 
unhunted sites, Peres (1990) showed that in unhunted areas 
monkeys over 4 kg contributed 64.1 per cent to the primate bio- 
mass compared to 16.2 percent in hunted sites. 

The conclusions are clear: 1 ) many of the largest mammals 
and birds in Neotropical forests are hunted: 2) these large animals 
make up a very large proportion of the biomass in situations 
where hunting does not occur; 3) densities, and therefore biomass 
contribution, of these species are greatly decreased under both 
moderate and heavy hunting pressure (Redford, 1992). 



Figure 5.4 Diversity of non-flying mammals in Amazonian 
Peru. Figures in parentheses are numbers of species in each 

taxon. .Sci/nv Redliird I I'w:) 



% 



90 - 


Rarely Hunied 

24.8% 






80 — 








70 — 


Large Primates (4) 
35.6% 






60 — 


Aloualta = 1 1 .8% 




Non-game 




Ateles= 11.5% 




Mammals 


50 — 


Cebus(2)= 12.3% 






40 — 


Large Rodents (4) 
11.3% 






30 — 










Perissodactyla ( 1 ) 




7.3% 






20 — 


Artiodaclyla (3) 
21.0% 


10 — 


Game Mammals (12) 
17.9% 



Biomass 

(l?26.61<g/km-) 



Number 

Non-Volant Species 

((i7lolall 



52 



Forest Wildlife and Its Exploitation by Humans 



Management of Neotropical Forest Animals: Green Iguanas and Wild Macaws 



One way to alleviate the pressure on wildlife, and yet meet the 
food and cash requirements of local peoples, is the raising in 
the household of small domestic animals, such as poultry and 
pigs. A frequently proposed alternative is the raising/manage- 
ment of native species, which are better adapted to local con- 
ditions than conventional domestic species. Native animals 
are close to the everyday experience of indigenous people; 
hunters often possess detailed knowledge of wild species and 
pets from the forest are a common sight in both Indian and 
mestizo villages throughout the Neotropics. Two ongoing 
promising efforts in forest wildlife management involve green 
iguanas {liniaua igiuiiui) and macaws (Am sp.). 

Throughout Central America, green iguanas are an appre- 
ciated game animal, but hunting and habitat destruction are 
contributing to declines of their populations. The Iguana 
Management Project (IMP) in Panama is a joint venture of 
the Smithsonian Institution and the Panamanian Pro-Iguana 
Verde Foundation. The IMP focuses on developing captive 
breeding techniques for the green iguana, in order to restore 
the species populations in the wild and enhance its sustain- 
able use by local peoples (Werner, 1991 ). 

After several years, the project has collected a very 
detailed data set on iguana reproductive ecology. Careful han- 
dling of captive individuals, allows reproductive output, 
clutch size and survival of young to be maximized. It is esti- 
mated that 60 per cent of the released individuals survive. In 
addition, in an effort to restore and increa.se the iguana's habi- 
tat, the project stimulates planting of native trees by locals. 

Although IMP reports successful trends in the captive 
breeding and release to the wild of green iguanas, the pro- 
ject's labour intensive approach means it is not yet competi- 
tive with the exploitation of wild iguanas. Nevertheless, the 
high national esteem of iguana meat and decreasing costs in 
the captive rearing system could yield acceptable benefit/cost 
ratios from IMP in the near future. 

Another rather different approach to wildlife management 
is illustrated by projects working on wild macaws 
(Beissinger and Bucher, 1991: 1992). Throughout Amazonia, 
macaws are eagerly sought for the pet trade and for food. 
These factors, together with habitat destruction, have resulted 



in a severe decline of wild macaw populations and an 
increase in their market prices. 

A group of North American and Peruvian .scientists, fund- 
ed by Wildlife Conservation International, is working on 
macaw ecology in Southeastern Peru (Munn et al.. 1991). In 
this region, availability of nesting sites limits macaw popula- 
tions. The natural rarity of suitable nesting sites (holes in 
palms and big trees) has been exacerbated by the practice of 
tree-felling to collect the chicks for the pet trade. This has 
limited reproduction for an important fraction of adult pairs 
every breeding season. The homeless adults become an 
annoying bother for the breeding pairs, which is a factor in 
chick inortality. resulting in further decreases in the popula- 
tions' reproductive success. 

Artificial nest sites built with local materials, mimicking 
natural holes in palm trunks, were readily accepted by wild 
macaws. Artificial nests have been used before, for instance 
in the recovery of the Puerto Rican parrot Amazona vittata 
(Synder et al.. 1987). The technique is simple, and can be 
adapted to low-budget conditions. Artificial nests can con- 
tribute to the recovery of wild populations, allow less 
destructive pet collection (indeed, of chicks that would not 
have lived otherwise) and can be used as a tourist attraction. 

The management of forest animals faces extraordinary dif- 
ficulties due to the normal low densities of populations and 
low rates of growth and reproduction of many of the species. 
This is particularly true for big to medium-sized mammals, a 
group much sought after by hunters. Also, the money and 
labour cost of management and uncertainty of benefits, can 
decrease the acceptance of wildlife management projects by 
local peoples. However, in the case of captive iguanas in 
Panama and wild macaws in Peru, as well as in the case of 
ox-bow lakes where caimans and fish can be reared, manage- 
ment practices performed within natural or artificial enclo- 
sures offer an appealing alternative to hunting of wild ani- 
mals. Most likely, successful wildlife management efforts in 
the Neotropical rain forest will be part of integrated 
approaches, combining clearly-stated goals with ecological 
knowledge and a sound assessment of local needs and 
socio-economic conditions. 



What IS a Forest?: The Flora vs The Fauna 

Much of the world's concern about the loss of biodiversity 
has been focused on tropical forests. Tall trees have tended to 
be used as a symbol for the complete set of animal and plant 
species found in tropical forests. This set of plant species is 
being used by conservation biologists, park planners and oth- 
ers as an indication of the health of the entire tropical forest 
biota, a shorthand indicating conservation-worth (Redford. 
1992). 

Conservation programmers must recognise that confusing 
forest plants with the forest fauna is a dangerous practice. What 
is a forest to a forester, an ethnobotanist or a casual tourist, is 
not necessarily a forest which contains ecologically functional 
populations of vertebrate species. Many areas of Neotropical 
forest have been emptied of their vertebrate fauna as a result of 
human actions. Data from botanical, archaeological and anthro- 
pological studies in many parts of the world, including the 
Neotropics, have shown that humans have had widespread 



impacts on fauna and flora. Indeed. Balee ( 1989: 14) has recent- 
ly suggested that at least 1 1 .8 per cent of the terra finne forests 
of the Brazilian Amazon, almost 400.000 sq. km. "exhibit tlie 
continuing effects of past human inteiference". 

In other words, the commonly held assumption that a good 
community of trees is always equivalent to a healthy population 
of vertebrates is fallacious. There are some species of verte- 
brates which appear to be very sensitive to even low levels of 
human activity, such as rubber tapping. Species that either leave 
or are extirpated from these lightly affected forested areas 
include woolly monkeys and some forest birds of prey. Many 
other large vertebrate species have been severely affected by 
hunting and indirect habitat destruction. In consequence, they 
are present at such low densities that they can be considered 
ecologically extinct — no longer interacting with other species 
in the system at ecologically significant levels. Such species 
include the most important predators, large-seed dispersers and 
seed predators in the Neotropical forests (Janson and Emmons, 



53 



Forest Wildlife and Its Exploitation by Humans 



Who owns the wild animals? 

Rules governing wildlife ownership in human society date 
back to the earliest human societies. Wildlife managers today 
serve a broader agenda: to protect wildlife for ecological and 
aesthetic, as well as material, purposes for present and future 
human populations. The non-utilitarian goals require a trans- 
formation in how wildlife ownership is defined. First, when 
wildlife is protected for non-utilitarian purposes it becomes 
difficult to identify exactly who benefits from a species' sur- 
vival. Second, wildlife habitat transcends political bound- 
aries. Therefore the domain of a single government is an 
insufficient context for defining ownership and management 
responsibility for many wildlife species. In other words, the 
customary' set of property rights constructed for protecting a 
community's hunting reserve does not suffice today for pro- 
tecting, for instance, a given species of migratory warbler 
and its habitat. 

Property is the basic institution by which society guaran- 
tees future income flow from a resource. Property rights link 
"not merely a person to an object, but rather a person to an 
object against other persons" (Bromley, 1989:202). The 
three conventional types of property are: 1) state. 2) private 
and 3) common. Economic theory would argue that efficient 
resource management depends on the correct match of type 
of property with type of resource. 

Assigning an optimal property type to wildlife is difficult 
due to its elusive status as a resource. To define a resource as 
property one must be able to attribute a concrete value to it 
and to distinguish between its u.sers and non-users. In the con- 
text of wildlife these requisite specifications present prob- 
lems, particularly for non-game species. First, it is difficult to 
assign an exact ecological value to most species, let alone an 
economic value. Second, the ecological and aesthetic services 
of wildlife are not confined to a certain user group but instead 
provide diffuse benefits to non-users over the long term. 

Neotropical wildlife is held in various property forms, 
with different consequences for its conservation (Lyster. 
1985). The most conventional arrangement in Latin America 
is the designation of wildlife as state property. Typically the 
state establishes national parks or reserves in which to con- 
serve this property for long-term public welfare. Due to their 
status as public domain, national parks can be established at a 
larger scale than most private or communal landholdings. 
This is important for the survival of species requiring several 
hundred square kilometres of forest. Unfortunately, through- 
out Latin America, state agencies have found it difficult to 
protect wildlife in these areas. 



In response to the failure of the state to protect wildlife, 
many people propose private ownership as an effective alter- 
native for managing species. They argue that in Latin 
America, private property receives maximum legal and polit- 
ical support, allowing for strict protection of wildlife from 
over-exploitation by non-owners. Nonetheless, private land- 
holdings may prove inadequate in size for the long term con- 
servation of many species. Furthermore, private owners may 
ultimately choose to respond to market forces and disregard 
the public good by overharvesting wildlife or converting 
areas of natural habitat. 

Common property is a third property arrangement that is 
similar to private property as it is based on the exclusion of 
non-owners. Communal ownership of game species is 
widespread among subsistence hunting societies who have 
developed long-term management techniques such as the 
rotation of hunting areas within forested regions (Vickers. 
1991). These common property regimes are optimal for 
meeting the immediate resource needs of a local communi- 
ty. In the development context, however, these systems 
collapse under conditions of rapid population growth, colo- 
nization, technology change and market penetration 
(Chicchon, 1992). The breakdown of common property 
systems eliminates putative regulations on individual use 
of wildlife, leading to a situation of open access (Hardin, 
1968). This condition of undefined property rights serious- 
ly threatens wildlife survival because without clear proper- 
ty rights, no one will invest in securing future benefits 
from a resource. 

No single property form is universally appropriate for 
wildlife management; rather conservationists must establish 
property rights appropriate to each context. Moreover, the 
management of wildlife as a global commons challenges our 
traditional definitions of property and forces us to consider 
alternative property arrangements linking local managers to 
the international community. New forms of defining wildlife 
ownership are indeed already evolving in the form of interna- 
tional treaties which restrict the trade of certain species. 
Programmes designed to harvest Neotropical wildlife sus- 
tainably are being tested which involve a combination of 
property forms (see Box "3"). As wildlife becomes ever 
more scarce, its ownership will become increasingly impor- 
tant. Assigning the appropriate property rights to wildlife is 
alone insufficient to guarantee its sur\ i\al. It is. however, a 
necessary first step in establishing the good stewardship of 
anv resource. 



1991). It is these large animals that provide what Terborgh 
(1988) has referred to as a "stabilizing function" . Animals like 
black caiman Melanosiichiis niger. jaguars and harpy eagles 
Harpia harpyja help maintain the incredible diversity of tropical 
forests through "indirect effects" a term referring to "the propa- 
gation of perturbations through one or more trophic levels in an 
ecosystem, so that consequences are felt in organisms that may 
seem far removed, both ecologically and ta.xonomically. from 
the subjects of the perturbation." 

The effect of hunting on large animals is not just of concern 
to tho.se interested in biodiversity conservation and tropical 
ecology. Wild animals provide an important source of nutrition 



for millions of Neotropical forest dwelling humans — a subsidy 
from nature without which many other activities, such as rubber 
tapping, would not take place. Animals are also important as 
pollinators and dispersers of economically important plant 
species, as regulators of pest populations and for a myriad of 
other reasons. 

The bird, mammal and reptile species of Neotropical forests 
represent an enormous variety of species, adaptations and beau- 
ties. They have values intrinsic to themselves as well as values 
to local and global humanity. Until these \alues are recognized 
as independent from that of the tropical flora, their survival will 
continue to be threatened. 



54 



Forest Wildlife and Its Exploitation by Humans 



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Authors: Kent H. Redford. Lisa Naughton and Ernesto 
Raez-Luna. all at Program for Studies in Tropical Conservation. 
Florida University. Gainesville with contributions from Mariano 
Gimenez-Dixon, ILFCN, Switzerland and Nigel Sizer. WRI 



56 



6 Forest Peoples 



Origins 

Archaeologists are uncertain how long ago human beings 
arrived in the New World. It is thought that they might have 
first crossed the Bering Strait — periodically a landbridge — as 
long as 45.000 years ago. What is clear, though, is that various 
Indian peoples have been living in the forests of Central and 
South America for thousands of years. 

Hunting, fishing and gathering was the main way of life of the 
early migrants and remains important for most lowland forest 
dwellers today. Yet. the Neotropics also saw the very early domes- 
tication of crops. Maize, beans and squashes. New World yams and 
cocoyams, cassava and chillies were some of the most important, 
all well suited to the region's moist climate and poor forest soils. 

Where environmental and social conditions were favourable, 
such as along the silt-laden banks of the rivers draining the 
Andes and on the lime-rich soils of the Yucatan, dense popula- 
tions built up. allowing civilisations to flourish and fade long 
before Europeans first set about colonising the continent. 

Best known of these forest cultures was the Mayan civilisa- 
tion of the Yucatan, which had endured for several hundred 
years and had already passed its peak by the time that Spanish 
conquistadors arrived (Stephen and Wearne, 1984). Yet even in 
decline, the population density of the Mayans awed the 
Spaniards. As Bishop Bartolome de Las Casas, who spoke out 
against the excesses of the conquistadors, noted "all that has 
been discovered up to the year forty-nine (1549) is full of peo- 
ple, tike a hive of bees, so that it seems that God had placed all. 
or the greater part of. the hunum race in these countries. " 

Recent archaeological research has revealed highly complex 
civilisations along the Orinoco and Amazon, especially on 
Marajo island at the great river's mouth. These were based on 
fishing and turtle farming, as well as on maize, manioc and bean 
cultivation on periodically flooded banks and islets (Roosevelt, 
1980). When the first Spaniards descended the Amazon in the 
16th century, they saw Indian settlements all along the banks of 
the river, from the area of the Omagua people on the present 
Peruvian border right down to the river's mouth. 

The fertile Amazon floodplains were densely settled and 
large numbers of people migrated outwards from them into the 
less fertile hinterlands to north and south. Here, along the nutri- 
ent-poor black water rivers and on the sandy soils in the bound- 
less forests of the Guyanan and Brazilian shields, the Indians 
adopted much more dispersed residence patterns, dependent on 
hunting, gathering and shifting cultivation. Yet they were far 
from isolated. Intricate trading networks linked the communities 
along the different river systems over thousands of miles. These 
trade and cultural exchanges reached up into the densely popu- 
lated Andean highlands and across the Caribbean to Florida. 



Sustainable Livelihoods 

The Indians' long familiarity with their environment has given 
them a profound understanding of the possibilities and limits 
of the forests. As ethnobiologists are now beginning to appre- 
ciate, Indian lore regarding plants and animals, soils and 
waters, climate and seasons is both rich and detailed and pro- 
vides the basis for complex systems of resource use and man- 
agement (Posey. 1983; Clay. 1988). Some Indian groups make 
use of literally hundreds of plant species as medicines, 
potions, poisons, drugs and charms. Plants are used as dyes, 
paints, resins, basts, curares, ropes, clubs, bows and arrows, 
baskets, bark cloth, hammocks, huts and canoes, and for a 
thousand other purposes. The Indians' subtle understanding of 
animal behaviour allows them to interpret spoor and animal 
calls to maximise their efficiency as hunters (Colchester. 
1982a). Yet, the forests are much more to the Indians than nat- 
ural resources, they also provide them with the symbols by 
which they order their social and intellectual universe (Nelson, 
1977; Lizot, 1986). 

Some scientists have postulated that these symbolic schemes 
provide Ainazonian Indian shamans with the means directly to 
regulate human behaviour and their interactions with nature 
(Reichel-Dolmatoff. 1976). Hunting taboos, sexual mores and 
religious festivals may ensure that human numbers and prac- 
tices do not lead to over-exploitation of the environment. It is, 
however, difficult to establish this scientifically, but what is 
clear is that the combination of practical lore and Indian social 
and political processes act efficiently, if indirectly, to moderate 
pressure on the environment. In the resource-poor intertluves 
of the Amazon basin, villages are small, dispersed and mobile, 
reflecting a political system in which power is diffuse and 
rights and obligations are focused on small kin groups. 
Mobility, warfare, trekking and an identity with a general terri- 
tory rather than ties to small plots of land combine to ensure 
that depleted areas can be left to recover naturally (Colchester, 
1981 and see Box 1). 

Social and technological change upsets this subtle balance 
between the Indians and their environment. The Indians' rising 
demand for manufactured goods obliges them to produce a sur- 
plus for exchange. New technologies bring more destructive 
impacts and increase the range over which supplies can be col- 
lected. Mission schools, dispensaries, air-strips and trading 
posts, as well as new machines to process crops and forest prod- 
ucts, restrict the mobility of Indian communities. The result is 
local environmental depletion; making a living becomes harder 
work and whilst dependence on new technologies may increase, 
nutritional standards fall (Colchester, 1981, 1982b and see 
Figures 6.1 and 6.2). 



57 



Forest Peoples 



We Respect the Forest 

'We Indians were born, work, live anil die in die basin of 
die Madre de Dios river of Peru. It is our land — die only 
duniJ we have, with its plants, animals and small farms: 
an environment we understand and use welt. We are not 
like those from outside who want to clear everything 
away, destroying the richness and leaving the forest 
ruined forever. We respect the forest, we make it produce 
for us. 

Many people ask why we want so much land. They 
think we do not work all of it. But we work it differently 
from them, consening it so that it will continue to produce 
for our children and our grandchildren. Although some 
people want to take it from us, they destroy and abandon 
it. moving on elsewhere. But we cannot do that: we were 
horn in our woodlands. Without them we will die. ' 

Statement by the Ainarakaeri of eastern Peru (Moody. 
1988). 



Conquest and Enslavement 

Unfortunately other pressures from outside pose a far greater 
threat to the survival of Indian communities and their forests 
than inlensifymg trade (Bodley. 1982). For if Europeans have 
praised the Indians for their natural honesty, they have equally 
coveted their lands and resources. 

The pattern was set right from first contact. As Christopher 
Columbus noted of the Arawak peoples who predominated in 
the Caribbean: 'they love their neighbours as themselves and 
their way of speaking is the sweetest in the world, always gentle 
and smiling . . . They are so affectionate and have so little greed 
and are in all ways so amenable, that there is in my opinion no 
better people and no better land in all the world'. In almost the 
same breath he reported to the Spanish crown they should be 
good servants and intelligent . . . should your Highness com- 
mand it, all the inhabitants could be taken to Castile or held as 
slaves on the island, for with fifty men we could subjugate them 
all and make them do whatever we wish (Cohen, 1969). 

So it was to be. After some fierce wars of conquest, which 
endured for several decades in Central America, the Indians 
were enslaved or made to work for their new masters. The 
Europeans and their African slaves also brought new diseases to 
the continent. Literally millions of Indians perished as epi- 
demics of smallpox, viral infections and tuberculosis swept 
through the interior. In Mesoamerica as a whole, the Indian pop- 
ulation declined from 14 million to two million between 1524 
and 1600 (Fried et ai, 1983). In the Caribbean, the Indian peo- 
ples declined to almost nothing, today being limited to small 
communities on the islands of Roatan, Dominica and Trinidad 
(Wilbert, 1972). 

The fatal vulnerability of the Indians to Old World diseases 
remains a problem to this day. In isolated areas, a single epi- 
demic of an infection like measles has been known to kill off up 
to .^0 per cent of a village, while repeated epidemics have led to 
extinctions of whole peoples (Colchester, 1984). 

The initial aim of the colonists was to seize gold and silver. 
Early successes in Mesoamerica and in the Andes led to fantas- 
tic expeditions to the headwaters of some of the main rivers of 
Amazonia in search of fictional Indian kingdoms with fabulous 
wealth. These dreams were turned to more practical ends as the 



Table 6.1 Estimated numbers of Indians in tropical forests in 1492 

Area People 

Caribbean 6 million 

Mesoamerica 14 million 

Lowland South America* Id million 

Total 30 million 

including the Pacific coast 

Source: Estimates are deiived from: Wilbert. 1972; Denevan. 1976; Hemming, 1978; Fried et 
til.. 1983; Coppens. 1983-89 and other documents in Surxival International's archives. It must. 
howe\er. be noted that there is considerable debate about these numbers. 



new colonies were developed to produce sugar, dyes and cotton 
for the metropolitan centres in Europe. Indian labour was in 
sharp demand and force had to be used to prise the Indians from 
their self-sufficient communities. Slaving expeditions to provide 
labour for the sugar plantations and mills of Brazil's northeast 
coast led to the first main assault on the Amazon. Rowed 
painfully upstream by Indian slaves, whole Indian communities 
were captured and taken back down to the coast by the 
Portuguese. 

By 1650, the Vice General of the Portuguese colony of 
Maranhao at the mouth of the Amazon claimed that almost two 
million Indians had been killed, destroyed 'in their violent 
labour, exhausting discoveries aiul unjust wars'. By the turn of the 
century, the lower Amazonian rivers were almost completely 
depopulated and the slaving expeditions were forced to travel 
far up the Amazon and its tributaries to secure more workers 
(Hemming, 1978). Eventually, the plantations of the Caribbean 
and South America were supplied with African slaves, groups 
of whom would periodically escape into the forests, some man- 
aging to re-establish viable Afro-Amerindian societies, the 
so-called "Bush Negroes" of Surinam and French Guiana. 

Despite the almost total annihilation of the Indians of the lower 
Amazon and Caribbean and the subjugation of the Indians of cen- 
tral America, other Indian societies of lowland South America and 
the Atlantic coast of Mesoamerica survived the era of conquest as 
autonomous societies (Nietschmann. 1973; CEDI/PETI, 1990). 



Figure 6.1 The traditional system of resource use. In this sys- 
term, the negative feedback cycle prevents excessive long-term 
use of the environment. Source: Colchester (1981) 



New community wtlh 
traditional technology 



Gradual depletion of 
local forest products 



Increase in time required 

to satisfy nutritional 

needs 



Increasing discontent 

with locality. Fission 

and/or relocation more 

likely 




58 



Forest Peoples 



New community with 
industrial technology 



Increased depletion of 
local forest products 



Increase in time required 

to satisfy needs, both 
nutritional and for trade 



Increasing reliance t 
new technology 




Increased local destruction of 
primary forests 



Gardens more distant and 

larger to create surplus for 

trade 



Increasing dependence 

on engines to reach gardens 

and machines to process crops 



Increasing infrastructural 
commitment prevents movement 



Increasing demand for 

surplus producton to 

pay for new technology 




Figure 6.2 The modern system of resource use. Here the 
positive feedback cycle exaggerates the speed of environmental 
destruction and this leads to increasing dependence on the out- 
side world. Source: Colchester ( 1 98 1 1 



Supplying the Marltet 

Authority for the Indians in the Spanish and Portuguese colonies 
was shared between the Church and the landlords. In frontier 
zones where the colonial economies barely penetrated, the Church 
was often entrusted with full control of the Indians. Where possi- 
ble, the Indians were forced to relocate from their dispersed home- 
steads and villages to leducciones — large settlements supervised 
by the missions. Relations between the Indians and the Church 
were far from easy, yet the stem paternalism was often preferable 
to the uncontrolled exploitation of the landowners. 

For the vast majority of the Indians, colonial rule denied 
them any firm rights to their traditional lands. A small number 
of communities were able to secure colonial titles but for the 
rest their best security lay either in isolation or with the inis- 
sions whose fiefdoms acted as a buffer to land annexation. 
Independence of American nations from colonial rule in the 
early nineteenth century brought no improvement. On the con- 
trary, new export crops, such as coffee, cardamom and bananas, 
liberated markets and new forms of transport and refrigeration, 
all intensified the pressure on Indians in upland and coastal 
forests alike. In Central America, great swathes of forested 
Indian land on both coasts were taken over by plantations and 
ranches, while coffee estates expanded up the mountains forcing 
the Indians to clear tiny plots for their maize fields right up to 
the tree line (Plant. 1978; Annis, 1987). 

The main trading opportunity offered by Amazonia was the 
region's rubber, which, after the discovery of the process of vul- 
canisation, found many applications in the industrial world. The 
result was a prodigious economic boom which made cities such as 
Manaus and Iquitos into important trade centres. For the first lime 
colonists migrated en masse into Amazonia (Hemming, 1987). 

The traders" wealth was based almost entirely on the manual 
labour of the Indians. They alone knew where the rubber trees 
were, scattered throughout the iminense forest. Rubber barons 
used the most extreme means to force the Indians to work for 



them leading to the violent deaths of hundreds of thousands of 
people. A detailed expose of these excesses found, in the 
Pututnayo region alone, that 'in the course of the last 12 vears 
1 1900-1912). the number of Indians killed either by starvation 
— often deliberately brought about by the destruction of crops 
throughout entire regions, or inflicted as a death penalty on 
individuals who were unable to fill their rubber c/uota — or by 
deliberate murder by gunfire, burning, decapitation or flagella- 
tion and accompanied by a variety of atrocious tortures, in 
order to extract a total of four thousand tons of rubber, cannot 
be lower than thirty thousand, and might possibly be vastly 
higher' (Taussig, 1987:20). In Brazil, from 1900 onwards, 
fifty-nine tribes were exterminated in the course of the activities 
related to rubber extraction (Davis, 1977). 

With the advent of Asian rubber plantations by 1915, the 
price of Amazonian rubber collapsed. Economic recession fol- 
lowed as suddenly as the boom had come and outside interest in 
the Amazon waned for half a century, providing the Indians 
with a brief respite. 

In 1910, the great Indianist and explorer Candido Rondon led 
a new Indian Protection Service (SPI) in Brazil. This Service 
aimed to protect Indian lives, lands and cultures and also to 
reduce the attentions of Christian missionaries. It flourished in 
its early years but was starved of resources until a revival in the 
1950s, when the Villas Boas brothers were creating the first 
Indian park on the upper Xingu River. The SPI collapsed amid 
scandals in 1967 and was replaced by the National Indian 
Foundation (FUNAl), which has had a chequered history. 
However, over a hundred Brazilian Indian tribes now have rela- 
tive security of tenure of over 200,000 sq. km of their land 
thanks to the work of some officials of the SPI and FTJNAI and 
some missionaries. 

Imposed Development 

The present century has witnessed an exponential increase in 
forest loss as Indian territories have been expropriated to make 
way for development. In Central America, the upland forests 
have been squeezed by the double pressure of expanding cash 
cropping regimes and mechanization. Large areas of hill forest 
have been directly cleared for crops such as coffee and car- 
damom, while much more has been cut down by peasant farm- 
ers forced off the more fertile valley lands by the expansion of 
the large estates, the owners of which want the Indians" lands 
but no longer require their labour. The growing concentration of 
land in the hands of agribusinesses remains the main threat to 
Central America's forests and is leading to an accelerating 
migration of landless peasants, mainly of Indian descent, into 
the lowland forests (Utting, 1991). 

Yet, even in the lowlands, the inequities of land holdings 
replicate themselves. Since Indians and peasants lack clear 
title to their lands, cleared areas are readily taken over by the 
rich and powerful to create new estates, mainly for cattle (see 
Box 2). Indian protests and demands for land security and 
agrarian reform have led to repression and massacres. In 
Guatemala, this process culminated in a civil war in which just 
to be Indian was to be identified as a target for counter-insur- 
gency. In all some 100,000 people were killed and 40,000 
"disappeared" in the turmoil of the early 1980s, while some 
400 Indian villages were destroyed and at least 1,000,000 
peasants displaced as internal refugees. According to official 
figures some 200,000 Guatemalans fled the country during 
these years and nearly 46,000 have still to return (Colchester 
and Lohmann, 1992). 



59 



Forest Peoples 



The Sierra de las Minas Biosphere Reserve 



The Sierra de las Minas in eastern Guatemala harbours a rich 
forest system with a very wide range of Central American 
fauna. It is considered to have the highest diversity of tropi- 
cal pine species in the world. A 2.360 sq. km area of the 
range was legally designated a biosphere reserve in 1990. 

The problems confronting the area are typical of the 
Central American dilemma. Over the past half century, the 
northern flanks of the Sierra have been settled by tens of thou- 
sands of K'ekchi Indians who have been displaced from the 
more fertile lowlands by logging, ranching and cardamom 
cultivation. The poor soils on the sleep mountain slopes make 
stable agriculture almost impossible, implying a progressive 
degradation of the environment as the Indians are obliged to 
clear new areas, once their old plots become exhausted. At the 
same lime, two thirds of the area have been secured as private 
property by largely absentee landlords, most of whom plan to 
sell the area's timber to pulp and sawmills in the Motagua 



valley to the south and turn the hills over to cattle. 

The Guatemalan Foundation promoting the Reserve 
recognises that it cannot be made viable without buying up 
the privately owned lands of the rich and acquiring other 
areas of fertile valley land outside the reserve, or in the 
"Buffer Zone" of the biosphere reserve, to resettle the 
Indians. The problems in this area demonstrate with startling 
clarity the fact that, in Central America, the conservation of 
natural resources is inextricably linked to the need for a 
redistribution of land. 

The political obstacles to such an approach ha\ e also been 
made clear. Predictably, the landowner lobby has mounted an 
adxertising campaign in national newspapers to vehemently 
denounce the conservation plan as an assault on private prop- 
erty. All those who advocate providing alternative lands to 
the Indians have been labelled as "communists" (Colchester 
and Lohmann, 1992). 



In Amazonia, pressure to annex Indian lands is much more 
recent, commencing on a large-scale in the 1970s with the con- 
struction of the TransAmazonica highway (Brooks et al.. 1973). 
In the early 1980s, World Bank-funded projects in Mato Grosso 
and Rondonia led to wideseale colonisation of Indian lands with 
whole communities being all but wiped out by epidemics 
(Johnson el al.. 1989; Sur\ival International France, 1990). 
Many of the migrants to Rondonia were peasants displaced by 
agribusiness from the south Brazilian states such as Santa 
Catarina and Rio Grande do Sul. At the same time, in the states 
of Para and Maranhao, the Grande Carajas regional develop- 
ment programme, brought catastrophic health and cultural prob- 
lems to the Indians of the region (Treece, 1987). The extensive 
networks of roads also fostered a frenzy of land speculation 
(Branford and Clock. 1985; Hecht and Cockburn, 1989), so that 
the southern and south-eastern sections of the Amazonian for- 
est, which thirty years ago were barely subject to land claims, 
are now a chequer-board of often overlapping indigenous 
reserves, individual land titles, logging concessions and mining 
claims (CEDI. 1985; CEDI/CONAGE, 1988). 

The pattern has been repeated in neighbouring countries. In 
Colombia, the Caqueta was for a time promoted as a colonisa- 
tion zone and in Ecuador, extensive oil prospecting has opened 
Indian territories to settlement by landless poor from the high- 
lands (Hicks er al., 1990). Planned colonisation, often along 
logging roads, has occurred too in Peru and Bolivia (Leonel, 
1992), while landless Brazilian peasants displaced by mecha- 
nised soya cultivation in Parana and Mato Grosso do Sul 
streamed into the forested lands of the Mbya Indians of eastern 
Paraguay. In the north of Brazil, poverty-stricken migrants have 
invaded Indian lands to work as gold-prospectors, many over- 
running the frontiers onto Indian territories in Venezuela and 
Guyana. In the conflicts and outcries which have ensued local 
politicians have condemned the Indians as "obstacles to 
progress" and charged their supporters as agents for foreign 
interests (Burger, 1987) 

Past attempts to exploit Amazonia to supply markets in the 
densely settled coastal and mountainous parts of the Amazon 
countries has been characterized by Emilio Moran as growth 
without development'. It represents the antithesis of the indige- 
nous peoples" approach, which starts with subsistence and 



social requirements and draws on a long experience of local 
environments (Moran. 1983: Monbiot, 1991). 

However, conservation efforts have until recently been 
hardly more considerate of Indian rights. In most Latin 
American countries national parks are state-owned lands and 
legislation outlaws residence, hunting, fishing or the cutting of 
vegetation, thus rendering Indian systems of land-use illegal 
(Clad, 1984). As one Yaruro spokeswoman from Venezuela 
complains of a Park established on her peoples' territory 'we 
are prohibited from movint; to our hunting grounds and to the 
areas where we seasonally colled wild fruits. It is like being 
told that you cannot go to the kitchen or the bathroom in your 
own house. We demand title to our lands. Caramba! We are 
not children. ' 

Fighting Back 

The Indians ha\ e resisted these impositions ever since first con- 
tact (Gray, 1987). War and rebellion were a regular feature of 
the early years of the conquest and Indians still resort to armed 
resistance when other means fail. Until recently in Brazil, it has 
been relatively commonplace for Indians, denied effective pro- 
tection or the means to represent themseUes in courts and local 
government, to take up arms to defend their lands from inva- 
sions by settlers, loggers and ranchers. However, the last 30 
years have seen the evolution of a quieter but no less formidable 
expression of Indian power. 

The process of organising for change started in Amazonia in 
the early 1960s with the creation of the Federation of Shuar 
Centres, by which the Shuar people united to defend their lands 
on the Ecuadorean frontier. Within twenty years land title had 
been gained for the majority of Shuar communities; they estab- 
lished their own radio station broadcasting in their own lan- 
guage and developed bilingual and bicultural education pro- 
grammes. Primary health care programmes administered by the 
Indians were de\ eloped with State assistance. 

The Shuar experience has been repeated \\ ith numerous 
variations all over Amazonia. Clusters of communities along 
the same river valley have come together to form local cultur- 
al associations. Regionally they have grouped their new com- 
munity-based organizations into national confederations. The 
majority of Amazonian Indian communities are now linked to 



60 



Forest Peoples 



these kinds of institutions, some of which have become so 
well organized and respected that western governments are 
directly financing their work from their overseas development 
budgets. In some places, enlightened missionaries have also 
helped organise Indian political resistance. 

National governments have also come to respect the strength 
and legitimacy of these Indian organisations. Most compare 
very favourably, in terms of their accountability and their repre- 
sentativeness, with the often corrupt local government structures 
which they parallel. Mass mobilisations of Indians, under the 
leadership of these organisations, has also obliged governments 
to heed their demands (see Box 3). 

In Amazonia, these national confederations have also united as 
an Amazon-wide organisation, the Coordinating Body for the 
Indigenous Organisations of the Ainazon Basin (COICA), in order 
to be heard directly by the international community. Indians have 
taken their concerns to inter-governmental agencies such as the 
United Nations, the World Bank and the International Tropical 
Timber Organisation to press for a recognition of their rights. 

In Central America, the Indians are no less organised into 
local, national, regional and international organisations. 
Recently, both they and the Amazonian groups have linked 
together with indigenous organisations from all around the trop- 
ics into an International Alliance of the Indigenous-Tribal 
Peoples of the Tropical Forests, which has entered into dialogue 
with the UNCED process, the European Commission, the 
Global Environment Facility and many national Governments. 

The increasing power of indigenous organisations is reflected 
in advances made in international law. A new Convention (No. 
169) of the International Labour Organisation, which clearly 
recognises Indian rights to their territories, comes into force this 
year. A Declaration of the Rights of the Indigenous Peoples of 
the Americas is expected from the Organisation of American 
States in 1993, and a Universal Declaration of the Rights of 
Indigenous Peoples is already going through its third draft at the 
United Nations (Davis. 1988; UN. 1991 ). 

New Models 

The Indians' struggle to reassert their traditions and control 
their lives and environment has important implications for the 
future of the forests in the Neotropics. It implies — in areas 
subject to their control — an end to major road-building, min- 



ing, hydropower and colonisation schemes and the application 
of another model of development more sensitive to human 
needs and the limitations of the forests (Chirif et al., 1991 ). 

As the Coordinating Body for the Indian Organisations of the 
Amazon Basin has put it; 'Development can only occur when 
the people it iijfects participate in the design of proposed poli- 
cies, and the model which is implemented thereby corresponds 
to the local people 's aspirations. Development can be guaran- 
teed only when the foundations are laid for the sustained 
well-being of the region, only continued poverty can be guaran- 
teed when the policies lead to the pillage and destruction of 
local resources by those coming from outside. The indigenous 
people of the Amazon have always lived there: the Ainazon is 
our home. We know its secrets well, both what it can offer us 
and what its limits are. For us, there can be no life if our forests 
are destroyed. We want to continue living in our homelands. ' 

Clear evidence is emerging that, under Indian management, 
forests have a better chance of being sustained (Smith, 1987; 
but see Redford and Maclean Stearman, 1993). For example, 
studies in the highlands of Guatemala have shown that commu- 
nal forests under Indian control are better "policed" and are less 
overexploited than either individually owned forests, which tend 
to be ""cashed-in" for short term personal gains, or municipal 
forests, which are either corruptly opened to outside interests or 
treated by locals and outsiders alike as "open access" areas. 

Even where Indians themselves undertake logging, they pro- 
vide examples of far superior management than is the norm in 
other parts of Latin America, where forest management is 
almost unknown. The Amuesha Indians of the Yanesha 
Cooperative in Palcazu in Peru have developed an innovative 
shelterbelt logging system that makes maximum use of the 
forests — the larger, high quality timbers being processed for 
sale on the international market, while smaller poles are chemi- 
cally treated and sold locally as fencing posts. Similar projects 
have started up in Quintana Roo in Mexico and in the coastal 
forests of Ecuador (Anderson 1990; WWF 1991 ). 

Timber is far from the only product that Indian communities 
are marketing from their forests. Tannins, dyes, oils, honey, wild 
fruits, nuts, basketry, artwork, canoes, treecrops and agricultural 
produce are among the varied goods that Indian communities are 
bringmg to the local and wider markets. Much more needs to be 
learned about these community management schemes before 



Marching for Territorial Recognition 

In 1988, the International Tropical Timber Organisation gave 
US$1.26 million to the Government of Bolivia to promote 
the sustainable management of the Chimanes forests of the 
Beni, part of Bolivia"s Amazon territory. The project formu- 
lated by the Bolivian Government and the Washington-based 
NGO Conservation International was designed to comple- 
ment the management of the Chimanes Biosphere Reserve, 
which encloses the El Beni Biological Station, secured under 
a dcbt-for-nature svv-ap financed by Conservation 
International. 

The project, however, was flawed. It made no provisions to 
secure the temtorial rights of the Indians, nor did it provide a 
real political mechanism for controlling the rampant logging 
of mahogany that was already underway in the region. 

Indian protests culminated in 1989 with a month-long. 750 
kilometre trek to the national capital. La Paz, by thousands of 



Indians. The pressure forced the Government lo declare the 
whole area of the Chimanes forest as Indian territory and 
secured about half the forest as "indigenous areas" for exclu- 
sive Indian use. The loggers were supposed to halt the extrac- 
tion of timber from these "indigenous areas" and restrict their 
cutting to the rest of the territory, which would be finally 
restored to the Indians after some 70 years. 

However, continued illegal timber extraction from the 
"indigenous areas" and accelerating logging in the rest of ter- 
ritory obliged the Indians to send delegates to Yokohama to 
raise their concerns with the International Tropical Timber 
Organisation. The ITTO suspended funding for the project 
until new management plans for the now reduced logging 
areas were designed and the Indians were brought into the 
decision-making process. The Indians have yet to declare 
victory, but their position has begun to improve. 



61 



Forest Peoples 



they can be declared 'sustainable", but the evidence is already 
clear that they are far preferable to the destructive short-term 
exploitation of outsiders (Counsell and Rice. 1992: Gray. 1991 ). 

Governments and development agencies are beginning to get 
the message. Already some 200.000 sq. km of Colombia's 
Amazonian forests have been redefined as Indian resgiianlos. as 
the Government has explicitly recognised the Indians to be the 
forests' best guardians (Bunyard. 1989). In Peru. Indian land 
demarcation projects are restoring Indian territories through a 
patchwork quilt of community tilling programmes, condoned by 
Government and assisted by national and international NGOs and 
bilateral aid agencies. In Ecuador, pressured by a country-wide 
Indian mobilisation, the Government has recognised large 
swathes of Indian territory, while retaining rights to petroleum 
exploitation. In Brazil, land demarcation processes have again 
speeded up. Some 90.000 sq. km of forests have been recognised 
as Yanomami Indian lands, while Kayapo areas have been con- 
siderably expanded and those of the Tikuna and Xavante 
increased slightly (Hosken. 1990). In all. well over 500.000 sq. 
km of Amazonian forests are now recognised as Indian lands. 

A parallel programme in Brazil is also securing areas of 
forests as 'extractive reserves" for rubber tappers. Under this 
process forests remain under State ownership, but are leased to 
registered rubber tapper cooperatives. The real innovation in 
these reserves lies in the wholly new management regimes that 
the tappers have instituted; they no longer produce rubber to 
pay-off debts to the rubber barons who used to run the trade, but 
market it themselves through self-run cooperatives. Even so, the 
tappers are finding it hard going as real prices for latex are 
abysmally low. Politically, the tappers have united with the 
Indians to push for development policies that protect their inter- 
ests and they are seeking wider alliances with other non-Indian 
groups who also live in the forests — river-dwellers, nut-collec- 
tors, fisherfolk and palm-workers (LAB. 1990). 

Conservation initiatives are also paying increasing attention to 
Indian rights. The Venezuelan Government recently decreed the 
whole of the Upper Orinoco, an area inhabited by Yanomami and 
Yekuana Indians, a Biosphere Reserve — at over 80,000 sq. km 
the world's largest tropical forest conservation zone. The legisla- 
tion explicitly recognises Indian use rights throughout the reserve 
and promises them a direct role in the management of the area. 

Most recently the Inter-American Development Bank, sup- 
ported by the World Bank and working with the Spanish 
Government and Governments from Latin America, has estab- 
lished a special facility — the Fondo Indigena. already capi- 
talised with US$40 million — to develop projects in Indian 
areas, including land demarcation schemes. An advisory body 
for the new Fund will be drawn half from Government and half 
from indigenous representatives. 




Ki.i\a/>ii laiiiih on iiuclii iiuil iniil. GokiUic. Bnizil. 

(WWF/Mauri Rautkari) 

Recognition of indigenous rights is now readily admitted 
as being socially just, environmentally prudent and necessary 
for the sound development of Indian territories. The challenge 
for the future is to ensure that external support for these areas 
goes to the communities in the forests, that it remains under 
local control and that local initiatives are built on (Beauclerk 
and Narby. 1988). In the past the Indians have suffered from 
externally imposed problems; great sensitivity is now 
required to prevent externally imposed solutions doing just as 
much harm. 



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and Steven Hugh-Jones, Cambridge University. 



63 



7 Agricultural Colonization 
Policies and Deforestation 
in Amazonia 



Introduction 

The Malthusian forces of natural resource destruction by local 
people, market-oriented agricultural expansion and the need to 
generate foreign exchange were not the major factors behintl the 
occupation and deforestation of Amazonia. The real problem 
stemmed from growing numbers of landless peasants and small 
farmers amving from areas outside Amazonia and the geopoliti- 
cal goals and speculative interests of the ruling elites. 

The areas from where agricultural colonists arrived were not 
excessively populated, but land ownership was concentrated in 
a few influential hands. It was this unequal land distribution that 
caused problems. Inducing landless workers and peasants to 
move into the "empty" Amazonian region offered a means of 
avoiding these problems. Additionally, the fear — shared by 
most Amazonian countries — that vast uninhabited areas would 
tempt foreign occupation, stimulated colonization programmes. 
The fact that Amazonia was already inhabited by Amerindians 
was either ignored altogether or else concerns about these peo- 
ples were subordinated to national developmental and territorial 
aspirations. 

The occupation of Amazonia and the economic integration of 
the region have emphasised the settlement of land by peasants 
and landless workers. Large agricultural schemes undertaken by 
individual entrepreneurs or corporations have also been encour- 
aged. This chapter considers the evolution, since World War II. 
of the colonization policies of the main countries sharing the 
Amazonian ecosystem. Particular reference is made to Brazil, as 
a large portion of Amazonia falls within its boundaries. 
Moreover, since 1970. this country has pursued an array of 
colonisation policies which have contributed significantly to 
large-scale deforestation. 

The Limits of Amazonia and its Deforestation 

Radically different limits of Amazonia were proposed until the 
1950s (Daly and Prance, 1989) and even now estimates of its 
size vary between five and six million square kilometres (Sioli, 
1984; Pires, 1972), but there is no doubt that most of it lies in 
Brazil. Smaller areas occur in Bolivia. Colombia, Ecuador. 
Peru. Venezuela and the Guianas. The approximate limits of the 
natural boundaries of the area are shown in Figure 7.1. It must 



be noted that, in Brazil, this does not correspond with the broader 
economic/political boundaries set by the government as 
"Amazonia Legal" in 1953 (Oliveira. 1983). 

Neither the area nor the rate of deforestation in Amazonia 
are well known. Probably best studied is the forest in Brazil 
and here it is estimated by Skole and Tucker (1993) that 
230,000 sq. km of closed canopy forest (6 per cent) had been 
cleared as of 1988, while INPE (1992) estimated about 
280,000 sq. km had been cleared in the Legal Amazon at that 
time — this, though, included the cerrado vegetation. The esti- 
mate increases to 377,600 sq. km if the degraded secondary 
forests in Para and Maranhao are included, where "the original 
forest was removed in great part many years ago" (INPE, 
1992). The figure given by Fearnside in Table 25.5 for defor- 
estation in the Brazilian Legal Amazon is very similar to 
INPE's larger figure. 

In absolute terms. Brazil has certainly lost the greatest area of 
Amazonian rain forest, but the losses in Venezuela and 
Ecuador, in proportion to the area of Amazonian forest they 
contain, have been higher (Schubart, 1991). 

Agricultural Colonization in Amazonia 

Until the middle ol' this century, most of Amazonia was sparsely 
populated. The exploratory incursions, begun centuries ago, had 
reduced the Amerindian population considerably, decreasing it 
by perhaps as much as 90 per cent. However the extractive 
booms (mainly of rubber) of the 19th and early 20th centuries 
did attract tens of thousands of migrants to .some areas, such as 
western Amazonia. There were attempts to introduce large scale 
exploitation of tropical products, such as the Ford rubber planta- 
tions set up in Brazil, but most of these failed and were aban- 
doned. As a result, until the mid- 1940s, much of this immense 
region was inhabited only by native peoples and the colonizers 
who had settled some of its more accessible areas. Little devel- 
opment or deforestation had taken place. 

The 1950s marked the beginning of a complete reversal of 
this situation, with considerable influxes of migrants and 
attempts to develop Ama/onia as rapidly as possible. Public 
policies were fundamental in bringing about these changes. 



64 



Agricultural Colonization Policies and Deforestation in Amazonia 




Figure 7.1 The limits of Amazonian vegetation 

Soiiire: Daly and Prince (1989) 



Brazil 

Most early deforestation in Brazil resulted from agricultural 
expansion outside Amazonia, particularly in the south and 
southeast. For instance, before the coffee boom started in the 
mid- 18th century. Sao Paulo was 82 per cent forested, but by 
1973 only 8.3 per cent of the forest remained. Similarly, at the 
end of the 1940s, almost 90 per cent of the northern region of 
Parana state was covered in forests. This area is now one of 
Brazil's most important agricultural regions and only two per 
cent of it remains under forest (Mueller. 1991). 

Until the late 1960s, agriculture expanded 'spontaneously'. 
The main government action to stimulate the process before that 
time was improvement of the transportation system. However, 
recent expansion in the Brazilian Amazonia has been greatly 
influenced by social policies. These policies reflect an approach 
to development in recent decades that has tended to favour city 
dwellers and has led to a highly unequal distribution of benefits 
(Mueller. 1992). Since 1968. the ruling elites and those with 
powerful economic interests have received numerous advan- 
tages. Modernisation of agricultural methods, without redistri- 
bution of land, has meant that a growing number of people have 
been expelled from the main farming areas in the centre-south 
of the country. Many of these migrants moved to the large urban 
industrial centres, but a considerable number went to the agri- 
cultural frontier which had, by then, reached the Amazonian 
rain forest. Other people, from the poverty-stricken north-east of 
Brazil, joined the migrants from the rural areas of the centre- 
south and together they were responsible for a major onslaught 
on the Amazonian forests. 

Both Brazil's corporate sector and government agencies have 
embarked upon major Amazonian ventures. Mining, hydroelec- 
tric and industrial investments have all contributed to forest 
clearance but large agricultural enterprises and cattle ranches 
have been the leading causes of deforestation. 

The policies which have directly affected frontier expansion 
in Brazilian Amazonia since the mid-1960s have gone through 
several distinct phases. 



The Early Phase, up to 1965. Policies which sought to inte- 
grate Amazonia into the Brazilian economy were attempted prior 
to the 1960s, but they had little effect (Mahar. 1978). However, 
in the late 195()s. the first major road to link Amazonia to the 
centre-south of the country — the Belem-Brasilia highway — 
was built. It connected the more dynamic areas of Brazil with the 
.southeast margin of the rain forest which later became an impor- 
tant agricultural frontier area. 

Formation of the Amazonian Strategy ( 1965-1969). The 

military regime, which came into power in 1964. drew up a spe- 
cific Amazonian strategy. Contrary to current belief, it was 
geopolitical considerations, rather than the prospect of exploiting 
the region's abundant resources, that motivated this strategy. It 
was argued that by establishing a demographic and economic 
stronghold in Brazilian Amazonia, and by promoting settlement 
of the country's extensive international borders to the north and 
west of it. foreign powers would be discouraged from staking 
claims there. A frequently voiced motto in the 1970s was. "inte- 
grate it or lose it". The main objective of the military regime was. 
therefore, to induce rapid occupation of some of Amazonia's 
huge "empty spaces", regardless of the economic or environmen- 
tal sustainability of the process. 

Occupation was based on the hope that it would be possible 
to integrate the region into the mainstream of the country's 
economy. However, the projects undertaken in the region did 
not undergo any form of economic viability analysis. Even for 
large investments, cost-benefit analysis was generally not car- 
ried out (Torres. 1990). The first major natural resource survey 
did not begin until after the projects had started. 

Operation Amazonia was launched in 1965 to implement 
the new strategy. Its main component was a regional develop- 
ment programme based chietly on the provision of tax rebates 
and other financial incentives aimed at stimulating private 
investment in Amazonia. Most of the investment projects took 
the form of huge livestock ranches. Between 1966 and 1969. a 
total of 166 livestock enterprises were approved; these made 
up over one fifth of all schemes approved as of 1988 
(Yokomizo. 1989). 

The construction of the Cuiaba-Porto Velho highway began 
in 1968. This brought floods of land-hungry settlers, mostly 
rural migrants from the centre-south, into the state of Rondonia. 

Intensification of the Amazonian Strategy (1970-1975). In 

1970. the military government created the National Integration 
Programme (PIN) which aimed to boost occupation of 
Amazonia by funding road building and settlement projects. 
Through this programme, resources were made available to con- 
struct some 15.000 kilometres of road and. on either side of 
these roads, a 20 km strip of land was reserved for agricultural 
settlement projects (Mahar. 1989). At the same time, virtually 
all state-owned land was transferred to the federal government, 
which thereby acquired control over very large areas. In addi- 
tion. PIN increased fiscal incentives for private investment in 
Amazonia. 

The road construction programme was extremely ambitious. 
It was intended that one highway (the Transamazon) would 
cross the region from east to west, another (Cuiaba-Santarem) 
would cross it from the north to south and a third would be built 
along most of the northern boundary of Brazilian Amazonia. In 
addition, other trunk roads were to be built or improved to pro- 
vide the more developed central-southern regions with access to 
strategic portions of Amazonia. 



65 



Agricultural Colonization Policies and Deforestation in Amazonia 



Only part of the projected road network was actually built. 
The Manaus-Porto Velho and Cuiaba-Santarem trunk roads and 
the Cuiaba-Porto Velho highway were completed, while the 
Transamazon highway was not finished and the border road 
never materialised (Figure 7.2). Nonetheless, the roads were 
responsible for the opening up of large densely forested areas 
for agricultural colonization. 

Colonization projects, intended as "model"" settlements, were 
set up in two areas of the country. The then federal state of 
Rondonia in the north-west of Brazil was one of these. 
Settlements here were intended to attract farmers from the south 
who were experienced in modern agricultural methods. The 
other was along the eastern part of the Transamazon highway. 
Here the aim was to settle people from the poverty stricken 
norlheasl and thereby alleviate population and social pressures in 
that area. 

The fiscal incentives were stepped up by PIN so that, 
between 1966 and 1972. substantial areas of land were incorpo- 
rated into agricultural projects, many involving cattle rearing. 
This was partly because of the high prices for beef in the world 
market in the early 1970s which led to hopes that Amazonia 
would become a world exporter of this commodity. 

The intention of PIN was that the settlers would produce sub- 
sistence goods and provide manpower for various secondary 
developments, while private initiatives, aided by the fiscal 
incentives, were to furnish a growing quantity of agricultural 
products for both the domestic and export markets. This strategy 



aimed to incorporate Amazonia into the national economy and 
reduce the danger of foreign domination of the region. 

Loss of Impetus and Change in Strategies (1975-1979). 

Events did not materialize as expected, howe\er. The oil crises 
of the 1970s reduced Brazil's economic growth and made it 
more difficult to obtain resources for the road construction pro- 
gramme. The high oil prices also accentuated the problems of 
having settlements in such remote areas. The road construction 
programme for Amazonia was therefore cut back considerably. 

This period also witnessed a major change in the strategy for 
occupying Amazonia. The public colonization schemes had 
proved unsuccessful for a number of reasons. There were seri- 
ous administrative problems, inappropriate agricultural tech- 
niques were applied by the migrants, and the settlers generally 
experienced difficulty in adapting to their new environment. As 
a result public colonisation schemes were phased out. Instead, 
in order to make the best use of limited governmental resources, 
efforts after 1974 focussed on areas with high potential, rather 
than on the region in general. 

Even though the public colonization schemes had failed, a 
much larger flow of spontaneous immigration into parts of east- 
ern Amazonia and Rondonia began. The inigrants were small 
farmers and workers displaced from the centre-south of Brazil. 
This compelled the government to support the orientation and 
control of spontaneous colonisation (Martine, 1990; Mueller, 
1980). Despite government efforts, the pressure of this migra- 



Figure 7.2 Ania/onia: Main Federal Highways and Development Projects 



Soiin-,-' M.nh.ir ( l«S«l 




66 



Agricultural Colonization Policies and Deforestation in Amazonia 



tion was such that the demand for plots in colonization areas far 
exceeded supply. As a result, wherever there was road access, 
large numbers of migrants settled on public and private land. 
The authorities were unable to control the process and this inva- 
sion of public land was eventually condoned and legitimised by 
the government. In contrast, settlement on private or disputed 
land frequently led to violence (Mueller, 1983: Sawyer, 1990). 

It was hoped that government-sponsored, private schemes 
could replace the public colonisation projects. The government 
started providing private ventures and cooperatives with access 
to public lands and subsidized credit. These schemes were 
intended mainly for settlers from the south of Brazil who had 
some capital and farming experience. Most of the projects were 
implemented in the north of the state of Mato Grosso, in the rain 
forest-savanna transition zone. 

Private colonization gained impetus, particularly in the period 
from 1976 to 1981. Of the 104 private colonization projects 
started between 1970 and 1986. almost 67 per cent were estab- 
lished between 1976 and 1981. The total area covered was 
29,000 sq. km, of which 68 per cent was setded in 1976-1981. 
Most of the farms developed were between one and five sq. km. 
The settlers were mainly interested in cultivating commercial 
crops and in the 1980s the private colonization areas become an 
important producer of soybeans (Mueller, 1990). 

The large-scale fiscal incentive projects also fell far short of 
original expectations and their number was reduced consider- 
ably. Thus from 1973 to 1979, only 56 projects were approved, 
coinpared to 3 1 2 projects in the previous seven year period 
(Yokomizo, 1989). In addition, new regulations came into force 
which prohibited projects in the core of the Amazonian forest 
and provided for stricter controls over development in the area. 

Nevertheless, some individuals still believed that large 
investment projects could suceed in Amazonia and that these 
were the key to developing the area. It was during this time that 
Daniel Ludwig's huge Jari complex in eastern Amazonia began 
to take shape. Over 1000 sq. km of the 15,000 sq. km owned by 
Ludwig were cleared and planted with Gmelina arborea and 
Pinus carihea. These were to be used as raw material for a large 
pulp plant that had been imported from Japan. The scheme 
included rice cultivation on 40 sq. km of flood-plain and miner- 
als exploitation (Fearnside and Rankin. 1979, 1985). Ludwig 
used his own money for these activities, but was encouraged by 
the government. 

Major Programmes and the Expansion of Fiscal Incentives 
(1980-1988). The principal development projects in 
Amazonia between 1980 and 1988 were the Northwest Brazil 
Integrated Development Programme (POLONOROESTE) in 
western Amazonia and the Grande Carajas Programme in east- 
em Amazonia (Figure 7.2). 

The POLONOROESTE programme, financed by the World 
Bank, was an attempt to impose some order on the chaotic occu- 
pation of Rondonia and part of western Mato Grosso. A princi- 
pal objective of the programme was to reduce forest clearance 
on land with little long-term agricultural potential and, instead, 
to promote sustainable farming systems based on tree crops 
(Mahar, 1989). The programme sought to assist the 30,000 or so 
families already settled in the region as well as the 15,000 fami- 
lies waiting to be settled there (Mahar 1989). It aimed to reduce 
the environmental degradation which was taking place and to 
protect Indian populations (World Bank, 1981). However, most 
of these goals were not achieved: some people believe that the 
government's main objective in seeking loans for 



POLONOROESTE was to obtain funds for paving the Cuiaba- 
Porto Velho highway (Martine. 1988). 

The Grande Carajas Programme began in 1980 as a massive 
multisectoral project based on the extraction, transformation and 
exportation of the enormous mineral wealth (principally iron 
ore) of the Carajas. The numbers of migrants attracted to the 
region inevitably caused quite extensive deforestation, particu- 
larly outside the concession area. One of the project's most con- 
troversial components is the production of pig-iron using char- 
coal made from timber from the natural forest. The proposed 
pig-iron plants would require 1.2 million tons of charcoal per 
year and the wood required for this would result in the clearing 
of between 5,400 and 12,(J00 sq. km of forest (Mahar, 1989). 
Many billions were invested in this programme, but it is not 
now expected to yield a net profit. 

As well as developing these two programmes, the govern- 
ment also increased its fiscal incentives scheme dramatically 
after 1980. Between 1980 and 1986, 353 agricultural projects 
were approved. Political pressure from the groups benefiting 
from the incentives, rather than the inherent worth of any of the 
projects, forced the government to continue the scheme. The 
beneficiaries profited both directly from the incentives and sub- 
sidies and indirectly from the increased value of their land. 
Land prices were driven up by the scheme and by high inflation 
which increased the demand for real estate (Binswanger, 1991). 
The size of the projects approved after 1980 tended to be smaller 
than the earlier ones, and most of them were on the periphery of 
the rain forest rather than within it. However, the federal agency 
responsible for the scheme became extremely lax in its manage- 
ment of the enterprise and incentive monies were frequently 
misused (Yokomizo, 1989). 

The fiscal incentive scheme for agricultural projects was 
reduced in 1987 and temporarily suspended by government 
decree in 1989. However, fiscal incentives for regional develop- 
ment have been maintained by the 1988 Constitution, and there is 
a danger that inappropriate agricultural projects will be resumed 
in Amazonia. At present, projects can still be undertaken in the 
already degraded or savanna area of Legal Amazonia whereas 
those in the core of Amazonia can be resumed only upon comple- 
tion of a detailed zoning study, which is cuiTently underway. 

This period also saw the failure of the Jari project. In 1982, 
having experienced increasing problems with his enterprise, 
Ludwig transferred control to a government-backed Brazilian 
group (Mueller, 1983). 

Summary 

Brazil's vast array of measures to encourage colonization have 
had very negative impacts on Amazonia. In general, they have 
failed to achieve sustainable agricultural and livestock production 
or economic development. They have also resulted in vast demo- 
graphic shifts, social dislocation, distress for Amazonian Indian 
peoples, forest clearance and pervasive environmental disruption. 

Colonization in Other Latin American Countries 

The Amazonian region of most of the other countries di.scussed 
in this chapter are covered with lowland rain forest or. on the 
eastern slopes of the Andes, with montane forest. The montane 
forest, commonly known as selva alia (upland forest), occurs 
from 600 to 3500 m. It covers a smaller proportion of Amazonia 
than does lowland forest, but has been the prime target for colo- 
nization in the Andean countries. Indeed, in contrast to Brazil, 
the Andean lowlands of Bolivia. Colombia. Ecuador, Peru and 
Venezuela remain largely untouched (Coomes, 1991 ). 



67 



Agricultural Colonization Policies and Deforestation in Amazonia 



Bolivia 

Bolivia is considered an Andean country, although two-thirds of 
its territory is Amazonian. Some of its upland forests were 
colonised as long ago as the 16th Century, with attendant exter- 
mination, expulsion or absorption of Indian populations by the 
in\ading Europeans. Nevertheless, these upland areas were not 
intensively exploited until the early 1950s. 

In 1952 the Movimiento Nacional Revolutionario (MNR) 
seized power and embarked upon a programme of agrarian 
reform, nationalization of mines and abolition of feudalism. 
However, as Green (1980) notes, the impact of the agrarian 
reform legislation on the Amazonian region was not as great as 
it might have been since there was little demand for land there. 

The MNR also pursued an Amazonia colonization policy, the 
main objectives of which were expansion of agricultural pro- 
duction, alleviation of demographic pressures in the highlands 
and integration of the Bolivian Amazonia into the country's 
economy. The construction of a highway, completed in 1954, 
which linked La Paz and Cochabamba with the forest city of 
Santa Cruz, was an important element of this policy. Between 
1954 and 1956. four colonies were founded in this region and 
were followed by more modest attempts at colonization of other 
high forest areas made accessible by road construction. 

Bolivia had frequent changes in its political regime and, con- 
sequently, in its administrative policies, but the public colonisa- 
tion schemes to resettle landless peasants from the highlands in 
Amazonia were maintained. Many landless people migrated to 
the Oriente of their own accord. The objectives set by MNR for 
the Oriente were gradually achieved and parts of the forest, par- 
ticularly the area around Santa Cruz, experienced considerable 
economic development. The role of government colonization 
schemes in this was minor, though as Stearman (1984) points 
out, the schemes used up considerable monetary and human 
resources and were a significant feature of Bolivia's develop- 
ment plans for many years. Other factors such as the discovery 
and exploitation of oil, the establishment of large farms and 
ranches, industrialization and, more recently, the cocaine trade 
were far more significant for the development of the region. In 
addition, international financial support encouraged a tlow of 
domestic and foreign settlers to the Amazonian highlands. 

Only those colonization programmes involving foreign set- 
tlers and international finance had any real success. Public colo- 
nization programmes performed poorly (Riviere d'Arc, 1980; 
Stearman, 1984). They were undermined by inadequate trans- 
portation and marketing, unstable and inefficient administration, 
and corruption. In the 1960s the Institulo Nacional de 
Colonizacion (National Colonization Institute) was created to 
administer the official programmes, but still they did not 
improve markedly. However, colonists who abandoned agricul- 
ture were an important element in the expansion of other activi- 
ties in the Santa Cruz area. 

By the mid-1980s, colonization in Bolivia had become largely 
spontaneous or semi-directed, with the National Colonization 
Institute providing secondary or tertiary roads, technical assis- 
tance, water supplies and some .schools (Stearman, 1984). 

In Bolivia, unlike other Andean countries, the demographic 
and economic results of settlement within Amazonia were con- 
siderable. The number of inhabitants is estimated to have 
reached 3.7 million in 1990, which is around 51 per cent of the 
country's total population. This is a considerable increase from 
I960 when only 38 per cent of the population lived in the area 
(Butts and Bogue. 1989). The Santa Cruz region has became an 
important agricultural centre, generating growing surpluses for 



both domestic and export markets. This Amazonia region has 
become Bolivia's major area of economic development. 

Peru 

In Peru, as in Bolivia, the .Spanish conquistadores explored 
Amazonia, but failed to colonise it. However, in the 194()s. pop- 
ulation increases in the country's coastal and highland areas and 
unequal land distribution led to urban saturation, food deficits 
and political unrest and these stimulated rural exodus. Political 
elites opposed land redistribution, and as new roads made the 
Peruvian Amazonia accessible, landless peasants from the 
Sierras moved in. 

It was not until the I96()s that a concerted colonization policy 
was established. Peasants had been settled previously in 
Amazonia but had not been sponsored by the government. In 
1954, for instance, le Tourneau, an American millionaire, 
obtained 4000 sq. km of Peruvian Amazonia for a colonization 
project. In spite of large expenditure, this failed and was aban- 
doned. The government granted land to companies constructing 
roads in the upland forest, and to their employees, for sale to 
colonists from the Andes (Chirif, 1980). 

It was during the first mandate of President Belaunde Terry 
that a strategy for settlement and development in Amazonia was 
introduced; access roads were to be constructed and coloniza- 
tion projects promoted. A highway, the Carretera Marginal de la 
Selva, was to be built along the eastern flank of the Andes with 
other new roads leading from it. Belaunde Terry hoped that by 
linking the Venezuelan-Colombian border with southeast 
Bolivia, through the Ecuadorian and Peruvian forests, the 
Carretera Marginal would facilitate the development and eco- 
nomic integration of the Amazonian region of all the Andean 
countries. In the event, only the Peruvian sector of the road was 
constructed. A large colonisation project, financed by a LIS$4I 
million loan from the Interamerican Development Bank (IDB), 
was started in 1966 in the Huallaga Valley. Two other smaller 
projects were also attempted (Schuurman, 1980). However, all 
three ran into difficulties and were phased out. 

In the 1960s and early 1970s, both government-sponsored 
and. more importantly, spontaneous colonization resulted in the 
settlement of eleven important river basins on the eastern slopes 
of the Andes (Arambinu, 1984). Spontaneous colonization by 
landless peasants and entrepreneurs, the latter interested in cat- 
tle ranching and commercial agriculture, brought people from 
the highlands and coastal areas. Large numbers of Indians were 



Charcoal making from iiuiliogany, used to smelt iron ore from 
Carajds. Ama:inua, Brazil- (\\ \V17M;irk f'dwards) 




68 



Agricultural Colonization Policies and Deforestation in Amazonia 



pushed off their land during this process. Some moved to 
remote lowland areas and others were assimilated by the new 
communities and exploited as labourers. 

A military coup in 1968 changed the Amazonian strategy. 
Colonization was downplayed, an Indian rights policy was 
established and there was a short-lived attempt to deal directly 
with the agrarian problems in the coastal and highland areas. 
However, changes within the military leadership and the re- 
election of Belaunde Terry in 1980 meant that the Amazonian 
development strategy was resurrected. Assistance programmes 
for the region's settlers were established and colonization 
schemes were revived with American aid. Between 1981 and 
1985, USAID allocated US$167 million for this purpose, but 
with disappointing results (Aramburu and Garland. 1986). 
There were also incentives for settlers to move north to consoli- 
date the disputed border with Ecuador (Stocks. 1984). 

In the 1970s, the Peruvian Oriente experienced an oil boom. 
Exploration companies moved into parts of the region, creating 
temporary employment, but also generating substantial social 
dislocation. When the boom ended, uneinployment became a 
serious problem for some areas. 

More recently, there has been a sharp increase in the illegal 
cultivation of coca, creating a problem of almost unmanageable 
proportions. The United States pushed for eradication of this 
crop, but the wisdom of their pouring abundant foreign aid into 
areas already settled, but of low agricultural potential, is now 
being questioned (Aramburu, 1984). The results of the aid for 
colonisation were poor and both state and foreign aid has now 
been phased out. Further problems in many of these areas have 
been created by the presence of the Sendero Luminoso (Shining 
Path) guerilla group. 

In 1978 a decree annulled the law recognizing the rights of 
Amazonian indigenous communities. It also introduced a con- 
cessions system for the exploitation of national forest reserves, 
which had previously been controlled by the state (Chirif, 
1980). The decree established safeguards to protect forests, but 
legislation of the Belaunde Terry government has since elimi- 
nated most of them and made it much easier for national and 
foreign companies to gain access to reserve lands. According to 
Stocks (1984). as much as 90 per cent of national forests in 
some areas have been given in concessions to the private sector. 
In addition, the Amazonian strategy of the 1980s provided gen- 
erous incentives for entrepreneurs willing to inxest in the 
region's remoter areas. 

Spontaneous colonization and entrepreneurial activity were 
responsible for a considerable increase in the number of occupants 
of Peruvian Amazonia; they grew from little more than 400,000 in 
1940 to over 1.8 million in 1981. This is an increase from 6.7 per 
cent to 10.6 per cent of the country's total population living in 
Amazonia. The upland forests have absorbed most of this popula- 
tion increase but there has also been an inflow of migrants into 
other parts of the Peruvian Amazonia. However, transportation 
and other difficulties have meant that the rate of growth in these 
areas has been lower than that occurring in upland forest areas 
(Aramburu. 1984). while migration into the coastal areas, especially 
into large cities, has been most significant. 

Ecuador 

Official support for the settlement of Ecuadorian Amazonia is a 
fairly recent phenomenon. As a result of the 1941 war between 
Ecuador and Peru over petroleum. Ecuador lost part of its 
Amazonian territory. It. therefore, came to view colonization of 
the remainder and its integration into the national economy as 



matters of considerable urgency. Military po.sts and colonization 
projects were established, regardless of economic considera- 
tions. The aim was simply to gain control of the country's bor- 
ders (Bromley, 1980: Uquillas, 1984). 

Spontaneous population movements in Ecuador began to 
gain pace in the late 1940s. The migrants were from the more 
densely populated areas in the Andean highlands and from the 
coast; they moved because of overcrowding and land pressures 
in those areas. They were attracted to Amazonia by the prospect 
of jobs and the availability of land. 

The oil boom which began in parts of Amazonia in the late 
1940s was an added factor. Roads to oil areas facilitated migra- 
tion, which was spurred on by the employment opportunities in 
both the oil and timber industries. Land was available and agri- 
cultural products were required by the people working in the 
area. Entrepreneurs saw opportunities for cattle-ranching and 
the production of crops such as coffee. 

The government favoured spontaneous colonization and also 
created several official colonization projects. By 1981 there 
were seven of these official schemes in Ecuadorian Amazonia. 
They were located in the provinces of Napo (the main oil area). 
Morona-Santiago and Zamora-Chinchipe (near the Peruvian 
border). Gradually, settlements were consolidated throughout 
the high forest and in the intermontane valleys. The majority 
were dedicated to farming and ranching (Uquillas. 1984). 
Initially, the official colonization projects were intended to 
attract people to "empty" areas, but later they became attempts 
to control the rapid spontaneous occupation. 

Costs associated with the settlement of the Ecuadorian 
Amazonia included the usual social dislocation of frontier areas, 
environmental problems and the displacement of Indian com- 
munities, who were forced to find land elsewhere. However, 
only a relatively small area of Amazonia was affected by colo- 
nization. One of the main reasons for this was the region's poor 
transportation system. There were plans to construct more high- 
ways, and even railroads, but these were never realized. In 1976 
there were only four relatively short penetration roads, either 
associated with oil exploration or constructed for strategic rea- 
sons (Bromley, 1980). The result was a comparatively minor 
increase in the region's population, from 1.6 per cent of the 
country's total in 1960. to 3.0 per cent in 1980 and still only 4.2 
per cent in 1990. Of the 460.000 people inhabiting the region in 
1990. 76.1 per cent lived in the forested provinces of Napo and 
Morona-Santiago (Butts and Bogue, 1989). 

Colombia 

The Colombian Amazonia was explored several centuries ago, 
but was only recently settled by non-Indians. Here, as in other 
countries of the region, population pressure in the uplands stim- 
ulated its settlement. However, two events led the government 
to intervene decisively in the process. The first was during the 
1930s and 1940s, when Colombia and Peru were laying claim to 
the same territory and tensions ran high. As a result, the govern- 
ment built a road into strategic areas near the Colombian- 
Peruvian border and introduced incentives to encourage settlers 
to move into parts of the provinces of Putumayo and Caqueta 
(Carrizosa. 1983). The second event was the insurrection and 
conflict (the Violencia) which erupted in 1948. When a truce 
was finally reached in 1953. it was decided that peasants who 
had lost their land, and other victims of the Violencia, should be 
settled on public lands in Amazonia. 

The settlement process was stepped up in the 1960s. After the 
meeting of the Organization of American States (OAS) in Punta 



69 



Agricultural Colonization Policies and Deforestation in Amazonia 



del Este in 1960, foreign aid was sought and the Instituto 
Colombiano de la Reforma Agraiia (INCORA) ciealed to man- 
age colonization of Amazonia (Dominguez. 1984). The OAS 
meeting had recommended strong commitment to agrarian 
reform in Latin America, but Colombia, together with most other 
countries in the region, decided that politically it was easier lo 
settle landless peasants in the "empty" spaces of Amazonia. 

The results of the public and private colonisation schemes 
that took place in the 1950s and 1960s, in the forests of the 
provinces of Putumayo and Caqueta and, later in the province of 
Guaviare. were generally poor. Reasons for this included bad 
planning, inefficient administration, malaria outbreaks and lack 
of support for the settlers. Many people moved back to the high- 
lands or set-off in search of less hostile areas elsewhere in 
Amazonia (Ortiz, 1984). The scheme in Caqueta seems to have 
been an exception. There the colonization project attained such 
a high growth rate that it prompted INCORA to concentrate 
most of its resources in this region and use it as a model of 
agrarian reform (Dominguez, 1984). 

The discovery of petroleum in the late 1960s led to the 
improvement of the transportation system, generated jobs and 
markets for agricultural products and encouraged spontaneous 
migration into Putumayo. Caqueta also attracted wealthier set- 
tlers and farmers drawn by the province's improved conditions 
and the availability of land which was not only cheap, but had 
been cleared by previous settlers (Ortiz, 1984). In this way, 
large landholdings were created in the high forest zone in the 
two regions. Urban centres and heterogeneous agricultural sec- 
tors, producing both subsistence and market orienled goods, 
also developed in both provinces. 

As in other Latin American countries, the first- and second- 
generation settlers took over land previously used by Indian 
peoples. The latter moved to other areas of Amazonia, or 
became acculturated. joining the poorest migrants as a source of 
cheap labour. 

Difficulties of access and the inhospitable nature of Colombian 
Amazonia have restricted colonization to a limited geographical 
area and its impact has accordingly been fairly small. Similarly, 
the region's contribution to the national economy remains meagre 
and its population increase insignificant. It is estimated that by 
1990, the number of people in Colombian Ainazonia was a mere 
533,000, or 1.7 per cent of the country's total population. The 
provinces of Caqueta and Putumayo hold 76. 1 per cent of the peo- 
ple living in Amazonia, while Guaviare contains another 10 per 
cent of the area's inhabitants. Although the other three provinces 
in the region are very extensive, they have only small populations. 

Venezuela 

Venezuela's Amazonian region is mostly within the Territorio 
Federal do Amazonas situated in the southern tip of the country. 
The state of Bolivar, to the south of the Orinoco, includes a rela- 
tively small portion of Amazonia (Butts and Bogue, 1989: 
Esteves, 1986). but this area is not included in the following dis- 
cussion. 

The Federal Territory of Amazonia covers 178.000 sq. km, or 
20 per cent of Venezuela, but its estimated population in 1990 
was only 83,000 (Butts and Bogue, 1989). Nevertheless, this is a 
large increase from I960 when there were a mere 11,000, or 
thereabouts, people in the area (Butts and Bogue, 1989). One of 
the Territory's most striking characteristics is its isolation from 
the more developed parts of the country. No major roads have 
been constructed and the extensive river network still constitutes 
the main transportation system (Esteves. 1986). 



Around 30 per cent of the tropical forest originally covering 
Venezuela was in the Territory, with most of the remainder in 
Bolivar. Although a considerable area of forest has been 
cleared, only a very small proportion of this has been from the 
Territory. This is because colonization in the region has been 
negligible. However, this does mean that its rain forest is not 
under pressure. To some extent, Venezuela is at the stage the 
other Andean countries were at forty years ago. Although pros- 
perity was created by petroleum until the late 1970s, its influ- 
ence, in terms of increased economic activities and a rise in 
population, was restricted almost exclusively to the area north 
of 6 latitude (Benacchio. 1982). When the revenue from oil 
declined in the 1980s. Venezuela was compelled to search for 
new avenues of development, and occupation of Amazonia was 
one possibility. In addition, settlement of this area was advocated 
as a means of protecting the immense "empty" areas to the 
south of the country from the expansionist ambitions of 
Venezuela's neighbours. 

Expansion into Amazonia has had a major impact on the 
Indian communities in the region. Expropriation of the Indians' 
land began in the early colonial period, but it was not until the 
late 1950s that this occurred in Amazonia. Initially, the process 
was slow, but according to Arvelo-Jimenez (1984, 1986) it 
speeded up dramatically and many Indian communities lost land 
they had occupied for generations. The reasons for this change, 
which can be traced back to the late 1960s, were the real or sup- 
posed geopolitical strategies of Venezuela's neighbours. These 
aroused nationalistic feelings and made the country's military 
forces uneasy. This led to the inception of the "Conquista del 
Sur" (Conquest of the South), a strategy for the development 
and integration of Amazonia into the country's economy, which 
received strong backing from the corporate sector. As well as 
proposing settlement and development of the region, it envi- 
sioned the "civilization" of the Indians. It was claimed that, in 
their primitive state, the Indians held no allegiance to Venezuela 
and were potential pawns of foreign interests. They should, 
therefore, be acculturated and incorporated into the national 
society. Arguments such as these provided an excuse for land 
grabbing, but by corporations rather than landless peasants. 

The Venezuelan Amazonian debate features two opposed 
groups: the developers, armed with arguments such as those out- 
lined above, and the Indian Rights movement, which argues 
against measures which destroy the identity of the Indians and/or 
expropriate their land. Until the early 1970s the former prevailed, 
but since then the influence of the Indian Rights movement has 
increa.sed markedly. Legislation which favours the interests of the 
Indians has been passed and extensive areas of forest have been 
allocated for conservation and traditional use. However, these 
actions have been strongly criticized by the developers on the 
grounds that they risk endangering national security. 

The economic crisis of the 1980s lent further support to argu- 
ments for developing Amazonia and gave added impetus to 
groups keen to see an Amazonian geopolitical strategy imple- 
mented. These groups were at one with vociferous politicians 
and segments of the media who pointed to the supposed inherent 
danger in the nomadic behaviour of the Amazonian Indians and 
the neglected state of Venezuela's southern international borders. 
It was claiined that, with the aid of more modern agricultural 
techniques, the Indians would be able to subsist in much smaller 
areas of land and live in permanent settlements. This 'reorgani- 
zation' would then make extensive areas available for develop- 
ment and enable the corporate sector to exploit any minerals or 
other resources in the "freed" land (Arvelo-Jimenez, 1986). 



70 



Agricultural Colonization Policies and Deforestation in Amazonia 



Venezuela's Amazonian frontier is still not opened and set- 
tled, but the belief that it should be is gaining increasing accep- 
tance in Venezuela. Nationalistic feelings are stronger than ever, 
particularly as the discovery of alluvial gold has brought a flood 
of Brazilian gold-diggers into the Venezuelan Amazonia. 
Events such as this highlight the danger that the regulations pro- 
tecting both the environment and the interests of Indian commu- 
nities will be abandoned. Instead, roads will be opened and the 
landless and poor induced to move into Amazonia as has hap- 
pened in the other Latin American countries. A major factor 
preventing this to date is the Territory's dense river network, 
which makes road construction there an arduous and very 
expensive task (Esteves. 1986). 

Conclusions 

There are common elements in the colonization experiences of 
all the countries reviewed above. In most, the land holding class 
of the old, settled areas has successfully resisted attempts to 
carry out land reform by persuading governments to direct the 
peasants and landless workers to the "empty" Amazonian 
region. Typically, geopolitical considerations have played a 
central role in defining strategies for Amazonia. In addition, the 
discovery of petroleum in Amazonia, with its knock-on effects 



on transportation systems, job and market creation and 
increased settlement, has been a important factor. The corporate 
sector has also had a significant influence on policies concerned 
with development of Amazonia. 

The effects of the strategies and the colonization policies of 
the different countries also exhibit common features. Relative to 
the total area of Amazonia in each country, the land areas 
affected by settlers and agricultural ventures are not large. 
Similarly, except in Bolivia, the population increase due to the 
colonization of Amazonia has not been great. Much the same 
can be said of the contribution the schemes have made to the 
economies of the countries concerned. The difficulty of access 
to the rain forest, which renders economic exploitation problem- 
atic, has in itself moderated the impact of human activities. 
Nevertheless considerable resources have been poured into col- 
onization schemes in all countries except Venezuela, with gen- 
erally very poor results. Moreover, there has been senseless 
destruction of tropical forests and native populations have suf- 
fered violence and expropriation of their land. 

The conclusion, for both Brazil and the Andean countries, is 
that the colonization schemes have caused enormous economic, 
social and environmental problems and have yielded only mod- 
est benefits. 



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Author: Charles C. Mueller. University of Illinois, with contri- 
butions from David Cleary. Cambridge University; Michael 
Eden. Royal Holloway and Bedford College and Nigel Sizer. 
World Resources Institute. 



72 



8 Protected Areas 



Introduction 

As forest loss in the Americas accelerates and its economic and 
social consequences are increasingly felt, protected areas (or as 
often referred to in this atlas, conservation areas) have assumed 
greater importance as a means to conserve viable, representative 
portions of intact forest and other ecosystems. The process has 
taken different forms in different countries and to generalise 
across the Neotropics is difficult given the great diversity of 
countries and the variety of forces which have influenced pro- 
tected area creation and management. Yet within this context of 
diversity, which makes it imperative to consider each country 
individually, there are also important common factors — similar 
socioeconomic conditions, for example — which have forged 
the protected area systems we see today. 

Although there has been a large increase in the number and 
extent of protected areas over the last decade (see Figure 8.1), 
the success of those in the Americas has been rather mixed. The 
great majority of parks and reserves are subject to encroachment, 
poaching and similar threats. Conflicts between local communi- 
ties and national or global interests have been solved in only a 
very few cases, and with increasing population these conflicts 
will intensify. More effective means are required for linking pro- 
tected areas with national development, territorial planning and, 
at the most fundamental level, the needs of humans. It is in this 
field that Neotropical protected area managers are learning most 
and within which there will be exciting developments in the 
future. This chapter presents a history of protected areas in tropi- 
cal America, examines the current situation and analyses the 
issues confronting protected area managers. 

History of Protected Areas in tlie Americas 

Protection of natural areas as we conceive it today is a recent 
phenomenon in the Americas. Of course, there are notable 
exceptions: the Aztecs maintained botanical gardens, those con- 
structed and cared for by the sovereigns NetzahualcoyotI and 
Moctezuma being amongst the most well known (Alcerreca et 
al.. 1988). The Maya on the other hand developed a very effi- 
cient and complex shifting agricultural system based on silvicul- 
ture. They made extensive use of terraces and designed irriga- 
tion systems to supply raised fields. They also managed and 
protected "natural" forest blocks in order to speed reforestation 
of their fallow plots, a system which can still be seen today in 
the rich and diverse forest gardens of the present day Maya 
(Gomez-Pompa, 1991). 

It is important to understand the history of Neotropical 
forests and the processes responsible for their present day com- 
position and distribution in order to set conservation criteria 
(McNeely, 1993). Before the arrival of the Europeans in 1492, 



there are thought to have been about 30 million people living in 
the tropical forests of the Americas (see Chapter 6 — but note 
that there is debate about these figures). Many were hunter- 
gatherers, but agriculture was also widespread. The large popu- 
lations living in the forests had profound effects upon the eco- 
logical processes, species composition and structure of the for- 
est itself. Ama.'onia's eight million inhabitants, like the Kayapo 
in Brazil of today, were collecting and cultivating food plants 
such as tubers and beans as well as managing the densities and 
distributions of useful tree species (Posey, 1982). In Central 
America, 75 per cent of the Yucatan forest had been modified 
by A.D. 800. However, with the collapse of the Maya civilisa- 
tion, the forests in the central lowlands had largely recovered 
when the Spaniards arrived 700 years later. Nevertheless, when 
the first European settlers arrived, far from encountering a "pris- 
tine" environment, they found a landscape which had been pro- 
foundly altered by man (McNeely, 1993). 

The European colonists, bringing diseases and forced labour 
with them, caused a severe reduction in the indigenous popula- 
tion: 75 per cent of the native people of the Americas south of 
present-day USA are thought to have been eliminated between 
1492 and 1650 (Denevan, 1992). This demographic collapse was 
not compensated for until the recent immigration of settlers, and 
it left large areas of agricultural land to revert to forest once more. 

The conquest also modified traditional resource management 
systems or replaced them with non-sustainable, export-oriented 
ones (Alcerreca er al.. 1988; Perez-Gil and Jaramillo, 1992). In 
response to environmental degradation, the first protected areas 
were established: Tobago's Main Ridge Reserve and St. 
Vincent's King's Hill Reserve were declared in 1765 and I79I 
respectively, both to protect watersheds (Putney, 1992). A cen- 
tury passed before the first true protected area, Mexico's 
Desierto de los Leones Forest Reserve, was established in 
Middle America, and not until the start of the 19th Century did 
the first ones appear in South America (Torres, 1992; Ugalde 
andGodoy. 1992). 

In 1872. Yellowstone in the United States was declared the 
world's first national park. The first Neotropical national parks 
were a product of the efforts of particular individuals, such as 
Francisco CPerito') Moreno in Argentina and Henri Pittier in 
Venezuela (Amend and Amend, 1992a), Parque Nacional del 
Sur (now called Nahuel Huapi) in Argentina, set up in 1903, 
was the first national park to be declared in South America. It 
was followed by Uruguay's F.D. Roosevelt in 1916, Chile's 
Vicente Perez Rosales in 1926, Kaietur in Guyana in 1929 and 
Pico Cristal National Park in Cuba in 1930 (Oltremari, 1992; 
Putney, 1992; Torres, 1992). Barro Colorado Biological 



73 



Protected Areas 



1200 



KKX) 



800 



600 



400 



200 



Number of sites 



Area(x 1000 sq. km) 
I — I 




^ 



/ 



rH 



1900 1910 1920 1930 1940 1950 1960 1970 1980 1990 

1905 1915 1925 1935 1945 1955 1965 1975 1985 

Five year period beginning . . . 



Figure 8.1 Growth of tlie protected areas network in the 

Americas Source; WCMC. unpublished data 



Reser\e in Panama, the Islas Galapagos National Park in 
Ecuador and Henri Pittier National Park in Venezuela were all 
established durmg the 1920s and 1930s. 

To begin with, protected areas were declared by the enact- 
ment of legislation specific to each site. Brazils Royal Charter 
of 1797 was the first general' legislation to protect forests. The 
first Forest Laws providing for the creation of protected areas 
appeared in 1905 (Amend and Amend. 1992b: Ugalde and 
Godoy. 1992: lUCN. 1992). Management was usually assigned 
to either forest or agriculture departments. However, in some 
countries in the absence of more appropriate agencies, this fell, 
for example, on the Central Bank in Nicaragua and on the 
Institute of Tourism in El Salvador. Protection of natural areas 
was often associated with laws on agrarian reform, as both were 
linked to a rational territorial planning process. Indeed, the most 
successful reformers were often the best conservers. For exam- 
ple, in Mexico President Lazaro Cardenas, famous for his land 
reform programmes, established 58 per cent of the current pro- 
tected areas system and made major improvements in natural 
resource management during his term of office from 19.^4 to 
1940(Alcerrecae/fl/.. 1988). 

Protected areas continued to be created throughout the first 
half of this century, mainly as a means of safeguarding water- 
sheds, outstanding natural landscapes and areas for tourism. In 
Central America, many were declared to preserve the region's 
impressive Precolumbian heritage. These included Tikal 
National Park in Guatemala, which protects the remains of the 
largest Mayan city in Mesoamerica. Ruinas de Copan Cultural 
Monument in Honduras, and numerous areas on the Yucatan 
Peninsula in Mexico. However, there was no clear concept of 
how a national park should be managed: each country followed 
a different philosophy according to its historical, social and geo- 
graphical background. Efforts to unify philosophy and practice 
began through international agreements in the 1930s. The 1940 
Convention on Nature Protection and Wildlife Preservation in 
the Western Hemisphere (Western Hemisphere Convention) did 
much to encourage and direct protected area legislation through- 
out the Americas. By the 1960s, all of the South and Central 
American nations had declared protected areas of some sort 
(Torres, 1992: Ugalde and Godoy. 1992). 



In the 1970s, environmental concern on a world scale stimu- 
lated the appearance of new criteria for the creation and manage- 
ment of protected areas. This world concern was retlected in the 
elaboration and ratification of treaties such as the World Heritage 
and Ramsar Conventions and the establishment of UNESCO's 
Man and the Biosphere Programme (see Table 8.1 and Figure 8.2). 
These initiatives marked the emergence of conservation and pro- 
tected areas as international issues and not just national concerns. 

In the 1980s, concern revolved around the ability to conserve 
natural areas as a resource to sustain human societies in the 
future. Conserving the diversity of genes, organisms and 
ecosystems was seen as a legitimate aim in order to maintain 
nature's ability to change and adapt whilst also keeping open 
people's options for developing new crops and drugs. 

Throughout the region, major legislative strengthening took 
place in the 1980s. In Central America, protected area laws 
were enacted in Belize and Guatemala and there was a consider- 
able strengthening of Costa Rica's protected areas system. 
Panama declared 14 out of its 20 existing protected areas, 
accounting for 95 per cent of the area of the national system. 
Honduras declared its three most important protected areas and 
Guatemala and Nicaragua each declared their countries" two 
biggest biosphere reserves (Ugalde and Godoy. 1992). At this 
time in South America, many countries made an important step 
by producing plans for consolidation of their protected areas 
into systems, rather than treating them as independent units 
(Torres. 1992). Similar changes also took place in the 
Caribbean, where the establishment of protected areas was more 
prolific during the 1980s than ever before (Putney, 1992). 

The 1980s also saw the establishment of Conservation Data 
Centres (CDCs) by governments, universities and non-govern- 
mental organisations (NGOs) in several countries in the 
Americas. These CDCs. assisted by the US NGO The Nature 
Conservancy (TNC). collect, store and analyze information for 
use in siting and managing protected areas (Norris. 1988). 

In addition, the 1980s saw the beginning of a movement to 
integrate local communities into protected areas, from which they 
had become divorced by the traditional concept of national parks 
as inviolable sanctuaries. Local communities were a key issue at 
the Third World Parks Conference in Bali in 1982 (McNeely and 
Miller. 1984). Biosphere reser\es and indigenous reserves were a 
product of the realisation that protected areas would simply not 
function without the support and participation of the local people. 

Unfortunately, the 1980s also saw the deepening of the 
severe economic and social crises which still afflict inan) 
nations in the Neotropics today. In the face of falling commod- 
ity prices on world markets, burgeoning national debt, hyperin- 
fiation and commitments to austerity programmes, many gov- 
ernments had little possibility of strengthening their environ- 
ment departments and protected area agencies. This seriously 
hampered attempts to expand and consolidate protected area 
systems in the Americas. Legislation could not be enforced and 
parks could not be managed effectixely (Putney. 1992: Torres, 
1992; Ugalde and Godoy. 1992). 

The Coverage of Protected Areas in the Americas 

Reviews of regional protected area coverage have been carried 
out by Oltremari (1992). Putney (1992). Torres (1992) and 
Ugalde and Godoy ( 1992). Older reviews, which give a histori- 
cal perspective, include Hartshorn and Green (1985) on Central 
America, and Wetterberg (1974) and Wetterberg et al. (1985) 
for South America. In addition, there are country-by-country 
analvses for South America (Amend and Amend, 1992b) and 



74 



Protected Areas 



Central America (Morales and Cifuentes. 1989). Excellent 
national studies have also been earned out in many countries, 
for example, Alcerreca et cil. (1988) for Mexico, APN (1991) 
for Argentina. CDC-UNALM (1991) for Peru and SEA/DVS 
(1990) for the Dominican Republic. 

At present, terrestrial protected areas under lUCN manage- 
ment categories I-IV (those receiving a higher degree of protec- 
tion — see Box 1) in the countries being considered in this 
Atlas, cover 4.8 per cent of South America, 4.3 per cent of 
Central America (but 9.5 per cent if Mexico is excluded) and 
7.1 per cent of the Caribbean (WCMC. unpublished data — see 
Table 8.2). 0\er 900 category I-IV protected areas have been 



established in the countries covered in this Atlas. They are not, 
however, evenly distributed amongst the countries. Again con- 
sidering categories I-IV. the Dominican Republic has 23.6 per 
cent of its land area protected, Panama has 17.5 per cent, 
Venezuela has 16.2 per cent; while El Salvador, Jamaica, Haiti, 
French Guiana and Guyana all have one per cent or less of their 
land area protected within categories l-IV (WCMC. unpub- 
lished data — see Table 8.2). 

These figures by themselves give little clue as to the "value"" 
of protected areas in different countries. To get an idea of this 
one must also consider how areas have been selected for protec- 
tion and how they are managed. 



Table 8.1 State parties to international and regional conventions or programmes concerned with (he conservation of natural areas 

Country World International Rainsar Western Cartagena SPAW Amazon 

Heritage Biosphere Convention' Hemisphere Convention' Protocol" Cooperation 

Convention' Reserves- Convcntioir Treaty 



SOUTH AMERICA 






Bolivia 


4 Oct 76 


3 


Brazil 


I Sep 77(1) 


2 


Colombia 


24 May 83 


3 


Ecuador 


16 June 75 (2) 


2 


French Guiana (France) 


27 Jun 75 




Guyana 


20 Jun 77 




Paraguay 


28 Apr 88 




Peru 


24 Feb 82 (4) 


3 


Surinam 






Venezuela 


3 Oct 90 


1 


CENTRAL AMERICA 






Belize 


6 Nov 90 




Costa Rica 


23 Aug 77 (I) 


2 


EI Salvador 


8 Oct 91 




Guatemala 


16 Jan 79(1) 


2 


Honduras 


8 Jun 79(1) 


1 


Mexico 


23 Feb 84 (2) 


10 


Nicaragua 


17 Dec 79 




Panama 


3 Mar 78 (2) 


1 


CARIBBEAN 






Antigua and Barbuda 


1 Nov 83 




Cuba 


24 Mar 81 


4 


Dominica 






Dominican Republic 


12 Feb 85 




Grenada 






Guadeloupe (France) 


27 Jun 75 


1 


Haiti 


18 Jan 80 




Jamaica 


14 Jun 83 




Martinique (France) 


27 Jun 75 




Puerto Rico (USA) 


7 Dec 73 


2 


St. Kitts and Nevis 


10 Jul 86 




St. Lucia 


14 Oct 91 




St. Vincent and the Grenadines 




Trinidad and Tobago 







27 Oct 90 ( 1 ) 
24 Sep 93 (5) 

7 Jan 91 (2) 
1 Dec 86 (2) 



30 Mar 92 (3) 

22 Nov 85 ( 1 ) 

23 Nov 88(1) 



27 Apr 92 (3) 

26 Oct 90 (I) 
23 Oct 93 ( 1 ) 
4 Nov 86 ( I ) 

26 Nov 90 (3) 



1 Dec 86 ( I ) 



1 Dec 86 
18 Dec 86 



21 Apr 92(1) 



Y 
Y 
Y 
Y 

Y 
Y 
Y 
Y 
Y 



Y 
Y 
Y 

Y 
Y 
Y 



Y 
Y 



Y 

Y 



Y 
Y 



Y 
Y 

Y 
Y 
Y 
Y 
Y 
Y 
Y 



Y 
Y 



Y 
Y 



Y 
Y 
Y 
Y 
Y 
Y 
Y 



Y 
Y 
Y 
Y 



Y 
Y 
Y 



Source: WCMC. unpublished 

1 — World Herilage Contention: dale of becoming a party, with number of siles (December 1993 baseline) inscribed in brackets 

2 — Numher of Inlernalional (MAB) Biosphere Reserves (June 19^4 baseline) 

3 — Ramsar Convention: date Conveniion came into force, with number of sites recognised in brackets {June 1994 baseline) 

4 — Western Hemisphere Convention: Y = signed 

5 — Convention for the Protection and Development of the Wider Caribbean Region (Cartagena Conveniion ): Y = signed 

6 — SPAW Protocol: protocol concerning Specially Protected Areas and Wildlife: Y = signed 

7 — Amazon Cooperation Treaty; Y = signed 



75 



Protected Areas 



Table 8.2 Protected areas classified under lUCN categories I-IV 
(marine reserves are not included) 



Counlry 


No. of 


Protected 


Land area 


Percento 




protected 


area 


(sq. km) 


of land 




areas 


coverage 
(sq. km) 




area 
covered 


CARIBBEAN 










Antigua and 


8 


41* 


440 


9.3 


Barbuda 










Cuba 


37 


3.139 


110.860 


2.8 


Dominica 


4 


75 


750 


10.0 


Dominican Rep 


16 


11.435 


48.380 


23.6 


Grenada 








340 





Guadeloupe 


2 


210 


1.690 


12.4 


Haiti 


2 


75 


27.560 


0.3 


Jamaica 








10.830 





Martinique 


4 


12 


1.060 


1.1 


Puerto Rico 


22 


181 


8.860 


2.0 


St Kitts and Nevis 2 


26 


272 


9.6 


St Lucia 


5 


16 


610 


2.6 


St Vincent and 


27 


44 


390 


11.3 


the Grenadines 










Trinidad/Tobago 


12 


177 


5.130 


3.5 


Total 


141 


15.431 


217.172 


7.1 


CENTRAL AMERICA 








Belize 


15 


2.477 


22.800 


10.9 


Costa Rica 


34 


6.341 


51.060 


12.4 


El Salvador 


T 


52 


20,720 


0.3 


Guatemala 


21 


8.334 


108.430 


7.7 


Honduras 


77 


8.636* 


111.890 


7.7 


Mexico 


85 


56,994 


1.908.690 


3.0 


Nicaragua 


65 


9.050 


118.750 


7.6 


Panama 


18 


13.272 


75.990 


17.5 


Total 


317 


105.156 


2.418.330 


4.3 


SOUTH AMERICA 










Bolivia 


28 


92.200 


1.084.390 


8.5 


Brazil 


274 


249.131 


8.456.510 


2.9 


Colombia 


43 


90.157 


1.038.700 


8.7 


Ecuador 


11 


31.254 


276,840 


11.3 


French Guiana 








88.150 





Guyana 


1 


586 


208.419+ 


0.3 


Paraguay 


15 


13.954 


397.300 


3.5 


Peru 


18 


41.196 


1 .280.000 


3.2 


Surinam 


14 


7.361 


143.662+ 


5.1 


Venezuela 


69 


143.131 


882.050 


16.2 


Total 


473 


668.970 


13.856.021 


4.8 


Grand total 


931 


789.557 


16.491.523 


4.8 



For a large number of sites, size of protected area is not known 

Land area has been derived from Mundocan. which is based on the Operational Navigation 

Charts (1:1 million), rather than from FAO 



Effectiveness of Legislation and Management 

Ideally protected areas should be managed under a comprehensive 
protected areas law. Such laws now exist in Bolivia and 
Guatemala. More often protected areas are covered under more 
general environmental legislation such as land reform laws (El 
Salvador), forest laws (Costa Rica, Panama), territorial planning 
laws (Venezuela), environment laws (Brazil. Colombia, Cuba. 
Mexico), or under a range of different acts (Nicaragua). Some 
countries (Costa Rica. Panama. Venezuela) are in the process of 
passing protected areas laws (lUCN, 1992; Marchetti el id., 1992). 



Lack of coherent legislation has been cited, both by state 
management agencies and by NGOs, as a major cause of pro- 
tected area deficiencies in almost all Neotropical countries. In 
many cases, legislation is internally inconsistent and protected 
area legislation conflicts with that governing other types of 
resource use, most commonly mineral/hydrocarbon extraction 
(lUCN, 1992). In Ecuador for example, the 1981 Law of 
Forestry and the Conservation of Wildlife prohibits all commer- 
cial activities in protected areas whilst the 1988 Hydrocarbon 
Law allows for oil exploitation (Cabarle et at.. 1989: MAG. 
n.d.). Similar situations are to be found in Chile (Gutierrez. 
1992). Peru (Ferreyros. 1988). Bolivia (Marconi. 1989) and the 
Dominican Republic (SEA/DVS. 1990). 

As discussed previously, international conventions have 
helped a great deal in standardising legislation throughout the 
region, but their effectiveness depends on whether their spirit is 
embodied in national legislation. For example. Mexico has 
signed the Washington and World Heritage Conventions, 
although its tenets have not been fully incorporated into national 
legislation (Ramos. 1988). 

The results of recent analyses of quality of management are 
sobering (Putney, 1992; Torres, 1992; Ugalde and Godoy, 
1992). In Central America, the majority of protected areas, 
including Darien National Park in Panama and Zapatera and 
Cerro Saslaya National Parks in Nicaragua, are not adequately 
inanaged. Many parks are not delimited in the field. For the 
majority (60 per cent), the management agency has not acquired 
land-rights. Many have no resident staff. In all, 30 per cent of 
Central American protected areas are "paper parks", in other 
words a decree is the only token of their creation (Ugalde and 
Godoy, 1992). In South America the situation is little better. 
Whilst 30 per cent of protected areas do have management 
plans, only five per cent implement them. Some 70 per cent 
receive no government support and less than 1 per cent have 
sufficient personnel. As a result. 86 per cent are affected by 
incompatible activities, ranging from agriculture to oil exploita- 
tion (Amend and Amend, 1992a; Torres, 1992). In 1991, a study 
of 148 of South America's national parks, revealed that the 
main problems were extraction of natural resources from the 
park, lack of qualified personnel and infrastructure, and unre- 
solved land-rights (Amend and Amend. 1992a). A similar situa- 
tion is found in the Caribbean: two-thirds of protected areas are 
not achieving the objectives for which they were established. 
Some 24 per cent are protected in name only and another 43 per 
cent are only partially managed (Putney, 1992). 

In Mexico, dispersion of responsibilities for protected areas 
and repeated changes in the structure of agencies managing the 
areas have meant that the national management agency SEDUE 
has been unable to apply adequate management regimes to its 
protected areas (Ramos, 1988). Changes in management struc- 
tures continue, but do not necessarily lead to improved protec- 
tion in the field (Perez-Gil and Jaramillo, 1992). 

Few countries have totally satisfactory protected area sys- 
tems. In Central America, practically all countries have prelimi- 
nary drafts of plans for a protected area system. Costa Rica is 
the most advanced country in this respect and has even analyzed 
its protected areas at a regional level. However, El Salvador is 
the only country to have developed a true system plan (Ugalde 
and Godoy, 1992). Argentina. Ecuador and Peru have produced 
system strategies (APN. 1991; CDC-UNALM, 1991; Cifuentes 
et at.. 1989), whilst Paraguay and Venezuela are defining sys- 
tems (DPNVS/CDC-Paraguay, 1990; MARNR, 1989). System 
plans have been produced for eight out of the 25 Caribbean 



76 



Protected Areas 



Figure 8.2 Distribution of protected areas designated under international conventions and programmes 
Source: WCMC, unpublished data 




80 120 160 km 

.J L 



Ramsar Sites 

Bolivia 

1 Laguna Colorada 
Brazil 

2 Ilha do Bananal 

3 Lagoa do Peixe 

4 Mamiraud 

5 Parque Nacional do 
Panianal 

6 Reentrancias Maranhenses 
Costa Rica 

I Caiio Negro 

8 Palo Verde 

9 Tamarindo 
Ecuador 

10 Machalilla 

I I Manglares Churute 
French Guiana 

12 Basse-Mana 

13 Les Marais De Kaw 
Guadeloupe 

14 Grand Cul-de-Sac Marin 
de la Guadeloupe 

Guatemala 

15 Laguna del Tigre 
Honduras 

1 6 Banas de Cuero y Salado 
Mexico 

1 7 Rfa Lagartos 



Panama 

18 Golfo de Montijo 

19 Puma Patino 

20 San San — Pond Sak 
Peru 

21 Lagunas de Meji'a 

22 Pacaya Samiria 

23 Paracas 
Surinam 

24 Coppenamemonding 
Trinidad and Tobago 

25 Nariva Swamp 
Venezuela 

26 Cuare 

World Heritage Sites 

Brazil 

11 Igua^u National Park 

Costa Rua 

28 Talamanca Range-La 
Amislad Reserves 

Ecuador 

29 Galapagos Islands 

30 Sangay National Park 
Guatemala 

31 Tikal National Park 
Honduras 

32 Rio Platano WHS 



Mexuo 

33 -El Vizcaino Whale 
Lagoon' 

34 Sian Ka'an Biosphere 
Reserve 

Panama 

35 Darien National Park 

36 La Amistad International 
Park 

Peru 

37 Huascaran National Park 

38 Manu National Park 

39 Rio Abiseo National Park 

40 Sanctuario Historico de 
Macchu Picchu 



Biosphere Reserves 

Bolivia 

41 Estacion Biol6gica Beni 

42 Parque Nacional Pilon- 
Lajas 

43 Reserva Nacional de Fauna 
"UllaUlla" 

Brazil 

44 Cerrado 

45 Reser\'a da Biosfera da 
Mata Atlantica (stretching 
along the Atlantic coast of 
Brazil) 



Colombia 

46 Cinturon Andino Cluster 
Biosphere 

47 El Tuparro Nature Reserve 

48 Sierra Nevada de Santa 
Marta 

Costa Rica 

49 Cordillera Volcanica 
Central 

50 Reserva de la Biosfera 
de la Amistad 

Cuba 

5 1 Baconao 

52 Cuchillas del Toa 

53 Peninsula de 
Guanahacabibes 

54 Sierra del Rosario 
Ecuador 

55 Archipielago de Colon 
(Galapagos) 

56 -Reserva de la Biosfera 

de Yasuni 
Guadeloupe 

57 Guadeloupe Archipelago 
Guatemala 

58 Maya 

59 Sierra de las Minas 
Honduras 

60 Rio Platano Biosphere 
Reserve 



Mexico 

61 Calakmul 

62 El Pinacate y Gran 
Desierto de Altar 

63 El Trifinio 

64 El Vizcaino 

65 Monte Azules 

66 Reserva de Mapimi 

67 Reserva de la Biosfera 
"El Cielo" 

68 Reserva de la Biosfera 
Sierra de Manant!^ 

69 Reserva de la Biosfera de 
Sian Ka'an 

70 Reserva de la Michilia 
Panama 

7 1 Parque Nacional Fronterizo 
Darien 

Peru 

72 Reserva de Huascaran 

73 Reserva del Manu 

74 Reserva del Noroesle 
Puerto Rico 

75 Guanica Commonwealth 
Forest Reserve 

76 Luquillo Experimental 
Forest (Caribbean) 

Venezuela 

11 Alto Orinoco — Casiquiare 



77 



Protected Areas 



Categories and Management 
Objectives of Protected Areas 

I Scientific Reserve/Strict Nature Reserve: to protect 
nature and maintain natural processes in an undis- 
turbed state in order to have ecologically representa- 
tive examples of the natural environment available for 
scientific study, environmental monitoring, education 
and for the maintenance of genetic resources in a 
dynamic and e\olutionary state. 

II National Park: to protect natural and scenic areas of 
national or international significance for scientific, 
educational and recreational use. 

III Natural Monument/Natural Landmark: to protect 
and preserve nationally significant natural features 
because of their special interest or unique characteristics. 

IV Managed Nature Reserve/Wildlife Sanctuary: to 

assure the natural conditions necessary to protect 
nationally significant species, groups of species, biotic 
communities, or physical features of the environment 
where these require specific human manipulation for 
their perpetuation. 

Abridged from lUCN (1984) 

Note: In 1994 lUCN adopled a revised protected area management classifi- 

cation system. For practical reasons the protected areas data given 
here is classified according to the former system. For further details 
of the re\ised catesories see IL'CN ( 1994) 



countries, including the Dominican Republic (SEA/DVS. 19901 
and the British Virgin Islands (Putney. 1992). 

Lack of a clearly defined environmental policy is often 
responsible for a poor system of protected areas. In countries 
with no such policy, protected area legislation is frequently a 
response to conflicting priorities and emergency situations. In 
other countries, where laws exist, regulations for their imple- 
mentation may be absent. Alternatively, the laws may rarely be 
applied, penalties may be inadequate, or communication 
between government departments may be limited (Ramos. 
1988). The result of all these problems is inadequate protection 
of the environment. 

Protected area managers in the Americas are quick to point 
out that the problems discussed above will not be solved until 
the environment is given a higher position on national agendas, 
and that this in turn depends on changes in economic policies, 
nationally and internationally (Putney. 1992: Torres. 1992; 
Ugalde and Godoy. 1992). 

The 198()s saw the appearance of many more NGOs in all 
Neotropical countries and. in response to weaknesses in the 
public sector, many of them now manage protected areas. There 
are at present around 50 NGOs in Ecuador. 80 in Peru and 500 
in Brazil (lUCN. 1992). Those administering protected areas 
include Fundacion para la Conservacion de la Naturaleza which 
manages eight of Peru's protected areas, the Venezuelan foun- 
dation FUDENA which manages the Cuare Faunal Refuge and 
Ramsar site. Ecuador's Fundacion Natura which is responsible 
for two areas and participates in many others. Defensores de la 
Naturaleza which manages Guatemala's Sierra de las Minas 



Monteverde Cloud Forest. Costa Rica 

Monteverde is a private reserve of 105 sq. km established in 
1972 located between 800 m and I860 m above sea level in 
the Tilaran mountains of north-west Costa Rica. The reserve 
is owned and managed by the Tropical Science Centre, a 
non-profitmaking Costa Rican organisation. In 1987. nearly 
1 3.000 people visited the reserve. They stayed in small hotels 
in forest and agricultural land below the reserve boundarv. 
The number of hotels is growing as visitors increase, and 
associated services such as souvenir shops and restaurants 
are being developed. 

Agricultural encroachment on the lower Pacific slopes 
below the reserve was destroying forest and leading to ero- 
sion in the areas where the tourist facilities were located. 
These lower lying forests are seasonally important habitats 
for the reserve's fauna. In 1986. local biologists and farmers 
fonned the Monteverde Conservation League with the aim of 
protecting the lower Pacific slopes as a buffer zone for the 
reserve. They raised money locally from visitors and from 
international conservation organisations, some of the latter in 
the form of debt swaps. 

The League has purchased farmland in the buffer zone and 
is restoring natural forest cover on it. as well as trying to 
improve the conservation practices of local farmers. The 
League is also running educational programmes for local 
children. A guided trail has been established in a 
farmland/forest mosaic in order that visitors can observe the 
impact of past agriculture on the forest as well as the process 
of forest restoration. A recent initiative is the "children's 
rainforest" campaign. Children in Sweden. Canada. United 
Kingdom. Japan and Germany are raising money for the pur- 
chase of additional land for the reserve. Some of these chil- 




Mimtevenle cloud Jtii est. Costa Rica ( WWF/Michele Depraz) 

dren visit Monteverde to have a look at what they have pur- 
chased. It is hoped that this initiative might grow into a loose 
network of private forest reserves located throughout the 
tropics, each adopted by a children's group. 

The Monteverde Conservation League provides a forum 
for debate of issues affecting the reser\ e and its surroundings. 
There is considerable discussion of the economic impact of 
tourism. Income to the reserve exceeded USS30.000 in 1987. 
and a cooperative craft shop selling local handicrafts has 
annual sales in excess of US$50,000. Many residents would 
like tourism to remain small-scale and are concerned that its 
benefits should not be excessively concentrated in the hands 
of a minority of people. Land prices are escalating and this is 
restricting traditional activities in the area. Source: Jim Crisp 



78 



Protected Areas 



Biosphere Reserve. Lisa de Monteverde managing the 
Monteverde Cloud Forest Reserve in Costa Rica (see Box 2) 
and Eco-Activo 20-30 (FESA) which runs El Imposible 
National Park in El Salvador (lUCN. 1992). Mexico had 200 
conservation NGOs by 1986 and the Montes Azules Biosphere 
Reserve was established as a result of their action (Ramos. 
1988). In addition, organisations such as Monarca A.C. and 
Pronatura A.C. in Mexico have been responsible for the inclu- 
sion of environmental considerations in the government's plan- 
ning process and political agendas. 

Additions to Protected Area Systems 

Siting of protected areas has often been influenced more by 
socioeconomic conditions than by biological considerations 
(Leader-Williams et al.. 1990). In other words, protected areas 
have almost always been established in areas not in demand for 
other land uses. 

In the Caribbean. Puerto Rico had only 0.4 per cent of its 
original forest left untouched by 1903 (Brash. 1987). but the 
forest has now expanded somewhat, while Cuba had lost all but 
15 per cent by 1959. In contrast, most of Middle America was 
still covered in forest in 1950. but as human population has dou- 
bled over the last 30 years, only 60 per cent of this region 
remained forested in 1980. In both the Caribbean and Central 
America, protected areas were declared to preserve what 
remained. South America has a much bigger land area and 
lower population: consequently pressure has not been nearly so 
severe and even now there is still great scope for decisions over 
where to site new protected areas to ensure representative sys- 
tems. The South American coastal areas, which were settled 
first by Europeans, are less well represented in protected areas 



than the largely uncolonised Amazonian region. Large 
Amazonian protected areas have been established, for example, 
in Bolivia (Carrasco Ichilo and Isiboro Secure National Parks), 
Brazil (Amazonia, Jau. Pico da Neblina and Xingu National 
Parks), Colombia (El Tuparro and Amacayacu National Parks), 
Peru (Manii Biosphere Reserve) and Venezuela (Alto Orinoco- 
Casiquiare Biosphere Reserve). 

Ideally, conservation priorities should be determined by iden- 
tifying and classifying the various elements of biological diver- 
sity within the country/region (Burley. 1988): then examining 
the existing system of protected areas; and finally, using various 
classifications, identifying which elements (major ecosystems, 
habitat types, species) are unrepresented or poorly represented. 
Many countries have begun this process, often with assistance 
from international agencies such as TNC. WWF, lUCN or 
WCMC. Peru is a good example of where this has occurred 
(CDC-UNALM. 1986. 1991. 1992). 

Before meaningful recommendations can be made, however, 
detailed analysis must be undertaken at national and local levels 
(Putney. 1992; Ugalde and Godoy. 1992). Coverage of protected 
areas is often assessed using a habitat classification system such 
as Holdridge's Life Zone system (Holdridge. 1967). or by sys- 
tems developed by and tailored to national requirements. 
Monitoring of protected areas is being carried out in many 
Neotropical countries through the Conservation Data Centres, a 
good example of which is CDC-UNALM in Peru. Although 
Peruvian biologists had long known that Andean cloud forests 
and coastal habitats were important areas for conservation, the 
analysis carried out by CDC-UNALM revealed these priorities 
in a much more systematic, quantified way and identified specif- 
ic areas for protection and management (CDC-UNALM. 1986). 



People and Parks 

According to recent studies of South American national 
parks (Amend and Amend. 1992a). some 50 per cent con- 
tain subsistence agriculturalists, while a mere 14.1 per cent 
are totally uninhabited. Colombia has most closely linked 
protected areas with safeguarding indigenous cultures. One 
quarter of its national territory has been protected in 
indigenous reserves: in 16 cases, indigenous "resguardos" 
overlap with national parks. Argentina and Chile are taking 
similar steps (Amend and Amend. 1992a). 

Land-tenure in protected areas seems to present a partic- 
ular problem. Theoretically, in most South American coun- 
tries the possibility of expropriating land for the creation of 
protected areas exists. However, money and political will 
for expropriation are usually lacking. In addition, most 
people recognise that expropriation is socially unaccept- 
able and that the results are usually negative in the long 
term (Amend and Amend. 1992a; Perez Hernandez. 1992). 
In Argentina, the law grants the land-owner total dominion 
over his land, even to the extent that he may degrade or 
destroy it, even within a national park. He may also deny 
access to park authorities, thereby making management 
impossible. In Chile, this problem has been avoided by 
including private areas in proposals for national parks only 
if there is a guarantee of a quick acquisition of the land 
after the area has been declared. Even so, around 50 per 
cent of South American national parks have been created, 
at least partially, on existing private lands. This situation is 



unlikely to change very much in the near future, and 
Amend and Amend (1992b). Janzen (1989) and Perez 
Hernandez (1992) recommend revising the concept of 
strict protection within national parks as set out in the 
Western Hemisphere Convention. 

Since the legal situation is often unclear, few park man- 
agers have been able to manage communities within parks, 
and even fewer management agencies are prepared to make 
funds available for resolving conflicts with local communi- 
ties (Amend and Amend, 1992a). 

Enforcement by itself will not preserve protected areas in 
the face of relentless human pressures. Many fieldworkers 
have, therefore, tried to set up projects linking biodiversity 
conservation in protected areas to local social and economic 
development. Projects of this type have been termed 
Integrated Conservation-Development Projects (ICDPs). and 
they range from community forest management in the 
Fundacion Neotropica's Boscosa project in the Osa Peninsula 
in Costa Rica to improvement of farming systems in the 
Central Selva Resource management Project in Peru's 
Palcazu Valley. An excellent, but sobering, evaluation of 
ICDPs has been carried out by Wells er al. ( 1992). This study 
concludes that the impact of ICDPs is limited because they 
do not address the powerful forces generated far from the 
national parks themselves, forces which can only be dimin- 
ished through macro-economic policy changes. Nevertheless, 
even the limited success of these projects is encouraging. 



79 



Protected Areas 



The Central American protected area system has largely been 
directed towards conserving mountain ecosystems including 
high peaks and volcanoes where cloud forests are the dominant 
forest type. Nevertheless, the forests of Los Morrales de 
Chalatenango in El Salvador, the Maya Mountains of Belize and 
the Volcan de Ometepe in Nicaragua would be important poten- 
tial additions to the system. In contrast, in the central highland 
and Pacific coastal lowlands, the protected areas are amongst 
the region's smallest and most threatened because of long settle- 
ment and high population pressure there. Deforestation in 
Mesoamerica has been most acute in the dry forests of the 
Pacific slope. All but two per cent of original 550.000 sq. km of 
Mesoamerican dry forest (an area the size of France) has been 
cleared for farms or pasture and only 0.08 per cent is protected. 
These forests support almost as many species as neighbouring 
rain forests (Janzen, 1986). Protection needs to be strengthened 
and additional areas declared in this region. Overall. Nicaragua 
and Guatemala have the greatest potential for declaring new- 
areas, particularly in the mountains and on the Atlantic lowlands 
(Ugalde and Godoy, 1992). 

In South America, four clear priorities are: the Atlantic 
forests and semi-deciduous forests of Brazil, the Colombian 
Choco. the Pacific dry forests of Ecuador and Peru and the 
Eastern Andean forests in Bolivia. Colombia. Ecuador and Peru. 
All of these areas are home to a highly endemic flora and fauna 
(da Fonseca. 1985: ICBP. 1992: Torres. 1992). The Caribbean, 
in contrast to the other two regions, already has a reasonably 
representative protected area system (Putney. 1992). 

The Coverage of Neotropical Forests by Protected Areas 

In an attempt to estimate the area of protected forest, the bound- 
aries of protected areas within lUCN's categories I-IV have 
been overlain onto the forest data for each country mapped in 
this Atlas. Ideally, the area of forest within each protected area 
for all countries should be measured, but this has not been done 
here for a number of reasons. Firstly, for most countries in the 
Caribbean, no forest maps were found: in this region, only 
Cuba. Jamaica and Trinidad (excluding Tobago) have been 
mapped. Secondly, in some cases location data were not avail- 
able, so a number of protected areas have not been mapped at 
all. Thirdly, boundary information was not available for all pro- 
tected areas; some are identified only with a centre point 
derived from latitude and longitude data. 

Instead, in Table 8.3. each total area in column 6 is the sum 
of the sizes of the protected areas that are shown as containing 
forest on the respective country maps, rather than an area of 
actual protected forest. In other words, if a protected area 
encloses any forest, the total extent of the reserve has been 
included in the column 6 figure. In this way, some countries 
will be shown as holding more protected forest than they actu- 
ally do (for instance, where only a small proportion of a protect- 
ed area includes forest), while others will be shown as holding 
less (if. for instance, a particular protected area has not been 
mapped due to lack of information). 

Table 8.3 shows that about 8.4 per cent of the remaining for- 
est in Central America (including Mexico) is protected; if 
Mexico is excluded, then the percentage is much higher at 19.3 
per cent. In South America 9.1 per cent of remaining forest is 
protected. It is interesting to note that two of the countries with 
the highest percentages of remaining forest cover have the low- 
est percentages of forest protection — Guyana (87.8 per cent 
remaining forest and only 0.3 percent protected) and French 
Guiana (92.4 percent remaining with no protection). Panama and 



Transfrontier protected areas 

There are ten transfrontier parks in the Americas (Figure 
8.3). Reasons for their establishment range from the need to 
control the spread of cattle disease in the Los Kati'os-Darien 
park between Colombia and Panama, to acting as symbols 
for peace in the SI-A-PAZ (Sistema de Areas Protegidas 
para la Paz) system between Nicaragua and Costa Rica. 
Transfrontier areas are valuable from the biological stand- 
point because they protect much larger areas of contiguous 
ecosystems than would be possible within one country 
alone. Their large size provides for greater genetic and 
species diversity and allows populations of rare species to 
be maintained well above minimum viable population lev- 
els. Management of transfrontier parks is often based on 
informal collaboration as in the El Tama park where 
researchers from both Colombia and Venezuela work freely 
throughout the park without the need for border controls. 
Collaboration is at its strongest in La Amistad where both 
Costa Rican and Panamanian parks services have developed 
complimentary management plans for the entire park 
(Marchetticn;/., 1992) 







^ 


/ 


f^-. 


^-C^ 


\ 


^^'^^-- 










»•• /s. rx)8 


"^^-s 


1 


Gran Peten — \ ^T^ 


^ 




Belizc/Gualemala/Mexico \ /T^Q ^^ 
Chiquihul/Monlafias Mayas N. 5^ ^ 


/ 


: 


/ 




— Belize/Graiemala ^JT^in 


\ 1 


3 


Trifinio — EI Salvador/ 
Guatemala/Honduras 


VT 


V / 


4 


SI-A-PAZ — Cosia Rica/Nicaniguj 


r^V 


v^ / 


5 


La Amislad — Costa Rica/Panama 


) 


\_>J>,II ^ 


6 


Los Kalios/Darii^n — 
Colombia/Panama 






7 


El Tama — ColumbiaA'enezuela 


\ 


1 ^y 


S 


Do Pico da NeblJna/La Neblina — 
Brazil/Venezuela \0'^ 


y 


9 


Manunpi Healh/Pampas del Heaih — l>f^l3 _ J" 
Bolnia/Peru KT V 




10 
II 
12 


Sajama/Lauca — Boli\ia/Chilc ^ \ / 
Iguazii/do Igua^u — Argentina/Brazil -^ \_\k \ 
LaninA'illarica — Argentina/Chile "^V) / 




\} 


Nahuel Huapi/Puyehue y Vincenle •^f^ — L 
Perez Rosales — ArgentJna/Chite ^^-il:: 


•£=> 


H 


Los Glaciare.s/B. O'Higgins y Torres 
del Paine — Argenlina/Chile 





Figure 8.3 Map of transfrontier protected areas in the 
Americas Soune: Marchetli il <il. I 092) 



80 



Table 8.3 Protected area coverage of tropical forest as shown on the Maps in this Atlas 



Protected Areas 



Coiiiilry 



Land area 
iscj. km) 



CARIBBEAN' 




Cuba 


110.860 


Jamaica 


10.830 


Trinidad and Toba 


igo 5.130 


CENTRAL AMERICA 


Belize 


22.800 


Costa Rica 


.51.060 


El Salvador 


20.720 


Guatemala 


108.4.30 


Honduras 


111.890 


Mexico 


1.908.690 


Nicaragua 


118.750 


Panama 


75,990 


Total 


2.418.330 


SOUTH AMERICA 




Bolivia 


1,084.390 


Brazil 


8,456,510 


Colombia 


1,038,700 


Ecuador 


276.840 


French Guiana 


88.150 


Guyana 


208.419- 


Paraguay 


397.300 


Peru 


1,280,000 


Surinam 


143.662^ 


Venezuela 


882.050 


Total 


13.856.021 



Reiiiiiiiuii)> area 
of tropical forest 
as defined in this 
Atlas (sq. km) 



25,035 
3,181 
1.683' 

18.393 
15.049 
1.555 
48,244 
52,735-' 
515.000' 
57.450 
33,053' 

741.479 

451,426 

3,415,308 

510,935 

142.370 

81.490 
183.025 

47.488' 
674.340" 
133,284 
542,682 

6.182.348 



Reiiiainin^ area 


Total area of 


Total area of 


Percentage of 


of tropical forest 


protected areas 


protected areas 


remaining forest 


as a percentage 


within WCN 


with forest 


protected {sq. km) 


of land area 


categories I-IV 
(sq. km) 


(sq. km)" 




22.6 


3,139 


2.922 


11.9 


29.4 











32.8' 


177" 


159' 


9.4 


80.7 


2,477 


2,452 


13.3 


29.5 


6,341 


5.770 


38.3 


7.5 


52 


52 


3.3 


44.5 


8,334 


8.318 


17.2 


47.1 


8,636'" 


6.425 


12.2 


27.0 


56,994 


18,240 


3.5 


48.4 


9.050 


7.628 


13.3 


43.5 


13.272 


13.200 


39.9 



30.7 

41.6 
40.4 
49.2 
51.4 
92.4 
87.8 
12.0 
52.7 
92.8 
61.5 

44.6 



105.156 

92.200 

249.131 

90,157 

31,254 



586 

13.954 

41.196 

7.361 

143.131 

668.970 



62.085 

83,655 

179,835 

88.469 

23.485 



586 

1,151 

40,298 

7.090 

135.928 

560.497 



8.4 

18.5 
5.3 

17.3 

16.5 


0.3 
2.4 
6.0 
5.3 

25.0 

9.1 



Forest maps were oblained for only three of the Caribbean islands. It is not. therefore, possible to give a total protected forest area for the Caribbean, nor. consequently, for the whole of the 

Neotropical region. 

The borders between the Guianas are disputed and in this instance figures from Map 29.1 for Guyana and Map 23.1 for Surinam have been used, rather than FAO's figures of 196,850 sq. km 

and 156,000 sq. km respectively. 

For Trinidad only 

Not including mangroves 

Masera el al. ( 19921 - see Chapter 2 1 

INRENARE ( 1 990) - see Chapter 23 

In eastern Paraguay only 

FAO 1 1993) - see Chapter 3 1 

Including Tobago 

For a large number of sites, the size of protected area is not known 

This area is derived from overlaying protected area boundary information onto the forest maps shown in this Atlas, As explained in this chapter, there will be a degree of error due to the way 

in which this figure has been calculated. 



Costa Rica have the highest percentages of forest protected. 
(39.9 per cent and 38.8 per cent respectively), about twice as 
much as any country other than Venezuela, which is the next 
highest with 25 per cent protected. In Central America, it is only 
El Salvador and Mexico which have less than 10 per cent of their 
remaining forest protected, while in South America only Bolivia. 
Colombia. Ecuador and Venezuela have over 1 per cent. 

New Sources of Finance for Protected Areas 

In response to growing economic crises and the consequent 
short-fall of state support, many countries have had to rely on 
international NGOs and aid agencies for funding. The Nature 
Conservancy programme for establishing national Conservation 
Data Centres has already been mentioned. In addition. TNC 
runs a "Parks in Peril" Programme, an emergency effort to safe- 
guard imperiled natural areas. TNC plans to bring on-site man- 



agement to 200 critical protected areas in the Americas between 
1990 and 2000 (TNC. 1990). The Wildlife Conservation Society 
(WCS. previously WCI) has long been funding small scale pro- 
jects in protected areas throughout the Neotropics. Paseo 
Pantera, a consortium formed by WCS and the Caribbean 
Conservation Corporation, aims to preserve biological diversity 
and enhance wildlands management in Central America. Its pro- 
gramme for protected areas includes linking forest fragments 
into wildlife corridors, protecting watersheds, setting up buffer- 
zones and promoting ecotourism and environmental education 
(Anon., n.d.). 

Some NGOs have raised revenues by debt-purchasing 
ari-angements as a means of funding protected areas at little cost 
to the state. In 1987, through the world's first debt-swap. 
Conservation International purchased USS650.000 of Bolivian 
debt for US$100,000. The debt was then surrendered in 



81 



Protected Areas 



exchange for a commitment from the Bolivian government of 
15.000 sq. km of land and USS250.000 maintenance funds to 
expand existing protected areas in north west Bolivia to form 
the Rio Beni Biosphere Reserve. However, some Neotropical 
countries have been reluctant to agree to debt-swaps because 
they may be seen to imply a surrender of national sovereignty to 
foreign organisations. 

Less problematic debt-swaps were carried out between 
1987-1989 by the Fundacion Natura of Ecuador, aided by TNC 
and WWF. The foundation bought US$10 million of Ecuador's 
national debt and converted the proceeds into conservation 
bonds which are used by the foundation and the government in 
the management of protected areas. The interest from these 
bonds, for 1987 alone, was equivalent to the funding provided 
by the state. By 1991, six protected areas had benefited from the 
scheme (Oviedo, 1991; Torres, 1992). Even these relatively 
large amounts of money are small in comparison with the 
US$1. ^5 million which has accrued to Costa Rica through debt- 
for-nature-swaps (Ugalde and Godoy, 1992). 

Tourism has become an important way of earning foreign 
revenue for Neotropical countries. It is currently the 
Caribbean's only growth industry (Putney, 1992). There has 
been particular growth in the sector of the business which 
includes adventure tourism, nature tourism and ecotourism. The 
possibilities of linking revenue from these types of tourism with 
financing protected areas has been studied in depth (Boo, 1990). 



but clear examples of how tourism has been successfully har- 
nessed to this end arc infrequent. .Some obvious beneficiaries 
have been the protected areas of Costa Rica and to some extent 
the Caribbean, partly because of their close proximity to the 
USA and also because of the well-developed tourism infrastruc- 
ture in these countries. 

Protected areas owned and administered by private individu- 
als or organisations began to appear very recently in the 
Neotropics. They collectively comprise an insignificant propor- 
tion of national territories, nevertheless, they are well funded in 
comparison with state areas and some are of high conservation 
value. It seems that their importance will increase as concern 
about the environment grows. Well-known examples of private 
protected areas are Monteverde and La Selva in Costa Rica, the 
ranches in the Venezuelan llanos where tourism is used to 
finance the management of natural and man-made habitats for 
wildlife, and the growing network of reserves managed by the 
Fundacion Moises Bertoni in Paraguay. 

Priorities for Action 

Regional priorities for action were summarised in the IV World 
Parks Congress held in Caracas in February 1992 (Putney, 
1992; Torres. 1992; Ugalde and Godoy. 1992). Four common 
themes emerge, they are: 

1) Improving management: Systems to monitor protected 
areas and evaluate their management are needed so that prob- 



ExTR ACTIVE Reserves in Brazil 

The exploitation of rubber from the tree Heveu hrasiliensis 
began in earnest in the tniddle of the last century, spreading 
from the mouth of the Amazon up-river and westward into the 
headwaters of tributaries in Bolivia. Colombia and Peru. 
Collection and processing of the tree's latex was carried out 
by migrant labourers, or "seringueiros". from Northeast Brazil 
who lived in a state of debt-bondage. They traded rubber for 
the food and tools necessary for survival (Alegretti, 1988). 

In the early part of this century, the Brazilian rubber 
industry was all but destroyed by a combination of competi- 
tion from synthetic rubbers, rubber from newly-established 
Malaysian plantations and the attacks of a fungus 
{Microcyclus ullci) which thwarted attempts to establish 

Rubber tapper xcDriiii^ the bark of a wild rubber tree in A/ti) 
Jiinia extnietive reserve. Acre. Brazil. 

(WWF/Edward Parker) 




plantations in Amazonia (May. 1992). Indeed, were it not for 
government subsidies and protection, the industry would no 
longer exist. Today, some rubber tappers still pay rent to a 
patron — or "seringalista" — for usufruct rights. Others, 
however, have broken free of this system and achieved a 
iTieasure of independence. They have also diversified into 
collection of other latexes, Brazil nuts and palm hearts. Until 
recently, however, they did not possess land rights and many 
seringalistas sold their land to speculators who converted 
large areas to poor quality cattle pasture (May, 1992). 

In the late 1970s, the rubber tappers of Acre State and 
other parts of western Amazonia began a nonviolent cam- 
paign known as "empate" (stalemate) in order to impede land 
clearance in areas with economically important trees. In 1985, 
representatives of a number of rural workers unions and pro- 
ducer associations met in Brasilia to found the National 
Council of Rubber Tappers and demand the creation of 
extractive reserves ("re.servas extrativistas") that would legit- 
imise producers' property rights over the forest resources on 
which they depend. Such reserves would be common proper- 
ty, managed by forest-dwelling communities in recognition of 
their traditional patterns of occupation. This alternative form 
of resource ownership has been increasingly recognised by 
state and national governments as a useful mechanism for 
resolving conflicts over access to and use of extractive 
resources (see UICN, 199.^). 

As a result of the 1985 meeting, 24 extractive reserves 
have now been declared in Brazil covering over 40,000 sq. 
km. Today there are some 68,000 families involved in rubber 
tapping in Amazonia, each usually managing 3-5 sq. km of 
forest with at least 120 rubber trees along the collecting trails 
(Bunyard. 1992). 



82 



Protected Areas 



lems can be identified and conective action be taken. Training 
of protected area managers and field personnel is urgent. Both 
these needs are being addressed by, for example, the coopera- 
tion programmes of FAO/UNEP. the Amazon Cooperation 
Treaty and CATIE in Central America. 

2) Enhancing revenue generation: Innovative means of rev- 
enue generation are needed — these must include more interna- 
tional participation. Emphasis should be placed on long-range 
finance mechanisms, such as the establishment of trust funds. In 
the Caribbean, much of this additional revenue can be generated 
from tourism, whereas Central and South America will depend 
more on financial transfers from rich countries as payment for 
the conservation of "global environmental values". 

3) Achieving more effective cooperation: Improving commu- 
nications between protected area managers in the Neotropics is 
a priority. Once this is achieved, regional support will be 
required in order to promote technical cooperation and set up 
pilot projects. In addition, increased cooperation with interna- 
tional agencies is required, particularly in the fields of technol- 
ogy transfer and information exchange. 

4) Integrating local communities: Protected area managers 



must identify mechanisms to allow local people to participate in 
protected area design and management. Meanwhile parks 
should be geared to provide socioeconomic benefits to sur- 
rounding communities or else mechanisms must be found to 
compensate people for costs that they incur when protected 
areas are established on their land. 

Conclusions 

The Neotropics are fortunate enough to have fairly extensive 
(although not always representative) systems of protected 
areas already established. Legislation is good on the whole and 
new areas are being designated at a rapid rate. Unfortunately, 
mainly as a result of difficult economic conditions, many of 
these areas are not adequately managed. Nevertheless, the con- 
servation community in the Neotropics. both governmental 
and non-governmental, is extremely resourceful and there 
have been exciting developments in the search for support for 
protected areas. It is to be hoped that innovations such as 
extractive reserves (see Box 3) and CDCs will have relevance 
beyond the borders of the Neotropics in conserving the 
world's natural heritage. 



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McNeely. J. A. (1993). Lessons from the Past: Forests and 
Biodiversity. Paper presented to Global Forest Conference. 
Bandung. Indonesia. 1 7-20 February 1993. 19pp. 

McNeely. J. A. and Miller. K.I. (1984). National Parks. 
Conservation and Development: The Role of Protected Areas 
in Sustaining Society. Smithsonian, Washington DC. 825 pp. 

Morales, R. and Cifuentes, M. (1989) (eds). Sistema regional de 
areas silvestres protegidas en America Central: plan dc 
accion 1989-2000. CATIE. Turrialba, Costa Rica. 122 pp. 

Norris, R. ( 1988). Data for diversity: Conservation Data Centres 
underlie protection efforts in the tropics. TNC News 38( I ): 
4-10. 

Oltremari, J.V. ( 1992). Situacion actual de las areas protegidas de 
America Latina y el Caribe. Flora, Fauna y Areas Silvestres 
Alio 6 No. 14. FAO/PNUMA, Santiago, Chile. Pp. 17-24 

Oviedo, G. (1991). Lineamientos y acciones de conservacion 
con foiidos de canje de deiida externa. Fundacion Natura: 
Programa de Conservacion, Quito. Ecuador. 1 5 pp. 



Perez-Gil. R. and Jaramillo. F. ( 1992). Natiudl Protected Areas 
in Mexico. A Report for lUCN-BID by P.G.7 Consultores. 
S.C. 21 pp. 

Perez Hernandez, R. (1992). La ocupacion de los parques 
nacionales: una alternativa de solucion. In: ,\Espacios sin 
Hahitantes? Parques nacionales de America del Sur. Amend, 
S. and Amend. T. (eds). lUCN/Editorial Nueva Sociedad. 
Caracas. Venezuela. Pp. 423—^28. 

Posey. D.A. (1982). The Keepers of the Forest. Garden 6: 18-24. 

Putney. A. ( 1992). Regional Review: Caribbean. Paper presented 
at IV World Congress on National Parks and Protected Areas, 
Caracas. Venezuela. 10-21 February, 1992. 28 pp. 

Ramos, M.A. ( 1988). The conservation of biodiversity in Latin 
America: a perspective. In: Biodiversity. Wilson, E.O. (ed). 
National Academic Press. Washington. Pp. 428-436. 

Sayer, J. (1991). Rainforest Buffer Zones: Guidelines for 
Protected Area ManageineiU. lUCN, Gland, Switzerland and 
Cambridge. U.K. 104 pp. 

SEA/DVS (1990). La Diversidad Bioldgica en la Repiiblica 
Dominicana. Report prepared for the Departamento de Vida 
Silvestre by the Servicio Aleman de Cooperacion Social- 
Tecnica (DED) and the World Wildlife Fund. Secretari'a de 
Estado de Agricultura. SURENA/DVS, Santo Domingo. 
Repiiblica Dominicana. 266 pp. 

TNC ( 1990). Parks in Peril: a consenation partnership for the 
Americas. The Nature Conservancy, USA. 24 pp. 

Torres, H. ( 1992). Regional Review: America del Sur. Paper pre- 
sented at IV World Congress on National Parks and Protected 
Areas, Caracas, Venezuela. 10-21 February, 1992.29 pp. 

Ugalde, A. and Godoy. J.C. (1992). Regional Review: 
Centroamerica. Paper presented at IV World Congress on 
National Parks and Protected Areas. Caracas. Venezuela. 
10-21 February, 1992. 26 pp. 

UICN (1993). El E.xtractivismo en America Latino. 
Recomendaciones del Taller UICN-CEE. Amacayacu, 
Colombia. Octubre. 1992. Ruiz Perez. M.. Sayer. J. and 
Cohen Jehoram. S. (Eds). lUCN. Gland. Switzerland and 
Cambridge. UK. 

Wells, M. Brandon, K., and Hannah. L. (1992). Parks and 
People: linking protected area management with local coin- 
tmmities. The World Bank/WWF/USAID. Washington DC, 
USA. 99 pp. 

WCMC (1993). Protected area suinmaiy statistics: Neotropical 
and Caribbean. Unpublished report. World Conservation 
Monitoring Centre. Cambridge, UK. 

Wetterberg, G.B. (1974). The History and Status of South 
American National Parks and an Evaluation of Selected 
Management Options. Unpublished Ph.D. thesis. University 
of Washington, 1974. 253 pp. 

Wetterberg. G.B.. Jorge Padua, M.T.. Tresinari, A. and Ponce, 
C.F. (1985). Decade of Progress for South American 
National Parks. US National Park Service, Washington DC. 
125 pp. 



Author: Chris Sharpe, Protected Areas Data Unit. WCMC. 
Cambridge with contributions from Jerry Harrison, WCMC, 
Cambridge. Jeff McNeely and Jim Thorsell, lUCN, Gland. 
Switzerland. Hernan Torres. Corporacion, Nacional Forestal. 
Chile and Jim Crisp. President. Monteverde Conservation League. 



84 



9 A Future for Neotropical 
Forests 



Introduction 

The two years that have elapsed since the United Nations 
Conference on Environment and Developinent (UNCED) in Rio 
de Janeiro, Brazil have seen a deepening of the rift between rich 
and poor countries on forest issues. For instance, the renegotia- 
tion of the International Tropical Timber Agreement (ITTA) has 
been difficult because of fears that the standards being applied to 
the forests of the richer. Northern countries were different from 
those being applied in the tropical countries. In addition, the 
domination of the Tropical Forestry Action Plan (TFAP) by the 
developed Northern countries has been challenged by nationals 
of the Southern countries. As a result, the latter have established 
a Forestry Forum for Developing Countries, feeling that this will 
be more sympathetic to their problems. Similarly, an initiative to 
set-up an International Commission on Forestry and Sustainable 
Development is foundering on the perception that it has no polit- 
ical legitimacy without support from the Southern countries. 
There is also a rift between the technologically driven Bretton 
Woods Institutions and the more participatory, politically sensi- 
tive UN institutions, which has been highlighted by the negotia- 
tions for a Global Environment Facility (GEF). 

The non-legallv binding authoritative Statement of Principles 
for a global consensus on the management, conservation and 
sustainable development of all rypes of forests that was adopted 
by the UNCED Conference disappointed many by failing to 
engage the parties in real commitments to immediate direct 
action to halt deforestation. Nevertheless, the fact that the 
Statement was hedged in cautious qualifications was a recogni- 
tion of the depth and complexity of the factors that lead to the 
mismanagement of forest lands. The UN Commission on 
Sustainable Development, the follow-up to the Rio Conference, 
will not discuss forests until 1995. 

The key issues at the Rio Summit were the same as those 
confronting everybody trying to conserve Neotropical forests. 
Can the forests be used in ways which will enhance the material 
and social development of the countries of the region? Will pro- 
tecting the so-called global values of the forests, as demanded 
by rich Northern countries, require a slowing of the economic 
growth that most of the population of Latin America would cer- 
tainly aspire to? If it is indeed a question of Latin American 
people foregoing the use of their sovereign resources in order to 
protect the biodiversity and climatic functions which the indus- 
trial world values, can equitable ways be found for the North to 
pay the South a "rent"' for the services that the forests provide? 
Article 9a of the Statement (see Box) suggests some of the top- 



ics that should be taken into consideration by the international 
community. 

The conclusions of Rio are consistent with those of the 
World Consen-ation Strategy (lUCN/UNEP/WWF, 1980), its 
successor Caring for the Earth (lUCN/UNEP/WWF, 1991), 
Our Common Future (Bruntland Report) (WCED, 1987) and 
others. The goods and services provided by forests with high 
biological diversity and high biomass are, over extensive areas 
of the humid tropics, valuable resources for sustained economic 
development. There are global benefits to be derived from con- 
serving a high proportion of the biological and environmental 
values of these forests which can be maintained only if the trop- 
ical countries which possess the forests incur significant "oppor- 
tunity costs". In these circumstances it is only right that the 
global beneficiaries of forest conservation compensate the peo- 
ple of poor countries for these opportunity costs. The Rio 
Summit endorsed an expanded GEF to be administered by the 
World Bank as a first attempt to pay for global conservation 
benefits. Statements by leaders of several industrialised nations 
at Rio affirmed a "willingness to pay" for environmental bene- 
fits from poor Southern nations. 

The forests in the Americas are by far the most extensive 
remaining in the humid tropics (see Chapter 1 ). They are richer 
in plant and animal species than rain forests in Africa and Asia 
and those in South America, at least, are subject to much less 
pressure from population growth and resource demand than 
those elsewhere in the tropics. Popular claims that virgin forests 
will disappear within a human lifetime seem exaggerated. 
Nevertheless, in many areas the forests are being used abusively, 
cleared to meet the short-term needs of poor farmers or the greed 
of speculators and industrialists. An understanding of the ecolog- 
ical, social and economic forces underlying this process is essen- 
tial if investments in conservation are to be effective and the 
negative impacts of "development" are to be minimised. 

The Prehistory of Forests in The Americas 

As with the world's other tropical forests, those of the Americas 
have been affected by periods of marked climatic change during 
the Pleistocene. The most recent dry period associated with 
glacial advances in high latitudes came to an end less than 
10,000 years ago. This concluded a period of several hundred 
thousand years during which the rain forests had been repeat- 
edly reduced to relatively isolated refuges in localities where 
edaphic or relief features allowed these forests to sustain them- 



85 



A Future for Neotropical Forests 



Article 9 (a) of the statement agrees 
that: 

"The efforts of developing countries to strengthen the man- 
agement, conservation and sustainable development of their 
forest resources should be supported by the international 
community, taking into account the importance of redress- 
ing external indebtedness, particularly where aggravated by 
the net transfer of resources to developed countries, as well 
as the problem of achieving at least the replacement value 
of forests through improved market access for forest prod- 
ucts, especially processed products. In this respect, special 
attention should also be given to the countries undergoing 
the process of transition to market economies." 



selves during periods of low rainfall (Haffer. 1969: Prance. 
1982: and see Chapter 2). The last of these dry periods occurred 
after human beings colonised South America via the Bering 
land bridge and the Central American isthmus (see Chapter 6). 
This means that the expansion of the forest over the past 10,000 
years occurred in an environment where humans were a signifi- 
cant ecological force. Fire may not have had the impact in the 
Americas that it has had in Africa and Asia, but it had signitl- 
cantly modified the vegetation found by Europeans at the end of 
the 1 5th century. Wood ash has been found in soil profiles in 
many areas of Amazon forest where fire no longer occurs. This 
is one indication of the very extensive impact of shifting culti- 
vators and hunter-gatherers on the vegetation. The extensive 
savannas on the Guyana Shield in Venezuela and Colombia and 
in parts of Brazil are thought to have existed throughout the 
Holocene and to have been maintained by modest levels of 
human activity in areas where soils and rainfall conditions made 
the forests particularly susceptible to fire. In the absence of 
humans, these areas would almost certainly have reverted to for- 
est under the relatively humid climate that has prevailed for the 
past 10.000 years (Dourojeanni. 1990). 

With the exception of these savanna areas, most of the poten- 
tial forest land in the Americas was covered by natural or only 
slightly modified forests when the first Europeans arrived 500 
years ago. There were, though, some exceptions. For example, in 
Central America. Spanish explorers found evidence of extensive 
forest modification by the Mayas although Mayan civilisation 
had. by then, been in decline for a couple of centuries 
(Dourojeanni. 1990). Similarly, when the conquistadors first 
"visited" the Andean kingdoms in their quest for Eldorado in the 
16th century, they discovered extensive deforestation around the 
indigenous cities of the inter-Andean valleys, where modern-day 
Quito and Bogota are now found: and Francisco de Orellana. on 
his epic voyage down the Amazon in 1542. was impressed by 
the densely settled agricultural areas on some of the vdrzea 
tloodplains. It is, indeed, highly likely that the Amerindian popu- 
lation at that time was considerably higher than the eight million 
people who occupied Amazonia in I960 or even the 16 million 
people who occupy the basin today. It is, therefore, a myth, that 
the Neotropical forests have evolved in pristine isolation. An 
indication of how the Amerindian populations altered both low- 
land and submontane forests can be gained from the extensive 
and sophisticated irrigation systems present along the lower 
course of the Magdelena river in Colombia and the widespread 
deforestation of parts of Bolivia and Peru, both these environ- 
mental modifications took place long before the arrival of 



Europeans. However, there is evidence that the agricultural 
methods used by the native peoples of Amazonia 500 years ago 
were less harmful to the en\ ironment than those practised by 
present-day populations. It seems then, that the present diversity 
of the forests exists in spite of. or possibly because of. this past 
disturbance (see McNeely. 1994). 

European Influence and Forest Depletion 

European colonists occupied those parts of South America 
where the environment most resembled their continent of origin. 
This meant that they settled, almost exclusively, in those areas 
that had dry climates or were at high elevations or both. 
Significant settlement occurred mainly in the "Southern Cone" 
of present day Chile and Argentina and in the cool temperate 
highlands of the Andes; it was in the Andean valleys that most 
deforestation took place during the first four centuries of 
European occupation. 

Trading settlements were established on the coast, and cities 
such as Cartagena. Guayaquil and Caracas developed as gate- 
ways to the high elevation interior. The cities on the Brazilian 
coast were transit centres for tropical crops such as rubber and 
significant forest clearance occurred in their hinterland. The 
process of deforestation of the Mata Atlantica. the dry Brazilian 
north-east and parts of the Caribbean also began early as land 
was cleared for sugar cane and to feed the African slaves who 
were brought in to tend the plantations. 

In contrast, the early colonists did not occupy the lowland rain 
forests, nor did they make significant demand on their resources. 
Although rubber, harvested from wild trees of Hevea brasiliensis, 
was exported from the Amazon basin for several hundred years, 
this never led to significant deforestation, not even when the 
development of the process of vulcanisation led to the sudden 
expansion of world demand for this commodity in the late 19th 
century. The rubber boom was a major event in the history of 
Amazonian forests, but the prosperity of the area was based on 
extractive economies that were dependent on natural forests, 
hence the lack of deforestation. The saga of the feudal and often 
cruel bondage systems under which the seriiigiteros worked, the 
growth and prosperity of the cities of Manaus and Iquitos. and the 
collapse of the rubber-based economy following the establish- 
ment of far more productive rubber plantations in Malaysia, is 
now familiar. It was these events that made the rubber boom 
important as a social phenomenon, laying the foundations for 
relations between different ethnic and social groups which have 
conditioned many development issues during the 20th century. 

Europeans first arrived in the Neotropics 500 years ago. yet 
most of the deforestation in the moist low lands of the region has 
occurred in the last 30 years. The information that is now emerg- 
ing on the impact of indigenous Indian populations on the forests 
and the decline of these impacts during the colonial period make 
it possible to speculate that the forests in the lowlands of South 
America may have been more extensive in 1952 than in 1492. 

This is not true of the Caribbean and parts of Central 
America where different processes were at work. Much of the 
Caribbean was colonised earK and the region became a major 
source of tropical agricultural commodities. Markets in North 
America and Europe were relatively accessible and the slave 
trade had enormous demographic and cultural impacts. Many 
Caribbean islands were deforested early. For example, the forest 
cover of Puerto Rico was reduced to only 10 per cent of the 
island's land area at the end of the 19th century and most of this 
was very disturbed, with coffee bushes planted beneath it. 
However, the forest area has increased significantly since (see 



86 



A Future for Neotropical Forests 



Chapter 15). Similarly in Cuba, most deforestation took place 
between 1900 and 1959. with the land being cleared for sugar 
cane plantations and for intensive cattle ranching, so that by the 
1950s as little as 14 per cent of the forest cover remained (see 
Chapter 10). 

In the countries of Central America, with the exception of El 
Salvador, deforestation has been highest in the past four 
decades. In the region as a whole, forests have tended to be 
looked upon as an obstacle to development (Utting, 1993). With 
the boom in demand for several agricultural products, such as 
coffee, that occurred from the 1950s onwards, forests have been 
converted to pastures and crop land to reap short-term benefits 
with little regard for the long-term sustainability of the produc- 
tion systems (Utting. 1993). 

Although there was little deforestation for agriculture in the 
humid Neotropics compared with that in the Old World tropics, 
the commodities that allowed demographic expansion and forest 
clearing in Africa and Asia almost all originated in the forests of 
South America. Maize, cassava, cacao, yams, rubber and a wide 
variety of fruits, which had major ecological impacts in West 
Africa and Southeast Asia, all came from the Americas. A fur- 
ther irony is that the tropical crops that have been associated 
with significant deforestation in the Americas, coffee, sugar and 
bananas, all originated in the Old World. 

Development and the Environment in the Late 20th Century 

The dramatic developments that have occurred in the forests of 
the tropical Americas in the past 30—10 years are the main sub- 
ject of this Atlas. Few major biomes of the world have suffered 
such dramatic change in so short a time. Extrapolation from 
limited observation has led people to predict widespread doom 
and destruction. Others have pointed out the vastness of the 
forests and invoked the sovereign right of nations to develop 
their resources to improve the welfare of their populations. 

The country chapters in this Atlas provide information on 
forest extent and this is summarised here in Table 9.1. For each 
country, the total forest area measured from the relevant Map 
within this Atlas is given, along with the figure of forest area for 
that country from FAO (1993). These two figures are very dif- 
ferent in some cases and. for each, the percentage of land area 
still covered with tropical forest has been calculated. Maps from 
which statistics for total forest cover could be measured were 
not obtained for all countries, this was the case for most of the 
Caribbean countries and for Panama, Mexico and Peru. As a 
result no figure for total forest cover in the Caribbean has been 
obtained from the Maps in this Atlas. For Central and South 
America, to obtain the total figures, the areas from FAO ( 1993) 
have been used for Panama, Mexico and Peru (Table 9. 1 ). 

In the other two Atlases in this series, it was possible to obtain 
figures for original forest cover in each country, but this has not 
been done for The Americas because no potential vegetation 
map was found that covered all three regions. It can, however, be 
assumed that the Caribbean islands considered here were once 
more or less completely covered in forest whereas now only two 
(Dominica and Guadeloupe) have more than half left, while 
Haiti has lost almost all its forest. Similarly, in Central America, 
most of each country, except Mexico, will have been forest cov- 
ered (Leonard. 1987); although the driest areas (east-central 
Nicaragua and the Oriente Region of Guatemala) will probably 
have contained some natural non-forest areas. Now only Belize 
has most of its land covered in forest, forest in El Salvador cov- 
ers less than 10 per cent of its land. Costa Rica is reduced to only 
30 per cent cover, while the other countries on the isthmus all 



have between 40 and 50 per cent of their land covered in forest. 
In South America, the Guianas are all still more or less totally 
covered in forest, while the rest of the countries, other than 
Paraguay, have at least 40 per cent of their land covered. It is. 
however, more difficult to know the original extent of forest in 
these countries. In the case of Brazil, the remaining extent as 
estimated by FAO compared to the area measured from Maps 
here, is very different. The reason for this is unclear, but is 
almost certainly due to the inclusion of open formations in the 
figure given by FAO (1993). The difference between the area 
measured here and that given by FAO for closed broadleaved 
forests (3.871,210 sq. km) is not so great, especially as the figure 
measured here is for 1992 as opposed to 1990. 

As with the figures for forest area remaining within a coun- 
try, estimates of rates of deforestation also vary. Fearnside (see 
Box and Chapter 25) has introduced some rigour into the debate 
on deforestation in the Brazilian Amazon by attempting to 
analyse and interpret the causes of major discrepancies between 
some of the earlier estimates. 

Along with the extent and speed of deforestation being diffi- 
cult to assess, the underlying causes are also subject to varied 
interpretation. People's perception of the problem of forest mis- 
use is very much influenced by their culture. The perception of 
forests by urban North Americans and Europeans is different 
from that of the urban rich of Sao Paulo, the favelas dwellers of 
Rio, the cattle ranchers of Rondonia or the Indians of the upper 
Orinoco. South Americans of all ethnic and social groups have at 
various times felt attacked by outside conservationists and devel- 
opers whose judgements reflect an alien culture. This has been 
manifest in a belief that industrialised nations were promoting an 
■■internationalisation" of Amazonia. The contradictory percep- 
tions concerning Amazonia are di.scussed in Amazonia Without 
Myths (Latin America. Caribbean, Commission on Development 
and Environment for Amazonia, nd). Somewhat more analytical 
accounts are given in Eden ( 1990) and Mahar ( 1989). 

A major focus of debate has been the extent to which govern- 
ment policies have acted in a perverse way to promote unsustain- 
able and destructive use of forest lands. It is still unclear whether 
such policies drove the process of frontier expansion or whether 
they simply acted to subsidise the entrepreneurial aspirations of 
governing elites. Rich people throughout the tropical Americas 
have colonised and cleared land as a speculative venture and as a 
potential hedge against high inflation. Poor people have 
colonised forests to escape the feudal conditions found in more 
accessible agricultural areas, to escape civil strife and political 
conflict and to escape the grinding poverty of over-populated 
coastal and upland areas. There is increasing evidence that gov- 
ernment fiscal measures aimed at encouraging colonisation of 
forests have had less real impact than had previously been 
thought (see Chapter 7). The single most significant intervention 
by governments and outside agencies has been the provision of 
infrastructure. Road construction throughout the forests of tropi- 
cal America has inevitably been followed by land colonisation 
and forest clearance. The extent and pattern of deforestation is 
profoundly influenced by the planning and financing of trans- 
portation networks. Ministries of Transport are more important 
than Ministries of Environment in determining the fate of forests. 

Forest colonists of all classes have practised very extensive 
agricultural systems and small numbers of people have had a 
major, and largely deleterious, impact on forests over large areas. 
Most agricultural colonisation has been followed by abandon- 
ment of the land as soil nutrient levels declined under low input 
farming systems. The only exceptions are in the more prosperous 



87 



A Future for Neotropical Forests 

Table 9.1 Remaining extent of tropical forest as judged from the country maps in this Athis and by FAO ( 1993). 



Country 



Lciiul area Remaining Remaining Dale oflhe 

(scj. km) e.xlen! of fores! area of forest cover 

for 1990 tropical forest data shown i 

according to as mapped in tliis Atlas' 

FAO 1 1993) this Atlas 

in sq. km- isc/. km) 



Remaining area of tropical forest 
as a iJcrcentage of land area 



From FAO 
(1993) 



CARIBBEAN 












Antigua and Barbuda 


440 


100 


nd 


- 


22.7 


Cuba 


110,860 


17.150 


25.035 


date unknown 


15.5 


Dominica 


750 


440 


nd 


- 


58.7 


Dominican Republic 


48.380 


10.770 


nd 


- 


22.3 


Grenada 


340 


60 


nd 


- 


17.7 


Guadeloupe 


1690 


930 


nd 


- 


55.0 


Haiti 


27.560 


230 


nd 


- 


0.8 


Jamaica 


10,830 


2.390 


3.181 


1989 


22.0 


Martinique 


1.060 


430 


nd 


- 


40.6 


Puerto Rico 


8.860 


3,210 


nd 


- 


36.2 


St Kitts and Nevis 


272 


130 


nd 


- 


47.8 


St Lucia 


610 


50 


nd 


- 


8.2 


St Vincent & Grenadines 


390 


110 


nd 


- 


28.2 


Trinidad and Tobago 


5.130 


1.550 


1.683- 


1980 


30.2 



Total 



217.172 



37.550 



nd 



17.3 



From map data 



nd 

22.6 

nd 

nd 
nd 
nd 

29.4 
nd 
nd 
nd 
nd 
nd 

32.8 

nd 



CENTRAL AMERICA 












Belize 


22.800 


19.960 


18.393 


1992 


87.5 


Costa Rica 


5 1 ,060 


14.280 


15.049 


1988 


28.0 


El Salvador 


20.720 


1 .230 


1.555 


1981 


5.9 


Guatemala 


108.430 


42,250 


48.244 


1992 


39.0 


Honduras 


111.890 


46.050 


52.735" 


1990 


41.2 


Mexico 


1.908.690 


448.120 


448.120' 


FAO 1990 


23.5 


Nicaragua 


118.750 


60.130 


57,450 


1990 


50.6 


Panama 


75.990 


31,170 


31.170 


FAO 1990 


41.0 


Total 


2.418.330 


663.190 


672.716 




27.4 


SOUTH AMERICA 












Bolivia 


1,084.390 


419.670 


451.426 


1992 


38.7 


Brazil 


8,456,510 


5.322.440 


3.415.308 


1993 


62.9 


Colombia 


1.038.700 


540.460 


510.935 


1985 


52.0 


Ecuador 


276.840 


119.190 


142.370 


1987 


43.0 


French Guiana 


88,150 


79.970 


81.490 


1979 


90.7 


Guyana 


208.419' 


184,160 


183,025 


1992 


93.6 


Paraguay 


397.300 


60.640 


47,488" 


1985 


15.3 


Peru 


1.280.000 


674.340 


674,340' 


FAO 1990 


52.7 


Surinam 


143.662' 


147.680 


133,284 


1978 


94.6' 


Venezuela 


882.050 


454.570 


542,682 


1982 


51.5 


Total 


13.856.021 


8.003.120 


6,182,348 




57.8 



80.7 
29.5 
7.5 
44.5 
47.1 
23.5 
48.4 
41.0 

27.8 



41.6 
40.4 
49.2 
51.4 
92.4 
87.8 
12.0 
52.7 
92.8 
61.5 

44.6 



The borders between the Guianas are disputed and in this instance we have used figures from Map 23.1 and Map 29.1 rather than FAO's figures of 156.000 sq, km and 

196.850 sq. km respectively. Percent cover using FAO's figure for forest area is calculated by using the land area given by FAO. 

FAO's figures given here includes the areas of forest within the tropical rain forest zone, the moist deciduous forest zone and the hill and montane zone. Forests in the dry 

deciduous forest zone, very dry forest zone and desert zone ha\e not been included as it is inferred that they are open formations, and these are not co\ered in this Atlas. 

Trinidad only 

Not including mangrove 

As ii has not been possible to obtain forest statistics from the Map in this .Atlas, the forest area given b) FAO 1 1993) has been used here. 

In Eastern Paraguay only 

Where known, this is the actual date of the forest data, rather than the publication date of the source map. 



A Future for Neotropical Forests 



Climate Changes 

Deforestation in Brazilian Amazonia releases gases to the 
atmosphere that contribute to global warming. While the re- 
leases from current deforestation are significant, the unique fea- 
ture of Brazil is the vast area of its forests that still remain 
uncut. This makes the potential for future greenhouse gas emis- 
sions from Amazonia far greater than for other tropical areas. 

Greenhouse gas emissions from Amazonian deforestation 
are the subject of considerable controversy. Sources of differ- 
ences among the estimates have included wide discrepancies in 
the rates of deforestation used in the calculations — a source of 
variation that has decreased greatly as errors have been clarified 
in some of the deforestation estimates. Another source of the 
differences comes from differing estimates for forest biomass. 
and part from inappropriate use of existing biomass estimates 
(as by using above-ground live biomass for total biomass; see 
review in Fearnside er al. 1993). Some estimates, including 
Brazil's official estimates at the time of UNCED in Rio de 
Janeiro in June 1992, have indicated vei7 low levels of emis- 
sions because only gases released from burning at the time of 
clearing were considered, while the larger "■inherited" relea.ses 
from decay and combustion of the biomass that was left 
unbumed in the areas deforested in previous years were omit- 
ted. Emissions values also differ depending whether carbon 
dioxide alone is considered, or if trace gases such as methane, 
carbon monoxide and nitrous oxide are included. 

Significant differences can also stem from the way the 
global wanning impact of the various trace gases is calculated, 
including the treatment of indirect effects and choices of the 
time horizon and representation of time preference (such as dis- 
counting). Different indices of emissions also contribute to the 
variety of estimates. For example, ""net committed emissions"" 
expresses the effect of clearing in a given year, including 
delayed emissions and uptakes, over an infinite or very long 
time horizon as the deforested area approaches an equilibrium 
replacement landscape, while the ""annual balance of net emis- 
sions" expresses the gas fluxes in a single year over the entire 
regional landscape (not only the area cleared in a given year). 

The net committed emissions from deforestation in 1990 
are estimated to be 234 million t of carbon in terms of carbon 
dioxide only, and 260-266 million t of CO,-equivalent carbon 
for low and high trace gas scenarios if trace gases are includ- 
ed using the Intergovernmental Panel on Climate Change 
(IPCC) 1992 global warming potentials for direct effects with 
a 100-year time horizon and no discounting. The annual bal- 
ance was 321-324 million t of carbon for CO, only or 
339-371 million t with trace gases. The annual balance for 
1990 was higher than the net committed emissions because of 



delayed emissions from the period of rapid deforestation in 
the 1980s. The annual flux represents approximately 4 per 
cent of the global total CO, flux from fossil fuel combustion 
and tropical deforestation (Fearnside.n.d.-a, n.d.-b). 

Halting global warming cannot be achieved without sig- 
nificantly reducing global fossil fuel use. The emissions from 
deforestation in Brazil are nevertheless substantial: at the 
1990 level, halting deforestation in Brazilian Amazonia 
would contribute more to combatting global warming than 
doubling the fuel efficiency of all of the automobiles in the 
world (see Fearnside, 1992) 

While global warming has its greatest impacts outside 
Brazil, one of the consequences of widespread Amazonian 
deforestation that has the greatest likely impact on Brazil 
itself is potential alteration of the water cycle. These changes 
threaten the remaining Amazonian forests that are not directly 
cleared. In patches of forest isolated by cattle pasture, the 
trees on the edges of forest patches die at a much greater rate 
than do those in continuous forest (Rankin-de-Merona et al, 
1990). Dry conditions in the air or soil near the reserve edges 
is a likely explanation for the mortality (Kapos, 1989). 

Precipitation in Amazonia is characterized by tremendous 
variability from one year to the next, even in the absence of 
massive deforestation. Were the forest's contribution to dry 
season rainfall to decrease, the result would probably be a very 
severe drought once in, say, 20 or 50 years that would kill 
many trees of susceptible species. The result would be replace- 
ment of the tropical moist forest with more drought-tolerant 
forms of scrubby, open vegetation resembling the cemido. 
Such a change could set in motion a positive feedback process 
leading to less dense forests that transpire less, increasing the 
severity of droughts, thereby causing even more tree mortality 
and forest thinning (Fearnside, 1985). Simulations incorporat- 
ing this feedback indicate large parts of the region becoming 
unsuitable for closed forest (Shukla et al. 1990). The reduc- 
tions in rainfall potentially affect not only Amazonia but also 
Brazil's major agricultural regions in the central-south part of 
the country (Salati and Vose, 1984). In addition, drier climatic 
conditions are likely to result in fires entering the forest sur- 
rounding agriculture and pasture areas, a phenomenon that 
already occurs on a more modest scale under present climatic 
conditions (Uhl and Buschbacher, 1985). 

The example of tropical forest burned in Indonesia during 
the El Nino/Southern Oscillation drought of 1982-1983 
(Malingreau et al, 1985) serves as a warning of the potential 
for much more widespread impact from this source in 
Amazonia in the future. Source: Philip Fearnside 



regions of Central America (Costa Rica), the forested hinterlands 
of Sao Paulo and Rio de Janeiro, and the forested slopes of the 
Andes, where access to markets for cash crops has enabled farm- 
ers to develop tree crops and agroforestry systems which are sta- 
ble and productive even on poor forest soils. It is claimed that 80 
per cent of the forested land cleared for agriculture, especially for 
cattle raising, in lowland moist forests is abandoned within 10 
years, but there are also plenty of examples of productive and sta- 
ble agriculture on forest lands. The success of colonisation has 
been conditioned by the selection of sites, the skills and resources 
of the colonists and the availability of markets (de Onis, 1992). 
Realisation of the severe ecological constraints to develop- 



ment in moist forest areas is now widespread. Schemes to 
promote large scale deforestation for extensive agriculture are 
being viewed with caution in most countries. There is, how- 
ever, a growing appreciation that forest lands do have consid- 
erable development potential if they are used appropriately. 
The promotion of uses which are consistent with the mainte- 
nance of biological and environmental values has been a 
major focus of lUCN's work in the humid tropics. The princi- 
ples are set out in Poore and Sayer (1991) and are retlected in 
a resolution adopted by the lUCN General Assembly in Perth. 
Australia in 1990. The resolution was adopted without oppo- 
sition by lUCN's 450 non-governmental organisation mem- 



89 



A Future for Neotropical Forests 



bers and by representatives of governments or government 
agencies from a furtlier I 14 countries. Its essential message is 
that ecologically sound development of some forest areas is 
needed to alleviate poverty and thus diminish the pressure for 
unsustainable use of more extensive areas. It recognises the 
solutions to deforestation as lying in creating industrial 
employment and generating wealth for society at large. 
Markets must exist for cash crops which will allow small 
farmers to invest in the higher input farming systems needed 
to achieve sustainability on marginal soils. The resolution is 
significant because a broad section of the conservation com- 
munity of both Northern and Southern countries recognised 
that forests will not be saved by measures to diminish access 
to their resources (timber boycotts, etc), but rather by mea- 
sures to promote more appropriate use of those resources. The 
resolution suggests that attempts by conservation lobbyists to 
constrain development of mineral or timber resources in for- 
est areas may be counterproductive. 

Resources derived from restricted sources (minerals) or from 
forest systems (tree crops or timber) are generating wealth and 
employment for people who would otherwise practice extensive 
agriculture and destroy far more forest. The test of good devel- 
opment in the humid tropics is the amount of wealth and 
employment it can create per unit area of land; thus the extent to 
which it can advance social and economic well-being without 
incurring extensive deforestation. These issues are reviewed in 
considerable detail in the thought-provoking book The Green 
Cathedral (de Onh. 1992). 

These ideas are reflected in the UNCED Statement of 
Principles on Forests and in Agenda 21. They are also consis- 
tent with the revised goals and objectives of the TFAP and the 
targets and guidelines established under the International 
Tropical Timber Agreement. The translation of these concepts 
into practical development options for any specific locality is 
much more difficult. The questions of the carrying capacity of 
land under different uses are examined for Amazonia by 
Fearnside (1986, 1990). The principles of economic zoning are 
recognised by several countries in the American tropics. For 
instance, a major study of land capability carried out in Brazil 
formed the basis of the maps in Chapter 25 (Brazil. Projeto 
RADAMBRASIL. 1973-83). Policies promoted by the Amazon 
Pact and the Brazil Pilot Project and supported by the major 
industrial powers are consistent with this developmental 
approach to conservation. The issues addressed in this Atlas and 
the information provided for each country attempt to demon- 
strate the potential synergies between conservation and develop- 
ment at a continental level. 

The Future 

There is no inherent demand for forest land or forest resources 
that need condemn the forests of Amazonia to disappear. The 
population density of the region is only a fraction of that found 
in tropical Asia. Investments in improved use of land outside 
the forests will yield far more than will attempts to extend the 
agricultural frontier. This is not true for the Pacific seaboard of 
continental South America, nor for parts of Central America and 
the Caribbean where population density is much higher. Indeed 
in countries such as El Salvador and Haiti it is already largely 
too late to save the forests and a major proportion of these coun- 
tries' biodiversity is already extinct (Goodland, 1992). 

For the Caribbean as a whole, the situation is precarious for 
the natural resources, and con.sequently also for the well-being 
of the people (Lugo et al. 1981). The islands are mostly small 



and densely popiilalctl and there is intense competition tor the 
tlat land in particular. The great diversity of forest types compli- 
cates the problems of forest management since it is difficult to 
develop management techniques which can be applied success- 
fully over wide areas (Lugo el al.. 1981). In addition, not only 
are there man-made disruptions to the forests, the natural distur- 
bances, such as hurricanes, can also cause considerable damage 
to the forest. 

In some cases, knowledge exists of the sites and management 
regimes needed to conserve the region's biodiversity (see 
Chapters 3, 4 and 8). In South America at least, there is room to 
conserve biodiversity and to allocate adequate forest lands for 
sustainable development. There are nutrient rich soils in the 
region which could support productive, sustainable and inten- 
sive agriculture if technologies and inputs were available. This 
could most readily be achieved by more efficient use of the 
large area of land that has already been deforested. 

Sustainable extraction of forest products, both timber and 
non-timber, is consistent with the retention of much of the bio- 
logical and environmental value of the forests. It is likely that 
this extractivism will gradually disappear as other lifestyle 
options become available to its practitioners; but extractivism 
may be useful in building a bridge for certain sectors of rural 
society into the 21st century (UICN, 1993; Redford and Padoch, 
1992). The past practise of spending conservation money on 
repressing the activities of hunters and gatherers in pursuit of 
protection of pristine ecosystems is no longer viable. 
Nevertheless, it is also evident that it may not be possible to 
expect the large vertebrates, at least, to survive in a forest where 
hunting is unrestrained (see Chapter 5). 

We must be cautious, however, in assuming thai the future 
will be a linear extrapolation of the past. Fossil fuel reserves are 
being depleted, and the climate changes caused by carbon 
released during their combustion are becoming intolerable (see 
Box). The world is inevitably going to turn more towards 
renewable sources of hydrocarbons. Ethanol is already substitut- 
ing for fossil oil in Brazil and demand for this product can be 
expected to increase in the future. Tropical tree plantations can 
produce hydrocarbons, and also fibres, to substitute for tho.se of 
the slow growing natural forests and plantations of northern 
temperate zones (Sawyer, 1993; Davidson, 1987). The major 
reforestation schemes on the llanos of Venezuela and in the 
Vale de Rio Doce in Brazil may be a foretaste of the future. 
Some see such industrial forest development as a threat to natu- 
ral systems; others argue that it will channel development into a 
few circumscribed areas and diminish pressure on the bulk of 
the forest estate. 

We exist at a time when thoughtful people are more and 
more concerned at the ever accelerating consumerism and 
search for economic growth in the industrialised North. In the 
medium term, the single most important requirement for halting 
the abuse of forest lands in the tropical Americas is that the 
economies of the countries of the region must grow. This must 
not be growth at any cost. It must be sustained, consistent 
growth of all .sectors of the economy and it must be associated 
with greater democracy, improved social facilities (particularly 
health and education) and greater predictability of markets. 
Virtually everybody agrees that these forests need to be con- 
served. The need is to create an economic and social environ- 
ment in which this will be possible. As this Atlas is being 
finalised, in mid- 1994, there is, at last, the beginning of agree- 
ment between tropical and temperate countries that a global 
convention on forests might, after all, be in everyone's interest. 



90 



A Future for Neotropical Forests 



References 

Brazil, Projeto RADAMBRASIL (1973-83). Levantamento de 
Recursos Naturals Vols 1-23. Ministerio das Minas e 
Energia. Departamneto Nacional de Perdagao Mineral, Rin 
de Janeiro. Brasil. 

David.son, J. (1987). Bioenergy Tree Plantations in the Tropics: 
Ecological Implications and Impacts. Commission on 
Ecology Paper No 12. lUCN, Gland, Switzerland. 

Dourojeanni, M.J. (1990). Amazonia que hacer?. Cenlro de 
Estudios Teologicos de la Amazonia, Iquitos. Peru. 444 pp. 

de Onis, J. (1992). The Green Cathedral: sustainable develop- 
ment of Amazonia. Oxford University Press, Oxford, U.K. 

Eden. M.J. (1990). Ecology and Land Management In 
Amazonia. Belhaven Press, London. 269 pp. 

Feamside, P.M. (1985). Environmental change and deforestation 
in the Brazilian Amazon. In: Change in the Amazon Basin: 
Man 's Impacts on Forests and Rivers. Pp. 71-88. Hemming. J. 
(ed). Manchester University Press, Manchester, U.K. 222 pp. 

Fearnside. P.M. (1986). Human Carrying Capacity of the 
Brazilian Rainforest. Columbia University Press. New York, 
E.U.A. 293. 

Fearnside, P.M. (1990). Predominant land uses in the Brazilian 
Amazon. In: Alternatives to Deforestation: Towards 
Sustainable Use of the Amazon Rain Forest. Pp. 235-251. 
Anderson. A.B. (ed.). Columbia University Press, New York. 
281 pp. 

Fearnside, P.M. (1992). Greenhouse Gas Emissions from 
Deforestation in the Brazilian Amazon. Carbon Emissions 
and Sequestration in Forests: Case Studies from Developing 
Countries. Volume 2. LBL-32758, UC-402. Climate Change 
Division, Environmental Protection Agency. Washington, 
DC and Energy and Environment Division, Lawrence 
Berkeley Laboratory (LBL), LIniversity of California (UC), 
Berkeley, California. 73 pp. 

Fearnside, P.M. (n.d.-a). Greenhouse gases from deforestation 
In Brazilian Amazonia: Net committed emissions. 
Unpublished manuscript. 

Fearnside, P.M. (n.d.-b). Amazonia and global warming: 
Annual balance of greenhouse gas emissions from land use 
change in Brazil Amazon region. Unpublished manuscript. 

Fearnside, P.M., Leal. N. and Fernandes, P.M. (1993). 
Rainforest burning and the global carbon budget: Biomass. 
combustion efficiency and charcoal formation in the 
Brazilian Amazon. Journal of Geophysical Research 98: 
16,733-16,743. 

Goodland. R.J. A. (1992). Neotropical moist forests: priorities 
for the next two decades. In: Conservation of Neotropical 
Forests: working from traditloncd resource use. Redford, 
K.H. and Padoch. C. (eds). Columbia University Press. New 
York. Pp. 475. 

Haffer, J. (1969). Speciation in Amazonian forest birds. Science 
165: 131-137. 

lUCN/UNEPAVWF (1980). World Consen'ation Strategy: liv- 
ing resource conservation for sustainable development. 
lUCN, Gland, Switzerland. 

lUCN/UNEP/WWF ( 1991 ) Caring for the Earth: a strategy for 
sustainable living. lUCN, Gland, Switzerland. 

Kapos, V. (1989). Effects of isolation on the water status of for- 



est patches in the Brazilian Amazon. Journal of Tropical 
Ecology 5: 173-185. 

Latin America. Caribbean. Commission on Development and 
Environment for Amazonia (nd). Amazonia Without Myths. 
Inter-American Development Bank, Washington, D.C. 99 pp. 

Leonard. H.J. (1987). Natural Reso:irces and Economic 
Development in Central America: A Regional Environmental 
Profile. International Institute for Environment and 
Development. Transaction books, Oxford, U.K. 

Lugo, A.E.. Schmidt, R. and Brown, S. (1981). Tropical forests 
in the Caribbean. Amblo 10(6); 318-324. 

Mahar, D.J. (1989). Government Policies and Deforestation in 
Brazil's Amazon Region. The World Bank. Washington. D.C. 

Malingreau. J. P., Stephens, G. and Fellows, L. (1985). Remote 
sensing of forest fires: Kalimantan and North Borneo in 
1982-83. AmWo 17( 1 ): 314-321. 

McNeeley, J. A. (1994). Lessons from the past: forests and bio- 
diversity. Biodiversity' and Conservation 3: 3—20. 

Prance, G.T. (1982). Forest refuges: evidence from woody 
angiosperms. In: Biological Diversification in the Tropics. 
Prance. G.T. (ed.). Columbia University Press, New York: 
pp. 137-157. 

Poore, D. and Sayer, J. (1991). The Management of Tropical 
Moist Forest Lands: Ecological Guidelines. Second edition. 
lUCN. Gland. Switzerland and Cambridge. UK. 78 pp. 

Rankin-de-Merona, J.M., Hutchings, R.W. and Lovejoy, T.E. 
(1990). Tree mortality and recruitment over a five-year pe- 
riod in undisturbed upland rainforest of the Central Amazon. 
In: Four Neotropical Rainforests. Pp. 573-584. Gentry, A.H. 
(ed.) Yale University Press, New Haven, Connecticut, U.S.A. 

Redford, K.H. and Padoch. C. (1992). Conservation of 
Neotropical Forests. Colombia University Press. 

Salati. E. and Vose, P.B. (1984). Amazon Basin: a system in 
equiWbv'ium. Science 115: 129-138. 

Sawyer, J. (1993). Plantations In the Tropics: Environmental 
Concerns. lUCN, Gland, Switzerland and Cambridge, U.K. 
83 pp. 

Shukla. J., Nobre, C. and Sellers, P. (1990). Amazon deforesta- 
tion and climate change. Science 247: 1322-1325. 

UICN (1993). El E.xtractlvlsino en Atnerlca Latino. 
Recomendaclones del Taller UlCN-CEE. Amacayacu, 
Colombia, Octubre. 1992. Ruiz Perez, M., Sayer, J. and 
Cohen Jehoram, S. (Eds). lUCN. Gland, Switzerland and 
Cambridge, UK. 

Uhl, C. and Buschbacher. R. (1985). A disturbing synergism 
between cattle-ranch burning practices and selective tree har- 
vesting in the eastern Amazon. Biotropica 17(4): 265-268. 

Utting, P. (1993). Trees, people and power. Earthscan 
Publications Ltd, London. 

WCED (1987). Our Common Future (Bruntland Report). 
Oxford University Press, Oxford, UK. 

Author: Jeff Sayer, Centre for International Forestry Research. 
Bogor, Indonesia, with contributions from Marc Dourojeanni, 
Inter American Development Bank; Philip Fearnside, INPA. 
Manuas, Brazil and W. Veening, European Working Group in 
Amazonia, Amsterdam, Netherlands 



91 



PART II 



10 Cuba 









Country area 1 1 0,860 sq. km 

Land area 110,860 sq. km 

Population (mid- 1994) 111 million 

Population growth rate 8 per cent 

Population projected to 2025 1 2.9 million 

Gross national product per capita ( 1 992) US$24S8 

Forest cover, dote unknown (see IVIop) 25,035 sq. km 

Forest cover for 1 990 (FAO, 1 993) 1 7, 1 50 sq km 

Annual deforestation rote 1 98 1 -1 990 10 per cent 

Industrial roundwood production 61 1 ,000 cu. m 

Industrial roundwood exports — 

Fuelwood and charcoal production 2,529,000 cu m 

Processed wood production 279,000 cu m 

Processed wood exports 21 ,000 cu m 


















•c^ 


, t 









The islanii of Cuba is the largest of the Caribbean islancis. accounting for over half the lancJ area of the Antilles and, as 
such, has the greatest area of forest remaining on it. Nevertheless, only around 1 5 to 20 per cent of the island is for- 
ested. Most forest destruction has occurred in the last hundred years, with cattle pasture and sugar cane plantations 
replacing the forests. There is little tradition of conservation in Cuba, but recent efforts, including a law for the protec- 
tion of the environment and the rational use of natural resources, have established the basis for success in preserving 
the remaining flora and fauna. 



Introduction 

The Republic of Cuba comprises the main island of Cuba, 1300 
km long and 190 km wide with an area of 104,945 sq. km, the 
Isla de la Juventud (formerly the Isla de Pinos) covering 2200 
sq. km, and some 1600 further small cays and islands. 

Topographically, the island of Cuba consists of three main 
regions: the plains, foothills and the highland area. The plains 
make up two thirds of the island. There are four principal moun- 
tain systems, which are, from west to east, the Guaniguanico 
system, the Guamuhaya system, the Sierra Maestra system 
(which contains Pico Real the highest point in the country at 
1974 m), and the extensive Sagua-Baracoa massif. 

The mean annual temperature is about 24.5°C, with a mean 
minimum of 10°C and mean maximum of 35°C. January is the 
coldest month and July the hottest. The main rainy season is 
from May to October. Mean annual precipitation in most areas 
is in the range 1 100-1600 mm, but some places receive as little 
as 300 mm and some as much as 3000 mm rainfall in a year 
(Capote <-?c//., 1989). 

The island is thought to have been inhabited since 6000 BP 
although it was reportedly only sparsely populated when the 
Spaniards first settled in the 16th century. Estimates for the pre- 
Colombian population vary from 200,000 to 1,000,000. Within 
50 years of Spanish settlement, the indigenous inhabitants had 
been almost entirely exterminated by epidemics. Until the 19th 
century Spanish settlements were largely concentrated along the 
north-west coast in and around Havana, the country's capital. 
The country has remained largely urban and at present 73 per 
cent of the population live in towns with Havana having a popu- 
lation of over 2 million. Overall population density is quite low 
at 100 people per sq. km, but around half the people live in less 
than 10 per cent of the island. 

Arable land occupies 44,000 sq. km of the island and 24,000 
sq. km is permanent pasture (MINAG. 1991). Principal exports 
are sugar, minerals, tobacco, citrus fruit and fish. 



The Forests 

The variable topography, geology and climate of Cuba together 
with the effects of humans, particularly in the past century, have 
resulted in the existence of a wide and complex range of vegeta- 
tion types. The impact of humans has in many cases made it 
very difficult to identify and classify the original vegetation 
cover (Smith, 1954). For this reason, the extent of original for- 
est cover remains a matter of conjecture, with estimates varying 
from 60 per cent (Smith, 1954) to 90 per cent of the country 
(Anon., 1992). Existing forests on the island are divided princi- 
pally into rain, cloud, semi-deciduous, swamp, gallery, man- 
grove and pine (Capote et ai. 1989). Original forest cover is 
believed to have been largely evergreen and semi-deciduous, 
the latter particularly frequent in central and western regions 
(Borhidi and Muni'z, 1980). 

The typical rain forest formations occur below 400 m in close 
association with river valleys in the northeast extremity of Cuba. 
Three tree strata are present with heights ranging between 15 and 
35 m. Carapa giiianensis is dominant in the first stratum, other 
important tree species are CalophyUum utile. Biichenavia capita- 
te. Manilkara albescens, Micropolis polita and Terminalia 
nipensis. In the second storey are Ochroma pyramidale , Guarea 
guidonia, Oxandra laiirifolia. Diospyros caribaea and the palms 
Prestoea montana and Calyptronoma orientalis (Capote et al. 
1989). Tree ferns, lianes and epiphytes are abundant. 

Lowland seasonal rain forests formerly occupied the most 
extensive areas in the island. Although this forest type is still 
widespread on Cuba, it is rarely found in undisturbed stands and 
much has been replaced by agricultural land. Two canopy layers 
are found, at 20-25 m and at 8-15 m, typically with emergents 
of the deciduous species Ceibu pentandra. Common trees of the 
upper canopy are Roystonea regia. Guaz.uina uhnifolia. Biicida 
biiceras. Chloropliora tincloria. Cordia collococca. Ficus spp. 
and Saiiianea saiiian. In the lower storey Oxandra lanceolata. 



95 



Cuba 



AieraiiiiiKs lucidtis. Andirci inennis and Cicscentia ciijetc are 
charatlerislic (Borhidi. 1991 ). 

Between 400 and 900 m elevation in the distal and Moa Mts 
and in the valleys of the Nipe Mts are serpentine rain forests 
with an open upper canopy at 15-22 m composed of such 
species as Calophylluni mile. Podocarpiis ekmanii. Dipholis 
jubilla. Ocolea leiicoxylon and Byrsonima coriacea. often 
mixed with Piniis cuhensis. The lower stratum is only ? to 12 m 
high and has species such as Bactris cuhensis. Tetru;,yf>ia 
crislaleiisis. Topiira cuhensis. Byrsoninia hifloni and lle.x heri- 
eroi within it (Borhidi. 1991 ). 

Sub-montane rain forests occur in the Moa Mts and in the 
Toa, Jaguani and Duaba Basins. The upper canopy layer, at 
.^0-35 m. is closed and is composed of Canipa guianensis. and 
only rarely mixed with other species. The second storey, with a 
canopy at 20-25 m high, is composed of Calophylluni iirile. 
Sloaneu curarellifolia. Dipholis jubilla. Guarea guidonia. 
Cupania aniericana. Buchenavia capitata. Ficus wrighlii and 
Royslonea regia. Palms such as Bactris cuhensis and Prestoea 
monlana are commonly found along creeks. The third canopy 
layer is 6-15 m high and Oxandra lanceolala. Cordia sulcata 
and Miconia elata are some of the characteristic species. 

The submontane seasonal forests occur between 200 and 800 m 
in altitude. They are similar to the lowland seasonal forests in 
structure but tree composition differs from those forests and 
between the mountains (Borhidi. 1991 ). 

Montane forest is the climax vegetation over 800 m altitude 
in Sierra Maestra, Escambray Mts and SieiTa del Purial and in 
some areas of Moa, Sierra del Crista and Baracoa. It is 20-25 m 
high with a closed upper canopy. Species found in this storey 
include Magnolia cuhensis. Ocotea cuneata. O. leucoxylon. O. 
florihunda. Myrsine coriacea and Cyrilla racemiflora . 
Characteristic species of the second tree layer include Clusia 



telrastigina. Alchornea latijolia. Garrya fadycnii. Miconia 
punctata and tree ferns such as Cyathea arborea and C. cuhen- 
sis (Borhidi, 1991 |. Epiphytes are abundant in both storeys. 

Cloud forests in Cuba are confined to the high altitude 
regions of Sierra Maestra and to the high mountains of the Pico 
Turquino and Pico Bayamesa group between 1600 and 1900 m. 
The canopy layer is dense and closed but only 6-12 m high. 
Some of the characteristic species of this layer are Myrsine 
inicrophylla. Nectandra reticularis. Sapiuin maestrense. Persea 
anomala. Syinplocos leonis. Cyrilla racemiflora. Weininannia 
pinnata. Torralbasia cuneifolia. Alsophila aspera and 
Lophosoria quadripinnata (Borhidi. 1991). There is also a 
dense, almost impenetrable shrub layer. Orchids and bryophytes 
are common. 

Coniferous forests are restricted to the eastern and western 
ends of the island where they are the dominant vegetation type. 
In the Sierra Maestra. Pinus occidentalis is found between 900 
and 1500 m. In western Cuba. Pinus carihaea predominates. P. 
tropicalis is also present and often associated with Colpothrinax 
wrightii (Capote ct til.. 1989). 

Mangroves 

Mangroves, of which Cuba is estimated to have around 5300 sq. 
km (IFF. 1989; Padron et al.. 1993). the tenth largest area in the 
world, constitute roughly one quarter of the country's existing 
forest domain (Anon., 1992). The mangroves shown on Map 
10.1 cover an area of 7665 sq. km, a somewhat larger figure 
than that reported by IFF ( 1989) and other authors. They form 
zones 2-3 km wide along Cuba's shallow muddy beaches. The 
largest extent is in the Peninsula de Zapata. In the intertidal 
zone. Rhizopliora mangle forms a belt between low tide and 
mid tide levels, whereas Avicennia nitida is dominant between 
mid and high tide levels. Lagiincularia racemosa may be inter- 



Buanahacabibe^^;^^ 






^Mogotes S9^ 



22° N 



Peninsula 




Fl Ueral _^ 



' JuventLl(d' 

Punta Frances - Punta Pederale; 



20°N 



CARIBBEAN SEA 



84°W 



GOLEO DE 



B?°W 



80°W_ 



96 



Cuba 



mingled with Avicennia in some stands. In the uppermost sec- 
tions of the intertidal region the extremely salt-resistant species 
Conocarpus ereclus forms pure stands or may be mixed with 
Avicennia and Laguncularia. 

Mangroves have traditionally played a very important role in 
the forest economy of the country and have recently become a 
focus of reafforestation efforts. Between 1988 and 1990 nearly 
180 million mangrove seedlings were planted, mostly of red 
mangrove Rhizi'plioia mangle (Anon., 1992). 



Table 10.1 Cuba's 


forest estate in 1991 


Forest 


Area in sq. km 


Total forest resource" 


28,198 


Total forested 


20.185 


Natural forest 


17,103 


Plantation 


3,082 


Deforested area 


3,090 


Non-forest 


4,923 



Forest Resources and Management 

Cuba's forest estate was estimated by the country's Ministry of 
Agriculture (MINAG, 1991) and the total area of natural forest 
was reported to be 17,103 sq. km (see Table 10.1). In Cuba's 
country report to the 1992 United Nations Conference on 
Environment and Development (UNCED). the area of natural 
forests was given as 16.882 sq. km (Anon.. 1992 and see Table 
10.4). FAO (1993) gives the similar figure of 17,150 sq. km of 
forest, distributed between the rain ( 1 140 sq. km), moist decidu- 
ous (12,470 sq. km), dry deciduous (20 sq. km) and hill and 
montane zones (3520 sq. km). The area of closed broadleaved 
forest is also given as 17,150 sq. km (FAO. 1993). therefore in 
this instance the dry deciduous forest has been included in the 
statistics at the head of the chapter. 

The forests shown on Map 10.1 cover 25.035 sq. km. distrib- 
uted within the forest types as indicated in Table 10.2. This is a 
somewhat higher figure than that given in Tables 10.1 and 10.4 
or by FAO ( 1993). It is unclear when or how the data were col- 
lected for the source map. which was published in 1989 in the 
Nuevo Atlas Nacional tie Cuba (see Map legend). It is. there- 
fore, quite probable that the forest cover shown on Map 10. 1 is 
an overestimate of the present day situation. Another reason for 
the differences may. as usual, be the definitions of "forest" 



Forest resource covers all areas slated lor forest development purposes, including some 
deforested and some non.forested areas. 
Source: MINAG (1991) 



used. For instance. FAO (1993) indicates that all the forest in 
Cuba is closed broadleaved forest (the figure in Table 5c of 
Forest resources assessment J 990 for closed broadleaved forest 
is the same as that for Cuba's total forest in this and other tables 
in the same publication), whereas the source map shows conifer 
forests which, when measured on Map 10. 1, cover 2719 sq. km. 
It is also not clear whether mangroves are included as forest in 
MINAG (199n. 

Policies for forest resource use are formulated by the 
National Institute for Forest Development (INDAF) and the 
forested land is overseen by the Forest Administration within 
the Ministry of Agriculture (MINAG). There are separate 
departments for silviculture, protection of forests and fauna and 
industrial forestry, while forest inventories are carried out by a 
different unit. 

Forest inventories were carried out in the 1960s in two 
phases, the first, running from 1 96 1 to 1963. covered pine forest 
while the second, from 1966 to 1970, covered broadleaved 




Cerro Galanox/ 




I 



Map 10.1 Cuba 

Forests 



Lowland moist 

Submontane 

Montane 

Swamp 

Mangrove 

Pine 



Conservation areas 
Non forest 

1:3,500,000 




t//////i • 



50 100 

-J 1 — <— 

50 



Cauto •Cuge«i|iel Norti 

Ga^ Loma de la Men^ura S^pji^ri ' 

#e# .p lParna>trM:o 

<i,'Ml ^0 SantagQ,(daGyba 

Desembarco del Gi|anma ^S^—~^^^-^ TTn^a,, ^^^ Sx_?!V C3 # 



?'8°W 




150 



l60 miles 



JO km 



Arenas Blancas 
Alto de Iberli 



Ls BsvsmGss ~~~ — '^^ — ' i 

76 °W ^'^"^'^^'^ Haljbonjco Tacre PandeAzucar 



Yr^utAi Negra - Punia Quemados 



74°W 



97 



Cuba 

Table 10.2 Estimates of forest extent in Cuba 



forest type 


Area (sq. km) 


% land urea 


Lowland moist 


7.833 


7.1 


Sub-Montane 


2.513 


2.3 


Montane 


716 


0.6 


Pine 


2.719 


2.5 


Inland Swamp 


3.589 


3.2 


Mangrove 


7.665 


6.9 



Total 25.035 22.6 

Based on analysis of Map 1 0. 1 - See Map Legend on p. 101 tor delai Is ol soiiree 



forests. In 1973 the results of this were used to draw up a 
national forest census. This led to the development of a forest 
management strategy under whose aegis have been drawn up 
plans for the exploitation and development of the forest 
resource. These plan.s were complete at local and provincial 
level by 1985 (CIF, 1985). Elaboration of a national forest plan 
(the Plan de Accion Forestal Para Cuba) was begun in 1989. 
The ultimate aim is to .see 23-25 per cent of the country forested 
(MINAG. 1991), compared with the current level of about 18 
per cent ( 15 per cent natural forest and 3 per cent plantations). 

Reafforestation has proceeded actively since 1959. Both 
plantation forestry and enrichment planting are used. Between 
1959 and 1983 just over 2000 sq. km o{ plantation were estab- 
lished, with a total of nearly 1.4 X 109 trees planted (CIF. 1985). 
Roughly the same number of trees is reported to have been 
planted between 1985 and 1990 (MINAG, 1991). In 1987 a new 
scheme, known as Plan Manati was launched. This has involved 
massive popular participation and is particularly concerned with 
the planting of fruit and coffee trees in marginal agricultural 
land (IFF. 1989). Of the total planted up to 1983, around 37 per 
cent were conifers, mainly Piniis carihaea. 12 per cent 
Eucalyptus, 15 per cent Casuarina and 36 per cent broadleaved 
trees. Some 64 species of broadleaf have been planted, of which 
the most abundant are mahogany (Swietenia inacrophylla. S. 
mahuatini and Khaya nyasica), cedar Ceclrela odorata, blue 
mahoe Hibiscus elatits and Ccilo/diylliim hrasilense var cmtil- 
laiuiin. Most of the broadleaf species are used for enrichment 
planting rather than for plantation forestry (CIF. 1985). 

Because of previous overexploitation and lack of forest man- 
agement, the standing crop of timber is relatively low, averag- 
ing 47.6 cu. m per ha. Mature hardwood trees are now very rare. 
Around 70 per cent of total wood volume is in stands less than 
30 years old; for coniferous species this proportion increases to 
84 per cent (CIF. 1985). 

As of 1985 there were 105 sawmills. Just under half of tim- 
ber harvested in 1983 was hardwood. Thinnings, mostly from 
plantations, but since 1979 also from natural forests, are a major 
source of construction wood in rural areas as well as firewood 
and charcoal. Casuarina is used mainly for sugar refineries and 
for charcoal production (CIF, 1985). 

Deforestation 

FAO (1988) estimated that Cuba had one of the lowest net 
annual deforestation rates (0.2 per cent) in Latin America 
between 1981 and 1985. However, the latest figures from FAO 
(1993) itidicate that between the years of 1981 and 1990, Cuba 
lost forest at a rate of I per cent per annum, an annual loss of 
173 sq. km. As can be seen from Tabic 10.3, forest cover actu- 



ally increased between 1959 and 1987, although this is mostly 
through an increase in the extent of plantations. Between 1900 
and 1959 the country suffered very serious deforestation and 
forest degradation, with forest cover decreasing from about 54 
per cent in 1900 to 14 per cent in 1959. Western Cuba was the 
most degraded region. Much of the destruction was due to clear- 
ing land for intensive cattle raising and sugar cane plantations. 
The forests themselves were also seriously over-exploited, with 
more than 130 species regularly used by the commercial timber 
trade and areas often clear-felled for firewood and charcoal. 
Forest fires have also had an important impact, particularly in 
the pine forests where they inhibit natural regeneration. Overall 
this has resulted in there being very few mature forest stands 
remaining on the island (Anon.. 1992; CIF, 1985; Smith, 1954). 

Biodiversity 

Cuba has the highest species diversity and the highest degree of 
endemism in the West Indies. Just over 50 per cent of the flora 
and 32 per cent of the vertebrate fauna are endemic. The island 
has an estimated 6200 species of tlowering plants, 450 verte- 
brates and 7500 insects and arachnids (Santana. 1991 ). 

Among the best represented plant families are Poaceae, 
Asteraceae, Rubiaceae. Euphorbiaceae, Orchidaceae and 
Leguminosae (Capote el al.. 1989; Vales et al.. 1992). There are 
no endemic families but over 70 endemic genera. Most of the 
endemic taxa are found in the montane regions; in the east, the 
flora of the Sagua-Baracoa montane system is 80 per cent 
endemic. The second highest number of endemics is found on 
the Cordillera of Guaniguanico in the west. 

Almost all the amphibians on Cuba (36 of 41) are endemic 
(WCMC, 1992), but little is known of their status. Excluding 
marine turtles, there are 100 reptile species on the island, with 
79 endemics (WCMC. 1992; Garrido and Jaume, 1984). Four of 
these reptile species have been assigned lUCN threatened 
species categories: the Cuban tree boa Epicrates angulifcr 
(Indeterminate) and the Cuban crocodile Crocodylus rhomhifer 
(Endangered), both endemic, the comparatively widespread 
American crocodile Crocodylus acutus (Vulnerable) and the 
Cuban ground iguana Cycliira nuhila (Vulnerable), which also 
occurs on the Cayman Islands (Groombridge, 1993). 

There are 159 breeding bird species recorded in the country, 
22 are endemic (WCMC, 1992), Collar et al. (1992) list 13 
threatened birds in Cuba, of which nine are endemic. Of the 
endemics, the forest living species are Gundlach's hawk 
Accipiter gundlachi, the blue-headed quail dove Starnoenas 
cyanocephala and the giant kingbird Tyrannus cuhensis. The 
ivory-billed woodpecker Cainpephilus principalis, which for- 
merly also occurred in the south-eastern USA, is the most 
endangered bird on the island and may even now be extinct. 

The surviving native mammalian fauna is a relict of that 
which is believed to have existed before human settlement. It is 



Table 10.3 Forest cover in Cuba between 1S12 and 1987 

Year Forested area (sq. km)* Per cent forested 

1812 99.0(){) 89 

1900 60.()()0 54 

19.59 15.()0() 14 

1987 2().()0() 18 

■ ineludes pkintalions 

Source-: Adapted from MINAG ( l')yi) 



98 



Cuba 



difficult to be precise about the number of extant species as the 
taxonomy of the most important non-volant group, the hutias 
(family Capromyidae, order Rodentia). is uncertain. Estimates 
for the number of recent species, all in the genus Capromys, 
vary from four (Morgan and Woods, 1986) to ten (Woods, 
1989). Of the latter all except two are listed as threatened by 
lUCN and several, which have only been recorded on a few 
cays and islets, may already be extinct (Groombridge, 1993). 
The only other native terrestrial mammal is the Cuban solen- 
odon Solenodon ciihamis. a large, primitive, endemic insecti- 
vore confined to montane rainforests in the east and classified as 
Endangered by lUCN. 

There are around 25 bat species on Cuba, of which 3 are 
endemic (Monnoprenis ininittiis. Phyllops fakatiis and Lasiitriis 
insiilaris): the Cuban flower bat Phyllonycreiis poevi. also 
recorded on Hispaniola, is listed by lUCN as possibly threat- 
ened (Groombridge, 1993). 

There are 23 recorded freshwater fish species in Cuba, all 
except two {Ophisternon aenigmaticuiu and Gambusia punctic- 
ulata) are endemic. Some of these are apparently highly local- 
ized (Lee et al., 1983). The number of invertebrates is unknown, 
four butterflies iPapilio caigiianahiis. Anetia hriarea, A. cubana 
and A. pantheratiis) and one dragonfly [Hypolestes trinitatis) 
are listed as threatened by lUCN (Groombridge, 1993). 

Conservation Areas 

The protection status of the forests as of 1990 is outlined in 
Table 10.4. 

This classification follows a decree promulgated in 1988 
which divided all forests into two types: production forests and 
protection forests, with several different categories of the latter 
(enumerated in the table above). 

The first national park (Pico Crystal) was established in 1930 
and five more protected areas were established between then 
and 1958 with a further nine gazetted in 1959. 

The National Network of Protected Areas in Cuba was estab- 
lished in 1981 and there are now around 100 conservation areas 
that cover approximately 20 per cent of the land, but only a few 
of these are strictly protected. Categories within the national 
network of conservation areas are national park, natural reserve, 
national monument, faunal refuge and "other categories". There 
are, however, no clear definitions of the management of each 
type of area (lUCN, 1992) and the network does not function as 
a structured national system (Ottenwalder in litt.. 1993). Those 
areas in lUCN's categories I-IV are listed in Table 10.5. 



Table 10.4 The status of forest in Cuba in 1990 



Status 



Area (sq. km) 
total natural plaiiln 



PRODUCTION FOREST 


6.549 


4.500 


2.049 


PROTECTION FOREST 


13.661 


12.382 


1.279 


National parks 


1 .003 


794 


209 


Recreational areas 


252 


1.14 


118 


Areas for fauna conservation 


5,372 


5,213 


159 


National reserves 


515 


501 


14 


Protection of water and soils 


2,842 


2,217 


625 


Shoreline protection 


3.677 


3.523 


154 


Total 


20,210 


16,882 


3328 



Table 10.5 Conservation areas of Cuba 

Existing protected areas in lUCN's categories I-IV are listed below. 
Marine national parks are not listed or mapped. For information on 
Biosphere Reserves see Chapter 8. 



liiiiial Parks 


Area (sq. km) 


Desembarco del Granma* 


258 


Gran Piedra* 


34 


La Bayamesa* 


165 


Pico Cristal* 


150 


Punta Frances - Punta Pederales* 


174 


Turquino* 


175 


Vifiales* 


134 



Sonne: Anon. (1992) 



Ecolngical Resen'es 

Los Indies* 33 

Mogotes de Jumagua 4 

Punta Negra - Punta Quemados* 40 

Natural Reserves 

Cabo Corrientes* 16 

Cupeyal del Norte* 103 

El Veral* 75 

Imi'as 26 

Jaguani'* 49 

Loma de la Mensura* 24 

Tacre 12 

Managed Flora Reser\'es 

Arenas Blancas+ 15 

Cayo Caguanes/Cayos de Piedra* 15 

Cerro Galano 28 

Cuabal Tres Ceibas* 4 

El Toldo* 56 

Lomas de Galindo 6 

Monte Ramonal 26 

Pan de Azijcar* 3 

Parnaso - Los Montes* 95 

Faunal Refuges 

Alto de Iberia* 57 

Cayo Cantiles* 38 

Cayos de Ana Maria* 69 

Delta del Cauto* 600 

Hatibonico* 52 

Las Salinas* 318 

OjitodeAgua* 37 

Ri'o Maximo+ 100 

Santo Tomas* 148 

Total 3,139 



* Area with forest within its boundaries as shown on Map 10. 1 
+ not mapped 

Source: WCMC (unpublished data) 



99 



Cuba 




Forests are protected uitliiit the Vinales National Park. A view of the Vindles Valley. 



(WWF/Vithal Rujan) 



Legislation for protected areas management is laid down in 
Law 33 of 1981 for the Protection of the Environment and 
Rational Use of Natural Resources and Decree No. 67 of 1983. 
Under these regulations, natural reserves are managed by the 
Cuban Academy of Sciences, national parks, faunal refuges and 
hunting or game areas by the Directorate for the Protection of 
Fauna and Flora of the Ministry of Agriculture, national monu- 
ments by the Ministry of Culture and 'natural and touristic 
areas" by the National Institute of Tourism. 

Cuban conservation policies are directed by the National 
Commission for Environmental Protection and Rational Use of 
Natural Resources (COMARNA). 

Initiatives for Conservation 

The major initiative at present is a large-scale conservation and 
sustainable development project which is being implemented in 
eastern Cuba. This is the Gran Parque Nacional Siena Maestro, 



which is a multiple use area in the provinces of Granma, 
Santiago de Cuba and Guantanamo covering 5280 sq. km; 64 
per cent is government land and the rest private. The area has its 
own management authority and legislation and is administered 
and managed by a Ruling Commission which is assisted by a 
Technical Advisory Council formed by a number of 
Government Ministries and agencies. Within the area there are 
three national parks (Desembarco del Granma, Turquino and La 
Gran Piedra), nine faunal refuges, nine natural reserves, four 
natural tourist areas and 28 tourist sites. An environmental edu- 
cation programme has been implemented in primary schools in 
the area. Ecologically sound projects on beekeeping, forestry, 
aquaculture and the production of cacao, coffee and fruit trees 
have been started and incentives to persuade peasants to form 
production cooperatives and move off the hillsides to less frag- 
ile areas are being provided (Santana, 1991). 



References 

Anon. ( 1992). Cnha. Country report to UNCED, Rio de Janiero, 
Brazil. 

Borhidi. A, (1991 ). Phytof^eofiraphy ami Vei^etation Ecology of 
Cuba. Akademiai Kiado, Budapest. 

Borhidi. A. and Mufifz. O. (1980). Die vegetationskarte von 
Kuba. Acta Botanica Hungarica 26: 25-53. 

Capote, R.P., Berazain, R. and Leiva, A. (1989). Cuba. In: 
Floristic Inventory of Tropical Countries: The Status of Plant 
Systematics, Collections, and Vegetation, plus 
Recommendations for the Future. Campbell, D.G. and 



Hammond. D. (Eds). The New York Botanical Garden. New 

York. Pp. 315-335. 
CIF ( 1985). Breve Caracterizacion de la Actividad Forcstal en 

Cuba. Centro de Investigacion Forestal. Ministerio de la 

Agricultura, La Habana. Cuba. 
Collar. N.J., Gonzaga, L.P., Krabbe, N., Madrofio Nieto, A., 

Naranjo. L.G.. Parker III. T.A. and Wege. D.C. (1992). 

Threatened Birds of the Americas. The ICBP/IUCN Red Data 

Book. ICBP, Cambridge. U.K. 
IFF (1989). Breve Caracterizacion de la Actividad Forestal en 



100 



Cuba 



Cuba. Institute de Investigaciones Forestales, Centre de 
Informacion y Documentacion Agropecuario. La Habana. 
Cuba. 

FAO (1988). An Inlerim Report on the State of the Forest 
Resources in the Developing Countries. FAO, Rome, Italy. 

FAO (1993). Forest resource assessment 1990: tropical coun- 
tries. FAO Forestry Paper 1 12. FAO, Rome. Italy. 

Garrido. O.H. and Jaume, M.L. (1984). Catalogo descriptivo de 
los anfibios y reptiles de Cuba. Donana Acta Vertebrata 1 1 
(2): 1-128. 

Groombridge, B. (Ed) (1993). 1994 lUCN Red List of 
Threatened Animals. lUCN, Gland, Switzerland and 
Cambridge. U.K. 286 pp. 

lUCN (1992). Protected Areas of the World: A review of 
national systems. Volume 4: Nearctic and Neotropical. 
lUCN, Gland, Switzerland and Cambridge, U.K. 

Lee, D.S., Platania, S.P., Burgess, G.H. (1983). Atlas of North 
American Freshwater Fishes. 1983 Supplement. North 
Carolina Biological Survey Constribution No. 1983-6. 

MINAG (1991 ). PIcm de Accion Forestal para Cuba: documen- 
to base. Ministerio de la Agricultura, Ciudad de la Habana. 
Cuba. 

Morgan, G.S. and Woods, C.A. (1986). Extinction and the zoo- 
geography of West Indian land mammals. Biological Journal 
— Linnean Societ}' 28: 167-203. 

Padron, CM., Llorente, S. and Menendez. L. (1993). 
Mangroves of Cuba. In; Conservation and Sustainable 
Utilization of Mangrove Forests in Latin America and Africa 
Regions. Part I: Latin America. ITTO/ISME Project 
PD114/90(F). Pp. 147-154. 

Santana, E. (1991). Nature conservation and sustainable devel- 
opment in Cuba. Conservation Biology 5(1): 13—16. 

Smith, E.E. (1954). The Forests of Cuba. Maria Moors Cabot 
Foundation Publication No. 2. 

Vales, M.A., Monies, L. and Alayo, R. (1992). Estado del 
conocimiento de la biodi versidad en Cuba. In: La 
Biodiversidad Biologica de Iberamerica. Halffter, G. (Ed.). 
Acta Zoologica Mexicana (n.s.). Programa Iberoamericano 
de Ciencia y Tecnologia para el Desarrollo. 



WCMC (1992). Global Biodiversity: Status of the Earth's 
Living Resources. Chapman and Hall, London xx + 594pp. 

Woods, C.A. (1989). Endemic rodents of the West Indies: the 
end of a splendid isolation. In: Rodents: A World Survey of 
Species of Conservation Concern. Lidicker Jr., W.Z. (Ed.). 
Occasional Papers of the lUCN Species Survival 
Commission, No. 4. 



Authors: Martin Jenkins and Caroline Harcourt, Cambridge 
with contributions from Jose Ottenwalder, Florida State 
Museum and Julio Figueroa-Colon, International Institute of 
Tropical Forestry. Puerto Rico. 



Map 10.1 Cuba 

Forest data for Cuba have been digitised from the Nuevo Alius Nacional de Cuba: X Flora y 
VegeiacUm: I Vegetation Actual l;l minion Academia de Ciencias de Cuba (1989). The vege- 
tation map was prepared by Capoie Lopez. R.P.. Ricardo Napoles, N.E., Gonzalez Areu. A.V.. 
Garcia Rivera. E,E,. Vilamajo Alberdi. D. and Urbino Rodriguez. J. 

There are 32 vegetation types depicted on the source map. Out of these. 17 classes (listed 
below), classified under Vegeiacidn Natural (natural vegetation), have been digitised to illus- 
trate the forests on Map 10. 1 , 

1. Basques Tropicales Latifolios (Perennif olios and Subperennifolios): Pluvial — de huja 
aliiiud (nienor de 400 ni). Siempreverde — mesojUu de baja altitud (menor de 400 m). 
microfilo cosiero subcostero (monie seco) and Semideciduo — mesofilo rfpico — have been 
classified as lowland moist forest: Pluvial — submoniano (400-800 m). and Siempreverde — 
mesofilo submontano (400-800 mi — classified as submontane forest; Pluvial — montano 
(800-1600 ml Nublado — lipico (1600-1900 m) and Nuhlado — bajo. sobre serpeniinita 
(800-1300 m) — classified as montane forest: Siempreverde — de cienaga tipico & bajo and 
Semideciduo — mesofilo con humedad fiucluanle — inland swamp forest: and mangroves 
were digitised directly from the Siempreverde — de mangles vegetation category. 

2. Basques Tropicales Aciculifolios (Perennifolios): Pinar — con Pimis caribaea. con 
caribaeu \ P. tropicalis. con P. cubensis and con P. maesirensis were amalagamated and 
are shown as pine forest. 

Protected areas boundaries were derived from a printed map (nd. no title) at a scale of 1 : I mil- 
lion, provided by Antonio Perera Puga (pers comm, 1991 ) of the Comision Rectora del Gran 
Parque Nacional Sierra Maesira. Havana, Cuba with accompanying annotations for the 
mapped conservation areas. 



101 



1 1 Hispaniola 



DOMINIUN REPUBLIC 

Country areo 49,730 sq, km 

land areo 48,380 sq. km 

Population (mid-1 994) 7 8 million 

Population growth rote 2 2 per cent 

Population projected to 2025 1 ] 4 million 

Gross national product per capita (1992) US$1040 

Forest cover for 1 990 (FAO, 1 993) 1 0,770 sq, km 

Annual deforestation rate (1981-1990) 2 8 percent 

Industrial roundwood production 6000 cu. m 

Industrial roundwood exports — 

Fuelwood and charcoal production 976,000 cu, m 

Processed wood production — 

Processed wood exports — 



HAITI 

Country area 27,750 sq. km 

Land area 27,560 sq. km 

Population (mid-1994) 7 million 

Population growth rote 2 3 per cent 

Population projected to 2025 131 million 

Gross notional product per capita (1992) USS380 

Forest cover for 1 990 (FAO, 1 993) 230 sq km 

Annual deforestation rate (1981-1990) 4 8 per teni 

Industrial roundwood production 239,000 cu m 

Industrial roundwood exports — 

Fuelwood and charcoal production 5,81 2,000 (u m 

Processed wood production 14,000 cu. m 

Processed wood exports — 




The forested habitats of the Dominican RepubHc and Haiti, which comprise the island of Hispaniola. are undergoing 
accelerating degradation. The prospects for conservation are particularly poor in Haiti, but even in the Dominican 
Republic the forested lands face virtually unrestricted development for tourism and agriculture. 



Introduction 

The island of Hispaniola includes Haiti and the Dominican 
Republic. The topography of the Dominican Republic is domi- 
nated by four principal mountain I'anges which run northwest to 
southeast and parallel to each other. The ncirthern most one is 
the Cordillera Septentrional; the Cordillera Central extends into 
Haiti and it is in this range that the highest point in the Antilles. 
Pico Duarte at 3087 m, is found. The ranges in the southern part 
of the country are the Sierra de Neiba and Sierra de Bahoruco, 
both reaching more than 2000 m. There is also one minor range, 
the Cordillera Oriental, in the northeast with an altitude of about 
600 in. Much of the island is over 1000 m. The three valleys 
between the principal ranges are major agricultural regions. A 
low area. Llanura Costera. in the east of the country is also agri- 
cultural land where rice and sugar cane are grown and cattle are 
pastured. 

The deep valley between the mountain ranges of Sierra de 
Neiba and Sierra de Bahoruco was once a marine channel divid- 
ing the area into a large northern and a small southern island. A 
relic of this is left as Lago Enriquillo. a large saltwater lake 40 m 
below sea level. 

Haiti is also dominated by mountain chains. The Massif de la 
Hotte in the southwest, the Massif de la Selle in the southeast 
(this range continues eastwards as the Sierra de Bahoruco). the 
Chaine des Matheux and Montagues du Trou-d"Eau in the cen- 
tre, the Montagues Noires in the north-centre and the Massif du 
Nord in the north. The highest point is Pic la Selle (2674 m) in 
the Massif de Selle. The major valleys are in the northeast and 
centre of the country. The northwestern peninsula. Presqu'ile du 
Nord-Ouest. is a low ridge with arid areas associated with it 
(Zanoni, 1989). 

Hispaniola's climate is influenced mainly by humid northeast 
trade winds and as a result, annual precipitation is very variable. 
In the Dominican Republic, only 350 mm fall in the Neiba 



Valley while 2750 mm fall at Laguna Limon. In Haiti, rainfall 
\aries from less than 300 mm in the northwest to over 2800 
mm. the greatest precipitation falls on the highest mountain 
summits in the southwest (Ehrlich ct al.. 1985). There are two 
rainy and two dry seasons. October and November are usually 
the wettest months. January and February the driest. Mean 
annual temperature is around 26°C. A major hurricane occurs 
every ten to 20 years, causing tremendous damage both environ- 
mentally and economically. 

Columbus landed on Hispaniola in 1492 and was followed 
by Spanish colonists who more or less wiped out the 
Amerindian population (Cook and Borah. 1971; Deagan. 1985; 
Keagan. 1992). In the late 17th century. French colonists began 
to establish themselves in the western half of the island, then in 
1 697. the Treaty of Ryswick divided the island between France 
and Spain. Both countries became independent in the early 19th 
century, though Haiti in particular has been plagued by upris- 
ings and coups right up to the present. 

Si.xty per cent of the Dominican Republic's population are 
urban dwellers in comparison to 3 1 per cent in Haiti. The popu- 
lation of the Dominican Republic is multiracial with 68 per cent 
mulattos. 20 per cent Europeans, 1 1 per cent Afroamericans and 
one per cent Asian (SEA/DVS. 1990). Overall population density 
in the Dominican Republic is 161 people per sq. km; the coun- 
try's most densely populated regions are the southern coast 
around the capital city of Santo Domingo and the Cibao Valley 
in the north. In Haiti, most of the population is of African ori- 
gin. Overall density, at 254 inhabitants per sq. km. is higher 
than in the Dominican Republic. Around half a million Haitians 
are earning a meagre wage working in the Dominican Republic, 
inainly in the agricultural sector. 

The socioeconomic trends in the Dominican Republic have 
been changing over the last twenty years. The society has 



102 



HiSPANIOLA 



shifted from being rural and agriculture-dependent to become 
urban and services orientated. Sugar was the backbone of the 
economy and the main export in the 1970s, but with the drop in 
demand many areas were converted to grow fruit and vegeta- 
bles. The tourist industry is now an important source of income 
for the country. In Haiti, the most important crop is coffee, fol- 
lowed by sugar. 

The Forests 

The vegetation of Hispaniola is usually described in terms of 
Holdridge's Life Zone System (Holdridge, 1947). Hartshorn er 
ill. (1981) and Ehrlich et al. (1985) use this classification in 
their descriptions of the forests of the Dominican Republic and 
Haiti respectively. However, Hager and Zanoni (1993) have 
recently published a description of the natural vegetation of the 
Dominican Republic based on data from botanical field work. 
They distinguish between dry, semi-deciduous, broadleaved 
evergreen, pine, gallery and mangrove forests, as well as 
describing several non-forest formations. Their forest descrip- 
tions are used in this chapter. 

The dry forests in the Dominican Republic are generally 
found between elevations of 40 m and 500 m, in areas with rain- 
fall of between 500 and 1000 mm. They are mostly very dis- 
turbed. This forest type is now found in the country's south- 
western lowlands around Azua, in the Neiba valley and on the 
Barahona Peninsula and in the northwest in the Ciabo Valley 
between Monte Cristi and Santiago. It is only on the Barahona 
Peninsula that large areas of relatively undisturbed dry forest 
remain. 

The dry forests have a canopy at around 10 ni with little in 
the way of a shrub or herb layer. Among the characteristic trees 
and shrubs are Guaiacum sanctum. G. officinale, Phyllostylon 
rhamnoides. Ziziphiis rignoni. Maytenus huxifotia. Capparis 
spp. and Acacia skleroxyla. On very dry, rocky or sandy ground, 
arborescent species of Cactaceae such as Opiintia /uonilifoniiis. 
Lemaireocereus hystrix and Pilosocereiis polygouus are very 
frequent. Cactus species are also common in disturbed dry 
forests where the dominant tree species are the spiny Prosopis 
juliflora and Acacia macracanlha. 

The semi-deciduous forests are transitional between the dry 
forests and the broadleaved evergreen forests. They are found 
in the coastal plains and in mountainous regions at elevations 
between 400 and 900 m. They occur in areas with a distinct 
arid period and an annual precipitation of 1000 to 1800 mm. In 
the coastal plains, two different formations can be distin- 
guished — those on rocky ground and those in swampy areas. 
The characteristic rocky ground formation can be found in Del 
Este National Park and in the eastern coastal zone between 
Macao and Cape San Rafael. This forest type has a canopy 
only 3-10 m high and contains trees such as Kntgiodendron 
ferreum, Coccoloha diversifolia. Biirsera simaruba, 
Sideroxylon spp. and Ateramnus lucidus. The herb layer is 
poorly developed and nearly always dominated by Zamia 
pumila. The semi-deciduous forest on swampy ground is char- 
acterised by two canopy layers. Generally the upper canopy 
reaches 20 m and is dominated by Bitcida hiiceras. The lower 
canopy is around 5 m in height and commonly contains 
Annona glabra and Calopliylliim calaha. Representative forma- 
tions of this forest are found near the southern part of Bavaro 
Lagoon and by Hoyo Claro Lagoon. The mountainous semi- 
deciduous forests are found on the southern slopes of the Sierra 
de Neiba, the northern slopes of the Cordillera Central and in 
large areas of the Sierra de Bahoruco. In the Sierra de Neiba. 



these forests are dominated by Swielenia mahagoni and 
Coccoloba diversifolia. 

Two types of broadleaved evergreen forests are distinguished 
in the Dominican Republic — the rain forests and the cloud 
forests. The former are mostly found below 500 m; patches 
occur between Puerto Plata and Miches on the slopes of the 
Cordillera Septentrional and Cordillera Oriental, on Samana 
Peninsula and in the basin of Ri'o Yuma. However, in the 
Cordillera Central, they may be found as high as 1500 m. 
Annual precipitation exceeds 2000 mm in the areas where rain 
forests occur. The upper canopy of this forest type is usually 
about 25 m high, but in those forests dominated by Sloanea ili- 
cifolia (such as in Armando Bermudez National Park) it can 
reach 40 m. 

The evergreen rain forest formations are quite variable. For 
instance, in Los Haitises National Park the rain forest occurs on 
a limestone karst and two associations occur: the inogole associ- 
ation of Coccothrinax spp., Leptogonum molle and Sapiiim 
daphnoides amongst others; and the valley association including 
O.xandra laiirifolia. Tetragastris balsamifera and Dendropanax 
arboreus. In other areas, the rain forests are dominated by Mora 
abboltii. This species occurs on the northeastern slopes of the 
Cordillera Septentrional between Moca and Nagua, in places on 
the eastern Cordillera Central and particularly in the forests of 
Loma Quita Espuela and Loma Guaconejo. In Loma La 
Herradura in the Cordillera Oriental another formation is found: 
it includes Buchenavia spp.. Didymopanax morntotoni and 
Oinosia krngii. 

Cloud forests are found in the high mountains, between 
600 m and 2300 m. They are characterised by an abundance 
of epiphytes. In areas between 600 and 1250 m in elevation, 
on steep northern slopes and in mountain valleys, the palm 
cloud forest, or manaclar. is common. This forest type is 
dominated by Prestoea montana and tree ferns Cyathea spp. 
In areas of the eastern Sierra Bahoruco and in parts of the 
Cordillera Central above 1200 m the cloud forests are domi- 
nated by Didxinopanax Irenuiliis. often in association with 
species of Magnolia. In the western part of the Sierra de 
Neiba and in the Valle Nuevo Scientific Reserve at altitudes 
between 1800 and 2200 m the cloud forest is dominated by 
Podocarpus aristulalits. 

Elfin woodlands are known only from the top of Loma Nalga 
de Maco between 1800 and 1900 m. They have a canopy at only 
5 m and are characterised by an association of Coccoloba panel- 
flora and Podocarpus hlspcmiolensis. 

Pine forests of the native Pinus occidentalis are the natural 
vegetation in high altitude zones of the Cordillera Central, Sierra 
de Bahoruco and, to a lesser degree, in the Sierra de Neiba. 

In Haiti, the subtropical moist forest life zone is the most 
extensive zone. The natural vegetation of this zone is a well 
developed heterogenous forest of broadleaved trees, but clearing 
for agriculture has reduced the forest to mere remnants. Catalpa 
longisiliqua and mahogany Swietenia sp. are characteristic tree 
species, while the royal palm Roystonea regia is very common 
on limestone soils (Ehrlich et al.. 1985). 

In Haiti, the dry forest zone is the second largest life zone. It 
is characterised by Phyllostylon brasiliense. Prosopis juliflora 
and Guaiacum officinalis (Ehrlich et al.. 1985). 

The subtropical lower montane rain forest includes most of 
the remaining pine (Piinis occidentalis) forest in Haiti. 

The natural vegetation of the other zones has not been 
described by Erhlich et al. (1985). little if any of the forest 
remains. 



103 



HiSPANIOLA 



20 



71 



70 



69 



20 




72 



20 40 60 so lOOkra 

Mercalor Projection 

71 



70 



69 



Figure 11.1 The forest ecosystems in the Dominican Republic, based on 1984 aerial photographs. 

SoiiiLf: afler Schubert 1 1993) 



Mangroves 

The largest areas of mangrove are found in the northeast of 
the Dominican Republic at Manzanillo, Montecristi and 
Samana Bay. Analysis of aerial photographs taken between 
1983 and 1984 indicated that approximately 325 sq. km of 
mangroves remained in the Dominican Republic (SEA/DVS. 
1990). Common species include Conocarpus erectus, 
Rhizophora mangle, Laguncularia racemosa and Avicennia 
germinans. 

Mangrove forests in the Dominican Republic are particu- 
larly threatened by development for the tourist trade. 
Extensive areas are being devastated in Punta Cana, one of 
the largest resorts in the eastern portion of the country, 
between Puerto Plata and Samana in the north and northeast 
and between La Romana and Boca de Yuma in the southeast. 
The development of Montecristi and the Barahona Peninsula 
is expected to cause further devastation on the northwest and 
southwest coasts. 

Ehrlich et al. (1985) reported that there were a total of 224 
sq. km of mangrove in Haiti, with major areas in the Bay of 
Caracol and L'Estere. In later papers (Thorbjarnarson, 1988; 
Paryski et al.; 1989), it was estimated that there were about 180 
sq. km of mangroves. Mangroves are used for charcoal and 



polewood, but this does not yet have a significant impact. It is 
forbidden by law to cut these forests, but this is not enforced. 
Nevertheless, the mangrove forests are one of the least threat- 
ened ecosystems in Haiti (Paryski et al.. 1989). 

Forest Resources and Management 

When Columbus arrived in Hispaniola, the island was almost 
entirely forested. Today, about 90 per cent of the forests in the 
Dominican Republic have vanished due to human activities 
(SEA/DVS, 1990). At the beginning of this century, 40,000 sq. 
km or 85 per cent of the country was forested, this was reduced 
to 34,000 ,sq km by 1940, to 1 1,000 sq. km in 1973 and to only 
5000 sq. km or 10 per cent of the Dominican Republic by 1986 
(SEA/DVS, 1990). FAO (1993) gives the considerably higher 
estimate of 10,770 sq. km remaining in 1990. of which 8540 sq. 
km was closed broadleaved forest. 

DIRENA, using aerial photographs from 1983-84, detailed 
the land use in the Dominican Republic as shown in Table 
11.1 (Republica Dominica, 1992). According to this report, 
there were approximately 3000 sq. km each of both pine and 
broadleaved forests remaining in the country at that time. No 
recent, accurate map of the forests in the country has been 
found for this Atlas, therefore a sketch map based on 1984 aer- 



104 



HiSPANIOLA 



iai photographs (Schubert. 1993) has been reproduced here as 
Figure 1 1 .1 . 

The first documented attempt to regulate clearing of forests 
in the Dominican Republic was in 1884. when all clearing near 
river beds and springs was banned and farmers were ordered to 
keep five per cent of their property in forest (Reynoso et ai. 
1988). Since then, a total of 63 laws, two executive orders, three 
resolutions and several decrees have been legislated for the pro- 
tection of forests (J. Ottenwalder, in litt. 1993). 

While about 26 government agencies are involved in the 
management of natural resources in the Dominican Republic, in 
an administrative und/or advisory capacity, two institutions — 
the General Directorate of Forests (DGF) and the National 
Forestry Technical Commission (CONATEF) — are directly 
invested with management authority for the administration and 
management of the forests. A third institution, the Directorate of 
National Parks (DPN), is involved when the forests occur in 
conservation areas. 

DGF was created in 1962 both to enforce legislation pro- 
hibiting tree cutting and to preserve national security in forest 



areas. The DGF is also responsible for Government reafforesta- 
tion projects and controls the production and distribution of 
charcoal. It, however, lacks an adequate budget and trained 
personnel. 

The National Technical Forestry Commission (CONATEF) 
was established in 1982 to develop a national plan for the 
organisation of the forestry sector. In 1985. the role of 
CONATEF was expanded to include forest preservation, devel- 
opment and policy and it thereby became the primary institution 
for the administration of forest resources, while DGF became 
the agency for implementing forest policy. 

In 1967. in an attempt to enforce forestry regulations, all 
sawmills were closed and the cutting of trees was declared ille- 
gal throughout the country. In 1986, Operacion Selva Negra 
was launched by the government of the Dominican Republic to 
enforce these regulations (Ottenwalder, 1989). It was intended 
to stop illegal, indiscriminate deforestation and to give 
CONATEF time to develop a programme for the sustainable 
utilisation of dry forests. It lasted for several months and. 
although cosmetic in nature and achievements, it was highly 



Figure 11.2 Land in Haiti covered with forest having at least 60% tree coverage. 

Sra/rif.-Ehrlich«u/ (WS.S) 



74 



73 



72 



20 



Nfcrcalor Projection 



Land with 60% tree cover 
Water bodies 



19 



- 18 




74 

I 



73 



72 



105 



HiSPANIOLA 



Table 11.1 Land use in the Dominican Republic 



Land Use 


Area Isij. km) 


9c of land 


Urban zone 


361 


0.8 


Sugar cane 


4.074 


8.4 


Other agriculture 


12.883 


26.6 


Pastures 


13.736 


28.4 


Pine forests 


2.950 


6.1 


Broadleaved forests 


2.893 


6.0 


Dry forests 


8.055 


16.7 


Matorral/Brushland 


2.094 


4.3 


Wetlands 


210 


0.4 


Others 


1,124 


2.3 


Total 


48.380 


100 



Source: Republica Dominica ( 1992} 



1985). The single largest stretch of forest remaining in the iiiid- 
1980s was the 264 sq. km stand of pine forest in the southeast of 
the country. Paryski cl al.. ( 1989) reported that forest cover in 
the country was less than 1.5 per cent, while FAO (1993) esti- 
mates that only 230 sq. km of forest (0.8 per cent of the coun- 
try's land area) remained in 1990. 

In Haiti it is the Division of Natural Resources (DNR) within 
the Ministry of Agriculture (MARNDR — Minislere de 
L' Agriculture, des Ressources Naturelles et du Developpement 
Rural) which is responsible for the protection of forests, water- 
sheds, coastal resources and other natural resources. Most of its 
efforts so far have been restricted to regulating hunting and fish- 
ing and to very limited reforestation projects (Paryski et al.. 
1989). Low budgets, a lack of trained personnel, no clear poli- 
cies and changing government priorities have prevented any 
serious conservation efforts. 



successful as an extension and public relations exercise (J. 
Ottenwalder. in litt. 1993). 

Interest and efforts to develop a national programme for for- 
est management rose during the late 1960s. Inventories of forest 
resources were conducted between 1967 and 1974 by OEA and 
FAO. while integrated conservation-development projects, tar- 
geting important watersheds and rural areas and often including 
reafforestation plans, began in 1970. 

From its inception to 1985. DGF has reforested about 79 sq. 
km. mostly with the exotic Piniis caribea rather than the 
indigenous P. occidenlcdis. Few follow-up evaluations of the 
plantations occur, but it is estimated that about 65 per cent of 
them sur\ive (Pefia. 1988). The reafforestation programme has 
been hampered by a scarcity of trained professionals, a lack of 
financial and technical support and inadequate institutional 
support. 

FAO ( 1994) reported that production of fuelv\ood and char- 
coal in the Dominican Republic was less than one million cubic 
metres in 1992. However, the government (Republica 
Dominica. 1992) has calculated that yearly consumption is 3.9 
million cu. m and that it will increase at an annual rale of 1.4 
per cent. Forests with a potential for fuelwood production are 
estimated to cover between 2000 and 3000 sq. km, but average 
yields are so low (about 2 cu. m/ha/year) that, even if the 
forests were managed, they could not satisfy the projected 
demand. In the year 2000. the annual demand for firewood is 
expected to be 4.760.000 cu. m (Republica Dominica. 1992). 
Around 75 per cent of the energy for domestic use comes from 
the forests: they supply, overall, about 29 per cent of the coun- 
try's total energy demands. 

As from January 1987, a five year ban was passed on the 
capture, killing or exploitation of all native wild vertebrates in 
the Dominican Republic (Ottenwalder. 1989). This was ex- 
tended in February 1992 for another ten years. Excluded from 
the decree are species considered to be agriculture pests and 
exotic predators. Enforcement of these regulations is poor. 

In Haiti, Holdridge (1947) calculated that forests, in the 
absence of humans, could potentially occupy 55 per cent of the 
land area. However, very little of this remains. Even as early as 
1954, it was reported that only eight or nine per cent of the land 
surface was forested (Burns. 1954). In 1978. it was estimated 
that 6.7 per cent of the land was covered with forest having al 
least 60 per cent tree coverage (Figure 1 1.2); 659 .sq. km (36 per 
cent) had a canopy cover of 80-100 per cent: while I 1 88 sq. km 
had a canopy cover between 60 and 80 per cent (Ehrlich et al.. 



Deforestation 

The earliest Ainerindian settlers on Hispaniola were primarily 
hunter gatherers who had little impact on the forest. Even though 
the Tainos. who arrived later, were practising intensive agricul- 
ture by the time they were discovered, they were concentrated 
along the coast and their population density was low so that they 
too had a minimal effect on the forests (Lugo et al.. 1981 ). 

The forests have diminished only since European colonisa- 
tion. Between 1630 and 1880s, as in many of the Caribbean 
islands, the lowland forests were gradually converted to planta- 
tions of sugar cane and African slaves were brought in to work 
on the land. After this period, following the abolition of slavery 
and the economic collapse of monocultures, some destruction of 
montane forests took place as many of the freed slaves moved 
to the mountains (Lugo e! al.. 1981). The scarcity of lowlands 
and valleys in Haiti meant that the upland forests there were 
exploited early on. In both countries, the temporary rise in the 
price of sugar cane at the end of the First World War meant that 
some plantations were extended considerably (J. Ottenwalder. 
in litt. 1993). 

In the Dominican Republic. de\astation of pine and 
broadleaved forests is mostly caused by clearing for agriculture 
and pasture and by the demand for forest products. 
Deterioration of the dry forests is due mainly to collecting of 
wood for charcoal and fuel, for both domestic and industrial 
purposes (Ottenwalder, 1989). If the government's estimates 
(Republica Dominica. 1992) of annual consumption of firewood 
are correct, the outlook for the dry forests in particular is 
extremely bleak. FAO (1993) estimates deforestation in the 
Dominican Republic to be 351 sq. km each year, an annual rate 
of 2.8 per cent. 



Table 11.2 Status of locally threatened species within the 
Dominican Republic 

Endangert'd Vulnerable Rare Unknown 



Fish 


- 


- 


- 


T 


Amphibians 


- 


- 


- 


- 


Reptiles 


8 


13 


6 


- 


Birds 


4 


24 


6 


21 


Mammals 


3 


- 


1 


1 


Total 


15 


37 


13 


24 



X«H;Tf. SEA/DVS. 1991) 



106 



HiSPANIOLA 




Jaragua NP 



-10 60 

Msrcalor Projecticxi 



72 



71 



70 



69 



Figure 11.3 Protected areas in the Doininiean Republic in lUCN's categories I-IV 



Russell (1988) attempted to measure the rate of deforestation 
in the western half of the Dominican Republic by comparing 
satellite photographs taken in 1972. 1979 and 1986. He calcu- 
lated that 2115 sq. km of hardwood and pine forests disappeared 
between 1972 and 1986, giving an annual deforestation of 141 sq. 
km per year. During the same period, annual deforestation of the 
subtropical dry and thorn forests was calculated to be 106 sq. km. 
Most of the forested land was cleared for agriculture and pasture. 

The same problems occur in Haiti where, after inany genera- 
tions of land abuse, there is now a tradition of land stewardship 
in the country by which most peasants expect to exploit the 
land. Indeed, peasant life is almost totally dependent on cutting 
trees for construction, fuelwood and charcoal and for clearing 
new agricultural land to replace that rendered unproductive by 
overuse and erosion (Paryski et at.. 1989). 

In addition, large quantities of timber were cut and exported 
from Haiti as early as the 19th century, for instance in 1845, 
18,600 cu. m of mahogany alone were exported (Paryski et al.. 
1989). It is estimated that by 2008 only one of Haiti's river 
basins will have any forest cover remaining. Paul Paryski (in 
litt,, 1993) working for UNDP in Haiti, estimates annual defor- 
estation rate in the country to be 3.8 per cent. However FAO 
(1993) give ihe higher figure of 4.8 per cent; this, though, is 
onl\ 15 sq. km each year. 



Biodiversity 

The flora of the island of Hispaniola is the second most diverse 
for the Caribbean islands. Of the estimated 5000 flowering 
plants and conifers, 30-33 per cent are considered endemic 
(Zanoni, 1989). The areas with highest rainfall are the most 
diverse with the highest number of endemics. 

There is little monitoring of the status of the plants on 
Hispaniola, but a considerable number are threatened. For 
instance, on the Dominican Republic the endemic Cnprorhiza 
liaitiensis and the palm cacheo Pseudophoeni.x ekmanii are 
being eliminated by commercial use. 

Hispaniola has the highest faunal diversity and levels of 
endemism of the West Indies, with the Dominican Republic 
having the highest diversity and endemism in vertebrate 
groups of all the Caribbean islands. As on the other islands, 
most (18 of 20) of the native mammals remaining on 
Hispaniola are bats. Haiti used to have at least 28 species of 
native terrestrial mammals, but now only two survive 
(Woods, 1983; Paryski et a/.. 1989). These are the endan- 
gered Haitian solenodon Solenodon paradoxus and the rare 
Hispaniolan huita Plagiodontia aedium. A species recovery 
plan has been completed for S. paradoxus and a major reserve 
on the north side of Pic Macaya has been proposed to protect 
it; this species is considered to be the highest priority for con- 



107 



HlSPANIOLA 




Maiiuiiu I Liiii jitic.sts in the L 
Dominican Republic. 



\ L-rde Area. Ceninil 
(WWF/Mauri Raulkaii) 



servation in Haili (Otlenwalder. 1992a; Woods et al.. 1992; 
Woods and Otlenwalder. 1992). The other species on the 
island listed as threatened by lUCN (Groonibridge. 198.^) is 
the Cuban tlower bat Pliyllonycteris poeyi. There are 12 intro- 
duced species of mammal (Woods and Ottenwalder. 1992) of 
which the mongoose Herpestes auropunctatiis and rat Rtilliis 
norvefiicii.s have a considerable adverse impact on the native 
fauna. 

A total of 136 resident and I 18 migratory birds have been 
recorded in the Dominican Republic. 22 of these are endemic 
to the island (SEA/DVS. 1990). The same eight bird species 
(five endemics) are listed as threatened in Haiti as in the 
Dominican Republic: four are at risk mainly as a result of 
deforestation. (Collar el al.. 1992). The Hispaniolan hawk 
Biiteo riclgwayi and white-winged warbler Xenoligea montana 
have all but vanished from Haiti as most of their forest habitat 
has been cut down; the latter is. however, found in some pro- 
tected areas. La Selle thrush Timiiis swalesi and the chat tanag- 
er Calyptopliiliiifnigivuriis are in protected areas in both coun- 
tries, but neither species is considered safe (Woods and 
Ottenwalder, 1992). The fifth endemic species, the rufous- 
breasted cuckoo Hyelornis ritfigiilaris is found in many habitat 
types and over a wide range of altitudes. It is hunted, as medic- 
inal food, and its scarcity may be due to the impact of pesti- 
cides and fertilizers as well as to the general degradation of the 
island's natural vegetation (Collar er al.. 1992). The ground 
warbler Microligea montana and the Hispaniolan parrot 
Amazona ventralis are also considered to be threatened in Haiti 
(P. Paryski, in litt.). although they are not listed by Collar el al. 
(1992) as globally threatened. Species recovery plans have 
been completed for the black-capped petrel Pleirulronia luisiui- 
la. the white-winged warbler and the Hispaniolan ciossbill 
Lo.xia megaplaga (Ottenwalder. 1992b. 1992c. 1992d: Woods 
etal.. 1992; Woods and Ottenwalder. 1992). 

Sixty species of amphibian have been recorded on the island, 
all belong to the order Anura, while 43 belong to the genus 
Eleulherodaelyhis (Schubert. 1993). Hyla vasia is threatened in 
both countries, while E. semipalmaliis is threatened in Haiti 
(Groombridge. 1993). The cane toad Biijo inaiiinis and the frog 
Rana catesheiana have been introduced. 

There are 141 reptiles on the island. 117 of which are 
endemic and two lizards are introduced (Schubert. 1993). 
There is still a significant number of the threatened American 
crocodile Crocodylus aciitus on the island. However, numbers 
in Lake Enriquillo. which was considered to be one of the 
largest concentrations of the species, have declined from an 
estimated 500 in 1980 to only 100 in 1992 (J. Ottenwalder, in 



litt. 1993). A recovery plan is being implemented by a con- 
sortium of government institutions and NGOs. Six other rep- 
tiles (excluding the marine turtles) are threatened in the 
Dominican Republic, three of these are also listed for Haiti 
(Groombridge. 1993). 

There are 70 species of fresh or brackish water fish recorded 
on the island of which 22 are endemic. Numbers of inverte- 
brates are not known. Eight species are listed as threatened in 
the Dominican Republic, with six of these given for Haiti also 
(Groombridge, 1993). The two listed as vulnerable are 
Fhylolestes elhelae and liiillus zelides. the latter is in both 
countries. 

There are 89 species or subspecies of vertebrates in the 
Dominican Republic that are considered to be locally threat- 
ened, their .status is shown in Table I 1.2 (SEA/DVS. 1990). Of 
these. 13 reptiles and one bird, the spotted rail Pardinilliis niac- 
iilatiis. are not found in a protected area. 

Conservation Areas 

The first of the Dominican Republic's conservation areas were 
set up in the 1950s when two stretches of montane forest in the 
Cordillera Central were gazetted as national parks. There is 
now a network of 24 conservation areas, although not all of 
these are in lUCN's categories I-IV (Table 1 1.3. Figure 1 1.3). 
and they protect representative areas of the country's ecosys- 
tems. Nevertheless, these protected areas do not exist as a 
structured national system at present. A systematic, compre- 
hensive evaluation of them and their legislation is required to 
achieve national conservation objectives. The government has 
failed to allocate the financial and administrative resources 
necessary to implement the laws adequately and truly protect 
the conservation areas (Reynoso el al.. 1988). Park guards are 
generally underpaid and inadequately trained. Monte Cristi 
National Park is considered to be the most threatened of the 
conservation areas. 

Fifteen new conservation areas have been proposed 
(SEA/DVS, 1990). These areas were selected for their poten- 
tial contribution to national biodiversity conservation and 
include habitat types that are not under protection in the exist- 
ing network. There are also proposals to expand some of the 
present protected areas, and to manage others as Biosphere 
Reserves. 

The National Park Directorate (DNP) in the Dominican 
Republic was created in 1974. It is responsible for developing, 
managing, regulating and protecting the country's conservation 
areas. The institution has been affected by budget limitations, 
political influences and its role overlapping with that of DGF. 

In various protected areas, a co-management strategy has 
been developed with local or national NGOs cooperating with 
DNP to protect natural resources, develop and implement 
management plans for the conservation areas or work in sur- 
rounding buffer zones. For instance, Fundacion Quito Espuela 
works in Loma Quita Espuela Scientific Reserve, Progressio in 
Ebano Verde Scientific Reserve and Grupo Jaragua in Jaragua 
National Park. 

Management plans have been written for three of the national 
parks (Jaragua, Los Haitises and Del Este) and there are draft 
plans for two others: Jose del Carmen Ramfrez and Armando 
Bermudez. The management plan for Jaragua has. since 1991, 
been successfully implemented: the plan for Del Este was 
scheduled for implementatit)n beginning in 1993/1994. All the 
conservation areas have suffered some form of exploitation 
(Reynoso el al., 1988) and, in addition, government agencies 



108 



HiSPANIOLA 



Table 1 1.3 Conservation areas of the Dominican Republic 

Existing conservation areas in lUCN's categories 1-IV are listed. The 
large wildlife sanctuary (for whales) is not listed. 



NaUiiiuil Parks 


Area (sc/. km) 


Del Este 


420 


Isla Cabritos 


24 


Jaragua 


1,374 


Jo.se Armando Bermiidez 


766 


Jose del Carmen Rami'rez 


738 


Los Haitises 


1.600 


Monle Crisli+ 


1.310 


Sierra de Bahoruco 


800 


Scientific Re.senes 




Ebano Verde 


23 


Laguna del Rincon 


48 


Lagunas Redonda y Limon 


101 


Loma Quita Espuela 


73 


Valle Nuevo 


409 


Villa Elisa/Dr Orlando Franco 


0.2 


Historic National Parks 




La Isabela' 


0.3 


La Vega Vieia" 


nd 



Total 1 1 .435 

+ includes Cayos Siete Hermanos Bird Sancluar> 

not shown on Figure I 1 .3 
Source: WCMC (unpublished data) 



Other than DNP often carry out programmes which foster the 
invasion of parks and reserves. 

As well as the areas controlled by DNP, there are three Zo/uis 
Vedadas, two managed by the General Directorate of Forests 
and the third, the Rio Nizao watershed, managed jointly by 
DNP and DGF. The sizes and lUCN category of these are 
unknown. 

In Haiti, a decree of 1968 declared eight sites as national 
parks or nature sites (lUCN, 1992), but these were mostly 
small areas of historic interest. They were all less than 50 
hectares except for the 22 sq. km La Citadelle. In 1979, the 
Institut de Sauvegarde du Patrimoine National (ISPAN) was 
created to protect and conserve Haiti's natural and cultural 
heritage and in 1983 two new parks (La Viste and Pic 
Macaya) were gazetted by presidential decree, with financial 
help from USAID. However, the decree creating the new 
parks failed to assign final responsibility for them to a single 
government agency and there has been some conflict between 
ISPAN and MARNDR as a result. Neither organisation have 
the staff or budget to adequately protect the parks. Both areas 
suffer from invasion by peasants, who clear the forests to 
plant crops. The eight areas designated earlier are still pro- 
tected, but they are not listed in Table I 1 .4 as they are not in 
lUCN's categories I-IV. 

Management plans have been written for Haiti's three largest 
protected areas — La Citadelle (22 sq. km, category V), La 
Visite and Pic Macaya (Woods et al.. 1992 — shown on Figure 
11.2). The World Bank's Forestry and Environmental project 
proposes to consolidate the management of all the parks in Haiti 
under the administrative control of the Service for the 
Protection of the Environment (SPE) of MARNDR. 

A national marine park at Les Arcadins, about 30 km from 
Port-au-Prince, has been proposed as a conservation and eco- 
tourism site by WWF. 



Conservation Initiatives 

In 1991. a Forestry Code for the management and administra- 
tion of the Dominican Republic's forest resources and a 
Strategy for the Conservation of Biological Diversity in the 
Dominican Republic were prepared; the former by 
CONATEF/SURENA and the latter by the NGO Grupo 
Jaragua. A Forestry Action Plan is currently under review. In 
addition, a Coastal Zone Management Plan for the entire coast 
of the country was prepared and released by the Oficina 
Nacional de Planificacion (ONAPLAN) in 1993. 

Participation of Dominican NGOs in environmental is.sues 
has increased considerably, particularly since the mid-1980s. 
Today about 50 of these organisations are directly or indirectly 
involved in the sector. About 20 are committed to the protec- 
tion, conservation and promotion of natural resources and bio- 
logical diversity, with programmes involving protected areas, 
endangered species, environmental education, community 
development, sustainable development and control of pollutants 
amongst other things. 

Over the past 25 years there has been aid to the forestry sec- 
tor from a variety of international organisations. This includes 
assistance with resource assessment, forest management, educa- 
tion, technical training, watershed management and institutional 
strengthening from organisations such as OAS. FAO. UNDP 
and IICA. 

There are also other international governmental and non-gov- 
ernmental organisations involved in the promotion and support 
of biodiversity conservation and sustainable development in the 
Dominican Republic. The groups involved at present include 
USAID. TNC. WWF. World Bank. lUCN. OEA. the Center for 
Marine Conservation. GTZ and the Spanish Cooperation 
Agency. 

USAID has financed a massive reafforestation and agro- 
forestry project in Haiti through the Pan American 
Development Foundation. A number of private environmental 
lobby groups have been established in the last few years and 
they have helped the public become aware of Haiti's enormous 
environmental problems. The Haitian government also pre- 
pared an environmental plan which was presented to UNCED 
in 1992. 

An environmental unit has been established recently by 
UNDP in Haiti. Its activities include: facilitating and coordinat- 
ing the programmes, strategies and projects of the donor com- 
munity, the NGOs and the private sector in Haiti, mainly 
through an inter-agency committee; monitoring and document- 
ing the status of the environment in Haiti using databases, a 
GIS, satellite imagery and useful environmental indicators; ful- 
filling UNDP directives concerning the environment, especially 
those resulting from UNCED and Agenda 21: and facilitating 
the preparation and execution of environmental projects. 



Table 1 1.4 Conservation areas of Haiti 

Existing conser\ation areas in lUCN's categories I-IV are listed. 



Natural National Parks 
La Visite 
Pic Macaya 

Total 

Source: WCMC (unpublished data) 



20 
55 

75 



109 



HiSPANIOLA 



Unfortunately the September 1991 coup d'e[;U and the conse- 
quent political crisis have resulted in the suspension of most of 
the local government and internationally funded programmes that 
were established to address conservation and environmental prob- 
lems. For instance, in 1992. US AID terminated funding to the 
University of Florida Biosphere Reserve Project, which was set 
up to establish a functional biosphere reserve around Pic Macaya 
(2347 m) to protect its exceptional biodiversity, its last relictual 
cloud forests and the watercatchment zone for Haiti's southern 



peninsula. However, after a major lobbying effort. U.SAID agreed 
to continue conservation acti\ ities in the Pic Macaya area by 
funding a local NGO. and the Haitian go\ernmenl has assigned 
soldiers to protect the reserve, a measure which has halted much 
of the destruction of the remaining forests there. 

The situation in Haiti remains very difficult due to the continu- 
ing and unresolved political crisis and an OAS trade embargo 
which has further impoverished the peasant farmers, forcing them 
to destroy their environment and Haiti's forests merely to survive. 



References 

Burns (1954). Report lo the Government of Hiiiti on Forest 
Policy and its Implementation. Report 346. United Nations. 
Fao. Rome. 

Collar. N.J.. Gon/aga. L.P.. Krabbe, N., Madrofio Nieto. A.. 
Naranjo. L.G.. Parker III. T.A. and Wege. D.C. (1992). 
Threatened Birds of the Americas. The ICBP/IUCN Red Data 
Book. ICBP. Cambridge. U.K. 

Cook, S.F. and Borah. W. ( 1971 ). The aboriginal population of 
Hispaniola. In: Essays in Population History. Volume I: 
Mexico and the Caribbean. Cook. S.F. and Borah. W. (eds). 
University of California Press, Berkeley. Pp. 376-410. 

Deagan, K. (1985). .Spanish-Indian interactions in sixteenth cen- 
tury Florida and the Caribbean. In: Cultures in Contact. 
Fitzhugh. W. (ed.). Smithsonian Institute Press. Washington. 
D.C. Pp. 281-318. 

Ehrlich, M., Conway. F., Adrien, N.. Le Beau, F.. Lewis, L. 
Lauwerysen, H., Lowenthal, I., Mayda, Y.. Paryski, P.. 
Smucker. G.. Talbot. J. and Wilcox. E. (1985). Haiti: 
Countiy Environmental Profile, a field study. USAID. 

FAO (1993) Forest resources assessment 1990: Tropical coun- 
tries. FAO Forestry Paper I 12. FAO. Rome, Italy. 

FAO (1994). FAO Yearbook: Forest Products 1981-1992. FAO 
Forestry series No. 27, FAO Statistics Series No. 1 16. FAO, 
Rome. Italy. 

Groombridge, B. (Ed). (1993). 1994 lUCN Red List of 
Threatened Animals. lUCN, Gland. Switzerland and 
Cambridge, U.K. 

Hartshorn. G.. Antonini. G.. DuBois. R.. Harcharik. D.. 
Heckadon, S.. Newton. H.. Quesada. C Shores. J. and 
Staples. G. (1981). The Dominican Republic: Country 
Environmental Profile, a field study. USAID 

Hager, J. and Zanoni. Th.A. (1993). La vegetacion natural de la 
Republica Dominica: Una nueva clasificacion. Moscosoa 7: 
39-81. 

Holdridge. L.R. ( 1947). The Pine Forest and Adjacent 
Mountain Vegetation of Haiti Considered from the 
Standpoint of a New Climatic Classification of Plant 
Formations. Unpublished PhD dissertation. University of 
Michigan. Anne Arbor. Michigan. 

lUCN (1992). Protected Areas of the World: A review of 
national systems. Volume 4: Nearctic and Neotropical. 
lUCN. Gland. Switzerland and Cambridge. U.K. 

Keagan, W.F. (1992). The People Who Discovered Columbus: 
The Prehistory of the Bahamas. University Press of Florida. 
Gainseville. Florida. 

Lugo. A.E., Schmidt. R. and Brown, S. (1981). Tropical forests 
in the Caribbean. Ainbio 10(6): 318-324. 

Ottenwalder. J. A. (1989). A summary of con.servation trends in 
the Dominican Republic. In: Biogeography of the West 
Indies: past present and future. Woods, C.A. (ed.). Sandhill 
Crane Press, Inc., Gainseville, Florida, U.S.A. Pp. 845-850. 



Ottenwalder, J. A. (1992a). Recovery Plan for the Hispaniola 
Solenodon in the Massif de la Hotte, Haiti. Unpublished 
technical report prepared for the Macaya National Park 
Project/University of Florida and MacArthur Foundation. 
37pp. 

Ottenwalder, J. A. ( 1992b). Recoveiy Plcm for the Black-capped 
petrel (Pterodroma hasitata) in Southern Haiti. Unpublished 
technical report prepared for the Macaya National Park 
Proiect/University of Florida and MacArthur Foundation. 
18pp. 

Ottenwalder. J. A. (1992c). Recovery Plan for the White-winged 
u«/'/7/<'/' (Xenoligea montana) //( Southern Haiti. Unpublished 
technical report prepared for the Macaya National Park 
Project/University of Florida and MacArthur Foundation. 
13pp. 

Ottenwalder, J. A. (I992d). Recovery Plan for the Hispaniolan 
crossbill (Loxia megaplaga) in Southern Haiti. Unpublished 
technical report prepared for the Macaya National Park 
Project/University of Florida and MacArthur Foundation. 
13pp. 

Paryski, P., Woods, C.A. and Sergile. F. (1989). Con.servation 
strategies and the preservation of biological diversity in 
Haiti. In: Biogeography of the West Indies: past present and 
future. Woods. C.A. (ed.). Sandhill Crane Press. Inc.. 
Gainseville. Florida. U.S.A. Pp. 855-878. 

Pena, J.M. ( 1988). Informe Tecnico del Di'a de Campo Forestal. 
December 11, 198H. Fundacion Miguel L. de Peiia Garcia 
Inc. Santo Domingo. 

Republica Dominica (1992). Republica Dominica: liforme 
Nacional 1991. Conferencia Mundial de las Naciones Unidas 
sobre medio ambiente y desarrollo, Brasil. Santo Domingo. 
Editora Taller. 

Reynoso, F.A., Dotzauer, H., Herrera. H.C., Garcia, J.R., 
Rodriguez, A. A., Geraldes, F.X. and McCluskey. D. (1988). 
The Dominican Republic: Biological Diversity Assessment. 
USAID. 

Russell, A.F. (1988). Uso del Suelo y Degradacidn Ainbiental 
en la Zona Occidental de la Republica Doininicana Durante 
el Periodo 1972-1986: Una Evaluacion Cuantitativa de las 
Variaciones de la Cobertura Vegetal con la Aytida de 
Imdgenes de Saelites Landsat. Unpublished thesis. 
Universidad Calolica Madre y Maestra. Santiago. Dominican 
Republic. 

Schubert, A. (1993). Conser\ation of biological diversity in the 
Dominican Republic. 0/^v27(2): 1 15-121. 

SEA/DVS (1990). La Diversidad Biologica en la Republica 
Dominicana. Reporte preparado por el Departamento de 
Vida Silvestre para el Servicio Aleman de Cooperacion 
Social-Tecnica y WWF-LIS. Secretari'a de Estado de 
Agricultura. SURENA/DVS. Santo Domingo. 266 pp. 

Thorbjarnarson. J.B. (1988). The status and ecology of the 



no 



HiSPANIOLA 



American crocodile in Haiti. Biillcliii Florida State Mtiseiini 

Biological Science 33( I ): 1-86. 
Woods, C.A. (1983). Biological .survey ol' Haiti: .status of the 

endangered birds and iriainmals. Natiinial Geoiiraphic 

Society Research Reports 15: 759-768. 
Woods. C.A. and Ottenwalder, J. A. (1992). The Natural History 

of Southern Haiti. Special Publication, Florida Museiun of 

Natural History. Pp. 21 1. 
Woods, C.A., Sergile, F.E. and Ottenwalder, J. A. (1992). 

Stewardship Plan for the National Parks and Naliiral Areas 

of Haiti. Special Publication. Florida Museum of Natural 

History. Pp. 334. 
Zanoni. T. (1989). Hispaniola. In: Floristic Inventory of 



Tropical Forests: the Status of Plant Systematics. 
Collections, and Vegetation, plus Recommendations for the 
Future. Campbell, D.G. and Hammond, H.D. (eds). The 
New York Botanical Garden, New York, U.S.A. Pp. 
336-340. 



Authors; Caroline Harcourt and Jose Ottenwalder. of Florida 
Museum of Natural History; with The Forest section and other 
information contributed by Andreas Schubert and Dieter 
Hoener of Servicio Aleman, further contributions from Paul 
Paryski, UNDP, Haiti and Charles Woods. Florida Museum of 
Natural History. 



ill 



12 Jamaica 









Country orea 10,990 sq km 






Land area 10,830 sq. km 


' N_ 




Populatian (mid- 1994) 2 5 million 


.'■ s 




Population growth rate 1 8 per cent 


' 




Population projected to 2025 3 5 million 






Gross national product per capita (1992) USS1340 






Forest cover lor 1989 (see Map) 3181 sq km 






Forest cover lor 1 990 (FAO, 1 993) 2390 sq km 
Annual delorestotion rate (1981-1990) 7 2 per cent 
Industrial roundvKood production 1 56,000 cu m 


i. 








Industrial roundwood exports — 






Fuelwood and charcoal production 1 3,000 cu. m 


"**> 




Processed wood production 28,000 cu. m 


■'"~ • / 




Processed wood exports — 


' ^., 











Centuries of det'oicstation caused by clearing land for farming and settlement has reduced the area of natural, undis 



turbed forest on Jamaica to a tiny proportion of the original. It is only the forest in the most remote, int 
1 that has survived undisturbed. 
In spite of concern about Jamaica's forests being fust expressed over 



naccessible and 



steepest part of the island that has survived undisturbed. 

ite of concern about Jamaica's forests being fust expressed over a century ago. lack of funds has meant that little 
has ever been done to preserve them. The major destructive element has been widespread agriculture mismanagement. 



Introduction 

Jamaica is the third largest island in the Caribbean, it is 236 km 
long and between 35 and 82 km wide. The island has a central 
backbone of peaks and plateaux running the length of the island, 
which reaches 22.'i6 m at Blue Mountain Peak in the east. The 
high mountains are flanked by limestone plateaux and hills, 
occupying the central and western two thirds of the island. This 
highland interior is surrounded by a flatter coastal strip that is 
narrow in the north, while the southern coastal plains are broad 
and include flat alluvial areas, swamps and dry hills. 

Over half the island is above 300 m. approximately 80 per 
cent is hilly or mountainous and more than 50 per cent has 
slopes exceeding 20 degrees. The impact of years of shifting 
agriculture and removal of forest cover on steep slopes with 
high rainfall and erodible soils has created a situation of severe 
environmental degradation in many watersheds. Most of the 
rivers in the country are short and fast flowing. 

Temperatures in the coastal lowlands are fairly uniform with 
an average of 27°C. ranging from 23°C in the coldest months of 
January and February to 28'C in July and August, the warmest 
months. On Blue Mountain Peak, the mean annual average tem- 
perature is only 13°C. Precipitation is very varied both within 
and between years and on the different parts of the island. Mean 
annual rainfall over the whole island is about 1960 mm. with the 
capital city of Kingston receiving less than 1300 mm and the 
Blue Mountains and north-east coast having over 3300 mm 
(CEP. 1987). May and October are the wettest months. March 
and June the driest. Hurricanes ciccur fairly frequently and can 
cause considerable damage. 

Jamaica's population is 48 per cent rural and the incomes of 
these people are generally low. Most are small farmers living in 
the hilly interior. Approximately half a million people live in 
the capital city of Kingston. Population density overall is high, 
around 231 individuals per sq. km. The original inhabitants 
were Arawaks; Spanish colonists arrived in 1494 and by 1655 
the Indians had all but disappeared, decimated by disease. When 
the British took control of the island they brought African slaves 



to labour on the plantations and now most of the population are 
of African origin. The island became independent in 1962. 

Tourism is the country's largest foreign exchange earner. 
Main export crops are sugarcane, bananas, citrus and cocoa. 
Blue Mountain coffee is also exported. Jamaica is the world's 
third largest producer of alumina and bauxite and these are 
major sources of income. 

The Forests 

Jamaica's forests are as species rich as any on the other 
Caribbean islands, but not as diverse or as tall as those on the 
continent (Kelly et al.. 1988). The first comprehensive account 
of the island's plant communities was that of Asprey and 
Robbins (1953); their system largely followed that of Beard 
(1944, 1955). An updated, expanded classification scheme has 
been proposed by Grossman et al., (1992) and expanded on by 
Iremonger et al. (in press). However, their vegetation categori- 
sation is too detailed to be described here. Similarly, the 
detailed descriptions of forest types in the Blue Mountains pro- 
vided by Grubb and Tanner (1976) and Tanner (1986) are too 
lengthy for inclusion. Instead, most of the following is from the 
simphfied version in FAO/UNEP (1981 ). 

Wet limestone forests occur mainly between 300 and 750 m 
with the largest areas remaining in the Cockpit Country and 
John Crow Mountains; other areas are located in Mt Diablo and 
on Dolphin Head. Their canopy is more or less closed with a 
height of 15-18 ni. though in deep valleys emergents of 
Tenninalia tatifolia and Cediela tutorata rise to 25-30 m in 
height. Other common large trees include santa maria 
Catophyllum brasiliense, Pithecellobium alexandri. breadnut 
Brosium alicastritin. sweetwoods Nectandra spp. and bullet- 
woods Dipholis spp.. The trees are generally evergreen. A dense 
understorey of small trees is present but undergrowth is general- 
ly lacking (FAO/UNEP. 1981 ). 

Much of the original lower montane rain forest on the Blue 
Mountain range has been cleared and there are now only relict 



112 



Jamaica 



patches in inaccessibli; places. This forest type has a canopy of 
20-22 m high, though emergcnts such as Psidiiiin inoiuaniiin. 
Ficiis sitffocans and Syinphonia f^lohnlifera can reach 40 m. 
There is a lower tree layer at 9-15 m and the shrub layer is 
sparse. Lianes are uncommon and epiphytes are confined to the 
higher branches of trees (FAO/UNEP. 1981). 

The upper slopes of the Blue Mountains still have some mon- 
tane mist forests on them and elfin woodland is found on the 
exposed summits and northern ridges of the range. Montane 
mist forest has few emergents and the canopy is only 12-14 ni 
high. Dominant trees are Podt>carpus iirbani. Cyrilta raceinifloni 
and Alclioinea lulifolia. Tree ferns are frequent. A sub-canopy 
is found at 10 m and the shrub layer is scattered. The low 
canopied, gnarled trees of which elfin woodland is composed 
are covered in many mosses, lichens, ferns and epiphytes. 
Chisia cUirendonensis and Clethra nccidentalis are common 
(FAO/UNEP. 1981). Also present on the Blue Mountains, 
between 750 and 1200 in. is montane sclerophyll forest. This is 
a low shrubby community, mostly very disturbed by humans. 

There are a number of small areas of swamp forest in the 
country with the canopy dominated by Symphonic! globulifera 
and Roystonea princeps. Climbers are a prominent feature in 
some of the swamps. 

Other woody formations found in Jamaica include the dry 
limestone forest (see Kapos. 1986) which is a sparse cover of 
low forest and tall scrub growing on bare limestone rock. Red 
birch Biiiseru siinaruha is common as an emergent tree. In the 
few remaining undisturbed areas, mahogany Swietenia maliagoni, 
Spondias mombin and Plumiera sp. are found as deciduous 
emergents. Most of the vegetation is made up of a diverse array 
of small xerophytic trees and shrubs. 

Mangroves 

Mangroves are more common on the south coast, but most of 
the coastal forests have been destroyed and the wetlands drained 
(FAO, 1990). FAOAJNEP(198I)givesafigureof 70sq. km for 
mangroves around the island. Iremonger et at. (in press) report 
only 22 sq. km of mangrove forest, but a further 73 sq. km of 
mangrove scrub. Bacon (1993) reports the higher figure of 106 
sq. km: this, though, includes areas on offshore islands — he 
recorded 101 sites with mangrove. Map 12.1. a simplified ver- 
sion of the digital data supplied by Iremonger (see Map 
Legend), shows 19 sq. km of mangrove remaining in the country. 
Red mangrove Rhizophora mangle is dominant and 
frequently can be found in monospecific stands with a canopy 
of up to 25 m. Other common species are white mangrove 
Lagiinciilaiia racemosa. black mangrove Avicennki geiininans 
and buttonwood Conocarpiis erectus. 

Forest Resources and Management 

Jamaica was almost entirely covered in forest before human set- 
tlement in the first century AD and when Columbus discovered 
the island in 1494 the island was still substantially forested. 
Indeed the name Jamaica is derived from the Arawak word 
Xamayca meaning the land of wood and water. Now only the 
most inaccessible of the forests are in a pristine condition. 
Estimates of the proportion of land under well-stocked natural 
forest were 32 per cent in the early 1920s (Zon and Sparhawk, 
1923), 18 per cent in the early 1950s (Asprey and Robbins, 
1953) and only six per cent in 1980 (FAO. 1988). 

In the 1990 National Forestry Action Plan, forests with a 
commercial potential were estimated to cover 2670 sq. km. Of 
these, only 770 sq. km were natural forest, while 210 sq. km 




Reinncinis oj terraces coiislnivlcd ilunng ihe l95Us and 60s with 
the forested Main Ridge of the Blue Mountains in the back- 
ground. (Mark Aldrich) 

were plantations and 1690 (or 63 per cent) were ruinate forests, 
ones that had been cut over and the secondary growth had not 
attained the status of a developed forest (FAO, 1990). Most of 
the relatively undisturbed natural forests and the plantations are 
publicly owned, while 80 per cent of the ruinate forests are 
under private ownership. FAO ( 1993), using 1985 baseline data, 
estimates Jamaica's forest cover (and its closed broadleaved for- 
est cover) at 2390 sq. km. This includes forest in the tropical 
rain, moist deciduous and hill and montane zone. 

The Nature Conservancy (TNC), in conjunction with the 
Conservation Data Centre-Jamaica, have recently carried out a 
Rapid Ecological Assessment of the island. The main purpose 
of this was to provide a classification of Jamaican vegetation 
communities and a map of their current extent (Iremonger el 
al.. in press). It is these data that have been used as a source 
for Map 12.1. Measurements from this map of the different 
forest types are shown in Table 12.1 and give a total of 3182 
sq. km of forest on the island — a somewhat higher figure 
than the 2842 sq. km reported by Iremonger et al. (in press). 
As cloud is obscuring parts of the Blue and John Crow 
Mountains, there is actually slightly more lower and upper 
montane forest than is reported by Iremonger el al. (in press), 
or indicated in Table 12.1 and shown on Map 12.1. 



113 



Jamaica 




114 



Jamaica 



Table 12.1 Estimates of forest extent in Jamaica 

Forest type Area (sq. km) % land area 



24.5 
0.7 
0.3 

<0.1 
3.4 
0.3 
0.2 



Submontane* 


2,657 


Degraded submontane 


80 


Montane 


28 


Degraded montane 


2 


Dry 


363 


Swamp 


33 


Mangrove 


19 



Total 



3,182 



29.4 



* Ttiis includes over 2,000 sq, km of evergreen seasonal forest, much of which may be 

disturbed. 
Based on analysis of Map 12,1, See Map Legend on p, I 19 for details of sources. 



Muchoney et cil. (in press) have looked in more detail at the 
Blue and John Crow Mountains National Park, including a 1 km 
buffer zone, and give figures for lower and upper montane for- 
est as well as the modified formations of each of these. It has 
been suggested (S. Iremonger, in litt.) that the figures from 
Muchoney et al. (in press) for the montane and lower montane 
formations, combined with the evergreen seasonal, dry semi- 
evergreen, swamp and mangrove forest from Iremonger et al. 
will give the most accurate figure for Jamaica's forest cover 
(Table 12.2). However, it must be noted that all these estimates 
include modified and secondary forest — there is a much 
smaller area of pristine forest left on the island. 

The majority of the forest plantations have been established 
in the east of the island. Finns caribaea is most commonly used; 
these plantations are frequent in the Blue Mountains and in the 
centre of Jamaica (Iremonger et al. in press), but a few areas of 
hardwood have also been planted. The most successful of these 
is blue mahoe Hibiscus elatus. although West Indian mahogany 
Swietenia mahagoni. cedar Cedrela odorata and santa maria 
Calophyllum antillanuin are also planted. However, most of 
these broadleaved plantations now lie idle and are reverting to 
secondary forest, or have been underplanted with coffee, as in 
the Blue Mountains (Iremonger et al.. in press). The pine plan- 
tations, covering 100 sq. km in 1985. are managed by a 
Government agency, the Forest Industry Development 
Corporation (FIDCO). However, a combination of hurricanes 



Table 12.2 Estimates of forest cover on Jamaica 



rest type 


Area (sq. km) 


Lower montane 


182 


Modified lower montane 


104 


Upper montane 


186 


Modified upper montane 


41 


Evergreen seasonal 


2.112 


Dry semi-evergreen 


323 


Swamp 


46 


Mangrove 


">1 



Total 



3.016 



Sources: Muchoney er al. (in press); Iremonger et til. (in press). 



and fires have made these plantations unprofitable. Indeed, over 
a decade, the area of pines ravaged by arson exceeded plantings 
by 40 per cent (Eyre, 1991). 

Jamaica's National Forestry Action Plan (FAO, 1990) 
reported that an estimated 725,441 cu. m of wood was cut for 
fuel and charcoal (a very much larger quantity than that reported 
in FAO. 1994 and indicated at the head of this chapter). This is 
84 per cent of the total wood harvest and is consequently a 
major contributor to the loss of forest resources. Charcoal burn- 
ing is a US$3.3 million industry, providing employment for 
10,000 people (Eyre, 1991). Hardwood made up 10 per cent of 
the industrial roundwood produced in 1988, it is used mostly by 
the local furniture and building industries. Softwood, five per 
cent of the harvest, is also used for building. Poles and posts are 
cut from both soft and hard woods (FAO, 1990). There are 
around 150 sawmills in the country, cutting rough timber of 
poor quality with low levels of efficiency and high wastage 
(FAO, 1990). Timber felling is not subject to licence and many 
of the mills are not registered. Only 20 per cent of the country's 
timber needs are met locally and imports are increasing 
(Headley and Thompson, 1986). 

Although forest reserves were developed on Crown Lands 
over 100 years ago, funds were not provided to effect the pro- 
posals and the laws supporting the reserves were repealed. An 
Afforestation Law was passed in 1927, the Blue Mountain 
Forest Reserve was gazetted and a Forest Officer appointed, 
but, again, lack of funds prevented the implementation of the 
law. The Forest Act of 1937 repealed and replaced the 
Afforestation Law and since then there has been no revision or 
amendment to the Act (FAO, 1990). The forest reserves lack 
management plans and the authority for protection and develop- 
ment of these areas has, in the past, not been clear. Major prob- 
lems stem from the lack of a formally constituted national sys- 
tem of protected areas, no legal requirement for environmental 
impact assessments and the ineffective implementation of envi- 
ronmental laws. 

In response to the environmental situation, the sector of the 
Jamaican government concerned with the environment recently 
underwent some rearrangement. This was the result of the 
Protected Areas Resource Conservation Project (PARC) a joint 
effort of the Planning Institute of Jamaica (representing the 
country's government) and USAID. This project was initiated in 
1989 and was designed to promote tourism and sustainable 
development, as well as protect biological diversity on the 
island. The Forestry and Soil Conservation Department (FSCD) 
of the Ministry of Agriculture which was responsible for devel- 
opment, research and protection of forest resources, is now also 
responsible for the Blue Mountain/John Crow Mountain 
National Park, The Natural Resource Conservation Authority 
(NRCA) superseded the Natural Resources Conservation 
Department (NRCD). and became the primary agency for 
national environmental management. NRCA is part of the 
newly created Ministry of Tourism and the Environment. Its 
brief includes enforcement of the Act protecting the country's 
wildlife. 

Deforestation 

Concern about the adverse impact of excessive deforestation 
was expressed in Jamaica as long ago as 1885 when E.D.M. 
Hooper of the Indian Forest Service reported to the government 
on the situation (Swaby, 1945). 

Jamaica has been a considerable exporter of fine timbers, but 
this does not seem to have been a major cause of deforestation. 



115 



Jamaica 




Basic soil consenulioii inccisures using hainhiHi ciin/ wooden poles. 



(Mark Aldrich) 



Those exported inLludcLl West Indian mahogany, ebony Biya 
eheniis, and Hgnum vitae Gnaiaciini officinale, as well as dye- 
woods such as fustic Chlorophora tinaoria. logwood 
Haeniatoxyhim campechianiim and braziletto Pellophonint 
hrasiliense. At higher elevations in the Blue Mountains, the cul- 
tivation of Cinchona spp. for quinine was another element in 
forest destruction, but also never a major one. 

In a report published in 1990. FAO estimated that Jamaica's 
forests were disappearing at a rate of 3.0 per cent per annum. 
However, in the recent FAO (1993) publication. Forest 
resources assessment 1990. the rate of deforestation in 
Jamaica between the years of 1981 and 1990 is estimated at 
7.2 per cent per year, considerably higher than in any of the 
other countries covered in this Atlas. This rate represents an 
annual loss of 268 sq. km. 

Clearing for settlement and agricultural land has always been 
the main cause of deforestation on the island. The forests are 
presently being diminished for subsistence crop cultivation and 
pasture, for charcoal production and for the establishment of 
plantations of exotic pine and coffee. In areas surveyed by Eyre 
(1987), commercial lumber production constituted only a small 
portion of the deforestation that had occurred between the years 
of 1980 and 1986, the main cause was cultivation by the rural 
people (Table 12.3). 

Hurricanes have also caused some damage to the island's for- 
est; the last one to do so was Hurricane Gilbert in September 
1988. The severity of the damage caused led to UNDP imple- 
menting their "Forestry Rehabilitation Programme" on the 
island. After this hurricane, there were 500 new landslides 
mapped along 100 km of road (Eyre, 1991 ). 

Between 1980 and 1988. 20 sq. km of coffee were planted in 



the Blue Mountains with approximately 9 sq. km of this replac- 
ing natural forests and plantations in the Yallahs watershed 
alone. The land-clearing operations and road construction are 
frequently poorly done and create intense surface erosion and 
landslides. For instance, over 400 million tonnes of soil were 
lost by erosion between the years of 1981 and 1990 — a rate of 
13.071 tonnes per sq. kin per year and. islandwide. over 200 
major landslides have been reported, almost all of them due to 
deforestation (Eyre. 1991 ). 

Indeed, one of the most serious aspects of deforestation is the 
clearing of steep, unstable slopes for cultivation. This has 
occuiTed particularly in the tract of forest northwest of Lluidas 



Table 12.3 Causes of deforestation between the years of 1980 and 
1986 in 55.7 sq. km of sin\cyed forest. 



Cause of deforestation 

Peasant agriculture 

Pasture 

Coffee 

Residential etc. 

Horticulture 

Logging and fuel wood 

Bananas 

Marijuana 

Other commercial agriculture 

Conifer plantations 



Percentage of deforested land 1986 



52.2 
11.0 
9.3 
8.8 
6.5 
4.5 
2.9 
2.7 

0.2 



NB in some places Ihc principal cause of deforeslalion could nol be identified. 



; Eyre 1 1987) 



116 



Jamaica 



Vale in St Catherine parish and places in Mount Rosanna Range 
(Eyre, 1987). Even if adequate funding were forthcoming for 
forest conservation/regeneration, the severity of soil erosion and 
consequent degradation is such that traditional plantation prac- 
tises may not be suitable. Almost all the soil conservation pro- 
jects on the island have ended in failure (Eyre. 1991 ). 

Biodiversity 

The Jamaican landmass moved eastwards with the Proto- 
Antillean island arc but. unlike Cuba and Hispaniola, Jamaica 
was completely submerged from the late Middle Eocene to the 
early Middle Miocene and emerged only 10-15 million years 
ago. The island has never been connected to the North 
American mainland and it did not rejoin any of the other 
islands, consequently endemism on Jamaica is high. Indeed, the 
country ranks among the first ten islands of the world for degree 
of endemism; about 27 or 28 per cent of the approximately 3000 
species of flowering plant are endemic (Adams, 1972: Proctor, 
1982: Kelly, 1988). Of these endemics, 256 are listed as threat- 
ened, of which 52 are apparently extinct (Kelly. 1991). The 
Pteridophyte llora is also rich with 579 species and 82 endemics 
(Adams, 1990; Davis et a/., 1986). Numerous (47) local 
endemics are found in the isolated limestone massif of the John 
Crow Mountains (Kelly, 1988). Proctor (1986) reports the 
occurrence of 101 endemic vascular plants in Cockpit Country 
and a further five that are found there and nowhere else in 
Jamaica. 

The country has 24 native mammal species of which all but 
one are bats: three or four of the bat species are endemic includ- 
ing Ariiheiis flavescens. Phyllonycteris aphylla and Eptesiciis 
lyniii (Johnson. 1988; CEP. 1987). The endemic hutia 
Geocaproiuys browiiii is threatened by over hunting and habitat 
destruction. 

Over 250 species of birds have been recorded in Jamaica 
(CEP, 1987; Downer and Sutton, 1990), though only 106 extant 
native species breed there (Wiley, 1990). There are at least 25 
(AOU, 1983; Johnson, 1988) and maybe 27 (Lack, 1976: CEP. 
1987; Haynes et al., 1989) single-island endemics. Five species 
are listed as threatened by Collar et al. (1992) of which two 
endemics, the Jamaican petrel Pterodroma caribbaea and 
Jamaican pauraque Siphonorhis americanus. may be extinct. 
The other threatened species are the West Indian whistling-duck 
Dendrocygnci arborea. the plain pigeon Colitmba inornata and 
the endemic ring-tailed pigeon Coluinba caribaea. The pigeons 
are threatened by hunting and habitat loss. 

There are 27 single-island endemic reptiles and another four 
shared with a few other islands (Schwartz and Thomas. 1975; 
Schwartz et a/.. 1978). The Jamaican boa Epicrutes siibflavus is 
listed as vulnerable by lUCN. while the black racer Alsophis 
ater is endangered (Groombridge. 1993). The endemic 
Jamaican iguana Cyclura collet, assumed to be extinct or 
exceedingly rare, was rediscovered in the Hellshire Hills in 
1990 (Oryx, 1991). Other reptiles listed as threatened by lUCN 
are Celestus duqitesneyL C. fowleri and C. inicniblepharis. The 
endangered American crocodile Crocodyhis aciitiis also occurs 
on Jamaica and there are five species of marine turtles in the 
area, only three nest on the island. Schwartz and Thomas (1975) 
record 20 amphibians endemic to Jamaica. Schwartz and 
Henderson (1991) give distributions, descriptions and the 
natural history of the Caribbean's amphibians and reptiles. 

Little is known about numbers or status of the fish and inver- 
tebrates on the island. Two endemic swallowtail butterflies, the 
Homerus Papilio homenis and the Jamaican kite Eiirylide.s iiiar- 



cellinus. are listed as threatened in Collins and Morris (1985) 
and another six threatened invertebrates are listed by lUCN 
(Groombridge. 1993). Information on some other invertebrates 
is given in Farr ( 1984). 

Conservation Areas 

There is no legislation in Jamaica to authorise the establishment 
of national parks and other protected areas. There is, however, 
some legislation covering specific aspects of environmental 
management. This includes laws covering marine protected 
areas under the Beach Control Act, caves and monuments under 
the Jamaican Natural Heritage Trust Act, game sanctuaries and 
watershed areas under the Wildlife Protection Act, forest pro- 
tection and tree preservation orders under the Forestry Act and 
the Town and Country Planning Act, and fish sanctuaries under 
the Fishing Industry Act. 

There have been about 40 protected areas, mostly forest 
reserves, proposed or ""gazetted" (without boundaries) in 
Jamaica since the 1930s, but these are not managed or pro- 
tected. They may be invaded by squatters, leased for coffee 
growing or be plantation areas. Some of these are described in 
CEP (1987). 

Although there is a national park on the island — Blue 
Mountain/John Crow Mountain — this has an lUCN category 
of Vlll and is. therefore, not shown on Map 12.1. It was created 
recently as a result of the first stage of the PARC project. It is 
780 sq. km and contains Jamaica's largest expanse of continu- 
ous, undisturbed forest. FSCD is responsible for the manage- 
ment of this park. There is also one marine park. Montego Bay 
(15 sq. km — not mapped), developed as a pilot management 
activity and controlled by NRCA. 

The Jamaica Conservation and Development Trust (JCDT), a 
NGO formed in 1987. is dedicated to the promotion and finan- 
cial support of national parks in the country, to setting up a 
National Park Trust Fund and to assisting in the development of 
a national park system plan. 

Initiatives for Conservation 

The National Environmental Societies Trust (NEST), which is an 
umbrella organisation for environmental NGOs and community 
based organisations, was established in 1989 and cuirently com- 
prises 22 supporting members. These include JCDT. the Gosse 
Bird Club and the Natural History Society of Jamaica. In 1991, 
NEST became the National Committee of UNEP. 

A Jamaican Environmental Strategy was developed in 1991 
with the support of USAID. The Strategy provided an analytical 
background for the design of the DEMO Project. This project 
was devised to confer a framework for USAID collaboration 
with a wide range of interested parties in the government and 
private sector. It was concerned with addressing institutional 
deficiencies and the need to focus attention on the management 
of the natural resource base as the precondition for future eco- 
nomic growth. The ultimate goal of the project is to promote 
stable, sustainable economic development. Its purpose is to 
strengthen the capabilities of public and private environmental 
organisations to manage Jamaica's natural resources. 

As part of the DEMO project. NRCA. which is responsible 
for the centralisation of all environmental activities for the 
Government of Jamaica, is receiving assistance in environmen- 
tal policy reform, strategic planning, organisational develop- 
ment, financial management and enforcement of environmental 
regulations. 

Other DEMO project components include institutional sup- 



117 



Jamaica 



port to NEST and other Jamaican NGOs; development of field 
activities in selected "areas of environmental concern", starting 
in Negril and Montego Bay; and expansion of the national parks 
and protected areas, this is PARC II — the second phase of the 
Protected Areas Resource Conservation (PARC), planned to 
build on the successes of phase one. The first task of PARC II 
will be to manage the two existing national parks while the sec- 
ond major objective is to develop proposals to establish and 
manage additional parks in other pristine areas. Among the 
leading candidates for early inclusion are the Black River wet- 
lands areas. 

In addition to USAID. several international bodies are active- 
ly participating in the development and organisation of 



Jamaica's environmental sector. Among the most important are 
the Canadian International Development Agency (CIDA). the 
Organisation of American States (OAS), UNEP. TNC and 
WWF. 

A Conservation Data Centre has recently been established by 
the University of the West Indies, the Planning Institute of 
Jamaica, JCDT and TNC. This will allow the systematic collec- 
tion, storage and dissemination of data on the island" s tlora and 
fauna. 

A National Forestry Action Plan, under the auspices of the 
Tropical Forestry Action Plan, was initiated in 1989 at the 
request of the Jamaican government. The resulting report con- 
tains 30 project proposals (FAO, 1990). 



References 

Adams, CD. (1972). Flowering Plants of .Icinuiicn. University 

of West Indies, Mona. Pp. 848. 
Adams. CD. (1990). Phytogeography of Jamaica. In: 

Biogeographicul Aspects of Insularity. Accademia Nazionale 

de Lincei, Rome. Pp. 681-693. 
AOU (1983). Check-list of North American Birds 6th edition. 

American Ornithologists' Union. 
Asprey, G.F. and Robbins, R.G. (1953). The vegetation of 

Jamaica. Ecological Monographs 23: 359-412. 
Bacon, P.R. (1993). Mangroves in the Lesser Antilles, Jamaica, 

Trinidad and Tobago. In: Conservation and Sustainable 

Utilization of Mangrove Forests in Latin America and Africa 

Regions. Part I: Latin America. ITTO/ISME Project 

PDl 1 4/90(F). Pp. 155-209. 
Beard, J.S. (1944). Climax vegetation in tropical America. 

Ecology 25: 127-158. 
Beard, J.S. (1955). The classification of tropical American veg- 
etation types. Ecology 36; 89-100. 
CEP ( 1987). Connliy Environmental Profile: Jamaica. Prepared 

on behalf of IIED by the Natural Resources Conservation 

Division, Ministry of Agriculture and Ralph M. Field 

Associates, Inc., Kingston Jamaica. 
Collar, N.J., Gonzaga, L.P., Krabbe. N., Madrono Nieto, A.. 

Naranjo, L.G., Parker III, T.A. and Wege, DC. (1992). 

Threatened Birds of the Americas. The ICBP/IUCN Red Data 

Book. ICBP. Cambridge, U.K. 
Collins, N.M. and Morris, M.G. (1985). Threatened Swallowtail 

Butleiflies of the World: The lUCN Red Data Book. lUCN, 

Gland, Switzerland and Camnridge, U.K. 
Davis, S.D., Droop, S.J.M., Gregerson. P., Henson, L., Leon, 

C.J., Villa-Lobos, J.L, Synge, H. and Zantovska, J. (1986). 

Plants in Danger. What do we know? lUCN, Gland, 

Switzerland and Cambridge, U.K. 
Downer, A. and Sutton, R. (1990). Birds of Jamaica: a photo- 
graphic field guide. Cambridge University Press, 

Cambridge, U.K. 
Eyre, L.A. (1987). Jamaica: test case for tropical deforestation? 

Ambio 16(6): 338-343. 
Eyre, L.A. (1991). Jamaica's crisis in forestry and watershed 

management. Jamaica Naturalist 1(1): 27-34. 
FAO/UNEP (1981). Proyecto de Evaluacion de los Reciirsos 

Forestales Tropicales. Los Recursos Forestales de la 

Amaerica Tropical. FAO, Rome, Italy. 
FAO (1988). An Interim Report on the State of the Forest 

Resources in the Developing Countries. FAO, Rome, Italy. 
FAO (1990). National Forestry Action Plan: Jamaica. Main 

report with project profiles and budgets. Government of 



Jamaica, UNDP, FAO, Kingston, Jamaica. Technical report - 
FOD:JAM/88/016. 

FAO ( 1993). Forest resources assessment 1990: Tropical coun- 
tries. FAO Forestry paper 1 12. FAO, Rome Italy. 

FAO ( 1994). FAO Yearbook: Forest Products 1981-1992. FAO 
Forestry series No. 27, FAO Statistics Series No. 1 16. FAO, 
Rome, Italy. 

Farr, T. (1984). Land animals of Jamaica. Origins and 
endemism. Jamaican Journal 17( 1 ): 38—48. 

Groombridge, B. (Ed.) (1993). 1994 lUCN Red List of 
Threatened Animals. lUCN, Gland. Switzerland and 
Cambridge, U.K. 286 pp. 

Grossman. D.H., Iremonger, S. and Muchoney, D.M. (1992) 
Jamaica: A Rapid Ecological Assessment. Phase I. An 
Island-Wide Characterization and Mapping of Natural 
Communities and Modified Vegetation Types. The Nature 
Conservancy, Virginia, U.S.A. Pp. 41. 

Grubb, P.J. and Tanner, E.V.J. (1976). The montane forests and 
soils of Jamaica: a reassessment. Journal of the Arnold 
Arboretum 57; 313-368. 

Haynes, A.M., Sutton, R.L. and Harvey, K.D. (1989). 
Conservation trends, and the threats to endemic birds in 
Jamaica. In: Biogeography of the West Indies: past present 
and future. Woods, CA. (ed). Sandhill Crane Press Inc., 
Gainseville, Florida. 

Headley, M.V. and Thompson, D.A. (1986). Forest management 
in Jamaica. In: Forests of Jamaica. Thompson, D., Bretting, 
P. and Humphries, M. (eds). The Jamaican Society of 
Scientists and Technologists, Kingston, Jamaica, Pp. 91—96. 

Iremonger, S., Muchoney, D., Wright, R. (in press). Januiican 
Vegetation Types: a new classification and map. 

Johnson. T.H. (1988). Biodiversity and Conservation in the 
Caribbean: profiles of selected islands. ICBP Monograph 
No. 1, ICBP, Cambridge, U.K. 

Kapos, V. (1986). Dry limestone forests of Jamaica. In: Forests 
of Jamaica. Thompson, D., Bretting, P. and Humphries, M. 
(eds). The Jamaican Society of Scientists and Technologists, 
Kingston, Jamaica. Pp. 49-58. 

Kelly, D.L. ( 1988). The threatened flowering plants of Jamaica. 
Biological Conservation 46: 201—216. 

Kelly, D.L. (1991). The threatened flowering plants of Jamaica: 
a reappraisal. Jamaica Naturalist 1(1): 19-26. 

Kelly, D.L., Tanner. E.V.J., Kapos, V., Dickinson, T.A., 
Goodfriend, G.A. and Fairburn, P. (1988). Jamaican lime- 
stone forests: floristics, structure and environment of three 
examples along a rainfall gradient. Journal of Tropical 
Ecology 4: 121-156. 



118 



Jamaica 



Lack, D. (1976). Island Biology. Blackwell. Oxford. 
Muchoney, D.M., Iremonger, S. and Wright. R. (in press). A 

Rapid Ecological Assessment of the Blue tuul John Crow 

Mountains National Park Jiunuica. The Nature Conservancy. 

Virginia, U.S.A. 
Oryx ( 199! ). Jamaican iguana rediscovered. Orv.v 25: 133. 
Proctor, G.R. ( 1982). More additions to the flora of Jamaica. J. 

Arnold. Arbor. 63(3): 199-315. 
Proctor, G.R. (1986). Cockpit Country and its vegetation. In: 

Forests of Jamaica. Thompson, D., Bretting. P. and 

Humphries, M. (eds). The Jamaican Society of Scientists and 

Technologists, Kingston, Jamaica. Pp. 43^7. 
Schwartz. A. and Henderson. R.W. (1991). Amphibians and 

Reptiles of the West Indies: Descriptions, Distributions and 

Natural History. University of Florida Press, Gainesville. 
Schwartz, A. and Thomas. R. (1975). A Checklist of West 

Indian Amphibians and Reptiles. Carnegie Museum of 

Natural History, Pittsburgh. 
Schwartz, A., Thomas. R. and Ober. L.D. (1978). First 

Supplement to a Checklist of West Indian Amphibians and 

Reptiles. Carnegie Museum of Natural History. Pittsburgh. 
Swaby, C. (1945). Forestry in Jamaica. Forestry Bulletin No. 1. 

Forestry Department, Jamaica. 
Tanner, E.V.J. (1986). Forests of the Blue Mountains and the 

Port Royal Mountains of Jamaica. In: Forests of Jamaica. 

Thompson. D., Bretting, P. and Humphries. M. (eds). The 

Jamaican Society of Scientists and Technologists, Kingston, 

Jamaica. Pp. 15-30, 127-132. 
Wiley, J.W. (1990). A profile of Jamaica and its birds. El Pitirre 

3(1): 2-6. 
Zon. R. and Sparhawk, W.N. (1923). Forest Resources of the 

World. Volume 1. McGraw-Hill. New York. 

Author: Caroline Harcourt. Cambridge and Jose Ottenwalder, 
Florida Museum of Natural History with contributions from 
E.V.J. Tanner, The Botany School. Cambridge. Dan Chalmers. 
Taverham. Norfolk and Mark Aldrich. Cambridge. 



Map 12.1 Jamaica 

Digital data of Jamaica's vegetation were kindly made available by Doug 
Muchoney and Susan Iremonger ofTNC, who. with Robb Wright and in collabora- 
tion with the Conservation Data Centre — Jamaica, have compiled vegetation cover 
information for the whole of the country, A written report titled. Jamaican 
Vegeiaiion Types: a new classification and map (in press), details the findings of 
their data collection and research. The vegetation classes were mapped using 
Landsat TM satellite imagery (1988-89). supplemented by digital and hard copy 
maps of the island's soils, geology and elevation. As a result of this work, as well as 
extensive fieldwork and analysis of the literature, they have produced a comprehen- 
sive classification of the island's vegetation. 

The classification scheme is hierarchical and is grouped into four major formations: 
closed forests, woodlands, scrub and herbaceous communities. Only the higher cate- 
gories in the classification are mapped in this source datasei, although a few copies of 
the islandwide vegetation have been produced in greater detail and at a scale of 
1:250.000. 

Map 12.1 illustrates the natural closed forest communities and includes only I 1 of 
the higher categories within the TNC classification, including occurrence of cloud. 
The patch of lowland rain forest, a tiny area on the north-west coast near Portland, is 
obscured by cloud and therefore is not shown. 

The following forest types have been harmonised into the broad forest classes used 
in [his Atlas 



Submontane rain forest: 

Degraded submontane rain forest: 
Montane rain forest: 

Degraded montane rain forest: 

Dry forest: 

inland swamp forest: 

Mangrove: 



Lx>wei moniane rain forest over limestone: Lower 
montane forest over shale: Evergreen seasonal 

forest 

Modifu'tl lower montane rainforest 

Upper montane rain forest over shale: Upper 
montane rain forest over limesttme 

Modified upper montane rainforest 

Dry semi-evergreen forest 

Swamp forest 

Mangr(}ve forest 



The wet limestone forest of the Cockpit country {Evergreen seasonal forest — mesic 
forest over Innestone) also includes modified formations. The forests in the Cockpit 
range generally occur between 300-1000 m, therefore these forests have been grouped 
under a submontane heading. The dry forest also includes modified or degraded for- 
mations. 

Mapped conservation areas were derived from spatial data held on t1le at WCMC. 



119 



13 Lesser Antilles 



ANTIGUA AND BARBUDA 




DOMINICA 










) 






Country oreo 440 sq. km 




Country area 750 sq km 










Land areo 440sq. km 




Land area 750sq. km 




•\ 






Population (mid- 1994) 01 million 




Population (mid-1994) 01 million 




t-^ "*^~. 






Population growth rate 1 2 per cent 




Population growth rate 1 3 pec cenI 




^ j^X- 






Populotion projected to 2025 01 million 
Gross national product per capita (1992) 


USS4870 


Population projected to 2025 01 million 
Gross national product per capita (1992) 


USS2520 


-' - ■" ^- -, . 












Forest cover in 1 990 (FAO, 1 993a) 100 


sq km 


Forest cover in 1 990 (FAO, 1 993a) 440 


sq. km 


x^^ 








Annual deforestation rate (1981-1990) 





Annual deforestation rote (1981-1990) 


0.7 pec tent 








Industrial roundwood production — 




Industrial roundwood production — 












Industriol roundwood exports — 
Fuelwood and charcoal production — 




Industrial roundwood exports — 
Fuelwood and charcoal production — 
















Processed wood production — 




Processed wood production — 




? 






Processed wood exports — 

GRENADA 




Processed wood exports — 

GUADELOUPE 








MARTINIQUE 






Country area 340 sq km 




Country area )7]0sq. km 




iountry area 1100 sq km 




Land area 340 sq km 




Land area I690sq. km 




.and area 1060 sq. km 




Population (niid-1994) 01 million 




Population (mid- 1 994) 4 million 




Population (mid- 1994) 4 million 




Population growth rate 2 5percem 




Population growth rate I 2 per cent 




Population growth rote 1,1 percent 




Population projected to 2025 2 million 




Population projected to 2025 0.5 million 




'opulotion projected to 2025 4 million 




Gross notional product per capita (1992) 


USS2310 


Gross notional product per copita (1992) 


USS4539 


Gross notional product per capita (1992) 


USS4223 


Forest cover in 1 990 (FAO, 1 993o) 60 s 


.km 


Forest cover in 1 990 (FAO, 1 993a) 930 


q. km 


Forest cover in 1 990 (FAO, 1 993a) 430 


q. km 


Annuol deforestation rote (1981-1990) 


+4.3 pec ceni 


Annual deforestation rote (1981-1990) 


0.3 per (enl 


Annual deforestation rate (1981-1990) 


0.5 per cent 


Industrial roundwood production — 




Industrial roundwood production 7000 cu 


m 


ndustriol roundwood production 3000 cu 


m 


Industrial roundwood exports — 




Industrial roundwood exports — 




ndustriol roundwood exports — 




Fuelwood and charcoal production — 




Fuelwood and charcoal production 1 5,00( 


cu. m 


'uelwood and charcoal production ]0,00( 


cu. m 


Processed wood production — 




Processed wood production 1 000 cu. m 




Processed wood production 1000 cum 




Processed wood exports — 




Processed wood exports — 




'recessed wood exports — 




ST KITTS AND NEVIS 




ST LUCIA 




T VINCENT AND GRENADINES 




Country area 272 sq. km 




Country area 620 sq, km 




Country area 390 sq km 




Land area 272 sq. km 




Lond area 6IOsq. km 




Land area 390 sq km 




Population (mid- 1 994) 04 million 




Population (mid- 1994) 1 million 




Population (mid-1994) 01 million 




Population growth rate 1 .3 per cent 




Population growth rate 2 pec cent 




Population growth cote I 7 per cent 




Population projected to 2025 01 million 




Population projected to 2025 2 million 




'opulotion pcojected to 2025 01 million 




Gross national product per capita (1992) 


USS3990 


Gross notional product per capita (1992) 


USS2900 


jross notional product per capita (1992) 


USS1990 


Forest cover in 1 990 (FAO, 1 993a) 1 30 


q km 


Forest cover in 1 990 (FAO, 1 993a) 50 sq 


. km 


orest cover in 1990 (FAO, 1993a) 110 


q. km 


Annual deforestation rate (1981-1990) 





Annual deforestation rote (1981-1990) 


5 2 pec cent 


Annual deforestation rate (1981-1990) 


2.1 percent 


Industrial roundwood production — 




Industrial roundwood production — 




ndustriol roundwood production — 




Industrial roundwood exports — 




Industrial roundwood exports — 




ndustriol roundwood exports — 




Fuelwood and charcoal production — 




Fuelwood and charcoal production — 




uelwood ond charcoal production — 




Processed wood production — 




Processed wood production — 




'rocessed wood production — 




Processed wood exports — 




Processed wood exports — 




'rocessed wood exports — 





The islands of the Lesser Antilles considered here cover in total a very small area compared with most of the other 
countries or regions dealt with in this volume. They comprise several different countries or colonies which, although 
politically separate, share several important characteristics. 

Floristically and physiognomically the forests of the archipelago form a single unit, albeit one with a large number 
of different plant associations within it. This unit is characterised by moderate species richness and a high degree of 
endemism. with nearly 25 per cent of the tree species of the Lesser Antilles being endemic to the region. Most of these 
are found on more than one island, although there are also significant numbers of single-island endemics. This high 
level of regional endemism is also reflected in the fauna and other components of the flora. 

The islands also share many similar problems in the conservation and management of their forest resources. In com- 
mon with other island ecosystems, they have shown themselves to be vulnerable to disturbance from humans. The 
region has been inhabited for at least 6000 years and during this time a significant part of the original fauna has been 
exterminated, almost certainly as a result of mankind's activities. It is not clear whether plant species have suffered 



«V. 



12(J 



Lesser Antilles 

similar extinction rates. However, it is evident that there has been large scale disturbance and destruction of natural 
habitats, including the forest ecosystems which are believed to have originally covered most of the islands. Habitat 
destruction has been most marked since the region was settled by European colonists in the early 1 6th century. Most 
clearance has been for agricultural production. Remnant forest areas are generally in montane, inaccessible areas. 



Introduction 

The Lesser Antilles comprises a chain of islands running in an 
arc from the easternmost point of the Greater Antilles to the 
north-eastern part of South America. The islands of the princi- 
pal arc are volcanic and mountainous: the outlying islands are 
composed mainly of limestone and are of low relief (Table 
13.1). Volcanoes on three of the islands (Martinique, 
Guadeloupe and St Vincent) have erupted this century. 

Putney ( 1982) records the largest remaining contiguous areas 
of relatively unaltered ecosystems on the islands of the Lesser 
Antilles. Table 13.2 gives his figures for mangroves, moist, rain 
and cloud forest. He adds the caution that the boundaries 
between the vegetation types have not been drawn using consis- 
tent criteria for all the islands so that the area of each should be 
considered a relative indication of approximate magnitude, not 
as an exact figure. 

The eight Lesser Antillean countries that Putney (1982) and 
FAO (1993a) list as containing forest will be briefly described 
here. They are: Antigua and Barbuda, Dominica. Grenada. 
Guadeloupe, Martinique, St Kitts and Nevis, St Lucia and St 
Vincent and the Grenadines. 

Tourism, agriculture and fisheries are the major economic 
activities on these islands and they are all dependent on the 
integrity of the natural resource base. 

The Forests 

Floristically and physiognomically the forests of the entire 
Lesser Antillean archipelago form a single unit, albeit one with 
a large number of different plant associations within it. There 
are minor geographical variations in tloristic composition owing 
to the differences in range of some of the component species 
and the occurrence of localized endemics on some islands or 
combinations of islands (see Figure 13.1 ). 

The natural vegetation of the Lesser Antilles has been com- 
prehensively described by Beard ( 1949). This remains the stan- 
dard work on the subject in English and most subsequent 



Table 13.2 Largest remaining contiguous areas of relatively unal- 
tered ecosystems in the Lesser Antilles 



Forest type/place 


Island 


Area 
(sq. km) 


MANGROVES 






Eastern Central Grand Cul de Sac Marin 


Guadeloupe 


28 


Fort de France Bay 


Martinique 


->~i 


Codrington Lagoon 


Barbuda 


9 


Northeastern Coast 


.iXntigua 


6 


MOIST FOREST 






Southern 


Dominica 


51 


Central 


Guadeloupe 


13 


Central 


Martinique 


13 


Northwest of Mt Pelee 


Martinique 


10 


Central Western 


St Lucia 


10 


Mt Misery 


St Kitts 


7 


Southwestern 


St Vincent 


6 


Central eastern 


St Vincent 


6 


Ne% is Peak 


Nevis 


4 


RAIN FOREST 






Central 


Guadeloupe 


123 


Central 


Dominica 


92 


Piton du Corbet/Mt Pelee 


Martinique 


90 


Central 


St Lucia 


85 


Central 


St Vincent 


39 


Central 


Grenada 


18 


CLOUD FOREST 






Morne Trois Pilons 


Dominica 


46, 


Central 


St Vincent 


32 


Mt Misery 


St Kitts 


14 


Morne Diablotin 


Dominica 


13 


Soufriere 


Guadeloupe 


10 


Central 


Grenada 


10 


Mt Pelee 


Martinique 


8 


Western central 


Martinique 


7 



Table 13.1 Islands of the Lesser Antilles (from north to south) 



Smine: Pulney (1982) 



Main volcanic arc 

Saba 

St Eustatius 

St Kitts 

Nevis 

Redonda 

Montserrat 

Guadeloupe 

Les Saints 

Dominica 

Martinique 

St Lucia 

St Vincent 

The Grenadines 

Grenada 

Smirtc: Howard (1989) 



Area in 


Limestone islands 


Area in 


sq. km 




sq. km 


13 


Sombrero 


2 


23 


Anguilla 


91 


174 


St Martin 


98 


98 


St Bartholomew 


21 


T 


Barbuda 


91 


86 


Antigua 


280 


1.603 


La Desirade 


26 


T 


Marie Galante 


155 


787 


Barbados 


430 


984 






604 






337 






130 






311 







descriptions of the Lesser Antillean forests are derived from it. 
The following is a brief summary. 

Lowland rain forest 

Lowland rain forest (refened to by Beard purely as rain forest) 
is found at elevations of between about 60 and 1000 m, usually 
on sites sheltered from the prevailing wind. 

Climax rain forest has an uppermost stratum forming a more 
or less closed canopy at 28-35 m, a discontinuous middle layer 
of trees at I 2-25 m and a lower tree layer at 5-12 m. There are 
shrub, sub-shrub and ground layers although in general the for- 
est is relatively open underneath the canopy. There are 3(.)0-370 
trees of 10 cm dbh per hectare. 

Dacryodes excelsa is the principal dominant, accounting for 
up to 40 per cent of the standing crop on some islands. Other 
dominant species include Sloanea dentata, S. tnmcata. S. berte- 
ricina. Poiiteria senwcarpifoliu. P. multiflora, Chimarrbis 



121 



Lesser Antilles 




Figure 13.1 An idealised transect through a Caribbean island in the Lesser Antilles. 



Suiinc- Lugo « a/. (1981) 



cymosa, Diissia martinicciisis, Talaiima dodecapetala. OrmosUi 
monosperma, Meliosma Iwrhertii. Hyenmiiiia carihaect. Phoebe 
elongata and Beilschmiedia pendiila. 

A variety of second growth communities following destruc- 
tion of the forest can be recognized, of which the most readily 
distinguished are: tree-fern brake, dominated by groves of 
Cyalliea aihorea and Heiuitelia grandifolia; Mieouia thicket, 
dominated by Miconia guicmensis: and pioneer forest, dominated 
in the initial stages by species such as Cecropia peltata. 
Ochroma lagopus. Hibiscus tiilipiflonis. Frezieni hiisiiia and 
Aemistiis arborescens and at later stages by members of the 
Lauraceae, notably Necrandra antitlami and Ocolea leiicoxylon. 

Montane Formations 

There are marked changes in forest physiognomy and floristic 
composition between the lowland forests and those at higher 
altitudes. However, the distribution of the different montane for- 
mations appears to be determined by exposure to wind rather 
than by changes in temperature or rainfall with altitude. 

a. Lower montane rain forest 

Lower montane rain forest is found on mountain slopes and 
ridges from 60 m to 500 m elevation, generally more or less 
exposed to the wind. It is dominated by a variable though 
closed and often very dense stratum of trees 20-30 m in 
height, below which is an understorey of trees up to 12 m in 
height. Shrub, sub-shrub and ground layers also occur, merg- 
ing into each other and into the lower tree storey. 

The major dominants are Licania teniatensis and 
O.xylhece pallida, with Ainanoa caribaea locally important 
(e.g. in the wetter parts of Dominica where it is the common- 
est species in this formation). Other dominants are 
Dacryodes excelsa, Tapura antillana. Ternstoemia oligosre- 
mon, Micropholis chryosphylloides, Manilkara bidentata. 
Guatteria caribaea. Sloaiiea caribaea. Sterculia caribaea. 



Diospyros ebenaster and Symphonia globidifera. Palms of the 
genus Euterpe are among the commonest understorey trees. 

Second growth on cleared areas is essentially similar to 
that of the rain forest described above although tree-fern 
brake and Miconia thicket are commoner than pioneer forest. 

Montane thicket 

Typical montane thicket is found on ridge tops and steep 
slopes facing to windward, between elevations of around 300 
m and 600 m. It generally has a dense canopy of around 
12-20 m height composed largely of slender trees (under 1 m 
girth) with small crowns at a density of from 500 to nearly 
900 stems over 0.3 m girth per hectare. There is virtually no 
woody understorey. There is a heavy growth of moss on the 
trees and ground, and there are large numbers of epiphytes. A 
slightly atypical form is found on Dominica on swampy flats 
of 450-600 m elevation. It is distinguished by an open 
canopy, markedly thin stems and small crowns and the pres- 
ence of aerial roots on over half the trees. 

Montane thicket has a much less consistent species compo- 
sition across the different islands of the Lesser Antilles than 
do lower montane rain forest and (lowland) rain forest. 
Typical component species are Micropholis chiysophylloides, 
Richeria grandis, Podocarpus coriaceus. Byrsonima martini- 
censis. Licania oligamha. Tovomitu plumieri. Myrica spp., 
/le.x spp, Cyrilla racemiflora. Pisonia fragrcms. Hedyosmum 
arborescens. Rondeletia spp., Rapanea guianensis. Licania 
teniatensis and Cassipourea elliplica. 

Palm brake 

Palm brake appears to be a natural community sub-climax to 
montane thicket and is found on ridge tops and steep slopes 
facing windward between 300 and 600 m. The forest is not 
stratified, nor is there a true canopy but rather agglomera- 
tions of trees occurring in patches of different heights, from 



122 



Lesser Antilles 



6 111 lo 20 111, averaging around 12 ni. Two-thirds of the trees 
are pahns of the genus Eiilerpc. with the mountain cabbage 
Euterpe globosa being dominant and characteristic on most 
islands. Other trees present are both elfin woodland and rain 
forest species, including Sloanea inincatu. Richeria f-ranclis. 
Marila racemosa, Hedyosmiim arborescens, Fieziera undii- 
lala. F. hirsuta. Ilex sideroxyloides, Dacryodes excelsu. 
Bxisoniiua nunliiiiceiisis. Micropholis chrysophylloides. 
Micdiiici i>iiiauensis. Nectandra and Ocotea spp. 

There is no shrub layer, but the herbaceous ground layer is 
usually very luxuriant. 

d. Elfin woodland 

Elfin woodland is the highest of the montane formations and 
occurs on the summits and upper slopes of the principal peaks 
and ridges, above 450 m and usually above 600 m. in areas 
which are continuously wet and severely e.xposed to wind. 

There is a single woody stratum of low. gnarled, almost 
impenetrable epiphyte-covered trees 3-6 m in height. 
Dominance is not consistent from island to island, although 
Didxinopanax atteniiatum and several Chariaiithus species 
are the most regularly found common trees. On some islands 
(notably Gaudeloupe and Dominica) Chisia venosa is the 
principal dominant, forming half the standing crop. 

Seasonal Formations 

Beard noted that because of the pressure of cultivation there 
were no longer any undamaged examples of forests in dry or 
seasonal areas in the Lesser Antilles. Nevertheless several dif- 
ferent forest types could be conjectured to have existed on the 
basis of more or less damaged remnants. 

a. Seasonal evergreen forest 

Two areas of what appeared to have been evergreen seasonal 
forest were recorded, in northern Martinique and at Morne 
Delice in Grenada, both areas being below 300 m with an 
annual rainfall of 2000 mm or more. The principal domi- 
nants in the former were Andira inermis and Lonchocarpiis 
latifolius. in the latter Manilkara bidentara. Bucltenavia cap- 
itata and Tabebitia pallida. These areas appeared to be 
unique in the Lesser Antilles. 

b. Semi-evergreen seasonal forest 

Forests of this type, all now disturbed, appear to have been 
considerably more widespread than seasonal evergreen forests. 
being found for example in Barbados (Turner's Hall Wood). St 
Vincent (King's Hill forest). St Lucia (Gros Piton). Cannouan 
and Carriacou (the Grenadines), south-west Dominica. 
Antigua ( Walling' s Reservoir) and southern Maninique. The.se 
areas are generally below 200 m elevation with 130-200 cm 
annual rainfall and a moderately severe dry season. 

Dominants, which vary in importance in different sites, 
include Hymenaea coitrbaril, Inga laurina, Pisonia 
fragrans. Citharexylum spinosum. Bursera simariiba. 
Simarouba amara, Brosimum alicaslniin, Poiileria multi- 
flora and Fagara martinicensis. 

c. Deciduous seasonal forest 

Some low-lying areas in the Leeward Islands. St Vincent, the 
Grenadines and Grenada, characterised by an annual rainfall 
of 1000-1300 mm and a severe dry season, have degraded 
examples of what appears lo have been deciduous seasonal 
woodland, with a closed upper canopy at 9-12 m and a layer 



of shrubs below. Bursera and Pisonia are the only common 
trees, usually making up 90 per cent of the stand between them. 

d. Dry evergreen forests 

Such dry evergreen forests as exist have almost all been very 
severely degraded. Larger trees in the surviving remnants 
include Pimeuta racenuisa. Coccoloba pubescens. Tabebuia 
pallida. Maiiilkani bidcntata. Eugenia spp. and Pisonia 
fragrans. 

e. Littoral Woodland 

Littoral woodland is found widely on the windward shores of 
the islands. On the seaward edge it generally consists of a lit- 
toral hedge whose height varies from a few centimetres to sev- 
eral metres, in which typical species are Coccoloba uvifera, 
Chrysobalamts icaco, Conocarpus erectus. Erithalis fruticosa. 
Jacquinia barbasco and Plumeria alba. Behind this, and there- 
fore partially sheltered from the wind, there may develop 
woodland with dominant trees 18-25 m tall not forming a 
closed canopy, underneath which is a lower tree stratum and a 
shrub layer. Typical components of this woodland are 
Tabebuia pallida. Rheedia lateriflora. Calophyllum 
antillanum, Pisonia fragrans. Manilkara bidentata, Diospyros 
ebenaster, Coccolobis diversifolia, C. pubescens and Pisonia 
fragrans. Tenninalia catappa is introduced and naturalized. 

f. Swamp Forest 

Stands of Pterocarpus officinalis reaching 20 m in height are 
found in freshwater swamp areas. 

g. Mangrove 

Mangroves, generally of low growth, are widely found. 
Species are Rhizophora mangle, Avicennia genninans. 
Laguncularia racemosa and Conocarpus erectus. 



Introduction - Antigua and Barbuda 

Antigua and Barbuda comprise three islands: Antigua (280 sq. 
km). Barbuda (160 sq. km) 40 km northwards and the tiny, 
uninhabited Redonda. In Antigua, dry tlat limestone plains in 
the north and east give rise to gently rolling hills in the centre of 
the island and to a higher volcanic area in the west. Boggy Peak 
at 1319 feet (402 m) is the highest point on Antigua (CCA/IRF, 
1991a). Barbuda's topography is lower and more uniform. Most 
of this limestone island is only a few feet above sea level. 

The islands have high year round temperatures. 29°C in sum- 
mer and 24"C in winter. A dry season extends from January to 
March or April, with the wettest time occurring from .'August to 
November. Annual precipitation in Antigua is 107-1 14 cm. 
Barbuda, in contrast, is one of the driest islands in the 
Caribbean with only 76-99 cm rain per year. 

Most people live on Antigua, where the capital. St John's, 
has 36.000 inhabitants. Codrington is the only settlement on 
Barbuda: 1500 people or thereabouts live on this island. 
Agriculture used to be the mainstay of the country's economy, 
with sugar and cotton being important crops, but tourism is now 
the primary economic activity. 

Forest Resources and Management 

Clearing of the forests in Antigua and Barbuda began with the 
colonisation of the islands in the early 17th century. In the space 
of a few decades, much of the natural vegetation had been cleared 
for the cultivation of tobacco, indigo, cotton and then sugar cane 



123 



Lesser Antilles 



(CCA/IRF, 1991a). On Antigua, only 22 sq. km (5500 acres) are 
reported to have been spared from cane production (Cater, 1944). 
Many reports refer to woodlands, as opposed to forests, on 
Antigua and Barbuda (e.g. OAS. 1990). while others state that all 
the forest on the islands is .secondary (FAO, 1993b). 

Only small areas of humid forest exist on Antigua; the 
remaining patches are found in the southwest of the island. It 
does not occur on Barbuda (Morello. 1983). In the volcanic 
region of Antigua and on the highlands of Barbuda are some 
areas of deciduous forest, most of it greatly degraded by collec- 
tion of firewood. Barbuda has some .scleromorphic forests of red 
cedar Tahehuia pallida, as well as fairly extensive mangrove 
edge forests, which are leguminous forests dominated by 
Hueinaloxylum and Pitkccellohiiiin. Neither of these formations 
are common on Antigua. Both islands have some areas of man- 
grove. The most coinmon species are red Rliizophora inani>k'. 
white Lagimcularia spp., and black Avicennia spp. 

The Caribbean Conservation Association (CCA) report that 
the forests on Antigua and Barbuda — including the mangroves 
— occupy 15 per cent of the islands' land area (CCA/IRF, 
1991a). FAO's (1993a) estimate is that 100 sq. km remain, all in 
the moist deciduous forest zone. 

Although there have been attempts at reforestation on the 
islands, none has been very successful (CCA/IRF. 1991a). 

Deforestation 

FAO ( 1993a) reports that there is now no deforestation in 
Antigua and Barbuda. However, CCA indicate that slash and 
burn cultivation, uncontrolled fires and excessive grazing by 
livestock destroy much of the secondary forest in an early 
stage of its development, leading to soil erosion and general 
degradation of the environment. Cutting down trees for fuel 



and fenceposts is another source of forest disturbance. 

Large scale hotel and related recreational developments 
along Antigua's coastline have destroyed considerable areas of 
mangrove swamps. In addition, some si/eable areas of man- 
grove are used as rubbish dumps, notably Crooks and Filches 
Creek on Antigua. 

Biodiversity 

Nearly three centuries of degradation and land clearing for 
intensive agriculture have contributed to loss of species diver- 
sity on the islands. In addition the introduction of such species 
as fallow deer Daina ilcinia. the Indian mongoose Hi'ipestes 
aiiropunclatiis and rats {Ralliis ratliis and R. norvcgicits) have 
altered the native biodiversity through competition, habitat 
modification and depredation. 

There are no comprehensive floral lists for the islands and 
the number of indigenous species remaining is unknown. 

There are three amphibians on Antigua and one on Barbuda. 
Both islands have the small tree frog EU'iilhrodaclyliis joltn- 
sfoiiei: while E. inarliniceiisis is also present on Antigua. The 
only other amphibian is the introduced toad Biifo maiinus. 

Seventeen reptiles have been recorded from Antigua and 12 
from Barbuda, these include four marine turtles (Faaborg and 
Arendt. 1985). Some of these reptiles are no longer found on the 
islands. Threatened species include the endemic snake Alsophis 
antiguae and the iguana Iguana delicatissima. The latter has 
been decimated by human exploitation and the introduced mon- 
goose and may even be extinct (CCA/IRF, 1991a). 

There have been 106 bird species reported from Antigua and 
74 from Barbuda (Faaborg and Arendt, 1985), Several land 
birds have become extinct on the islands. These include an owl, 
Spconro ciiniciilaria anuaiira. a parrot Amaz.ona sp. and trem- 



C'ctislal WiunlUiiul nl Anligiui. 



(Mark Spalding) 




124 



Lesser Antilles 



bier Cinclocerthia ruficaiidata (CCA/IRF. 1991a). The only 
species listed as endangered by Collar et at. (1992) is the West 
Indian whistling-duck Dcndrocygna arhorea. 

The only indigenous mammals remaining on Antigua and 
Barbuda are bats, of which there are .seven species. 

Conservation Areas 

Although there is an institutional framework for a protected 
areas system in the form of the National Parks Act of 1984, no 
formal system exists. At present, only one protected area — 
Nelson's Dockyard National Park on Antigua, is managed. 
Those areas in lUCN's categories I-IV are listed in Table 13.3. 

Two authorities are involved with the management of pro- 
tected areas. These are the National Parks Authority and the 
Fisheries Division of the Ministry of Agriculture. Fisheries and 
Lands. 

Initiatives for Conservation 

NGOs on the islands arc particularly knowledgeable and com- 
mitted and have been very active despite their lack of resources 
(FAO. 1993b). 

The first draft of the country's National Forestry Action Plan 
was completed in November 1991 and it is expected to be 
finalised in 1994. The main emphasis of the Plan is on land use, 
conservation and institution building, but none of the proposed 
projects has yet been implemented (FAO. 1993b). 



Introduction - Dominica 

Dominica is one of the larger islands in the Lesser Antilles. It is 
volcanic and largely mountainous. The highest peak, Morne 
Diablotin, in the north central part of the island, rises to 1447 m 
above sea level. The only relatively flat areas are river valleys 
on the north-east coast and on the small central plateau. 

Rainfall is heaviest from July to January. Annual precipita- 
tion ranges from 1250 mm on the northwest coast to 10,000 mm 
in the high mountains. Melville Hall on the northeast coast 
experiences mean monthly minimum temperatures of 18-20°C 
and mean monthly maxima of 28-31 °C. 

Dominica was initially settled by Arawak Indians and then 
by Caribs. The island is now the major homeland of the last sur- 
vivors of the Caribs. Control of the island passed from the 
French to the British in 1783; it became independent in 1978. 

Population density at 133 people per sq. km is fairly low 
compared to most of the other large islands in the Lesser 
Antilles. Some 90 per cent of the population live along the 
coast, most on the leeward side. The main urban areas are the 
capital city of Roseau in the south-west and Portsmouth in the 
north-west. About 40 per cent of the people are rural inhabi- 
tants, mostly subsistence farmers (CCA/IRF, 1991b). 

The economic mainstay of the island is still agriculture, with 
crops providing 30 per cent of the gross domestic product in 
1988. Bananas and root crops each make up about 30 per cent 
of agricultural production. Bananas are the main export fol- 
lowed by coconut products, primarily soap. Tourism is a grow- 
ing source of income. 

Forest Resources and Management 

Forests originally covered almost the entire island; as late as 
1945 around 80 per cent of Dominica was forested, much of it 
secondary although with large expanses of primary forest 
(Beard, 1949). The country still has some of the largest expanses 
of forest in the Lesser Antilles, with around 520 sq. km of natur- 



Table 13.3 Con.servation areas in Antigua and Barbuda 

Existing conservation areas in ILICN's categories I-IV are listed. 
Marine national parks are not listed or mapped. 



National Park 
Betty's Hope 
Half Moon Bay 
Nelson's Dockyard 

Other Area 

Mamoiira Reef 

Park Reserve 
Darkwood 
Devil's Bridge 
Green Island Reefs 
Northeast Archipelago 

Total 



Area sq. km 
nd 
nd 
41 

nd 

nd 
nd 
nd 
nd 

41* 



* Noie Ihal for a majority of these areas .sizes iire nol l^nown. 
Source: WCMC (unpublished data! 



al forest, woodland and hush (CCA/IRF, 1991b), just over half 
of which is relatively undisturbed rain forest and lower montane 
rain forest (seiisii Beard) or montane forest (Table 13.4). 
However, the figures in Table 13.4 are from an OAS map which 
must be treated with caution as the aerial photographs on which 
it is based are far from perfect (EARTHSTAT, 1986). FAO 
(1993a) estimates that there are 440 sq. km of forest on the 
island, all in the tropical rain forest zone. 

The littoral woodland is confined to a narrow strip along the 
windward coast, while the scrub woodland, now all consider- 
ably disturbed and degraded, is found on the leeward coast. No 
primary stands of semi-evergreen forest remain. 

Swamp forests border the river estuaries from Portsmouth to 
Marigot. There are only four small areas of mangrove in 
Dominica, near Cabrits, in the Canefield Pool, at Calibashie and 
at Hampstead. White mangrove Lai^iinciilaria raceinnsa and 
black mangrove Aviceiinia germiiiaiis are both present. 

A 1986-1987 FAO inventory of the merchantable timber of 
the island reported 4.9 million cu. m of timber on 160 sq. km of 
land of which, at most, 3.7 million cu. m was considered mar- 
ketable (De Milde, 1987; CCA/IRF, 1991b). About 3 million 
cu. m of the timber was on government lands. Timber richness 
was found to be 200 cu. m per hectare on 125 sq. km and as 
high as 600 cu. m per hectare on the remaining 35 sq. km. Three 
species, Dacryodes excelsa. Ainunoa carihaea and Tapiini lali- 
folia made up 50 per cent of the trees enumerated and these with 
a further seven species comprised over 90 per cent of the total 
volume (Prins, 1987). 

TiiTiber exploitation is carried out by two relatively mecha- 
nized companies, Dominica Timbers Limited (DTL) and 
Northeastern Timber Cooperative Ltd (NET), as well as around 
100 pitsawyers. Annual output from the two companies is about 
4 million board-feet (ca 9500 cu. m), while that from the pit- 
sawyers is between one and two million board-feet (ca 
2400-4800 cu. m) (CCA/IRF, 1 99 lb). Combined, this provides 
about 75 per cent of the timber used locally for furniture and 
house construction. 

On all state lands there is a minimum girth limit, between 
one and two metres, before a tree may be harvested. NET was 
recently allowed to cut a 8 ha area of the Northern Forest 



125 



Lesser Antilles 



Table 13.4 Areas of the different forest types remaining on 
Dominica 



Per ct'iir of land 

31 

4.6 

1.0 

0.3 

0.2 

7.9 
11.5 

9.1 

0.1 



rest Type 


Area (sq. kin) 


Mature inc. lower montane 


244.9 


Montane 


36.4 


Montane thicket 


8 


Elfin woodland 


L7 


Littoral woodland 


1.4 


Scrub woodland 


62.4 


Secondary rain forest 


90.9 


Semi-evergreen forest 


71.7 


Swamp 


0.3 



Total 



517.7 



65.6 



NB The land area used lo ealculale the figures in column 3 appears lo be 790 sq. km. 
Simm- EARTHST.^T I I9S5) 



Reserve and here it was stipulated that reforestation had to be 
undertaken. This has occurred in about half the area cut. using 
e.xotics, mostly mahogany. 

The Forestry and Wildlife Division within the Ministry of 
Agriculture and the Environment is responsible for the protec- 
tion and management of forests, wildlife and watersheds as well 
as for the national parks and for environmental education. 

Deforestation 

A 1987 study concluded that at that time some 237 sq. km or 46 
per cent of the island had been deforested. Much of the clearing 
has occurred since 1945 (Figure 13.2). FAO (1993a) estimates 
that 3 sq. km of forest are cleared annually, a rate of OJ per cent. 
The main motivation is land clearance for agriculture, particularly 
for banana plantations. Forested state land is still being sold into 
private ownership, often to small farmers, without consultation 
with the Forest Department: these areas, including steep slopes 
and watersheds, are being deforested, usually for cultivation of 
bananas and other crops. Many of the trees cut are allowed to rot 
where they fall rather than being used more productively. Cutting 
wood for charcoal is also still extensively practised. 

Biodiversity 

Dominica has at least 1000 species of native flowering plants 
(CCA/IRF. 1991b) of which twelve are endemic (WCMC. 
1992). 

There are two native amphibian species, Eteiitherodactyhis 
martinicensis and Leplodactyhis fallax (Corke. 1992). Twelve 
of the 14 reptiles on the island are native, of which two iAnolis 

Table 13.5 Conservation areas in Dominica 

Existing conservation areas in lUCN"s categories 1-lV are listed 



National Park 

Mome Trois Pitons 
Cabrits 

Wildlife Reser\'e 
Dyer Estate 

Natural Monument 
Indian River 

Total 

Source: WCMC lunpubhshed data) 



Area (sq. km) 

69 

5 



nd 

75 



ocidatiis and Aineiva fiiscata) are endemic (Corke. 1992). how- 
ever neither of these lives in moist forests. Iguana delicatissima, 
the Lesser Antiguan iguana, which is listed as vulnerable by 
lUCN (Groombridge. 1993) occurs on the island. 

There have been 166 species of birds recorded on Dominica, 
of which 59 species breed there (Johnson. 1988). Species diver- 
sity is highest in the lowland and montane rain forest (Evans, 
1986). There are two single-island endemics, the red-necked 
amazon Ainazona arausiaca and the imperial amazon A. imperi- 
alis; both are threatened, are dependent on rain forest and are 
now concentrated on Morne Diablotin (Collar et al.. 1992). 
Nine other species are restricted to the Lesser Antilles 
(Johnson. 1988). 

The only native maniinals are bats. With 12 species 
Dominica has the highest bat diversity in the Lesser Antilles. 
One species Myolis dominicensis is endemic to the island and 
three are restricted to the Antilles: Monophyllus plethodon, 
Ardops nichollsi and Brachyphylla cavernarum. There are six 
introduced mammals, including the agouti Dasyprocta aiitilleii- 
sis which was probably brought in by the Arawak Indians. 

Conservation Areas 

Legally established conservation areas cover 171 sq. km or 
about 23 per cent of Dominica, but only four of these areas are 
in lUCN's categories I-IV (Table 13.5). The largest is the 
Northern Forest Reserve (category VIll) at 88 sq km — all oth- 
ers, except Morne Trois Piton. are 5 sq. km or less. A ten year 
management plan has been drafted for Morne Trois Pitons 
National Park by Scheele (1989). Morne Diablotin has been 
proposed as a site for a new national park of about 25 sq. km. 

The degree of protection of Dominica's forests is not clear. 
There is. for instance, a proposal to put a principal highway 
through the east side of the Northern Forest Reserve. There is 
also a hydropower scheme being developed in Morne Trois 
Pitons National Park which includes transformation of one of the 
main attractions of the area — Freshwater Lake — into a reser- 
voir. In addition, squatters are tolerated in this park, because of 
the country's need for agricultural land (CCA/IRF. 1991b). 

Initiatives for Conservation 

An environmental monitoring programme, the DomLnica 
Multiple Land Use Project, has been in progress for ten years. 
This study has two main objectives: an assessment of the impact 
of different forms of land use on the flora and fauna of the 
island and a study of how best to improve the economy by 
developing particular forms of agriculture, forestry, industry 
and tourism without conflicting with conservation interests 
(Evans, 1986). 

Non-governmental organisations include the Dominica 
Conservation Association. This society is working on a devel- 
opment plan for the country. It has received funding from the 
Caribbean Conservation Association and the MacArthur 
Foundation. The Caribbean Natural Resources Institute has 
sponsored a cottage forest industries programme, organising 
sawyers and serving as a timber marketing outlet. 



Introduction - Grenada 

The State of Grenada includes the large island of Grenada and 
the much smaller islands of Carriacou and Petit Martinique in 
the Grenadines, as well as a number of tiny islands off the main 
ones. Only the island of Grenada is discussed here as the others 
have no rain forest on them. 



126 



Lesser Antilles 



PRE ARAWAK 






MONTANE & ELFIN 



I iAIN 



FOREST 



LITTORAL WOODLAND ••. DRY SCRUB WOODLAND 



D 



CULTIVATED 



Figure 13.2 Vegetation cover in Dominica in Pre-Arawak times. 1945 and 1985. 



■ Evans I 19861 



Grenada i.s dominated by mountain peaks, steep ridges and 
deep, narrow valleys. The island's principal peak. Mount St 
Catherine (833 m). is located in the northern half of the ridge 
that runs north-south through the centre of the island. The 
slopes are comparatively gentle in the east where there are some 
fairly extensive coastal plains. The western side is more rugged. 
There are low hills in the north-east and south-west. 

June to December is the wetter season, with some risk of hur- 
ricanes. On the coast rainfall is about 1500 mm. in the moun- 
tains it may reach 5000 mm. Average annual temperature at sea 
level is about 30°C (CCA/IRF. 1991c). 

The Carib Indians living on the island at the time of French 
occupation in 1650 were more or less completely exterminated 
by 1654. The island was taken over by the British in 1762. won 
back by the French in 1779. returned to Britain in 1783 and then 
became an independent nation within the Commonwealth in 
1974. The population is mostly of African origin, descendants 
of the slaves brought in to tend the sugar cane. There are six 
major settlements located in the coastal area of the island, the 
largest is the capital. St George's. Average population density is 
294 people per sq. km. 

In the early eighteenth and nineteenth centuries, sugar cane 
was the main crop on the island. Agriculture is still the single 
most important sector of Grenada's economy. Nowadays, the 
principal export crops are cocoa, bananas, nutmeg and mace. 

Forest Resources and Management 

Figure 13.3 shows the distribution of the vegetation on Grenada 



as indicated by Beard in 1949. The most recent map of actual 
vegetation cover was compiled from interpretation of aerial pho- 
tographs taken in 1982 (Eschweiler, 1982). At that time there 
were 17 sq. km of "montane rain forest" (this includes Beard's 
(1949) categories of montane thicket, elfin woodland and palm 
brake) and 23 sq. km of "closed evergreen rain forest" (including 
Beard's primary and secondary rain forest and lower montane 
forest). There was also 18 sq. km of "moist deciduous and semi- 
deciduous forest". 28 sq. km of ruinate cropland and grazing 
land reverting to secondary growth and 2 sq. km of mangrove. 
Eschweiler estimated that as little as a quarter ( 10 sq. km) of the 
40 sq. km of rain forest on Grenada was relatively undisturbed. 
The remaining forests are all in steep inaccessible areas. The 
montane thicket is found on the summit of the main watersheds 
from Mount Qua Qua south towards Mount Sinai and on lesser 
ridges in the area, while the evergreen and semi-evergreen forest 
is found in a small patch on Mome Delice. Mangroves occurred 
mainly at Levera Pond in the northeast and also at the head of 
deep inlets along the south coast. FAO (1993a) reports the same 
area (60 sq. km) of forest remaining on the island, though all of 
it is considered to be in the moist deciduous zone. 

About 48 sq. km of nominally "forested" land belongs to the 
Government (CCA/IRF. 1991c); 32.6 sq km of this is Crown 
land and 15.4 sq. km is Grand Etang Forest Reserve. 

There has been little forestry on the island except in the 
Grand Etang Forest Reserve. Much of the timber in this reserve 
was severely damaged by Hurricane Janet in 1955. A few small 
government plantations of. principally, blue mahoe Hibiscus 



127 



Lesser Antilles 



GRENADA 

2 3 

Scule of miles 
Suvanna & Grazing Land 

R3^yy Dr> Scrub- Woodlands Victoria, 

Rjin Forcsi 



j Mi>nianc Thickci 



Y////X P..ln. Brake Ooi^yav. 
|*tVtVt| Ellin W.»iJl..nd 



Secondary Forcsl 




Figure 13.3 The vegetation of Grenada as indicated by Beard 

in 1949. 5nH«f.CCA/IRF(l991c)hasedon Beard(l949l 



Biodiversity 

Beard (1949) recorded 120 tree species, of which 15 were 
Lesser Antillean endemics. One rain forest tree. Maylenus 
f>ienai:len.si.s. is endemic to the island. 

Grenada has three native amphibian species, 
Eleiitherodactylus johnstonei, E. urichi and Leptodactylus wag- 
iieri. the last two of which are found in the Grand Etang forests 
(Corke, 1992). In addition, the cane toad Bitfo inarinus has been 
introduced, originally to control pests in sugar-cane fields. 

There were 15 terrestrial reptile species on the island, but two 
snakes [Liophis ineUiiiotiis and Pseiiclohoa neiiwiecli) are 
believed extirpated (Corke. 1992). There is one endemic, a 
worm snake Txphlops tlontinii luui. Three other species, the 
lizards Anolis aeneus and A. richardi and the snake 
Mastigodiyas hruesi are regional endemics (Corke, 1992) and 
there are two introduced species (a tortoise and a gecko). 

About 150 species of birds have been recorded in Grenada 
(Groomc, 1970) but only 35 of these are resident species of land 
bird (Blockstein, 1988). The only species listed as threatened by 
Collar et al. (1992) is the endemic Grenada dove Leptotila 
wellsi. of which only 100 or so remain. It is threatened princi- 
pally by habitat destruction. It is not, however, an inhabitant of 
the rain forest, but is found in lowland dry-scrub woodland. 

The only native mammals in Grenada are its eleven species 
of bat; none is endemic and little information exists on their sta- 
tus. Introduced mammals on the island include the greater and 
lesser Chapman's murine opossums — Mannosa robinsoiii 
chapmani and M. fitscata carri respectively — and the nine- 
banded armadillo Dasypus novemcinctus (CCA/IRF, 1991c). 
Several other species have been introduced more recently, 
including the mona monkey Cercopitheciis mono and the mon- 
goose Herpestes aiiropunitatus. both of which are considered 
serious pests. 



etatus exist, covering a total of 165 ha (CCA/IRF. 1991c). Two 
nurseries are operated by the Forestry department for the pro- 
duction of timber and Christmas tree seedlings. 

Most roundwood is imported, primarily for the construction 
industry. There are four local sawmills but at least up to 1986 
none had secondary processing equipment, there was no drying 
kiln on the island and only one saw capable of processing logs 
from old-growth forests of mature plantations (CCA/IRF, 
1991c). 

Deforestation 

The early European colonists cleared most of the low altitude 
forest to plant sugar, along with some indigo and cotton. Later 
many of the higher areas were also cleared for cash crops or 
shifting agriculture. 

The forests have also been degraded for many centuries by 
extensive collecting of wood for fuel. Large quantities were 
needed to fuel the sugar factory boiling houses and rum distil- 
leries. Charcoal is traditionally the primary cooking fuel in 
Grenada and the demand for this and firewood still contributes 
to the overall exploitation of the forest. There is, however, no 
reliable information on the use of these fuels or the extent of 
their contribution to deforestation. 

According to FAO ( 1993a), Grenada is one of the two coun- 
tries in the Americas where the area of forest is increasing 
rather than decreasing — the other is Puerto Rico. It is reported 
that the island is gaining 2 sq. km of forest each year, an annual 
increase of 4.3 per cent. 



Conservation Areas 

There are, at present, no officially designated national parks in 
Grenada. A plan for a nationwide system of national parks and 
protected areas has been prepared (GOG/OAS. 1988). but has not 
yet been officially accepted by the government. There is one 15.5 
sq. km forest reserve in the country. Grand Etang, which was 
established in 1906 and enlarged in 1963 (CCA/IRF, 1991cl. 
However, logging can occur in the reserve and although hunting 
and trapping are prohibited there is little protection of the area. 

Initiatives for Conservation 

There is a National Trust and Historical Society in Grenada 
which is concerned with the island's flora and fauna as well as 
its historical and cultural heritage. 



Introduction - Guadeloupe 

The two large islands of Basse-Terre and Grand-Terre, separat- 
ed by the Riviere Salee, make up most of Guadeloupe. A few, 
smaller islands (Marie Galante. la Desirade and Saintes archi- 
pelago) are also associated. The islands of Saint Barthelemy and 
Saint Martin, situated about 200 km north, are part of the same 
administrative unit. 

Grande-Terre. a flat limestone island, has no forest and virtual- 
ly no natural vegetation remaining on it. Basse-Terre is volcanic 
and mountainous, rising to 1467 m at La Soufriere volcano, the 
highest peak in the Lesser Antilles. Most land below 400 m on this 
island has been developed but there is still untouched rain forest 
and lower montane forest at higher altitudes (Davis et al.. 1986). 



128 



Lesser Antilles 



The climate on Guadeloupe is warm and humid. In the town 
of Basse-Terre, mean monthly maximum temperatures vary from 
24.4°C in February to 27.7°C in August. Average annual rainfall 
is 1814 mm and the wettest months are from June to September. 

A French colony was established on Guadeloupe in 16,^5 and 
the country has remained a French possession. It is an overseas 
department and an administrative region of France. About half 
the population live in urban area.s, with concentrations at Ihe 
main port of Pointe-a-Pitre and its suburb of Les Abymes. as 
well as in the capital town of Basse-Terre. 

Bananas, sugar and rum are the main agricultural exports. 
However, tourism, not agriculture, is the main economic 
activity of Guadeloupe. 

Forest Resources and Management 

I'AO ( 1993a) estimates that there is as much as 930 sq. km of 
forest in Guadeloupe, all in the tropical rain forest zone. The 
Office National des Forets, in contrast, reports only 650 sq. 
km of forest on the island (ONF, 1990). Of these, 388 sq. 
km, comprising 280 sq. km of "foret departementalo-doma- 
niale", 15 sq. km of littoral "foret domaniale", 13 sq. km of 
departmental forest and 80 sq. km of mangrove, are con- 
trolled by ONF. The remaining 262 sq. km of forest is either 
in private hands or is public forest not managed by the ONF. 
The mangrove area is the largest in the Lesser Antilles 
(Putney, 1982). The main area is around Grand Cul de Sac 
Marin. There are also swamp forests in the north of Basse- 
Terre. Figure 13.4 maps the vegetation on Guadeloupe as 
shown on a Centre d" Etude de Geographic Tropicale map 
published in 1980. 

Under a management plan which ran from 30 May 1979 to 
31 December 1990. 150 sq. km of the foret departementalo- 
domaniale at higher altitudes was designated a protected zone 
where no silviculture was to be undertaken. A further 80 sq. km 
was designated a production area for mahogany and 50 sq. km 
was designated a production area for local timbers. 

A proposed management plan to follow on from this desig- 
nated 10 sq. km to be planted with mahogany, 10-15 sq. km to 
be reafforested with a mixture of mahogany and local tree 
species, 5 sq. km to be reafforested with local tree species fol- 
lowing the effects of Hurricane Hugo and 5 sq. km to be 
allowed to regenerate naturally. 

Deforestation 

Forests on Guadeloupe were seriously affected by Hurricane 
Hugo in September 1989. There is little information on the 
causes of deforestation on the island but FAO ( 1993a) estimates 
that 3 sq. km are lost each year, an annual rate of 0.3 per cent. 

Biodiversity 

Ten bat species are found on Guadeloupe, two of them 
(Eptesicus guadeloupensis and Sturnira thomasi) restricted to 
the island (Honacki et at., 1982). The racoon Procyon minor 
may be an endemic species on Guadeloupe, but it may be con- 
specific with the North American P. lotor (Honacki et al.. 
1982): it is almost certainly a human introduction. 

There is one endemic bird, the Guadeloupe woodpecker 
Melanerpes henninieri. It is most commonly found in areas of 
moist forest on Basse-Terre (Short, 1974). 

The numbers of reptiles and amphibians on the island is 
unknown. Two reptiles, excluding the marine turtles, are listed 
as threatened. These are Iguana deliiulissinni and the snake 
Alsophis rijcrsnuii (Groombridge, 1993). 



Table 13.6 Conservation areas in Guadeloupe 

Existing conservation areas in lUCN's categories 1-IV are listed. For 
informalion on Biosphere Reserves and Ranisar Sites, see Chapter S. 



Naliiiiial Park 


Area (sq. hn) 


Guadeloupe 


173 


Nature Resen-c 




Grand Cul de Sac Marin 


37 


Total 


210 



Conservation Areas 

There is one national park and one nature reserve (Table 13.6). 
Management of reserves is the responsibility of the Pare 
National de Guadeloupe under the control of the Ministry of the 
Environment. The national park, which is mostly forested, is co- 
managed by ONF. Several new sites are proposed. 



Introduction - Martinique 

Martinique is the second largest island in the Lesser Antilles. It 
is mountainous, particularly in the northern half. The highest 
peak, Mt Pelee (1397 m), is an active volcano in the far north. 
Other major massifs are Morne Jacob and Carbet. 

There is a well defined dry season from November to March. 
Average annual rainfall on high ground in the north is ca 7500 
mm. The south is much drier, with ca 500 mm annual rainfall. 
The island is within the hurricane belt. 

Martinique was already inhabited by Caribs when discovered 
by Columbus in 1493. A French colony was first established in 
1635. Since then, apart from intermittent periods under English 
control, it has been governed by France of which it became an 
Overseas Department in 1946. 

Population density is high (around 400 people per sq. km); 
over 30 per cent are concentrated in three adjacent urban areas 
in the western-central part of the island — Fort-de-France (the 
capital), Schoelcher and Lamentin. As many as 81 per cent of 
the population are urban dwellers. Of the economically active 
population, numbering ca 130.000 in 1989, only 10 per cent are 
involved in agriculture. 

Principal exports are agricultural products (bananas, rum and 
sugar) and petroleum products, synthesised from imported crude 
petroleum. In 1988, 83 sq. km of land were under banana culti- 
vation, and 34.6 sq. km under sugar-cane. 

Forest Resources and Management 

Forest of some description reportedly covers approximately 44 
per cent of the island (D. Chalmers, in litt). There are said to be 
some areas of virtually pristine rainforest in the remote moun- 
tain district of Plateau de la Concorde at about 600 m (D. 
Chalmers, in litt.). Elsewhere, forests at lower elevations are 
secondary with some montane thicket, palm brake and elfin 
woodland at higher elevations (Davis ('/ al.. 1986). Some of the 
forests in the south are privately owned. FAO (1993a; reports 
that there is 430 sq. km of forest on Martinique. 

The second largest mangrove area in the Lesser Antilles, 
covering 22 sq. km, is found in Fort-de-France Bay. There are 
also reportedly almost pristine well-developed mangrove areas 
in the south-east. 

Martinique's forest policy emphasises three roles for the for- 
est: production, conservation and recreation. Commercial 



129 



Lesser Antilles 



618 



61.7 



61.6 



61.5 



61.4 



61.3 



61.1 



16.5 



16.4 



16.3 



16.2 



- 16 1 




- 15.9 



15.8 



61.8 



61.7 



^ <* 



61.6 



Les Saintes 



61.5 



61.4 



Marie-Galante 



61.3 



60.9 
16.5 




La Desiiade 16.3 



162 - 



lies de la Petite Terre 



■ 


Mangrove 




m 


Swainp forest 




■ 


Dry foiest 




m 


Lowland moist 


forest 


m 


Montane forest 




■ 


Montane thicket 




u 


Non forest 






h 




5 10 


15 20 km 


5 


10 



16 - 



5.9 



5.8 



61.2 



61 



60.9 



Figure 13.4 The vegetation on Guadeloupe as shown on a Centre d' Etude de Geographie Tropicale map published in 1980. 

Source: Centre d'Etude de Geographie Tropicale (1980) 



exploitation is limited in scale and restricted to around 12 species. 
Production was quoted in 1983 as around 6000 cu. m, compared 
with imports of 40.000 cu. m. Plantations of mahogany Swietenia 
have been established since 1960. There is active charcoal pro- 
duction, mainly in the private forests in the south. 

In 1960 the role of the Office Nationale des Forets (ONF — 
the National Forest Office), which had until then been purely 
protection of national and public forests, was expanded to cover 
the accommodation of leisure activities within forest areas. In 
1981 their role was further extended to include the management 
of all littoral forest, including mangrove and any forest 
associated with the 1 20 beaches fringing the island. To meet the 
increasing demand for leisure activities there are now 350 km of 
forest roads and trails of which 170 kni are maintained by the 
forest service. 

Deforestation 

One of the major problems on the island is the pressure exerted 
on the fragile littoral forest by the large number of campers 
using sites near the beaches. The annual rate of deforestation is 
estimated to be 0.5 per cent, or 2 sq. km per year (FAO, 1993a). 



Biodiversity 

Martinique has 24 recorded endemic plant species. Several tree 
species are considered in need of monitoring, including the 
endemics Didymopanax urbanianum (syn. Schefflera 
urbaniana) (Araliaceae), found at ca 800 m, Sloanea dussii 
(Elaeocarpaceae) and Drypetes dussii (Fiard. 1992; D. 
Chalmers. //; litt). The endemic dwarf shrub Tiboiichina 
ciiamaecistus which occurs at high altitude is classified as 
Vulnerable because of picking of flowers and uprooting. 
Avicennia schauerana and Pterocarpus officinalis are also of 
note (D. Chalmers, in litt). 

Five single-island endemic reptiles have been recorded; two 
of these (Ameivci major and Leiocephalus herminieri) are 
believed extinct, while a third. Liophis cursor, was last seen in 
the 1960s. The other two endemic species are Aiiolis roquet and 
Bothrops lanceolcitus. The threatened Iguana delicatissima is 
found on the island. One regionally endemic amphibian, 
Eleutherodactylus martinicensis, occurs. 

The one recorded native terrestrial mammal, the endemic 
Martinique rice rat Megalomys desmarestii. is extinct. Nine chi- 
ropterans have been recorded. Introduced mammals include the 



130 



Lesser Antilles 



agouti Dasyprocta aguti and mongoose Herpestes auropunctatiis. 
Some 53 breeding birds have been recorded of which one, 
the Martinique oriole Icterus bonana. is endemic; it is classified 
as endangered by Collar et at. (1992), its decline being chiefly 
attributable to brood-parasitism by the shiny cowbird Mohnhriis 
bonariensis. The oriole inhabits all the island's forest types 
except cloud-forest. Eight other species confined to the Lesser 
Antilles occur, including the endangered white-breasted 
thrasher Ramphocinclus brachyunis, which is found in dry for- 
est on Martinique and St Lucia only. 

Conservation Areas 

Since 1976, 70 per cent of Martinique has been classified as a 
Regional Nature Park which has an lUCN category of V; within 
the park, areas are zoned to safeguard different land uses, 
although it is unclear how effective or comprehensive protection 
is. There is a 4 sq. km nature reserve on the Caravelle Peninsula 
on the east coast, also established in 1976; it is not known how 
much of this is forested. Other conservation areas within lUCN 
category I-IV are listed in Table 1.3.7. Both the nature park and 
nature reserve are administered by a board composed of repre- 
sentatives of the municipalities, the region and the department. 
The administration is separate from the ONF. 

Conservation Initiatives 

An arboretum with over 60 indigenous tree species has been 
established at La Donis, close to a popular forest recreation 
area. Two botanical trails have been created, one in mesophytic 
forest in the north and the other in .\erophytic forests at Grand 
Macabou. 



Introduction - St Kitts and Nevis 

The main part of St Kitts has a rugged backbone dominated by 
the Northwest Range and including the Central and Southeast 
Ranges. There are three linked volcanoes in the Northwest 
Range, the highest, Mt Liamuiga, reaching 1 156 m. The steeper 
part of the mountainous interior of St Kitts is surrounded by an 
upland forest belt which grades into a gradually sloping coastal 
plain. This plain is covered primarily by sugar cane with 
expanding patches of diversified agricultural crops and some 
pasture land. 

Nevis is approximately circular and is dominated by the 985 m 
high Nevis Peak which forms the central part of a north-south 
spine completed by Windy Hill in the north and Saddle Hill in 
the south. 

The climate of both islands is tropical and heavily influenced 
by steady northeast trade winds. Mean annual temperature is 
about 27°C. Annual precipitation is 1625 mm on St Kitts and 
I 170 mm on Nevis. 

The Carib Indians remained on St Kitts until the early 17th 
century. A small number of British established a settlement 
there in 1624 and were followed soon after by the French. 
Within a few years all the resident Caribs had been killed or 
enslaved. Nevis was settled by a group of Englishmen in 1628. 
France ceded St Kitts to the British in the early 18th century. 
The federation of St Kitts and Nevis became an independent 
nation in 1983. Most of its population are descendants ot the 
slaves brought in to work in the sugar cane fields. The chief 
town on St Kitts is the capital, Basseterre; on Nevis the major 
town is Charlestown. About half of the population are urban 
dwellers. 

On St Kitts the main economic activity was sugar production. 



Table 13.7 Conservation areas in Martinique 

Existing conservation areas in lUCN's cateaories I-IV are listed. 



Bird Reserve 

llets de Ste Anne 

Lilloral Consenation Area 
Caravelle 
Precheur/Gd Riviere 

Nature ReseiTe 
Caravelle 

Total 

Source: WCMC (unpublished data) 



Area (sq. km) 
<0.l 



2.5 
5 



11.5 



now tourism is gradually replacing agriculture as the major eco- 
nomic sector. Agriculture (fruit and vegetables), fisheries and 
tourism are important on Nevis. 

Forest Resources and Management 

The present vegetation of St Kitts and Nevis is greatly dis- 
turbed by human activities. In most lowland areas all traces of 
natural vegetation have been removed. Although the mountain 
peaks are covered in forest, it is unlikely that this is virgin. 
Storms undoubtedly have an impact on the forest and maintain 
much of it in a pre-climax condition (CCA/IRF, I991d). 
Vegetation cover as recorded by Beard in 1949 is shown on 
Figure 13.5. 

There is an estimated 65 sq. km of woodland/forest on St 
Kitts, of which 23 sq. km is cloud and rainforest, 21 sq. km 
moist forest and the remaining 21 sq. km dry forest (Mills, 
1988). Forest on Nevis covers an estimated 19 sq. km. The 
upland forested areas on both St Kitts and Nevis appear to be 
increasing in extent as abandoned agricultural land reverts to 
secondary forest. FAO (1993a) estimate a total cover of 130 sq. 
km, all in the moist deciduous zone. 

Traditionally, the management of forested areas on St Kitts 
was undertaken by the sugar estate owners. Although initially 
conserving the forests, they began to cut them down to increase 
the area of sugar cane. As a result, in 1904 a Forest Ordinance 
established a Forestry Board to control the cutting. This was 
never very effective and in 1987 a National Conservation and 
Environmental Protection Act was passed. This covers numer- 
ous aspects of conservation including the establishment and 
administration of protected areas, protection of forests, soil and 
water conservation, reforestation, control of charcoal production 
and control of logging. At present forestry falls under the 
Director of Agriculture. 

The Forest Ordinance of 1904 declared all forested lands on 
both St Kitts and Nevis above 1000 feet (330 m) in elevation as 
crown lands and even now nearly all forested areas, except the 
dry forest on the Southeast Peninsula of St Kitts, are owned by 
the government. 

The only substantial stand of tall forest on Nevis is on the 
northwestern side of the mountain above Jessups (Davis et at. 
1986). Palm brake is found on Nevis' s mountain slopes above 
550 m on the eastern and southern slopes and above 700 m on 
the northern and western slopes (CCA/IRF, 199 Id). Elfin wood- 
land is on the summits of the mountains. Good stands of white 
mangrove Laguncularia racemosa still exist on Nevis at 



131 



Lesser Antilles 



Newcastle Bay. Pinneys Estate and the mouth of the Bath 
Stream (Rodrigues, 1990). 

There is no forest management or protection programme on 
Nevis and the island has no active forestry unit despite propos- 
als for forest management having been prepared by the 
Caribbean Development Board as long ago as 1983. 

Deforestation 

Most of Nevis below 600 m has been cultivated since the late 
1600s and as early as 1687 it was reported by Sloane ( 1707) that 
"the clearing of land extended almost to the top of the central 
mountain". The area under cultivation (for sugar and subse- 
quently mainly for cotton) has declined dramatically on Nevis 
during this century, resulting in large areas of fallow land. 
Figures for the rate of deforestation in St Kitts and Nevis in the 
recent FAO publication (FAO, 1993a) are not consistent. In 
Table 4c of this report, deforestation is given as nil, but the 
annual rate of deforestation is 0.2 per cent. In Table 8c, area 
deforested is zero, but it is reported that 100 per cent of the 
deforestation occurs in the moist deciduous zone. 

Charcoal was reported in the 1940s to be the principal forest 
product, much of it produced in Nevis resulting in the destruc- 
tion of large areas of forest on the leeward side of the island. A 
1980 household census revealed that just under 30% of house- 
holds used wood and/or charcoal for cooking. Residential 
encroachment is a threat to the higher elevation forest in Nevis 



(CCA/IRF. 1991d). Uncontrolled grazing reportedly hampers 
any forest regeneration ( D. Chalmers, in lilt. ). 

One of the major mangrove locations on St Kilts, Great 
Heeds Pond, which is also an important habitat for wildlife, par- 
ticularly migratory birds, is under stress from solid waste dump- 
ing and other industrial activities. 

Biodiversity 

Beard (1949) reported 121 tree species on St Kitts and Nevis. 
The islands have two endemic plant species (WCMC. 1992). 

St Kitts and Nevis has five lizards, four geckos and two 
snakes (CCA/IRF, 1 99 Id). lUCN (Groombridge, 1993) lists two 
of these as threatened — these are Iguana delicatissima and 
Alsophis rufivenlris. There are two native amphibians, 
Eleutherodactylus johnstonei and Leplodactylus fallax, although 
the latter may be extinct on the islands, and the cane toad has 
been introduced. 

There are at least 35 resident breeding bird species on St 
Kitts; Morris and Lemon ( 1982) recorded 77 bird species during 
a survey in 1982. A minimum of 70 species of birds has been 
sighted on Nevis (Hilder, 1989). The only globally threatened 
bird listed as occurring on the islands by Collar et al. ( 1992) is 
the West Indian whistling duck Dendrocygna arboiea. It 
appears likely that this marsh-dwelling duck no longer occurs 
there. 

The only native mammals on St Kitts and Nevis are bats. At 



Figure 13.5 The vegetation of St Kitts and Nevis as recorded by Beard in 1949. 



Source.- Beard (1949) 




ST. KITTS AND NEVIS 



Scale ot Miles 



Savanna & Grazing Land 
^^^^^^ tJry Scrub-Woodlands 
(MMH Ram Forest 



\y//X\ P^'ni Brake 
|V,',*,'| Ellin Woodland 
[i niMi I Secondary Forest 




CHABLESTOWN 



132 



Lesser Antilles 



least seven species occur on St Kitts including tlie regional 
endemics Ardops nichoUsi, Brtuhyphyllum cavcrnariiin and 
Monophylhis plethodon. Two species have been identified on 
Nevis. Artiheus jciinaicensis and Molossiis molossiis. Introduced 
species on St Kitts and Nevis are the vervet monkey 
Cercopithecus aelhiops and the mongoose Herpestes auropunc- 
tatus as well as rats and mice. There is a small feral herd of 
white-tailed deer Odocoileiis v!i\i>iinciniis on St Kitts. 

Conservation Areas 

The only protected areas on St Kitts are the small Brimstone 
Hill Fortress National Park, which is a historical monument, and 
the Southeast Peninsula (Table 13.8). Neither plays any part in 
conserving moist forest. There are no protected areas on Nevis. 
The recent National Conservation and Environmental Protection 
Act provides for the establishment of other conservation areas. 
A total of fourteen or so sites on both islands have been pro- 
posed for protection. 

Conservation Initiatives 

A recent OAS Natural Resource Management Planning Project 
for St Kitts was concerned with the identification, propagation 
and outplanting of suitable forest species in multi-purpose plan- 
tations (CCA/IRF. 1 99 Id). 

The 1987 National Conservation and Environmental 
Protection Act allows for greater involvement by NGOs in the 
management of some protected areas. It is hoped that this will 
allow for improved public awareness and education. 



Introduction - St Lucia 

The island of St Lucia is volcanic with an irregular, steep terrain 
and very little flat land. About 90 per cent of the island has a 
slope greater than 1:10. The south-central mountain cluster rises 
to 950 m at Mt Gimie. 

Mean annual temperature is 27°C with little seasonal varia- 
tion. January to May are the drier months, hurricanes may occur 
from late June to early October and there are often severe tropi- 
cal storms in November. Rainfall is uneven over the island, 
ranging from about 1500 mm annually in the extreme north and 
south to around 3700 mm at Quiless and Edmond in the moun- 
tainous south-central area. 

Most of the population lives on or near the coast and is con- 
centrated in the north-west. Urban centres are located on river 
mouths on the generally flatter coastal plain. Over 90 per cent of 
landholdings are 4 ha or less in size and these produce about 60 
per cent of the country's agricultural produce. Agricultural out- 
put accounted for 17 per cent of GDP in 1986. with bananas 
being the dominant cash crop (CCA/IRF, 1991e). Tourism is 
becoming increasingly important in the island. 

St Lucia was first occupied by Amerindians, the Ciboneys, 
about 2500 years ago. The Arawaks became established about 



Table 13.8 Conservation areas in St Kitts and Nevis 

E,xisting conservation areas in lUCN's categories l-IV are listed. 



Ntiliimal Ftirk 

Brimstone Hill Fortress 

Southeast Peninsula and Recreation Area 

Total 



Area Isq. km) 

0.2 
26 

26.2 



200 AD. but by the I 3th century were displaced by the Carib 
Indians. It was 1663 before the Caribs were e.xpelled and the 
island then changed hands 14 times before finally being ceded 
to Britain in 1814. 

Forest Resources and Management 

The forests are now mostly confined to the more inaccessible 
mountainous areas in the interior of St Lucia. Figure 13.6 illus- 
trates the vegetation cover on St Lucia as mapped by the 
Organisation of the American States (OAS) in 1984. In March 
1988. CIDA estimated that approximately 77 sq. km (13 per 
cent) of the island was occupied by primary forest. Rain forest 
covered around 68 sq. km, while the rest was montane thicket, 
elfin woodland or other small climax forest associations. 
Around 60 per cent of the forest is on slopes of between 20° and 
30°, with another 9 per cent on slopes over 30° (Piitz, 1983). 
Montane thicket is found principally at La Sociere, Piton Flore, 
Morne Locombe. Piton St Esprit and Grand Magazin. The only 
remaining area of elfin woodland, or cloud forest, of any size is 
on Mt Gimie (CCA/IRF, I991e). FAO (1993a) reports only 50 
sq. km of forest remaining. 

There are very small patches of mangrove scattered mainly 
round the east and northwest coasts, few of which are still intact 
(CCA/IRF, 1991e). Approximately 2 sq. km are thought to exist 
of which those at Savannes Bay and Praslin are least degraded 
(CCA/IRF. I991e). The largest area is at Man Kote but here, in 
particular, overharvesting of the mangroves for charcoal is a 
problem. 

Lowland and lower montane forests account for nearly all the 
commercial timber land. Half of the merchantable timber vol- 
ume is collected from six species within these forests: gommier 
Dacryodes e.xcelsa. chataignier Sloanea sp., balata chien 
Oxytheca pallida, bois de masse Licania ternatensis, bois pain 
marron Talauma dodecapetala and mahaut cochon Sterciilia 
caribaea. Forest reserves cover 75 sq. km of land. Exploited 
forests cover 16 sq. km of Protection Production Forest, of 
which 14 sq. km are in forest reserves, and 6.7 sq. km of 
Exploitation Forest on private land. It is estimated that the sus- 
tainable timber production from natural forests on the island is 
only 1 200 cu m per year ( FAO. 1 99 1 ). 

Plantations on the island are mostly small and cover only 
3 sq. km or thereabouts. The most commonly used species are 
mahogany Swietenia macrophylla, blue mahoe Hibiscus elatiis 
and Caribbean pine Finns caribaea. 

Deforestation 

There is little information available on the rate of deforestation 
in St Lucia. FAO (1993a) estimates an annual loss of 3 sq. km 
between 1981 and 1990. which gives the very high rate of 5.2 
per cent per year. In 1980, Hurricane Allen damaged an 
estimated 40 per cent of trees in 80 per cent of the island's 
forests. Increasing population pressure and a rising demand for 
agricultural land are the main causes of forest clearing, and 
these have been exacerbated by the development of roads into 
formerly inaccessible forests (CCA/IRF, I991e). These roads 
have enabled quite large tracts of forest to be illicitly removed 
for banana cultivation. 

Firewood and charcoal are important fuels on the island; they 
are used by over 80 per cent of households, and the demand for 
these contributes to the exploitation of the forests. 

Biodiversity 

The number of plant species on St Lucia is unknown, but Beard 



133 



Lesser Antilles 




Saint Vincent Channel 



Figure 13.6 The vegetation on St Lucia as mapped by the 
Organisation of the American States (OAS) in 1984. 



threatened, the latter may even be extinct, probably exterminated 
by the introduced mongoose. The other endangered bird on the 
island is the white-breasted thrasher Riimphi>cinctiis 
brachyurus, which is found in semi-arid woodland on St Lucia 
and also on Martinique. 

There are 17 species of reptile on the island, excluding 
marine turtles, five of these are endemic and three are intro- 
duced (Corke. 1992). The endemics are three lizards (Anolis 
liiciae. Cnemiclophonis vanzoi and Sphaerodactxius 
microtepis). and two snakes (Bothrops caribhaeus and Liophis 
onumis). C. vanzoi and L. ornatus are found only on the Maria 
Islands; they are listed as vulnerable and endangered 
respectively by lUCN (Groombridge, 1993). 

There are two native amphibians, Eleutherodactylus john- 
slonei and Ololygon rubra, neither of which is endemic. The 
former is reportedly abundant, the latter apparently not. The 
introduced Bufa imiriniis is also common (Corke, 1992). 

Conservation Areas 

Excluding the Forest Reserves, the amount of protected land in 
St Lucia is very small (Table 13.9). There is no national parks 
legislation. A good, broad conservation policy was articulated in 
1977 but has yet to be implemented. Many of the tiny islands in 
the area have been proposed for protection. 

Conservation Initiatives 

There are a number of NGOs on the island and these have 
heightened public awareness about environmental issues. For 
instance, St Lucia Natural Trust has done much to encourage 
the conservation and development of national parks, while the 
Caribbean Natural Resources Institute has been working on 
community conservation and sustainable use of mangroves and 
other forests for several years. 

Introduction - St Vincent and 
THE Grenadines 

The Grenadines, made up of 31 islands and cays, contain no 
moist forest and will not be considered further in this account. 
The 345 sq. km island of St Vincent is dominated by a large 
volcanic cone. La Soufriere, which rises to almost 1220 m; it 
last erupted in 1979. This is separated from the Morne Garu 
Mountains and the rest of the central massif by a deep trough. 
The leeward side of the island is characterised by deep-cut val- 



(1949) reported 151 trees on the island. Following Howard 
(1974-89) there are eleven plant species endemic to St Lucia. 
Regional endemism is about 12 per cent in the coastal dry zone 
but increases to 40-50 per cent in the flora of the primary rain 
forest and montane forest (CCA/IRF. 1991e). 

There are nine bat species recorded on the island (Varona. 
1974). These include three regional endemics, Monophylliis 
pletliodon, Ardops nicljollsi and Brachyphylla cuveriiaruiu 
(Johnson, 1988). There are also several introduced mammals 
including the opossum Didelphis marsiipialis insulahs, agouti 
Dasyprocta aguti, mongoose Herpestes auropunctatus and 
some rat and mice species. 

There are 51 resident bird species on St Lucia (WCMC, 
1992) of which four are endemic. These are the St Lucia parrot 
Amazonci versicolor. Semper" s warbler Leucopeza .•icmperi. St 
Lucia black finch Melanospiza ricliard.soni and St Lucia oriole 
Icterus laudabilis. Of these, the parrot and warbler are 



Table 13.9 Conservation areas in St Lucia 

Existing conservation areas in lUCN categories I-IV are listed. 
Marine reserves are not included. 



National Park 
Pigeon Island 

Nature Resene 
Maria Island 
Fregate Island 

Reser\'e 
Marigot 

Saiictuaiy 

Parrot Sanctuary 

Total 



Area (sq. km) 
0.2 



0.1 
O.I 



0.1 

15 
15.5 



134 



Lesser Antilles 



leys and high vertical coastal clitTs. while on the windward side 
the valleys tend to be wider and flatter, opening onto a fairly flat 
coastal plain. 

The climate on the island is similar to that of St Lucia. 
Highest elevations receive most rainfall, up to 7000 inm in 
some places, while the valleys and coastal plains receive only 
2000 mm or thereabouts. Hurricanes cause extensive damage. 

St Vincent's early history of occupation is similar to that of 
St Lucia. Arawak Indians were conquered by Caribs who, in 
turn, were forcibly ousted by the British in 1797, even though 
St Vincent was one of the islands the French and British had in 
1748 agreed to designate as "neutral territory" for the sole 
benefit of the Caribs. The islands became an independent state 
within the British Commonwealth in 1979. Most (65 per cent) 
of the population are descendants of African slave labour and 
only two per cent are Amerindians (Birdsey et al., 1986). The 
population in 1989 was estimated at 104,000, making the 
island one of the two most densely populated in the Lesser 
Antilles, the other being Grenada. The population is largely 
concentrated along the less steep coastal areas, particularly 
around Kingstown, the capital, but also in Mesopotamia 
Valley and on the leeward coast in Layou and Barrouallie 
(CCA/IRF, 199 If). 

St Vincent's economy has traditionally been dependent on 
export crops. Bananas support approximately 85 per cent ot St 
Vincent's population and account for the majority of exports 
(CCA/IRF, 199 If). 

Forest Resources and Management 

The distribution of the vegetation on St Vincent as indicated by 
Beard in 1949 is shown on Figure 13.7. Birdsey et al. (1986) 
estimated that, in 1984, around 130 sq. km of St Vincent was 
forested. However, only 16 sq. km of this was undisturbed pri- 
mary forest (Table 13.10). FAO (1993a) reports that by 1990, 
the forest had been reduced to 1 10 sq. km. 

A small area of mangrove occurs around a pond at Milkin 
Bay on the south coast, and a few other smaller areas are present 
on the island. It is, however, probable that mangroves were 
never very extensive on St Vincent. Somewhat larger areas are 
found on the Grenadines, the biggest at 2 1 ha on Union Island. 

The primary forest remains only on the largely inaccessible 
interior mountain ridges and at the heads of deep steep valleys 
of the leeward coast. Due to the steep, rugged terrain and lack of 
access, it is unlikely that these forests will be harvested in the 
near future. The term secondary forest was applied to a broad 
spectrum of forests disturbed either by natural occurrences such 
as hurricanes and volcanic eruptions or by humans (Birdsey et 
al.. 1986). 

Dacroxdes excelsa, Onnosia monospernia. Actinostemen 
carlbeus and Talawna dodecapetala together comprise 59 per 
cent of all sawtimber (Birdsey et al.. 1986). There is only a 
small primary forest industry on the island which supplies about 
15 per cent of the lumber demand via a few pit sawyers. The 
secondary forest industry, though well developed, makes most 
of its products from imported wood. 

There is very little plantation on the island, around 5 sq. km. 
Most of this (70 per cent) is blue mahoe Hibiscus elatus, with 
Caribbean pine Pinus caribaea and mahogany Swietenia macro- 
phylla and S. mahagoni making up much of the remainder. With 
little possibility of harvesting timber from the remaining natural 
forests, the best hope for increasing timber production is through 
increasing the area of plantations (CCA/IRF, 199 IF). Annual 
planting has ranged from only 2 to 4 ha per year (Prins, 1986). 



There is no formal written forest policy and no forest man- 
agement plans have been prepared for the island. 

Deforestation 

Most of the land below 300 m has been cultivated for many 
years as have many of the deep valleys at higher elevations. 
However, in recent years, much upslope expansion of agricul- 
ture has occurred, mostly to plant bananas. Many very steep 
slopes have been cleared and planted by shifting agriculturalists 
as land is in very short supply and the population is increasing. 
Collection of wood for fuel may be a serious problem but no 
data exist on the extent of this. Deforestation is estiinated to be 
3 sq. km per year, a rate of 2. 1 per cent (FAO, 1993a). 

Natural hazards such as volcanic eruptions, hurricanes and 
severe tropical storms have also caused deforestation on the 
island. For instance, almost 28 sq. km, or eight per cent of the 
island was deforested by the 1979 eruption of Soufriere 
(Birdsey <?r«/.. 1986). 

Biodiversity 

There are four amphibian species on St Vincent: the introduced 
cane toad Bitfo marinus. two tree frogs Eleutherodactylus john- 
stonei and E. urichi) and a foam-nesting frog Leptodactylus fal- 
Ui\ (Corke, 1992). None is endemic to the island but E. john- 
stonei is found only in the West Indies. 

Twelve reptiles are found on the island of which eleven are 
native and three endemic to St Vincent (Corke, 1992). The 
endemics are the tree lizards Anolis griseus and A. triiiitatis and 
a snake Chironius vinceuti. The snake is considered to be rare 
(Groombridge, 1993). 

St Vincent and the Grenadines are reported to hold 95 
species of breeding land birds (Faaborg and Arendt, 1985), with 
four seabird species breeding on St Vincent and 12 on the 
Grenadines (Halewyn and Norton, 1984). Only one species, the 
St Vincent parrot Amazona guildingii. is listed as threatened by 
Collar et al. ( 1992). The whistling warbler Catharopeza bisliopi 
is the only other bird endemic to the island. 

Most of the native mammals on St Vincent and the 
Grenadines are bats, eight species occur of which three are 
regional endemics. There are also seven introduced mammal 
species, including the opossum Didelplus marsiipialis. the mon- 
goose Herpestes aiiropiinctatiis and the agouti Dasyprocta 
aguti. The only native, non-flying mammal was the now extinct 
endemic rice rat Oryzomys victus. 

Conservation Areas 

The St Vincent Botanical Garden, established in 1765, is the 
oldest such site in the Western hemisphere. In 1791, it was also 



Table 13.10 Area of forest a 


ind woodland in St 


Vincent in 1984 


Forest type 




Area (sq.km) 


Area (per cent) 


Young secondary 


forest 


35.7 


10.5 


Secondary forest 




37.06 


10.9 


Primary forest 




16.32 


4.8 


Plantation forest 




0.34 


0.1 


Palm forest 




17.34 


5.1 


Elfin woodland 




9.52 


2.8 


Dry scrub forest 




13.26 


3.9 


Total 




129.54 


38.1 



Source: BMxy el al. (1986) 



135 



Lesser Antilles 



ST. VINCENT/NATURAL VEGETATION (Circa 1949) 

W/iMM Dry Scrub Woodlands 
^TTTT^i Rain Foresi 
irrm Palm Brake 

1 Elfin Woodland 

^ Secondary Forest 

1 Non-forest Land 




Figure 13.7 The vegetation on St Vincent as recorded by 

Beard in 1949. 5r<u;rc; CCA/IRF(l99ir) based on Beard (1949) 



the first Eastern Caribbean island to establish a forest reserve. 
Indeed, the Order setting King's Hill aside is thought to be the 
first piece of legislation providing for protected areas in the 
Americas (lUCN, 1992). In 1912. all land above 1000 feet in 
elevation was designated as crown property, reserved by law to 
protect forests in the upper watershed. However much 
encroachment, legal and illegal, has occurred and little protec- 
tion of the area takes place. 

A national parks system is being considered but is not fully 
approved. There are six forest reserves, three designated as cate- 
gory IV. and 23 wildlife reserves, all in category IV and all 
gazetted in 1987. but for none of these is the si/e known so they 
have not been listed here. Almost all of the wildlife reserves are 
islands within the Grenadines. An area of 44 sq. km in the cen- 
tre of St Vincent was declared a reserve in 1 987. particularly for 
the protection of St Vincent's parrot. 

Conservation Initiatives 

At the end of the 1980s the Government took significant steps 
to focus public attention on environmental concerns. A new- 
Ministry of Health and the Environment was created in 1989. 
The Prime Minister designated the 1990s as the Decade of the 
Environment in St Vincent and established an Environment 
Protection Task Force to assist the government in developing an 
environmental agenda and programme. 

A five year forestry assistance programme (1989-1994) 
funded by CIDA is currently addressing many of St Vincent's 
problems. A National Forest Management Plan is being pre- 
pared as part of this programme. The boundaries of the forest 
reserves will be surveyed and marked and the number of people 
working in the Forestry Division will be increased. Forest man- 
agement policies and a draft Forest Resources Conservation Act 
have been prepared. The new act. replacing a 1945 law. will 
greatly expand the power of the Forestry Division. An environ- 
mental education programme is also part of the CIDA project. 



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Project. Commonwealth of Dominica. Department of 

Regional Development. OAS, Washington. DC. 
Putney. A.D. (1982). Survey of Conservation Priorities in tlte 

Lesser Antilles: Final Report. Eastern Caribbean Natural 

Area Management Program, St Croix, US Virgin Islands. 
Rodrigues, D. (1990). Dominant Flora and Vegetation Zones of 

Nevis. Vanier College Press. St Laurent, Quebec, Canada. 
Scheele. R. (1989). Morne Trois Pitons National Park 

Management Plan 1 990-2000. Draft report prepared for the 

Division of Forestry and Wildlife. Dominica. OAS. 

Washington, DC. 
Short, L.L. (1974). Habits of thiee endemic West Indian wood- 
peckers (Aves: Picidae). American Museum Novitates 2549. 
Sloane. H. (1707). A Voyage to the Islands of Madera. 

Barbados. Neives. St Christopher and Jamaica. Volume 1. 

London. England. 
Varona. L.S. (1974). Catdlogo de los Mamiferos Vivientes y 

E.xtinguidos de las Antillas. Academia de Ciencias de Cuba. 
WCMC (1992). Global Biodiversity: Status of the Earth s 

Living Resources. Chapman & Hall. London. U.K. 



Authors: Martin Jenkins and Caroline Harcourt. Cambridge 
with contributions from Steve Bass, IIED, London; Dan 
Chalmers, Taverham. Norfolk and Frank Wadsworth, Southern 
Forest Experiment Station, Puerto Rico. 



137 



14 Puerto Rico 



Country areo 8900 sq. km 










Land area 8860 sq km 






Populotion (niid-1994) 3.6 mill™ 






Population growth rate 1 .0 per cent 






Population projected to 2025 47 million 






Gross national product per capita (1992) USS6610 


r. 




Forest (FAO, 1993) 3210 sq km 




Annual deforestation rote (1981-1990) +1 4 per tent 


; 




Industrial roundwood production — 






Industrial roundwood exports — 


■i><X 




Fuelwood and charcoal production — 


^ .'W..--^ 




Processed wood production — 






Processed wood exports — 


■' _ 









By the beginning of this century, Puerto Rico had already lost over 80 per cent of its forest cover. By the middle of the 
century, there was as little as 34 sq. km of virgin forest remaining. However, in the past 40 years, following the col- 
lapse of the sugar cane industry and the abandonment of much of the agricultural land, there has been a dramatic 
increase in the forest cover. 



Introduction 

The island of Puerto Rico is the easternmost and smallest of the 
Greater Antilles. It can be divided into three main physiographic 
units: a south-central volcanic mountainous region varying from 
600-1338 m in elevation forming the Central Cordillera; a belt 
of rugged karst topography in the north-central and north-west- 
em parts of the island; and a discontinuous fringe of coastal 
plains. 

Daily and annual temperature changes are minor although 
there are variations over the island. The lowest mean annual 
temperature is 18°C at Pico del Este and Cerro Maravilla and 
the highest is 27°C at Guayama on the south coast (Birdsey and 
Weaver, 1982). Average annual precipitation is 1800 mm, with 
coastal areas receiving 750 mm, while the summit of Luquillo 
receives over 4000 mm. A relatively dry season occurs from 
mid-December to the end of March (Birdsey and Weaver, 
1982). Hurricanes occur quite commonly. 

Puerto Rico was originally colonised by Igneris Amerindians 
around 100 AD. Late in the 15th century, the aggressive Tainos 
tribe colonised the east of the island, but they were displaced by 
the arrival of Europeans in 1508. Puerto Rico"s population den- 
sity, at 406 inhabitants per sq. km, is one of the highest in the 
world. The greatest population centres are located in the coastal 
plains, with o\er half the island's inhabitants concentrated in the 
metropolitan area surrounding the capital city of San Juan 
(Vivaldi. 1989). About 74 per cent of the people are urban 
dwellers. The island is a self-governing commonwealth in free 
association with the USA, and many Puerto Ricans live in the 
USA. 

The major agricultural product is sugar cane, but there has 
been a change in emphasis from an agrarian economy to one 
based on light industry and business. Tourism is the third most 
important industry, after manufacturing and agriculture. 

The Forests 

Little and Wadsworth (1964) give a description of the different 
types of forest that used to occur on Puerto Rico and show eight 
climax forest types on their map — reproduced here as Figure 



14.1. Not shown on this figure are the small patches of littoral 
woodland or mangrove. 

Holdridge"s Life Zone system has been used in this chapter 
to classify the forests of Puerto Rico (Ewel and Whitmore, 
1973; Figure 14.2). 

The Subtropical Dry Forest is characterized by deciduous 
vegetation, often with small and succulent leaves and spines or 
thorns. Canopy height is rarely above 15 m. Common trees 
include Bursera simaruba. Prosopis juliflora, Cepkalocereus 
royenii and Picretia aculeata. This zone covers 18 per cent of 
the island. 

The Subtropical Moist Forest zone is the most widespread, 
occupying over 58 per cent of the island, but little forest 
remains in the area. The trees in this forest type are up to 30 m 
in height, many are deciduous and epiphytes are common. 
Giiassi atteiuiara. an endemic palm species, is a conspicuous 
component of the limestone hill forests. The serpentine-derived 
soils in the south-west of the island support a unique vegetation 
which contains a number of endemics. The trees tend to be slen- 
der and only 12 m or so high. Species common in the moist for- 
est zone include Roystonea borinquena, Tabehuia heteropbylla. 
Ei-ythrina poeppigianci. Inga vera and /. lamina. Species of 
Nectandra and Ocotea are prominent in many of the older sec- 
ondary forests. Inland from the mangroves in this zone are rem- 
nants of swamp forests dominated by Pterocarpits officinalis. 

The Subtropical Wet Forest zone covers about 23 per cent of 
the island. The forests contain more than 150 species of trees 
and have a closed canopy at around 20 m. Dominant trees are 
Dacryodes excelsa. Sloanea berleriana and Manilkara 
bidentata. Epiphytic ferns, bromeliads and orchids are abundant. 

The Subtropical Rain Forest zone is found in only a small 
area on the Luquillo Mountains. Species composition is similar 
to that in the wet forest, but there is a high frequency of the 
palm Prestoea monlana and more epiphytes. 

The Subtropical Lower Montane Wet Forest life zone occurs 
in both the central and eastern parts of the island up to the sum- 
mits of most mountains above 1000 m and occasionally extend- 



138 



Puerto Rico 




Figure 14.1 Climax forest types and forest regions of Puerto Rico 



Source: Lillie and Wadsworth ( 1964) 



ing down to almost 700 m. The forest is less rich than the sub- 
tropical wet forest with only 53 tree species recorded. Cyrilla 
racemiflora is probably the most abundant tree, though Ocotea 
spathulata. Micropholis chrysophylloides and M. garciniaefolia 
are also common, at least in eastern Puerto Rico (Wadsworth, 
1951). Elfin woodland and palin brake associations are found in 
this forest zone. 

The Subtropical Lower Montane Rain Forest is present only 
on the Luquillo Mountains. Species are similar to those in the 
Lower Montane Wet Forest, but epiphytes, palms and tree ferns 
are more common in the Rain Forest. 

Mangroves 

It is estimated that mangroves may have once covered about 
240 sq. km in Puerto Rico (Wadsworth, 1968). Exploitation of 
the trees for fuel and wood during the Spanish period, a series 
of destructive hurricanes and reclamation of land for agriculture 
meant that the mangroves were reduced to around 64 sq. km by 
the 1930s (Can-era. 1975; Martinez et ai. 1979). Although this 
had increased slightly by 1959, urban development and industri- 
alisation caused further destruction in the 1960s (Wadsworth, 
1959). In 1979, Martinez et al. (1979) estimated that less than 
60 sq. km remained. 

Forest Resources and Management 

When European colonists arrived on Puerto Rico in 1508, the 
island was almost completely forested (Wadsworth, 1950; 
Birdsey and Weaver. 1987). From 1815, when the island was 
opened to international trade, clearing took place at a geometric 
rate (Table 14.1) so that Dansereau (1966) reported "The plant 
cover of the Island of Puerto Rico is now entirely controlled by 
man. There is no such thing as virgin vegetation, whether for- 
est, savana. scrub, or grassland". However, other writers 
report that a few tiny areas of virgin forest, covering 0.4 per 
cent of the island or 34 sq. km, did survive to the middle of the 
20th century (Table 14.2). Some 22 sq. km of this was in the 
Luquillo Mountains, while other areas were left in Carite, Toro 



Negro, Guilarte, Maricao and on a few mountain tops that were 
in private ownership (Wadsworth, 1950; Birdsey and Weaver. 
1982). 

Puerto Rico's forest area has increased dramatically in the 
last 40 years as shown in Table 14.1. Although the different def- 
initions of "'forest" used by the various authors make the esti- 
mates not entirely comparable or reliable, they do give an indi- 
cation of the trends over time. The increase in forest is a result 
of the new growth on the marginally productive pastures and 
croplands which have been deserted as a result of the migration 
of the rural population. Nevertheless, Table 14.1 gives an opti- 
mistic estimate of the present forest extent. A comparison with 
Table 14.2 from Brash (1987) gives an indication of how little 
virgin forest is left on the island. 

Using a 1985 survey as a baseline, FAO ( 1993) estimates for- 
est cover in Puerto Rico to be 3210 sq. km, with 490 sq. km in 



Table 14.1 Historical Estimates of Forest Area for Puerto Rico. 



Year of estimate 


Forest Area (sq. 


km) 


Referen 


c. 1500 


8.500 




1 and 


1828 


5,870 




2 


1899 


1,820 




2 


1912 


1,690 




I 


1916 


1,780 




1 


1931 


810 




3 


1948 


570 




4 


1960 


820 




5 


1972 


2.840 




6 



NB Different definitions of "forest" were used for these estimates, which makes 
comparisons somewhat unreliable. 

References; I. Murphy. 1916; 2. Wadsworth. 1950; 3. Gill. 1931; 4. Koenig. 1953; 5. Englerth. 
I960: 6. Department of Natural Resources. 1972, 

Source: Birdsey and Weaver ( 1 982) 



139 



Puerto Rico 



Table 14.2 Per cent of the island covered in different woody vege- 
tation between the years of 1770-1978. 



Cover 



Year 
1770 1830 1899 1912 1949 1972 1978 



Virgin 94.0 60.2 0.9 0.9 0.4 0.4 0.4 

Coffee shade 0.01 0.4 8.9 7.8 7.8 8.5 4.7 

Brush and scrub _ _ ^ 18.8 17.3 

Secondary growth 0.0 0.0 0.0 11.4 33.0 32.3 

Total* 94.0 60.6 9.8 27.5 36.9 41.9 37.4 

* T()l:il area of the island used here is 8,628 sq km. Ihis excludes offshore islands 
Xoimf,Brash(l987l 



the tropical rain forest zone. 1510 sq. km in the moist deciduous 
zone and 1210 sq. km in the hill and montane forest zone. 
FAO's "forest"" figures include any area with trees having over 
10 per cent canopy cover. Birdsey and Weaver ( 1982) give a 
breakdown of the different forest types in the country in 1980 
(Table 14.3). which is somewhat different from that given by 
FAO. 

Forest plantations have had a significant role in reforestation. 
The major species planted is Piniis caribaea. with mahogany 
Swietenia nuicrophylUi and Suietenia inahagoni. eucalyptus 
Eucalyptus rohusla. teak Tectona grundis and others also being 
planted. Most reforestation is, however, occurring naturally. 

Although consumption of wood and wood products on the 
island continues to rise, almost all of these are imported. The 
harvesting of wood from the forests is almost negligible at pres- 
ent, but it is suggested that with proper management the regen- 
erating forests could provide Puerto Ricans with some wood in 
the future (Wadsworth and Birdsey. 1985). 



Table 14.3 Areas of different forest types in Puerto Rico in 1980 

Forest Zone All forest laiul* TimberUmil Noncoinmercial 

forest land 



Dry forest 


405 


Moist forest 


1.224 


Wet forest 


1 .037 


Rain forest 


13 


LM Wet forest 


96 


LM Ram forest 


12 


tal 


2,787 



604 
701 



1.305 



405 

620 

336 

13 

96 

12 

1.482 



LM — Lower Monlane 

* Forest land — Land al least lU percent slocked by forest trees of anv si/e. or formerly hav- 
ing had such forest tree cover and not currently developed for nonforest use. 

+ Timberland — Forest land that is producing or is capable of producing crops of industrial 
wood and is not withdrawn from timber utilisation. Coffee shade is included in this category. 



Suurt 



Birdsey and Weaver ( 1 9 



Deforestation 

E.xtensive clearing of the forests began when Puerto Rico was 
opened to international trade, with the clearing peaking at a rate 
of 0.86 per cent per year between 1830 and 1899 (Hill, 1899: 
Murphy. 1916; Gill. 1931; Wadsworth. 1950). Much of the for- 
est was cleared for sugar cane and coffee plantations or other 
agricultural use. 

Puerto Rico"s forests also suffer damage from hurricanes; 
Hurricane Hugo in 1989 caused damage ranging from defolia- 
tion to breaking and even overturning of trees (Basnet et al.. 
1992). However, according to FAO (1993). Puerto Rico is one 
of only three countries in Latin America and the Caribbean to 
be gaining forest at the present time. FAO (1993) estimates 
annual regeneration of forest between the years of 1981 and 
1990 to be 42 sq. km. an annual increase of 1.4 percent. 



Figure 14.2 Holdridge"s Life Zones of Puerto Rico 



Ewel and Whitmore ( 1973) 



LJ Water bodies 

^ Sutmopica] dry forest 

H Subtiupical moist forest 

t^ Subtiopica! wel forest 

^ Subuopica] rain forest 

UiU Lower nwntane wet fottst 

B Lower montane niin forest 




14U 



Puerto Rico 



Biodiversity 

There are slightly over 3000 vascular plants on Puerto Rico and 
its adjacent islands, these include introduced species (Davis el 
III.. 1986). There are estimated to be 234 endemics; the highest 
numbers arc found on the white sands of Tortuguero and on the 
Luquillo Mountains (Vivaldi. 1989). There are 547 tree species 
known to be native to Puerto Rico and another 203 species natu- 
ralized there (Little and Wadsworth. 1964; Little el al., 1974). 

The only native mammals on the island are fifteen species of 
bat (Starrett, 1962). None is endemic to Puerto Rico and none is 
listed as threatened by lUCN (Groombridge. 1993). 

There are 46 reptiles (20 endemic) and 22 amphibians (14 
endemic) in Puerto Rico (WCMC. 1992; Rivero. 1978). Of the 
five reptiles listed as threatened by lUCN (Groombridge, 1993). 
four are found on the small islands, rather than on the main 
island of Puerto Rico, and three of these are endemic. The Mona 
blind snake Typhlops monensis and the rhinoceros iguana 
Cyclura corniita occur on Mona. the former is endemic; the 
Monito gecko Sphaerodactylus micropilheciis occurs only on 
Monito and giant anole Aiiolis roo.sevelri occurs only on 
Culebra island and may even be extinct. The Puerto Rican boa 
Epicrates inomaliis is endemic to the main island. There are 
also three amphibians listed as threatened, the golden coqui frog 
Eleutherodactylus jasperi and E. karlschmidtii, both endemic, 
and the Puerto Rican crested toad Peltophiyne lemur, which 
occurs also on the British Virgin islands. 

Around 275 bird species have been recorded on the island 
(Raffaele. 1989) of which 94 are resident breeding birds — 
there are 12 endemic species. Six bird species on Puerto Rico 
are listed as threatened by Collar et al. (1992), of which three 
are endemic to the island. Numbers of the endangered Amazona 
viltata dropped to 13 in 1975. due mainly to destruction of its 
habitat but also as a result of hunting, the pet-trade and a variety 
of other factors; further losses occurred as a result of Hurricane 
Hugo in 1989. In 1992, after an intensive conservation pro- 
gramme, wild populations were estimated at 40 and there were 
58 in captivity. The other threatened endemics are the Puerto 
Rican nightjar Caprimulgus noctitherus, a species of the dry 
limestone forests, and the yellow-shouldered blackbird Ai;e!aiii.s- 
xanthomas. The main cause of the decline of the once wide- 
spread blackbird appears to be parasitism of its nest by the shiny 
cowbird Mohnhnis honaiiensis, which is a recent invader of the 
island (Wiley et al.. 1991 ). 

The numbers of fish and invertebrates are unknown. Two of 
the latter are listed as threatened, the Mona cave shrimp 
Typhlatya moiiae and the Tuna cave roach A.spidiichus caverni- 
cola. both are endemic (Groombridge, 1993). 



early as 1876. before it was ceded to the US. However, the first 
of the existing reserves to be established (in 1907) was the 
Caribbean National Forest. This is now called the Luquillo 
ExperiiTiental Station and, at 113 sq. km. is the largest reserve 
on the island, but is classified as category VIII by lUCN and is 
consequently not included in Table 14.4. It is, however, shown 
on Figure 14.3. along with the Commonwealth Forests and 
those protected areas in lUCN's categories I-IV for which data 
are available. 

Initiatives for Conservation 

Several NGOs work in conservation including the Puerto 
Rico Conservation Foundation and the Conservation Trust of 
Puerto Rico. The former group, along with The Nature 
Conservancy and Conservation International provide support 
to run the conservation data centre of the Natural Heritage 
Programme of Puerto Rico. This Programme, established in 
1988, encourages coordination between governmental insti- 
tutes and NGOs in order to improve selection and manage- 
ment of protected areas. 



Table 14.4 Conservation areas in Puerto Rico 

Existing conservation areas in lUCN's categories I-IV. 

Natural .\reas 

Ballena 1 

Cabezas de San Juan 1 

Canon de San Cristobal 3 

Hacienda Buena Vista 0.3 

Hacienda La Esperanza 9 

Laguna Guaniquilla 2 

Lands adjacent to the Bioluminescent Bay I 

Punta Yegua 0.3 

Natural Reserx'es 

Cayos de la Cordillera I 

Estuarina Nacional Bahia Jobos 1 1 

Isla Caja de Muertos 2 

Isla de Mona 56 

La Parguera 50 

Laguna Tortuguero 10 

Puerto Mosquito (Vieques) 4 



Conservation Areas 

Four US federal agencies and three Puerto Rican agencies are 
involved in protected area administration. Private conservation 
organisations also play a part. 

Three categories of protected area have been created under 
US federal legislation in Puerto Rico: national forest, national 
wildlife refuge and national estuarine research reserve. The 
Department of Natural Resources (DRN) is the local govern- 
mental organisation responsible for nature conservation. The 
Commonwealth Forest Service administers the 14 common- 
wealth forests (covering around 240 sq. km; in lUCN's category 
VIII), while the wildlife refuges and natural reserves are man- 
aged by the Division of Sanctuaries and Natural Reserves — 
both are part of DRN. 

The Spanish proclaimed forest reserves on Puerto Rico as 



Wildlife Refuge 
Boqueron 

Embalse de Guajataca 
Embalse de Luchetti 
Humacao 

National Wildlife Refuge 
Cabo Rojo 
Culebra 
Desecheo 

Total 

.Source.- WCMC (unpublished) 



2 

3 

6 

10 



180.6 



141 



Puerto Rico 




Figure 14.3 Protected areas of Puerto Rico, including Commonwealth Forests and Luquillo Experimental Station 

SotiKi-: Lilllcand Wadsworlh ( 1964) and WCMC (unpublished) 



References 

Basnet, K., Likens, G.E., Scatena, F.N. and Lugo, A.E. (1992). 

Hurricane Hugo: damage to a tropical rain forest in Puerto 

Rico. Journal of Tropical Ecology 8: 47-55. 
Birdsey, R.A. and Weaver, P.L. (1982). The Forest Resources 

of Puerto Rico. U.S. Department Agricultural Forest Service 

Resource Bulletin SO-85. Pp. 59. Southern Forest 

Experiment Station, Louisiana, New Orleans. 
Birdsey. R.A. and Weaver, P.L. (1987). Forest Area Trends in 

Puerto Rico. Research Note SO-331. U.S. Department of 

Agriculture, Forest Service, Southern Forest Experiment 

Station. 
Brash, A.R. (1987). The history of avian extinction and forest 

conversion on Puerto Rico. Biological Conservation 39(2): 

97-111. 
Carrera, C.J. (1975). Efectos historicos de la interaccion entre 

los factores socioeconomicos y los manglares: el caso de 

Puerto Rico. Memorias del Segundo Simposio latinoameri- 

cano sobre Oceanografia Biologica. Universidad de Oriente, 

Cumuna, Venezuela. 
Collar, N.J., Gonzaga, L.P., Krabbe, N.. Madrofio Nieto, A., 

Naranjo, L.G., Parker IH, T.A. and Wege, D.C. (1992). 

Threatened Birds of the Americas. The ICBP/IUCN Red Data 

Book. ICBP, Cambridge, U.K. 
Dansereau, P. (1966). Description and integration of the plant- 
communities. In: Studies on the Vegetation of Puerto Rico. 

Institute of Caribbean Science. Special Publication No. I. 
Davis, S.D., Droop, S.J.M., Gregerson, P., Henson, L.. Leon, 

C.J.. Villa-Lobos, J.L, Synge. H. and Zantovska. J. (1986). 

Plants in Danger. What do we know'.' lUCN, Gland. 

Switzerland and Cambridge, U.K. 



Department of Natural Resources (1972). Natural, Cultural and 
Environmental Resources Inventory. Land Use in Puerto 
Rico. Unpublished document cited in Birdsey and Weaver 
(1982). 

Englerth, G.H. (I960). Forest Utilization in Puerto Rico. 
Unpublished document cited in Birdsey and Weaver ( 1982). 

Ewel, J.J. and Whitmore, J.L. ( 1973). The Ecological Life Zones 
of Puerto Rico and the U.S. Virgin Islands. Research Paper 
ITF-18. Department of Agriculture, Forest Service, Southern 
Forest Experiment Station, Rio Piedras, Puerto Rico. 

FAO ( 1993). Forest resources assessment 1990: Tropical coun- 
tries. FAO Forestry Paper 1 12. FAO, Rome, Italy. 

Gill, T. (193 1). Tropical Forests of the Caribbean. The Read- 
Taylor Co., Baltimore, U.S.A. 318 pp. 

Groombridge, B. (Ed) (1993). 1994 lUCN Red List of 
Threatened Animals. lUCN, Gland, Switzerland and 
Cambridge, U.K. 286 pp. 

Hill, R.T. (1899). Notes on the forest conditions of Porto Rico. 
USDA Bulletin No. 25, Washington. 

Koenig, N.A. (1953). A Comprehensive Agricultural Program 
for Puerto Rico. Department of Agriculture and 
Commonwealth of Puerto Rico, Washington, DC, USA. 
290 pp. 

Little, E.L. and Wadsworth, F.H. (1964). Common Trees of 
Puerto Rico and the Virgin Islands. Agriculture Handbook 
No. 249. U.S.D.A. Forest Service, Washington. D.C. 548 pp. 

Little, E.L., Woodbury, R.O. and Wadsworth, F.H. (1974). 
Trees of Puerto Rico and the Virgin Islands. Second Volume. 
USDA Handbook No. 449. USDA Forestry Service, 
Washington, D.C. Pp. 1024. 



142 



Puerto Rico 



Martinez, R.. Cintron, G. and Encarnacion, L.A. (1979). 

Mangroves in Puerto Rico: a slnictiiral inyenlory. Area of 

Scientific Research, Department of Natural Resources, San 

Juan. Puerto Rico. 
Muipliy, L.S. (1916). Forests of Puerto Rico, past, present, and 

future. USDA Bulletin No. 354. Washington. 
Raffaele, H.A. (1989). A Guide to the Birds of Puerto Rico and 

the Virgin Islands. Princeton University Press, Princeton, 

USA. 
Rivero, J. A. (1978) Los Anfiliios v Reptiles de Puerto Rico. 

Editorial Universitaria. Universidad de Puerto Rico, 

Mayaguez, Puerto Rico. 148 pp. 
Starrett, A. (1962). The bats of Puerto Rico and the Virgin 

Islands, with a check list and keys for identification. 

Caribbean Journal of Science 2(1 ): 1-7. 
Vivaldi, J.L. (1989). Puerto Rico. In: Floristic Inventory of 

Tropical Countries: The Status of Plant Systematics. 

Collections, and Vegetation plus Recotnntendations for the 

Future. Campbell, D.G. and Hammond, H.D. (eds). The New 

York Botanical Garden, New York, USA. Pp. 341-346. 
Wadsworth, F.H. (1950). Notes on the climax forests of Puerto 

Rico and their destruction and conservation prior to 1900. 

Caribbean Forester 11 (1): 38-47. 



Wadsworth, F.H. (1951). Forest management in the Luquillo 
Mountains. l:The setting. Caribbecm Forester 1 I: 38-47. 

Wadsworth, F.H. (1959). Growth and regeneration of white 
mangrove in Puerto Rico. Caribbean Forester 20 (3 and 4): 
59-7 1 . 

Wadsworth, F.H. (1968). Clean water for the nation's estuaries. 
In: Proceedings of the Puerto Rico Public Meeting. National 
and Estuarine Pollution Study. Federal Water Pollution 
Control Administration. Atlanta. Pp. 78-91. 

Wadsworth. F.H. and Bird.sey. R.A. (1985). A new look at the 
forests of Puerto Rico. Turrialha 35(1 ): 1 1-17. 

WCMC (1992). Global Biodiversity: Status of the Earth's 
Living Resources. Chapman and Hall. London. 594 pp. 

Wiley, J.W.. Post. W. and Cruz. A. (1991). Conservation of the 
yellow-shouldered blackbird Agelaius xanthomus, an endan- 
gered West Indian species. Biological Conservation 55: 
119-138. 



Author: C. Harcourt. with contributions from F.N Scatena and 
P.L. Weaver, International Institute of Tropical Forestry, Rio 
Piedras, Puerto Rico. 



143 



15 Trinidad 
and Tobago 



Country area 51 30 sq, km 
Land area 51 30 sq. km 
Population (inid-1994) 1 3 million 
Population growth rate 1 2 per tent 
Population projected to 2025 18 million 
Gross notional product per capita (1992) USS3940 
Forest cover in 1 980 (see Mop)' 1 683 sq km 
Forest cover in 1 990 (FAO, 1 993) 1 550 sq km 
Annual detorestotion rote 1 980-1 990 2 4 per cent 
Industrial roundwood production 65,000 cu m 
Industrial roundwood exports 3000 cu m 
Fuelwood and charcoal production 22,000 cu. m 
Processed wood production 58,000 cu m 
Processed wood exports — 
■ For Trinidod only 



> . ^'■- 


% * 

5 







Compared to many of the Caribbean islands. Trinidad and Tobago still have a considerable percentage of their forest 
cover remaining. Trinidad is the only country of tropical America with a substantial history of professional manage- 
ment of natural forests; the first management plan was prepared almost 100 years ago. Although there are severe eco- 
nomic and social pressures facing the country, the Forestry Division is optimistic that proposals in the National Forest 
Resources Plan and the planned comprehensive system of conservation areas will protect the forests. 



Introduction 

Trinidad is the most southerly of the West Indian islands; it is 
separated from the South American mainland by only I 1 km. 
This island is about 80 km long. 59 km wide and covers an area 
of 4828 sq. km. Tobago is 42 km long. 12 km wide and has an 
area of about .^00 sq. km. 

Trinidad has three mciuntain ranges which decrease in alti- 
tude from the north. Cerro del Aripo in the Northern Range is 
the highest point, rising to 914 m. The Central Range reaches 
310 m at Mount Tamana, while Trinity Hills in the Southern 
Range rises to 308 m. Undulating land, plains and swamps sepa- 
rate the ranges and overall the island is relatively tlat. Tobago is 
a more rugged island; it has a central Main Ridge running the 
length of the island, reaching 576 m at Centre Point. There is 
only a small area of coastal plain; this is in the south-west of the 
island. 

The dry season is from January to May. with the wet season 
from June to December, but this is broken by a short dry period 
of about three weeks between September and October. Rainfall 
in Trinidad averages 2880 mm in the north and north-east and 
1200 mm in the west and south-west. Average annual tempera- 
tures are about 29 C during the day and 2rC at night. The 
islands lie on the border of the hurricane zone; Tobago is occa- 
sionally affected by hurricanes while they are very rare in 
Trinidad. 

Columbus sighted Trinidad in 1498 and the island was 
colonised by the Spaniards in the 16th century, but was con- 
quered by a British force and annexed to the British Crown in 
1797 (Beard. 1945). Although Tobago was sighted at the same 
time, it never became a Spanish colony. It was fought over by 
the Dutch. English and French for more than 100 years until it 
was recaptured by the English and ceded to Britain in 1763. h 
continued to change hands until 1803 when the British won it 
permanently. It was declared a ward of the combined colony of 
Trinidad and Tobago in 1889. 

People of African descent make up 41 per cent of the popula- 
tion, Indians make up another 41 per cent, a further 16 per cent 



are of mixed race, while Chinese, Europeans and others make 
up the remainder. Most of Trinidad's population reside in the 
west coastal area (James el al.. 1984). 64 per cent of them in 
urban areas. Greatest population pressure occurs along a corri- 
dor from west of the capital. Port of .Spain, skirting the foothills 
of the Northern Range, to Sangre Grande in the east. 

Oil is one of the country's leading industries; it represented 
66 per cent of exports in 1990 (NRED, 1992). The importance 
of agriculture to the economy is declining; it contributed only 
four per cent to GDP in 1990. The major commodities are sugar 
cane, cocoa, coffee and citrus (NRED, 1992). 

The Forests 

Beard (1945) classified the vegetation types of Trinidad as 
shown in Table 15.1. 

Most of the forests are seasonal — varying from evergreen to 
deciduous depending on moisture. The following descriptions 
are from Beard ( 1945) and FAO/UNEP (1981 ). 

Evergreen seasonal forest is the most widespread in Trinidad. 
It is found up to 250 or 300 m in altitude. This forest is three 
storeyed with emergents up to 40 m. a closed canopy at between 
12 and 30 in and a lower almost continuous canopy of shrubs 
and small trees at 3 to 9 m in height. Lianes are fairly well 
developed and epiphytes are common above 6 m. The two char- 
acteristic trees of the upper layer are Carapa guianensis and 
Eschweilera siibglandulosa. Other important species of the 
upper canopy are Licania biglainliilo.\ci. Puchira insignis. 
Stcrculia carihaea. Mora excelsu and two palm trees 
Maximiliana caribaea and Scibal mciiiriiiiformis. There are 
around 100 tree species per hectare. In some places. Mora 
excelsa forms almost homogenous stands which are intensively 
managed. 

Semi-evergreen moist forest is found in drier areas. The 
upper layer at around 24 m is discontinuous; there are a few 
taller trees up to 30 m. A closed canopy occurs at 6-12 m. 
Lianes are very common, but epiphytes are not luxuriant. 



144 



Trinidad and Tobago 



Table 15.1 Vegetation types in Trinidad 



Seasonal Formations 

Evergreen Seasonal Forest 
Semi-evergreen Seasonal Forest 
Deciduous Seasonal Forest 

Dry Evergreen Formations 

Woodland 
Littoral Woodlands 

Montane Formations 

Lower Montane Rain Forest 
Montane Rain Forest 
Elfin Woodland 



Intermediate Formations 

Seasonal Montane Forest 

Swamp Formations 

Swamp Forest 
Palm Swamp 
Herbaceous Swamp 
Mangrove 

Marsh Formations 

Marsh Forest 
Palm Marsh 
Savanna 



Important species are Peltogyne porphyrocardia. Trichilia 
smithii. Brosiinum alicastrum, Biavaisia intergerrima, Moiiriri 
marshali. Cuarea guara and Ficus tobagensis. 

Even by 1945, there was virtually no undisturbed deciduous 
seasonal forest remaining in Trinidad. The few surviving patches 
are in the Northern Range. There is a highly discontinuous 
emergent layer at 13-20 m and a lower storey at 3-10 m. 
Characteristic species include Bursera simaruba, Lonchocarpiis 
latifolius and Machaeriiim robinifolium. 

The dry evergreen formations have a limited distribution, 
mostly along the east coast. The trees are generally small, often 
bent and have thick leaves. 

Lower montane forest has an upper continuous canopy at 
about 30 m with no emergents. Understorey trees are at any 
height between 3 and 16 m with no marked layering. Neither 
lianes nor epiphytes are common. Licania ternatensis, L. 
biglandulosa, Sterculia caribaea and Byrsonima spicata are 
dominant in the canopy layer. Calliandra guildingii and 
Cassipourea latifolia occur commonly in the lower storey. This 
forest type is confined to the Northern Range and occurs 
between altitudes of about 300-800 m. 

The montane or cloud forest occupies only a very small area 
above 800 m on the Aripo Massif. The more or less closed 
canopy reaches only 20 m and the trees are smaller in diameter 
and less diverse than those lower down the mountains. Small 
palms and tree ferns are common, climbers and epiphytes occur. 
The dominant tree species in the canopy include Richeria gran- 
dis. Eschweileia trinitensis and Licania biglandulosa. The last of 
these is of localized abundance and is primarily characteristic of 
the transitional zone to lower montane forest. The seasonal mon- 
tane forest is confined to limestone outcrops in the Northern 
Range — Inga macrophylla and Guarea guara are common. 

There is a small area of elfin woodland on the Cerro del 
Aripo. The canopy is formed of a dense layer of tree ferns and 
small palms at about 3 m. There is also a discontinuous tree 
layer emerging to reach about 7 m; Cliisia intertexta is the 
major species in this layer — few other species are present. The 
tree ferns Cyathea tenera and C. caribaea and the palms 
Euterpe broadwayana and Prestoea pubigera are present. 

Swamp forest, found in areas on the east coast, consists of 
almost homogenous stands of Pterocarpus officinalis forming a 
canopy at about 20 m. Palm swamps are also found on the 
island. Main species are Roystonea oleracea and Mauritia spp. 
No canopy is present, rather the palms (25-30 m tall) are scat- 
tered above an understorey that varies between scrubby bush 
and 20 m tall forest. Marsh forests, containing mostly palm 



species, are of only local occurrence and are found mainly in 
Trinidad's northern plain. 

In Tobago, rain forest is found in sheltered valleys on interior 
mountains. The principal species in the upper storey of this for- 
mation are Carapa guianensis, Andira inermis, Hyeronima 
caribaea and Eschweilera decolorant. Tresanthera pauciflora 
and Styrax glaber are dominant species in the lower storey. 
Some lower montane forest occurs. The major species in its 
upper storey are Brysonima spicata, Licania biglandulosa, 
Ternstroemia oligoslemon and Eschweilera decolorans, while 
the lower level is occupied mainly by Euterpe broadwayana, 
Stxra.x glaber and by species of the Myrtaceae family. Drier 
elfin woodland also occurs on the island. 

Mangroves 

Faizool (1990) lists 17 locations of mangroves, varying in 
extent from 9 ha in Godineau Swamp to 37.3 sq. km in Caroni 
Swamp. He estimates the total area as 74.1 sq. km, including 1.7 
sq. km in Tobago. Bacon (1991, 1993), however, lists 36 loca- 
tions in Trinidad, 1 1 in Tobago and 2 on offshore islands with a 
total area of 71.5 sq. km (Lacerda et al,, 1993). Somewhat lower 
figures are given by Taylor (1989) and by Saenger et al. (1983); 
they estimate 53 and 40 sq. km respectively. On Map 15.1, 
mangroves cover 51 sq. km, but this was in 1980 or earlier (see 
Map Legend). 

The main species present are Rhizophora mangle, 
Avicennia nitida and Laguncularia racemosa. R. harrisonii, A. 
schaueriana and Conocarpus erectus also occur. Those man- 
groves in the Nariva Swamp in the east of Trinidad are rela- 
tively undisturbed, whereas those in the west, in Caroni 
Swamp, have been more disturbed by man. Housing, roads 
and industrial development have considerably reduced the area 
of mangroves in Caroni Swamp. There is, however, now a 
much greater awareness of the benefits provided by man- 
groves and a consequent reduction in the wood cut from them 
for firewood and charcoal. Caroni Swamp, with its magnifi- 
cent colony of scarlet ibis Eudocimus ruber is a major attrac- 
tion for locals and tourists. 

Forest Resources and Management 

According to some estimates, approximately 3075 sq. km or 60 
per cent of the total land area of Trinidad and Tobago can be 
classified as forest land, 80 per cent of this is state land 
(Bacchus and McVorran, 1990; Table 15.2). According to 
NRED ( 1992) this 60 per cent includes "natural and secondary 
forests and swamps". Other authors suggest a somewhat lower 
forest cover. For instance Faizool (1990) estimates a total of 
2300 sq. km of proclaimed and unproclaimed forest reserves 
and other forested state lands, while the estimate in FAO (1993) 
is of only 1550 sq. km of forest remaining, all of which is con- 
sidered to be closed broadleaved forest in the tropical rain forest 



Table 15.2 Distribution of land in Trinidad and Tobago under forest 
cover 



Classification 
Forest reserves 
Other state lands 
Private lands 

Total 

Source: Bacchus and McVorran ( 1 990) 



Area (sq. km) 

1,444 

1,113 

518 

3,075 



145 



Trinidad and Tobago 



^-i. 


z 


o 


o 


S 


fn 


O 


-C^ 


o 


s 




£ 


i^ 


CD 








o 




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CZ3 


a 








o. 


O 


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Q» 








3 


CD 


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a 











f 2 



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146 



Trinidad and Tobago 




Extensive mangroves are found in Caroni Swamp, Western 
Trinidad. (Mark Spalding) 

zone. Map 15.1 shows the forests in Trinidad covering 1683 sq. 
km (Table 15.3), but the source map is 14 years old and there is 
no indication of when the data for this map were collected (see 
Map Legend). No map or information on the extent of the 
forests on Tobago has been found for this project. 

An analysis of aerial photographs covering most of the State- 
owned forest land during the 1978-1980 forest inventory gave 
the areas of the forest types as shown in Table 15.4. This indi- 
cates that state-owned natural forests covered around 35 per 
cent of the islands at that time. The area of private forests is dis- 
puted (Chalmers and Faizool, 1992). For many years, up to 
1971, the annual reports of the Forestry Division gave a figure 
of 105 sq. km for these forests. However, in the 1972 report a 
figure of 544 sq. km was quoted, of which only 72 sq. km was 
high forest and timber plantations while the rest was secondary 
growth — the source for this information was a 1963 agricul 
tural census. 

The forest resources can be divided into protection and pro- 
duction forests. Approximately 29 per cent of the state con- 
trolled forests in Trinidad are devoted to environmental conser- 
vation, while almost all of Tobago's forests are designated as 
protection forests. 

About 750 sq. km of Trinidad's natural forest have been clas- 
sified as productive — i.e. intended for long term production of 



timber — of which 160 sq. km are intensively managed. 
However. Synnott (1988, 1989) considers all 750 sq. km to be 
sustainably managed in that they are protected to a degree by 
resident forest guards, there are defined management objectives 
and working plans for the forests and the logging activities are 
subject to at least some planning, supervision and control. This 
professional management began in the 1920s and working plans 
were written from 1935 onwards (Synnott, 1988). Continuous 
forest inventory using permanent sample plots started in 1983 in 
the natural forests. This is the only system of its kind estab- 
lished as a tool of tropical forest management rather than as a 
research study (Synnott, 1988). 

Logging operations on public land in the natural forests are 
controlled through the granting of conservators licences. 
Ideally, this license system takes into account both silvicultural 
and industrial considerations. Exploitation is controlled on a 
basis of minimum girth limits and much of the forest has been 
subject to area control using designated blocks of predetermined 
size to ensure a sustained yield in the future. The timber is sold 
on an individual tree basis and is sold only to registered 
licensees. The annual reports of the Forest Department list the 
top 30 tree species by volume cut and then give the volume cut 
from all other species; the latter varies between 70 and 87 
species. In 1955, the volume harvested was 151,600 cu. m, but 
this has declined steadily so that in 1960, 100,680 cu. m were 
cut and in 1971 only 64,674 cu. m. One factor has been the 
decline in the use of firewood and charcoal. FAO (1994) esti- 
mated that in 1992 around 65.000 cu. m of industrial round- 
wood were harvested from the islands. 

Over the period 1955-65, when timber production was prob- 
ably at its peak, local forests provided an average of 72 per cent 
of the annual timber requirements; by the 1980s this had fallen 
to an average of II per cent. In 1983, imports of sawlogs 
reached as high as 492,100 cu. m. with an annual average of 
242.640 cu. m over the period of 1983-1988. 

At present the Forest Act is very limited in relation to protec- 
tion and management of timber; it is more concerned with the 
sale of the resources (Bacchus and McVorran, 1990). Although 
existing methods of harvest are wasteful, it is intended that the 
timber resources be carefully developed to avoid environmental 
degradation. One of the main risks of over-exploitation of the 
natural forests arises from the fact that there are over 100 mar- 
ketable species. This emphasises the need for thorough silvicul- 
tural and management control on the ground to ensure that 

Table 15.3 Estimates of forest extent in Trinidad 



rest type Area 


(sq. km) 


% of land area 


Lowland moist 


,101 


22.8 


Degraded lowland moist 


193 


4.0 


Submontane 


244 


5.1 


Montane 


7 


<0.1 


Degraded montane 


1 


<0.1 


Dry 


37 


0.8 


Swamp 


49 


1.0 


Mangrove 


51 


1.1 



Total 



1,683 



34.9 



Area of Trinidad only — 4828 sq. km. 
Based on analysis of Map 15.1. See Map Legend on p. 1 50 for details of sources. 



147 



Trinidad and Tobago 



Table 15.4 Areas of the different forest types found in the state- 
owned forest lands of Trinidad and Tobago 



Forest Type 


Area isq. km) 


Edaphic swamp forest 


164 


Montane forest 


225 


Evergreen seasonal 


1,152 


Semi-evergreen seasonal 


141 


Dry evergreen seasonal 


5 


Deciduous seasonal 


37 


Plantations, inc non-timber 


214 


Secondary Forest 


60 


Total 


1,998 



Source: Synnott ( 1988) 

exploitation does not irrevocably change the composition of the 
forest. Greatest concern relates to the exploitation of mora Mora 
excelsa. It has topped the sales list for many years, even though 
the annual volume cut has dropped — from 21,875 cu. m 
between 1971-79 to 11,860 cu m between 1983-88 — its con- 
tribution in those years remained around 27 per cent of the total 
volume sold. Another over-exploited species is matchwood 
Didxinopaimx inorototoni. This can no longer supply the 
demand from the local match factory — its wood has had to be 
replaced entirely by aspen splints from Scandinavia. 

For many years an undesirable feature of the local forestry 
scene has been the excessive number of sawmills that are 
licensed, from a peak of 91 in 1958 to an average of 65 in the 
1980s. Most of them operate on a part-time basis and are not very 
efficient in terms of converting roundwood into sawn timber. 
There have been no recent studies, but the loss on conversion is 
thought to average 35-40 per cent. With modem equipment and 
good management, six to eight sawmills could cope with the logs 
harvested locally, particularly since the State-owned enterprise 
TANTEAK Ltd has a virtual monopoly on the raw material har- 
vested from the government's pine and teak plantations. 

The plantations are found almost wholly within forest reserves. 
In 1990. Chalmers and Faizool (1992) estimated that the total 
area of plantations was 152.5 sq. km. comprising 90.1 sq. km of 
teak Tectona grandis, 42.1 sq. km of pine Finns caribaea and 
20.3 sq. km of mixed hardwoods. It was estimated that around 
16,000 cu. m of timber were harvested annually from these plan- 
tations between 1986 and 1989. approximately 60 per cent of this 
was teak (Bacchus and McVorran, 1990). Although the establish- 
ment of plantations used to involve the clearing of degraded nat- 
ural forest, they are now developed only on non-forest land. 

Tree cutting on private land is generally not controlled and 
there is little management of these areas. Some species require 
permits from the Forestry Division before they can be trans- 
ported along public roads, and it is only for these species that 
outputs can be estimated (Bacchus and McVorran. 1990). 

The severe economic and social pressures facing a large pro- 
portion of the population has made it increasingly difficult to 
maintain traditional levels of management and protection of the 
forests. Indeed, the management plans for most forest reserves 
are now in need of revision. Nevertheless, the Forestry Division 
is optimistic that proposals contained in the National Forest 
Resources Plan (Anon. 1989) will soon be formally adopted. 
Supporting legislation and funding in conjunction with the 
TFAP project is also expected in the near future. 



Deforestation 

The most obvious and some of the most severe deforestation has 
taken place throughout the Northern Range, mainly as a result 
of encroachment by squatters, shifting cultivation and the 
inevitable burning of forest: the overall impact is exacerbated 
by similar activities on many abandoned cacao estates. The 
same occurs in parts of the Central Range Reserve, in the large 
Victoria Mayaro Reserve and in the reserves in the drier south- 
western area of Trinidad. Here the almost annual bush fires 
spread into the teak plantations and the constant burning has 
resulted in some of the worst soil erosion in the country. 

A considerable volume of wood used to be sold for firewood 
and charcoal. In the 1940s, around 60.000 cu. m were used 
annually for this purpose, with the annual average volume being 
38,500 cu. m between 1949 and 1960, of which about 85 per 
cent was used for charcoal (Forestry Dept/Division Annual 
Reports 1955-88). However, at this time the operation was well 
controlled and officially monitored so it was generally not 
destructive of the natural forest, but it became so in the 1960s 
and 1970s when much of the cutting was illegal. Fortunately 
with the increasing use of kerosene and gas the demand for 
wood has declined. Since 1976 the Forestry Division annual 
reports have not provided detailed information on the subject. 

There is some illegal clearfelling of natural forests, but this is 
usually on State Lands outside the forest reserves. FAO (1993) 
estimates annual deforestation in Trinidad and Tobago between 
the years of 1980 and 1990 to be as much as 2.4 per cent or 37 
sq. km each year. 

Biodiversity 

Trinidad has one of the highest levels of biodiversity per unit 
area of the Americas. Bacon (1978) gives a general overview of 
the ecology of the country. There are 2281 flowering species 
recorded on the islands of which 215 are endemic (Adams and 
Baksh. 1981). Their main affinities are with South America 
rather than the Antilles (Beard. 1945). 

These islands are the richest in the Caribbean as far as num- 
ber of mammal species goes — over 100 occur there, almost 
half of which are bats. 

Around 420 species of bird have been recorded on the 
islands: these include 160 North and South American migrants 
(ffrench. 1986: NRED, 1992). Only 180 or so of these birds are 
seen on Tobago, but 18 of the species recorded on this island 
have not been sighted on Trinidad (Tomlinson, 1981). Collar et 
al. (1992) list only two threatened species for Trinidad and 
Tobago. One of these, the Trinidad piping-guan Fipile pipile is 
endemic and is considered endangered. It is found in primary 
forest and now occurs only in two small, well separated popula- 
tions on Trinidad. Hunting and habitat destruction are the causes 
of its decline. The white-tailed sabrewing Campylopterus 
eiisipennis is found in montane forest on Tobago, but also 
occurs in north-east Venezuela. On Tobago, it is threatened by 
forest destruction. 

There are 70 species of reptiles, including 38 snakes, and 26 
amphibians on the islands (NRED. 1992; see also Underwood. 
1962 and Boos and Quesnel. 1969). As would be expected, 
more of these species occur on Trinidad than on Tobago, but 
there are three species of amphibians and two of reptiles that 
occur in Tobago and not in Trinidad. There are two endemic 
species in each of these groups (WCMC, 1992). No terrestrial 
species are listed as threatened by lUCN (Groombridge, 1993). 
There are 76 species of freshwater fish on the islands. 

Most of the invertebrate fauna remains to be identified, but 



148 



Trinidad and Tobago 



Table 15.5 Conservation areas in Trinidad and Tobago 

Existing conservation areas in lUCN's categories 1-IV. For informa- 
tion on Ramsar Sites see Chapter 8. 



Game Sanctuaries 




Bushi Bush* 


16 


Central Range* 


22 


Little Tobago' 


1 


Northern Range* 


9 


Saut d'Eau Island 


0.1 


Soldado Rock+ 


>0.1 


Southern Watershed* 


19 


St Giles Island' 


0.3 


Trinity Hill* 


82 


Prohibited Areas 




Aripo Savanna* 


18 


Caroni Swamp* 


2 


Nature Reserve 




Bucco Reef 


7 


Total 


176.5 



Area with forest within its boundaries as shown on Map 15.1 

Not mapped 

See Figure 15- 1 for location of these areas in Tobago 



there are at least 600 butterfly species present (NRED. 1992). 
One beetle Aglyinbiis broineliarum is listed as threatened by 
lUCN (Groombridge, 1993). 

Conservation Areas 

The country's first protected area, a game sanctuary, was created 
on Tobago in 1928 (Bacchus and McVorran. 1990). There are 
now 13 game sanctuaries in which the fauna receive total protec- 
tion all year round. Most of these sanctuaries are within forest 
reserves and a small amount of logging may be allowed in them 
(Bacchus and McVorran. 1990). The nine in lUCN's categories 
I-IV are listed in Table 15.5. The remaining four — with no cate- 
gory allocated — are Caroni Swamp (2 sq. km). Kronstadt Island 
(5 ha). Mome TEnfer (3 sq. km) and Valencia (28 sq. km). 

It was not until 1980 that a policy for the establishment and 
management of a national park network was initiated. Although 
the government agreed in principle with the proposals in this 
policy, no legislation has yet been enacted nor have the 61 pro- 
posed protected areas been set up (James et al.. 1984; Bacchus 
and McVorran. 1990). 

An important aspect of the proposed National Parks policy is 
the active encouragement of community involvement in all 
aspects of the development and management of the parks. 

There are also 35 forest reserves on the islands, but hunting 
occurs in these and many are intended for long-term timber pro- 
duction (James et a!., 1984; Synnott, 1988). There are also some 
small, private but very actively run nature reserves. In the 
absence of government clarity as to its conservation policy, sev- 
eral NGOs are very concerned with conservation and manage- 
ment of reserves. 

The new Ministry of the Environment and National Service, 
which was established in 1989. is responsible for the protected 
areas. However, management of most areas, except Caroni 
Swamp, is inadequate (lUCN. 1992). 



Conservation Initiatives 

There are a number of active, long-running conservation groups 
on the islands. The Trinidad and Tobago Field Naturalists Club 
(TTFNC) was founded in 1891 and is still going strong. In the 
early 1950s, the New York Zoological Society established a tropi- 
cal research station in the Arima Valley which attracted many 
established and young scientists to the island. The station has been 
taken over recently by the Asa Wright Nature Centre, which is 
operated by a local Trust and has itself organised regular seminar 
programmes over the last 25 years. The Pointe-a-Pierre Wildfowl 
Trust has been functioning for nearly 30 years, encouraging the 
conservation of wildlife on the refinery reservoirs of a local petro- 
leum company. More recently, the Caribbean Forest Conservation 
Association (CFCA) was established in Trinidad. Along with other 
organisations, it prepared a substantial submission for considera- 
tion by the TFAP Country Mission Team and it is very active in 
lobbying the government and the public. The University of the 
West Indies (UWI) is also a powerful voice in conservation issues. 

The Northern Range Reforestation Project, started in 1971 as 
an UNDP Technical Assistance Project, now with government 
funding, continues to achieve its principal objectives — the con- 
servation and regeneration of the natural forest in the Northern 
Range. To date. 14.8 sq. km have been regenerated with an 
acceptable level of survival and growth. Of equal importance 
are the many initiatives that have been developed to persuade 
the shifting cultivators/squatters to adopt more acceptable, less 
damaging forms of land-use. 

Some years ago. the Forestry Division made a long-term deci- 
sion that any teak plantations located within a protected area 
would, at rotation age, be replaced with local hardwood species 
to provide a much more beneficial environment for wildlife. 

A revision of the legislation addressing the conservation of 
natural resources is underway (NRED, 1992). 

Perhaps the most important conservation initiative in the 
country is the proposal for the establishment of a Caribbean 
International Institute for Forestry and the Environment (ClIFE) 
at the Trinidad and Tobago Campus of UWI. It is planned that 
this institute will provide training at undergraduate and postgrad- 
uate levels in forestry/natural resources management, provide 
leadership and extension services throughout the region in silvi- 
culture, forest management, wildlife conservation and watershed 
management and organise and sustain the research initiatives that 
are vital in solving the region's environmental problems. 



Figure 


15.1 Tobago" 


s protected areas 






fO-8 


60.7 6a6 


8JS 




Protected artas 




-Si- Oles 
tJand 


- 11.3 




^..-c- 


lU - 

Lllle 

NP 




y 


?b- ^^'.. 




- 11.2 
Bucav 


608 


5 10 IS 


\\2 - 
i 


H)l «!(> 


H\5 



149 



Trinidad and Tobago 



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lUCN (1992). Protected Areas of the World: A review of 

national systems. Volume 4: Nearctic and Neotropical. 

lUCN. Gland. Switzerland and Cambridge. U.K. 
Lacerda. L.A., Conde. J.E., Bacon, PR.. Alarcon, C, D'Croz, 

L., Kjerfve. B., Polani'a and Vannucci. M. (1993). Mangrove 

ecosystems of Latin America and the Caribbean: a Summary. 

In: Conservation and Sustainable Utilization of Mangrove 

Forests in Latin America and Africa Regions. Part 1 : Latin 

America. ITTO/ISME Project PDl 14/90(F). Pp. 1-42. 



NRED (1992). National Report on Environment and 

Development. Report presented to the United Nations 

Conference on Environment and Development. Rio de 

Janero. Brazil. 
Saenger, P.. Hegerl. E.J. and Davie. J.D.S. (1983). (eds). Global 

Status of Mangrove Ecosystems. Commission on Ecology 

Papers No. 3. lUCN, Gland, Switzerland. 
Synnott, T. (1988). Natural Forest Management for Sustainable 

Timber Production: South America and the Caribbean. IIED. 

London. 
Synnott. T. (1989). South America and the Caribbean. In: No 

Timber Without Trees. Poore D. (ed). Earthscan. London. 
Taylor. J.G. (1989) (ed.) Manglares. La importancia 

econdmica de los manglares en la politica. planeamiento y 

manejo de los recursos naturales costeros. FUDENA, 

Caracas. 
Tomlinson. D. (1981). Treasures of sea and swamp: a naturalist 

in Trinidad — II. Countiy Life October 8: 1227-1228. 
Underwood, G. (1962). Reptiles of the Eastern Caribbean. 

Caribbean Affairs. New Series 1: 1-192. 
WCMC (1992). Global Biodiversity: Status of the Earth's 

Living Resources. Chapman and Hall, London xx + 594pp. 



Author; Caroline Harcourt with contributions from Steve Bass, 
IIED and Dan Chalmers. Taverham, Norfolk. 



Map 15.1 Trinidad 

Forest data lor Trinidad (no data were found tor Tobagot have been digitised from the map 
Inventory of tlie Indigenous Forest of Trinidad — Forest Resource Inventory- and Management 
Section, which was published in 1980- This was prepared for the Government of Trinidad and 
Tobago by Institutional Consultants (International) Ltd. in cooperation with the Forestry 
Division Ministry of Agriculture, Lands and Fisheries and the Canadian International 
Development Agency (CIDA). It is unclear how old the actual data are. but as the source map 
itself is 14 years old. the estimates of forest extent should be treated with caution. 

A variety of forest types are illustrated and have been amalgamated to form estimates of for- 
est extent on Map 15.1. Harmonisation of the forest types is as follows; 
Mangrove Edaphic Swamp Forest — mangrove 

Swamp forest Edaphic Swamp Forest — paltn swamp: swamp forest: 

marsh forest 
Montane forest Montane Forest — bois bande-mountain-guatecare train): 

mountain mangrove ielfin) 
Degraded montane forest Montane Forest — secondary mountain forest 
Submontane forest Montane Forest — serrette-bois gris (lower) 

Seasonal Montane Forest — pais doux-redwood 
Lowland moist forest Evergreen Seasonal Forest — crappo-debasse: crappo-fineleaf- 

carat: crappo-fineleaf-cocorite: crappo-blackheart-cocorite: 

mora 

Semi Evergreen Seasonal Forest — purplehearj-incense-poui: 

purpleheart-bois lissette: acurel-moussara-jiggerwood: acurel- 

gommier: moussara-figuier 
Degraded lowland moist 
forest Evergreen Seasonal Forest — secondary evergreen seasonal 

forest: secondary mora forest 

Semi Evergreen Seasonal Forest — secondary semi evergreen 

seasonal forest 
Dry forest Dry Evergreen and Deciduous Seasonal formations (excluding 

the secondary formation) 
Non-forest comprises teak, pine and other plantation crops, agriculture, clear cut sites, fire 
bum sites and non-forested areas. 

Conservation area boundaries were taken from a 1:L'>0.000 scale map compiled by the 
Forestry Division, Ministry of Agriculture Lands and Fisheries. Government of Trinidad and 
Tobago: Trinidad — National Parks and Other Protected Areas, which was published in 1980- 



150 



16 Belize 



Country orea 22,960 sq km 

Land area 22,800 sq. km 

Population (mid- 1 994) 2 million 

Population growth rate 3 3 per tent 

Population projected to 2025 4 million 

Gross notional product per capita (1992) USS22I0 

Forest cover for 1992 (see Mop) 18,393 sq. km 

Forest cover for 1 990 (FAO, 1 993) 1 9,960 sq. km 

Annual deforestation rate (1981-1990) 2 pet ceni 

Industrial roundwood production 62,000 tu m 

Industrial roundwood exports 1 000 cu m 

Fuelwood and cfiorcoal 1 26,000 cu m 

Processed wood production 14,000 cu m 

Processed wood exports )0,000cu. m 




Although physically part of Central America. Belize more closely resembles a Caribbean island in both culture and 
economy. For three hundred years, forestry was the mainstay of its economy. However, the highly selective extraction 
of only a few valuable species has not radically altered the vegetation and extensive natural forests still remain. 
Agriculture is gradually becoming more important, but the very low human population means that there is much less 
forest destruction in Belize than in any other country in the region. Increasing economic pressure and a huge influx of 
immigrants threaten this state of affairs. There has, however, been a dramatic increase in environmental awareness 
within the country and a number of initiatives by both the government and non-governmental organisations aim to 
direct Belize's development along a more sustainable pathway. 



Introduction 

Belize is the second smallest of the Central American countries 
but, because it is mostly still covered with relatively undisturbed 
vegetation, it retains much of the wildlife that has vanished 
from other areas. Formerly British Honduras, the country 
became self-governing in 1964 and fully independent of Britain 
in 198F 

The northern half and the eastern fringe of the southern half 
of the country consists of level, low lying plains. The Maya 
Mountains, mostly between 300 m and 1000 m in altitude, oc- 
cupy the south-centre of Belize. These mountains rise steeply to 
a maximum of 1200 m at Doyles Delight in the south-east and 
slope down to the Vaca Plateau in the west. North and west of 
the Maya Mountains is a hilly or rolling karst landscape. There 
are approximately 1100 offshore islands and coral cays, many 
of these lying in a chain along the country's spectacular barrier 
reef, the second longest in the world. 

Mean monthly temperatures range from a minimum of 16'C 
to a maximum of 33°C. the cool season is from November to 
January. The north of Belize receives about 1500 mm of rain per 
year, while in the south precipitation is over 4000 mm in a year. 
In the north and centre of the country there is a pronounced dry 
season from January to April or May with less than 100 mm of 
rain per month. In the south, the dry season is from February to 
April. Hurricanes are frequent and can be devastating. 

Belize's population has grown by an estimated 30,000 in the 
last ten years as a result of an influx of refugees from other 
Central American countries. Nevertheless, the country has an 
exceptionally low overall population density of less than nine 
individuals per sq. km. About half the people live in urban 
areas, most on the low-lying coastal region. Around 75 per cent 
of the country is virtually uninhabited. The population is 
diverse; although predominantly Creole or mestizo, there are 
also descendants of the Maya and Caribs, as well as people with 



Chinese, East Indian, European and North American ancestry in 
the country (Hartshorn et at.. 1984). English is the official lan- 
guage, but Spanish is widely and increasingly spoken. 

Forestry used to be the mainstay of the country's economy; 
although still important, it is in decline. Agriculture and fish- 
eries are other leading productive sectors of the economy. Sugar 
and citrus fruit are the main agricultural exports. The tourist 
industry is increasing and is presently second to agriculture as a 
foreign exchange earner. 

The Forests 

The subtropical moist forests (Holdridge et a!.. 1950) of north- 
ern and western Belize are similar to those covering 
Guatemala's northern Peten and Mexico's Yucatan Peninsula 
(Pennington and Sarukhan, 1968). Characteristic species include 
Swietenia macrophylla. Manilkara zapota. Brosimum alicas- 
trum. Poiiteria izabalensis. Pimento dioica. Manilkara chicle, 
Drypetes brownii. Pseiidolmedia spuria. Dialium guianense, 
Calophylliim brasiliense, Orbignya cohiine and Terminalia 
ainazonia (Hartshorn et at., 1984). 

There are two major areas of Piniis caribaea in Belize: one is 
north of the Western Highway and the other is on the lower, 
western part of Mountain Pine Ridge. These are included in the 
subtropical moist forest zone (Hartshorn et al.. 1984). 

At an elevation of 650-700 m, the subtropical moist forests 
change floristically to lower montane forests. Qiiercus spp., 
Pinus oocarpa and Podocarpus guatemalensis are representa- 
tive species. This forest type is found in the Mountain Pine 
Ridge, on higher parts of the Vaca Plateau and along the upper 
western slopes of the Maya Mountains. In wetter areas such as 
on the high points of Mountain Pine Ridge and the upper wind- 
ward ranges of Maya Mountains, Pinus palula predominates. 
Other characteristic species are the mountain cabbage palm 



151 



Belize 



Euterpe macrospadix and the tree ferns Alsophila myosuroides 
and Hemitelia mtilliflora (Hartshorn et al.. 1984). 

The subtropical wet forest zone occurs below about 600 m on 
the windward side of the Maya Mountains. Upper .Stann Creek, 
the Cockscomb Basin and much of Toledo district also fall into 
this zone. Tree species found in the zone include Virolti 
koschnyi, Symphonici glohulifera. Schizolohium parahxhum. 
Vochysia hondurensis. Simarouba ainaru, Cal(>ph\ llioii 
brasiliense and Dalbergia stevensonii. 

In southern Toledo district, the wettest area of Belize, the 
transitional zone from subtropical to tropical wet forest is found. 
Cotton trees Ceiba pentandni can reach a height of 50 m in this 
area. Extensive swamp forest is dominated by Pterocarpus 
officinalis while Manicarici saccifera dominates the freshwater 
palm swamp. 

Mangroves 

Mangroves fringe most of Belize's coastline. Many cays are 
also covered in mangroves or have been colonised on the lagoon 
side, principally by the red mangrove Rhizophora mangle. ODA 
(1989) estimated the area of mangroves to be 748 sq. km. In 
1992. S.A. Zisman of the Forest Planning and Management 
Project estimated a very similar area: he reported, in an unpub- 
lished paper (Zisman, 1992), that mangroves, including those on 
the cays, covered 772 sq. km. The cays are not included in the 
figure of 523 sq. km estimated by the Belize Forest Department 
( 1993) and shown in Table 16.1. The mangroves shown on Map 
16.1, cays included, cover 670 sq. km (Table 16.2). 

Forest Resources and Management 

The true extent of forest cover in Belize is uncertain. Although 
the annual reports of the Forestry Department give a figure for 
"forest land", this figure includes all but urban land and that 
zoned as "agribusiness"" land. In 1981. the Department regarded 
21,322 sq. km or 93.5 per cent of the country's land area as 
■■forest land"", but that was obviously an overestimate of actual 
forest cover (Hartshorn et al., 1984). FAO (1993) estimates 
19,960 sq. km, or 87.5 per cent of the country, to be forested, 
but this includes areas with as little as 10 per cent canopy cover 
and the survey used as a baseline was from 1979. The figure 
given by FAO ( 1993) for closed broadleaved forest in Belize is 
18,680 sq. km. However, FAOAJNEP (1981) points out that: // 

Table 16.1 Estimates of vegetation cover in Belize 



Vegetation Clas.',- 



Area Percent Per cent of 

(sq. hn) canopy cover land covered 



Broadleaf cover 
Open broadleaf cover 
Mixed broadleaf and pine 
Pine woodland 
Pine woodland savanna 
Pine tree savanna 
Marsh/swamp forest 
Mangrove forest 
Non-forest cover 
Agricultural/urban land 

Total 

* NB This is a different figure for total land area than that noted al the head of thi-s chapter. 
Source: BeUze Forest Department ( 199.^), 



3.725 


>75 


63 


469 


25-75 


2 


378 


>75 


2 


360 


>75 


2 


637 


50-75 


3 


1.227 


5-50 


6 


553 


>75 


2 


523 


>5 


-> 


1.536 


<5 


7 


2,323 


- 


11 


!1,731* 




100 



Table 16.2 


E^ 


.limate 


s of forest extent in 


Bel 


ize 




Forest type 






Area (sq. km) 




9c land area 


Lowland' 






14.325 






62.8 


Pine= 






1.348 






5.9 


Swamp' 






521 






2.3 


Mangrove' 






670 






2.9 



Total 



16,864 



74.0 



Includes broadleaf and open broadleaf category from Table 16. 1 but some of this, as noted 

above, is low scrubby vegetation rather than true forest. 

This is the pine woodland, pine woodland savanna and mixed broadleaf and pine from 

Table 16.1 — the pine tree savanna has been mapped as non-forest on the advice of D. 

Gray from the Belize Forest Department. 
' This is the marsh/swamp foresl from Table 16, 1 . 
' This is the mangrove from Table 16, 1 but also includes mangroves on the cays. 

Based on analysis of Map 1 6. 1 . See Map Legend on p. 1 59 for details of sources. 



is estimated thai there are no virgin forests left in the country, 
all having been creamed mainly for mahogany, cedar and pine. 

The distribution of the forest types given in Table 16.1 and 
shown in a generalised way on Map 16.1 was derived from the 
Land System maps of the Land Resources Assessments of King 
et al. (1986, 1989, 1992). The land use data come from aerial 
photographs and satellite images produced between 1985 and 
1988. Belize Forest Department (1993) note that the map they 
have produced should be seen only as a first approximation at 
estimating the present forest resources of Belize. 

The broadleaf cover shown on Map 16.1 is a mixture of a 
wide range of forest types, ranging from low scrubby wood- 
lands to tall, species-rich forests. Its area, in Table 16.1, was 
arrived at by subtracting the area of the other classes from the 
land area of Belize. The pine tree savanna, which occurs over 
large areas of the coastal plain, consists of scattered pine trees 
and clumps of pine distributed amongst extensive grassland. 
On the advice of D. Gray, it has been shown as non-forest on 
Map 16.1. 

Excluding the pine-tree savanna, non-forest and agricul- 
tural/urban land. Table 16.1 suggests a forest cover of 16,645 
sq. km, i.e. 73 per cent of the country, though this includes 
some low scrubby vegetation which would not normally be 
included as forest in this atlas. 

Measurements taken from Map 16.1 are shown in Table 16.2. 
The Map was compiled from a digital data set provided by the 
Belize Forest Department so the areas of the different forest 
types measured from it are very similar to those in Table 16.1. 
The total forest area shown on Map 16.1 is 16.864 .sq. km, a 74 
per cent forest cover. It must be reiterated that Belize's Forest 
Department regard their figures as indicative only, but, what- 
ever the true forest area, it is clear that Belize has a considerably 
higher percentage of its land under forest than does any other 
Central American country. 

The largest single block of intact broadleaved forest extends 
over the remote, steep, terrain of the Maya Mountains. Of the 1 1 
per cent of the country covered with some natural pine vegeta- 
tion (Table 16.1). only two per cent (the pine woodland) is 
closed forest (Belize Forest Department, 1993). The pine tree 
savannas consist of scattered pine trees and clumps of pine dis- 
tributed amongst extensive grassland. This formation occurs 
over large areas of the coastal plain. 

Neil Bird, of the Belize Forest Planning and Management 



152 



Belize 



Project, reports that there are 16 forest reserves in the country 
covering an area of 4487 sq. km or about 20 per cent of the 
country's land area. These reserves contain about 73 per cent 
and 25 per cent of the country's pine woodland and broadleaf 
category forests respectively (Belize Forest Department. 1993). 
Management of the reserves is based upon the principle of mul- 
tiple use, allowing sustainable use of forest products but ensur- 
ing values such as watershed protection and wildlife conserva- 
tion. The Belize Forest Department (1993) has calculated the 
area of land in Belize with a potential for timber extraction to be 
I 1.501 sq. km; most of this is outside the Forest Reserves 
(Table 16.3). Those areas unavailable for timber production are 
either protection forest or are considered inaccessible (ODA, 
1989). There are also some privately-held forests and there is 
little information available on these. 

As can be seen from Table 16.3, 72 per cent of the 
exploitable pine woodland are within forest reserves, whereas 
only 1 1 per cent of the exploitable broadleaf forests are within 
these reserves. About one fifth of this area is regarded by the 
Forest Department to be protection forest and a greater area is 
considered "inaccessible" and therefore unusable for timber 
production (ODA, 1989). Most of the exploitable pine wood- 
land is within Mountain Pine Ridge Forest Reserve. If managed 
sustainably, this would be sufficient to guarantee the long-term 
domestic supply of softw ood. 

Belize's geopolitical identity is directly related to its forest 
resources. The country was declared the Crown Colony of 
British Honduras in 1862. Its settlers were principally interested 
in exploiting logwood Haematoxylon campechianum for dye. 
Exploitation of the species continued at a reduced level until 
early this century, although it was gradually superseded as 
Belize's principal export by mahogany Swietenia macrophylla. 

Output of forest products was initially predominantly in 
the form of logs for export; this declined rapidly from 1950 
and had almost ceased by 1970. Production of mahogany and 
pine sawnwood expanded until the mid-1950s. Most trees 
were cut in repeated cycles of selective logging, with only the 
larger individuals of a few commercially sought-after species 
being taken. 

The majority of logging is now carried out by private conces- 
sionaires. Most forest permits and licences are issued for one 
year at a time with an option for renewal if performance is satis- 
factory. However, some licences can be issued for as long as 10 
years. There are 1940 sq. km of private forest land and an esti- 
mated 2500 sq. km of Crown land under licence (ODA. 1989). 

Although there are 46 sawmills in the country, some 75 per 
cent of the country's lumber production comes from only five or 
six mills (ODA, 1989). In 1986-87. three species, mahogany, 
pine and cedar Cedrela odorata accounted for 58 per cent of 
sawnwood production. Production of cedar and mahogany has 
declined considerably this century. In 1928-29. 2.5 million cu. 
feet were harvested each year, but between 1983 and 1987 only 
350,000 cu. feet were cut annually. It is, however, estimated 
that even the much lower levels of pine and hardwood now 
being cut cannot be sustained with the present management and 
harvesting systems. 

Plantation forestry began over 45 years ago, but only a very 
small area of plantations exists today, Piniis caribaea is planted 
most commonly, but teak Tectona grandis, Gmelina aihorea 
and Swielenia macrophylla are also used. 

A number of non-timber forest products are harvested in the 
wild on a commercial basis. Up to the middle of this century or 
thereabouts, the production of chicle from sapodilla trees 



Table 16.3 

extraction 



The amount of land in Belize with potential for timber 



gelation Class 






Extent 








Areas 




Areas 




Total 




inside FRs 


outside FRs 


Area 




sq. km 


per 
cent 


sq. km 


per 
cent 


sq. km 


Broadleaf 


990 


11 


7.864 


89 


8.854 


Open broadleaf 


10 


2 


460 


98 


470 


Mixed Bl & pine 


31 


22 


107 


78 


138 


Pine woodland 


254 


72 


98 


28 


352 


Pine woodland savanna 105 


18 


485 


82 


590 


Pine tree savanna 


269 


25 


828 


75 


1.097 


Marsh/swamp 















Mangrove 















Non-forest 
















Total 



1.659 



9,842 



11.501 



Manilkara zapota was one of the country's main forest indus- 
tries, but competition from synthetic gums has meant that there 
is now only a small vestigial trade in this product. Recent 
Japanese interest in chicle may, however, revive the trade. 
Seeds from Finns caribaea are collected and exported by the 
Forest Department. Allspice from Pinienta officinalis is ex- 
ported to Europe and used locally. 

Responsibility for most aspects of forestry and conservation 
rests with the Forest Department in the Ministry of Natural 
Resources. Belize now has comprehensive laws regulating activ- 
ities that have an impact on the environment. New legislation 
that has been passed includes laws to protect wildlife, establish 
national parks and reserves, regulate the use of land, control pes- 
ticides and ensure that the extraction of minerals and petroleum 
is done in an environmentally sensitive manner. However, there 
are still weaknesses in the application of the laws. 

Deforestation 

There was comparatively widespread deforestation in Belize 
when the Maya civilization was at its peak over 1000 years ago 
and extensive areas of the country were farmed. The decline of 
the Maya led to the abandonment of much of the fanned land, 
allowing the vegetation to regenerate so that the forest is now 
widely found as a climax formation (ODA. 1989). 

In spite of the long history of logging, it is only in areas of 
traditional slash and burn agriculture (southern Toledo and 
western Cayo districts) and in the northern sugar cane region 
that the country has suffered significant deforestation 
(Hartshorn et al. 1984). Nevertheless, the large influx of 
refugees, mainly from Guatemala, in the 1980s, and the conse- 
quent rise in the number of small farmers, has been a major 
cause of the recent increase in deforestation. FAO (1993) esti- 
mates average deforestation between the years of 1981 and 
1990 to be only 50 sq. km per year, a rate of 0.2 per cent. 

The boom in the citrus industry has meant that in the four 
years between 1986 and 1990, the land under cultivation for cit- 
rus fruit more than doubled from around 75 sq. km to 162 sq. 
km. Most of this is in Stan Creek district (BNF, 1992). 
Howe\er, an lUCN study showed that this clearing for citrus 
caused comparatively little deforestation and that the benefits 
from increased employment and general prosperity probably 
outweigh the environmental costs of the industry. 



153 



Belize 




154 



Belize 




155 



Belize 




Columbia River forest, Belize. 



(WWF/Tony Rath) 



There are two bird species listed as threatened in Belize by 
Collar et al. (1992): the yellow-headed Amazon Amazona ora- 
trix and the keel-billed motmot Electron carinatum. The 
Amazon lives in a variety of habitats including humid forest, 
but the motmot is confined to moist forest. Habitat destruction 
is one of the causes of the decline in both species. 

Forest mammals listed as threatened by lUCN 
(Groombridge. 1993) that occur in Belize are the howler mon- 
key Alouatta pigra, the spider monkey Ateles geoffroyi, the tapir 
Tapirus bairdii. the margay Leopardus wieldii and the olingo 
Bassarisciis siimichrasti. 

Conservation Areas 

Provision for the gazettement and management of conservation 
areas lies within the National Parks System Act of 1981. which 
is administered by the Ministry of Natural Resources. Wildlife 
sanctuaries are no-hunting zones that are set aside to preserve 
important habitats or migration stop-over sites. National parks 
and monuments are for the enjoyment of the people of Belize 
and are open to the public. Nature reserves are set aside for sci- 
entific research. 

The government does not have the resources to manage or 
protect its system of national parks adequately. However, it con- 
Table 16.4 Conservation Areas in Belize 

Existing conservation areas in lUCN's categories I-IV are listed 
below. Marine reserves have been excluded. Private reserves and for- 
est reserves (category VIII) are shown on Figure 16.1. 



In recent years, several thousand hectares of land have been 
transferred out of reserved forests including some from 
Columbia River Forest Reserve for shifting agriculture (ODA. 
1989). 

Biodiversity 

Although a small country, Belize has a high diversity of plant 
and animal life. Since much of its habitat is relatively undis- 
turbed at present, the populations of many species are more sta- 
ble here than in other countries. The flora is estimated to include 
about 4000 species of flowering plants, with 700 tree species, 
but there are few endemics (Hartshorn et al.. 1984). There are 
135 species of mammals. 513 bird species, 107 reptiles and 32 
amphibians (N. Bird. pers. comm.). The country's spectacular 
barrier reef is the second longest in the world and has been 
nominated for listing under the World Heritage Convention. 

Two crocodile species are threatened in Belize. Crocodyhis 
acutiis and C. moreletii, though only the former is listed as 
globally threatened by lUCN (Groombridge. 1993). C. aciitus is 
widely distributed along the coastline and the latter, which is 
rarer, is found in inland lagoons and rivers, including in the 
upper streams of the Maya Mountains (Hartshorn et al.. 1984). 
The threatened Central American river turtle Dermatemys 
mawii is comparatively common in Belize. It is. however, 
hunted for food everywhere it occurs. 



National Park 


Area (sq.km) 


Aquas Turbias* 


35 


Blue Hole* 


3 


Chiquibul*~ 


1029 


Guanacaste 


0.2 


Fives Blue Lake* 


4 


Laughing Bird Caye* 


O.I 


National Monument 




Half Moon Caye+ 


4 


Wildlife Sanctuary 




Crooked Tree* 


174 


Cockscomb Basin* 


402 


Monkey Bay* 


7 


Paynes Creek* 


123 


Temash-Sarstoon* 


170 


Nature Reserve 




Bladen* 


402 


Burdon Canal 


21 


Society Hall* 


27 


Private Reserx'e 




Shipstem* 


76 



Total 



2477.3 



* areas with forest (including mangroves) within their boundanes according to Map 16.1 
~ Includes Caracol Archaeological Reserve of 18 sq, km 
+ Not mapped — data not available to this project. 

Source: D. Gray for sizes and designations (in litt.. 1993) WCMC for lUCN's categories 
(unpublished data) 



156 



Belize 



tracts the Belize Audubon Society (BAS), a private NGO, to 
provide management plans and train park wardens. BAS has 
access to domestic and international funding sources that the 
government does not, so this relationship works quite well. 

As well as the protected areas with lUCN's categories I-IV 
listed in Table 16.4, there are also three other privately held 
reserves in the country (Figure 16.1). The Community Baboon 
Sanctuary was established in 1985 to protect one of the few 
healthy black howler monkey Alouatta villosa populations in 
Central America. Landowners from eight villages included in the 
area contribute to the maintenance of the sanctuary which now 
covers 53 sq. km. Rio Bravo Conservation and Management 
Area (926 sq. km), is being managed to integrate forestry and 
conservation by the Programme for Belize (see Box). There is 
also a 4 sq. km reserve at Monkey Bay (separate from the 
wildlife sanctuary). Shipstern is the only private reserve in 
Belize listed in lUCN's categories I-IV; it is a category IV 
reserve. It is being run along the same lines as Rio Bravo and is 
also being used as a production area for butterflies for export. 

The 16 forest reserves, most in the south of Belize (see 
Figure 16.1), are managed for multiple use. Sustainable extrac- 
tion of forest products and tourist recreation are permitted 
where these are consistent with protection of wildlife and envi- 
ronmental values. These reserves cover a total area of 4487 sq. 
km (N. Bird, in litt). 



Figure 16.1 Private reserves and forest reserves of Belize 
Source: unpublished data held at WCMC 




Forest Rfiserves 
Privalc Rfseives 
Waier Bodies 




A boat-billed heron Cochlearius cochlearius on nest with young 
in Cockscomb Basin Wildlife Sanctuary. (WWF/Tony Rath) 



Conservation Initiatives 

A comprehensive land-use study, funded by the Overseas 
Development Administration of the UK, is nearly complete. 
This will provide Belize's government with information which 
will enable it to zone agricultural and infrastructural develop- 
ment so as to minimise environmental risks. 

International and local NGOs working in conservation 
have a high profile in Belize. The Belize Audubon Society is 
involved with environmental education, conservation of 
wildlife and, as mentioned above, in the financing, develop- 
ment and management of protected areas. The overall goal of 
the Programme for Belize is to assist in the conservation and 
economic development of the natural resources of the coun- 
try. The Nature Conservancy assisted with the purchase of 
Rio Bravo. 

The Nature Conservancy of the US and the NGO CARE 
International include Belize in their regional "Proyecto 
Ambiental para Centro America". This is a project to promote 
conservation and sustainable use of resources in Central 
America. The main emphasis in Belize is on the district of 
Toledo in the south of the country. 



157 



Belize 



Programme for Belize and the Rio Bravo Conservation and Management Area 



In the late 1980s, some 2830 sq. km of land in north-western 
Belize came on the open market after the break-up of a much 
larger holding. The land, mostly covered with sub-tropical 
moist forest, but also with significant tracts of wetland and 
pine-oak savanna, had been selectively logged (mainly for 
Cedrela and Swielenia) for well over a century. Nonetheless 
it was still in excellent condition, containing healthy popula- 
tions of a wide range of species that were becoming rare in 
Central America. In addition, although no indigenous people 
had lived in the area since the mid- 19th century, ancient 
Mayan settlements were common. 

As it was feared that the area would be totally cleared for 
agriculture. Programme for Belize (PFB) was set up with the 
express purpose of acquiring as much of the land as possible 
for conservation purposes. PFB is a Belizean controlled, non- 
profit making company which is dedicated to promoting wise 
use of the nation's natural resources. Around 445 sq. km of 
land were purchased with funding from foundations, bilateral 
aid agencies, commercial sponsors and — through a sponsor- 
ship scheme for purchase and endowment of individual plots 
— from private donors including schools. A further 370 sq. 
km were subsequently donated by Coca-Cola Inc. after the 
company abandoned its original plan for a large-scale citrus 
plantation on the land. Additional land purchases means that, 
as of September 1993, PFB controlled a total of slightly over 
926 sq. km (Programme for Belize, 1993). 

This area constitutes the Rio Bravo Conservation and 
Management Area (RBCMA), where Programme for Belize 
demonstrates the practical application of its principles. The 
ultimate objective is to achieve financial self-sufficiency for 
conservation management of Rio Bravo through revenues 
generated by wise use of its natural resources. In doing so, 
PFB will also show that retention of forest is a viable eco- 
nomic use of the land. Meanwhile, although several (20-30) 
thousand hectares, mostly owned by Mennonites. has since 
been turned over to intensive agriculture, much of the origi- 
nal holding remains under forest cover and the PFB main- 
tains its policy of purchasing such land as it can when it 
comes onto the market. The RBCMA already has a shared 
boundary with the Guatemalan Rio Azul National Park and it 
is hoped that it may ultimately form the Belizean portion of a 
tri-national conservation area in the northern Peten/southem 
Yucatan area. 



As of 1993. Programme for Belize has completed prelimi- 
nary management, land-use and action plans. It is now 
emphasising development of land management activity, 
based on a provisional zoning system, whilst refining its 
planning approach for the post- 1995 period. It has a fully- 
functioning research station, and long-term programmes for 
pure and applied ecological research, archaeological work, 
environmental monitoring and survey work are in place. 
There is also beginning to be effective control over the illegal 
resource theft, looting of Mayan sites and hunting that have 
long taken place in this border zone. An education and out- 
reach programme is operating and subsidised visits by local 
groups are rapidly increasing. PFB also runs a professional 
training scheme, giving a year of practical work experience 
to Belizeans contemplating a career in natural resource man- 
agement. 

At present, educational tourism is the sole revenue-earn- 
ing activity established on the RBCMA, but this already pro- 
vides some 20 per cent of annual financial requirements. 
Other means of raising money are planned. The provisional 
zoning system allows for harvesting of non-timber forest 
products over the wide area buffering RBCMA' s central core 
and trials for chicle-tapping and production of honey, essen- 
tial oils, resins, logwood dyes and other products are cur- 
rently being devised. Zoning on the lands donated by Coca- 
Cola allow for harvest of the timber, therefore the potential 
for sustainable forestry is being investigated; this is subject to 
the production of an appropriate forestry plan and the results 
of an independent environmental impact assessment. PFB's 
remit also allows for experimental agricultural and agro- 
forestry activities, but these have not been developed as yet. 

The combination of conservation and economic develop- 
ment and the determination to achieve self-sufficiency, the 
last within a specific and limited time-frame and within the 
constraints set by wise-use, are important features of 
Programme for Belize and its work on the Rio Bravo Area. 
Perhaps the most important feature, however, is the demon- 
stration that a local NGO, by making judicious use of the full 
range of support mechanisms available to it, can develop its 
own approach to sustainable natural resource management on 
an ambitious scale. 

Source: John Burton. Programme for Belize 



References 

Belize Forest Department (1993). The Forests of Belize: a first 

approximation at estimating the country 's forest resources. 

10 pp. Unpublished. 
BNF (1992). Belize National Report. Presented to the UN 

Conference on Environment and Development. Rio de 

Janerio, Brazil. 
Collar, N.J., Gonzaga, L.P., Krabbe. N., Madrofio Nieto, A., 

Naranjo. L.G., Parker III, T.A. and Wege, D.C. (1992). 

Threatened Birds of the Americas. The ICBP/IUCN Red Data 

Book. ICBP. Cambridge, U.K. 1 150 pp. 
FAO/UNEP (1981). Proyecto de Evaluacion de los Recursos 

Forestales Tropicales: Los Recursos Forestales de la 

America Tropical. FAO, Rome, Italy. 



FAO (1993). Forest resources assessment 1990: Tropical coun- 
tries. FAO Forestry paper 1 12. FAO, Rome, Italy. 

Groombridge, B. (Ed.) ( 1993). 1994 lUCN Red List of 
Threatened Animals. lUCN, Gland. Switzerland and 
Cambridge, U.K. 286 pp. 

Hartshorn, G.. Nicolait, L., Hartshorn, L., Bevier, G., 
Brightman, R., Cal. J., Cawich, A., Davidson, 'W., DuBois, 
R.. Dyer, C Gibson. J., Hawley, W.. Leonard, J., Nicolait. 
R.. "Weyer. D.. 'White. H. and Wright, C. (1984). Belize 
Country Environmental Profile: A Country Study. LISAID 
Contract No. 505-0000-C-00-3001-00. 150 pp. 

Holdridge. L.R.. Lamb. F.B. and Mason, B. ( 1950). Los Basques 
de Guatemala. IICA/Inst. Fom. Prod, Guatemala. 249 pp. 



158 



Belize 



King . R.B.. Baillie, I.C., Bissett. P.G.. Grimble. R.J., Johnson, 

M.S. and Silva, G.L. (1986). Laud Resource Survey of 

Toledo District, Belize. Tolworlh Land Resources 

Development Centre, ODA. Pp. 65. 
King , R.B., Baillie, LC, Dunsmore. J.R., Grimble, R.J., 

Johnson, M.S. and Wright, A.C.S. (1989). Land Resource 

Assessment of Stann Creek District, Belize. Natural 

Resources Institute, Bulletin 19. ODA, Chatam. Pp. 262. 
King . R.B., Baillie, LC, Abell, T.M.B., Dunsmore. J.R., Gray, 

D.A.. Pratt, J.H., Versey, H.R., Wright, A.C.S. and Zisman, 

S.A. (1992). Lin}d Resource Assessment of Northern Belize. 

Natural Resources Institute, Bulletin 43. Volumes I and 11. 

ODA. Chatam. Pp. 174 and 513. 
ODA (1989). Belize Tropical Forestry Action Plan. Overseas 

Development Administration, London. 
Pennington. T.D. and Sarukhan. J. (1968). Arboles Tropicales 

de Mexico. INAF/FAO, Mexico. 413 pp. 
Programme for Belize (1993). Going forward in Belize — the 

new river wildlife corridor. Programme for Belize Newsletter 

9: 1. 
Zisman, S.A. ( 1992). Mangroves in Belize: their characteristics, 

use and conservation. Unpublished report for the Forest 

Planning and Management Project. 



Author: Caroline Harcourt. WCMC. Cambridge with contribu- 
tions from Neil Bird and David Gray of the Belize Forest 
Planning and Management Project, John Palmer of CIFOR 
and John Burton. Programme for Belize. 



Map 16.1 Belize 

Forest cover data for Belize was made available to WCMC by the Land Information Centre 
(LIC) of the Ministry of Natural Resources. Belmopan. David Gray, of LIC. kindly provided a 
digital dataset of forests at a scale of 1:500.000, harmonised into simplified broad forest cate- 
gories to facilitate use in this Atlas. The distribution of each forest type in the LIC dataset was 
derived from land system maps of the Land Resource Assessments compiled by Bruce King er 
ai (1986. 1989 and 1992) of the Natural Resources Institute (NRI), UK- It must be noted, how- 
ever, that because the forest cover has been estimated from the NRI Land Systems survey (i.e. 
the extent of each forest type was estimated by extracting land known to be under cultivation 
from 1985-1989), this map should be seen only as a first approximation at measuring the forest 
resources of Belize. 

Mangrove cover for the outlying cays has been added from a supplementary file provided by 
the Land Information Centre, and is based on Zisman. S. (1992) Mangroves in Belize: their 
characieristtcs. use and conservation, an unpublished report for the Forest Planning and 
Management Project. 

The NRI land system units, mapped to show agricultural potential of Belize, were assigned to 
the following forest classification: broadleaf cover (>15% tree canopy cover): open broadleaf 
cover (25%-75%); mixed broadleaf and pine (>75%); pine woodland (>75%); pine woodland 
savanna (50%-75%); pine tree savanna (5%-50%); marsh/swamp forest (>75%); mangrove 
l>5'7c) and non-forest cover (<5%). Canopy cover was determined by interpreting a sample of 
1 :40,000 scale aerial photographs, however determination was indicative only. It is important to 
note that the broadleaf category is very generalised. This class is a mixture of a wide range of 
forest types ranging from low scrubby woodlands to tall species-rich forests. The match 
between land system units and forest types varied, with good correlations for pine forests, 
marsh/swamp forest and non-forest. However, because the broadleaf classification is so general, 
the only way the extent of this class could be derived was by subtracting the area of all the other 
classes from the total area of Belize. This inevitably will have introduced inaccuracies. 

The following forest classes have been amalgamated into the broad forest types shown on 
Map 16.1. Lowland rain forest — Broadleaf forest and Open broadleaf forest: pine forest — 
Pine woodland. Pine woodland savanna and Mixed broadleaf/pine forest: inland swamp forest 
— Marsli/swamp: mangrove — Mangrove: and non-forest — Pine tree savanna and Non- 
foresl. 

A map compiled at a 1 :350,O00 scale by the Belize Centre for Environmental Studies, Belize 
City, Belize — Protected Lands of Belize ( 1 992), was used to portray the protected areas. 



159 



17 Costa Rica 









Country area 51, 100 sq km 


,-. "•, 




Land area 51,060 sq. km 






Population (mid-1994) 3 2 million 






Population growth rote 2 3 per cent 






Population projected to 2025 5 4 million 






Gross national product per capita (1 992) USS2000 






Forest cover for 1 988 (see Mop) 1 5,049 sq, km 






Forest cover for 1 990 (FAO, 1 993) 1 4,280 sq km 






Annual deforestation rate (1981-1990) 2 9 pet cent 






Industrial roundwood production 1 ,1 70,000 cu. m 


"fij. 




Industrial roundwood exports — 


_ •• 




Fuelwood and charcoal production 3, 1 36,000 cu m 






Processed wood production 462,000 (u, m 
Processed wood exports 28,000 cu. m 



























Within a period of only 50 years. Costa Rica has reduced its forest cover from 80 per cent of the total territory to less 
than 30 per cent. Since 1950. the area deforested each year has exceeded 500 sq. km. The main cause of the deforesta- 
tion is the conversion of forest to pasture for raising beef cattle. Most of the remaining forests are in the country's 
extensive protected areas system; all other forests are likely to be cleared before the end of this century. 

The critical situation of the forests has become a subject of considerable public concern. As a result, in 1984 a law 
was passed to make it illegal to cut down forest on land that is unsuitable for agriculture. In addition, the national parks 
system is currently being reorganized and a National Institute for Biodiversity has been established. This institute aims 
to encourage the conservation, management and appropriate use of biodiversity in the country. However, despite these 
changes, Costa Rica's forests are still shrinking every year. 



Introduction 

Costa Rica is the third smallest Central American country, 
extending only 460 km or so at its greatest length, with as little 
as 118 km between coasts. The flat, open, 210 km stretch of 
Caribbean coast contrasts sharply with the irregular and hilly 
Pacific coast, which is some 1016 km long. Geographically the 
country can be divided into three distinct regions: the Pacific 
coast, a central mountainous backbone and the Caribbean low- 
lands. 

The Pacific coast consists mainly of steep cliffs with occa- 
sional narrow beaches. The two major coastal peninsulas. 
Nicoya to the north and Osa to the south, are mostly rugged 
hills with small fringing plains; they are sparsely populated. 
The highest points on these peninsulas are Cerro Azul at 1018 m 
on Nicoya peninsula and Cerro Tigre at 782 m on Osa peninsula. 
The mountain chain in the interior is divided into four ranges 
which include several volcanoes, some of which are still active. 
Indeed, volcanic activity is a frequent cause of deaths, dis- 
placement and economic disruption in the country. The highest 
peak, in the Cordillera de Talamanca, is Chirripo Grande at 
3810 m. The capital city of San Jose is situated in the agricul- 
turally productive upland basin of Valle Central in the highland 
area. The Caribbean lowlands, below 500 m elevation, make up 
about one fifth of the country. The land is mostly flat with scat- 
tered hills. This area has always been inaccessible and sparsely 
populated. However, the Tortuguero waterway now provides 
access to the northern coastal area and a road has been built to 
the border with Panama. Puerto Limon remains the only port 
on the Caribbean coast and it is the site of the largest eastern 
settlement. 

Although entirely within the tropics, Costa Rica possesses 
great climatic diversity with extreme regional differences. 



Average annual rainfall is ,3300 mm, but it varies considerably 
throughout the country. The length of the rainy season also 
varies, from all year round in the Caribbean lowlands to six 
months (May to October) in regions of Guanacaste Province on 
the Pacific coast. Mean annual maximum and minimum temper- 
atures in San Jose (at 1 172 m) are 26°C and 15°C respectively. 
Temperatures in the Caribbean lowlands tend to be lower than 
those on the Pacific coast. For instance. Siquirres at around 100 m 
elevation on the east coast has a mean annual temperature of 
24.7°C, while Esparta at the higher elevation of 208 m on the 
Pacific coast has a mean annual temperature of 26.5°C. 

The Costa Rican people are strikingly homogenous and gen- 
erally tolerant of the few minorities within the nation. Most 
Costa Ricans claim European, particularly Spanish, ancestry. Of 
this group a small portion are ""mestizo", that is of mixed 
Spanish and Indian blood. There are also some Afro-americans 
on the Caribbean coast, descendants of immigrants or slaves. 
The indigenous Amerindians now make up less than 0.5 per 
cent of the population. 

Costa Rica's population growth rate has slowed from over 
3.6 per cent in the early 1960s to 2.3 per cent in 1994. The pop- 
ulation has nevertheless increased significantly, rising from 
862,000 in 1950 to over 3 million at present. A considerable 
number of these people, more than 10 per cent, are refugees 
from political conflict in Guatemala, Nicaragua and El 
Salvador. Overall population density is around 63 inhabitants 
per sq. km, but the majority of the people live in the highland 
Valle Central. Around 45 per cent of Costa Ricans are urban 
dwellers. 

The amount of land devoted to agriculture has risen consider- 
ably in the past four decades with a consequent decrease in for- 



160 



Costa Rica 



Table 17.1 Land use in Costa Rica in 1984 



Uind Use 

Pasture 
Forest 

Permanent crops 
Annual crops 
Other natural veg. 
Urban areas 
Lakes and reservoirs 
Others 

Total 



Areci (sq. km) 

22.290 

16,385 

3.150 

2.102 

5.949 

266 

163 

452 

50.757* 



Percent ofcoiiiiliy 

43.9 
32.3 

6.2 

4.1 
11.7 

0.5 

0.3 

0.9 

100 



* NB This IS a slighlly lower total land area than given al the head of the chapter 
Stmrce: MIRENEM/PAFCR (1990) 



est cover. Table 17.1 shows land use in Costa Rica in 1984. 
Major agricultural exports from the country are coffee and 
bananas followed by beef and sugar. Beef production occupies a 
disproportionately large share of agricultural land (Leonard, 
1987). Costa Rican society is regarded as the most equitable in 
(he region, nevertheless access to land and resources is very 
unequal with 36 per cent of the land in large farms of over 5 sq. 
km and these are held by only one per cent of the landowners 
(Leonard. 1987). 

The Fore.sts 

Different systems have been used in Costa Rica for the ecologi- 
cal classification of vegetation (e.g Tosi. 1969; Gomez. 1986). 
The most widely used is the system of "Life Zones" described 
by Holdridge et al. ( 1971 ). which is based on land form and cli- 
mate. The system divides the forest types dealt with in this Atlas 
into tropical lowland, tropical premontane, lower montane and 
tropical montane. Each category is further sub-divided into 
moist, wet and rain forest types. In addition, mangroves and 
tropical dry forests exist in closed formations. 

Tropical moist forest is the most widespread, but also the 
most discontinuous. Life Zone in Costa Rica (Holdridge et al., 
1971). It is found in large areas of the north, east and southeast. 
The forest is composed of tall (40 to 50 meters), semideciduous 
or evergreen trees, with wide crowns and slender unbranched 
boles (mostly less than 100 cm dbh). There are also understorey 
trees 15-18 m high and a moderately den.se undergrowth of 1-3 m 
high shrubs. Typical tree species include Anacardiuin excelsum. 
Brosimwn spp.. Liiehea seemannii, Cordia alliodora. Castilloa 
spp.. Virola spp., Giiarea spp.. Calophylliim brasilien.se. 
Terminalia ainazonia, Dialium giiianense, Tal)ebuia 
pentaphylla. Ochroma lagopus. Minquartia guianen.sis. 
Coumarouna panamensis. Vitex spp. and Eschweilera calycula- 
la. Palms, especially Scheelea rostrata. are usually abundant. 

Holdridge's tropical wet forest is most extensive in the high 
rainfall areas of the Sarapiqui and Tortuguero plains in the 
northeast and in the Golfo Dulce lowlands in the southwest. The 
forest is multistoried and evergreen, the canopy is 45 to 55 
meters high, while understorey trees are 10-25 m tall and the 
shrub layer is only 1.5-2.5 m. Overall, the trees are taller and 
denser than those in the moist forests and they include numer- 
ous stilt-rooted palms. It is the most species rich of the Life 
Zones with as many as 100 tree species in a single hectare. 

The vegetation in Holdridge's tropical premontane moist for- 
est zone in the centre of the country has mostly been destroyed 
and replaced with coffee bushes. It is a two-layered semidecidu- 



ous forest with a canopy at about 25 m and an understorey of 
evergreen trees 10-20 m tall. Typical species included Persea 
caerulea. Plioebe mexicana. Erblichia odorala and Albizzia 
adinocephalu. 

The tropical premontane wet forest occurs on the lower 
slopes of the El General Valley, in the Turrialba area and in a 
broad arc on the lower slopes of the Valle Central, extending 
in a narrow band along the Pacific flank of the Tilaran and 
Guanacaste Cordilleras. The forest is semi-evergreen with a 
canopy 30 — 10 m high, understorey trees are 10-20 m high and 
there is a dense undergrowth 2-3 m tall. Various species of the 
family Lauraceae characterise the forests, while Talauma glo- 
riensis and Lafoensia spp. and Maiiria spp. are also common. 

The evergreen tropical premontane rain forest occurs mainly 
along the Atlantic slopes of the Talamanca, Central and Tilaran 
Cordilleras. Canopy trees are mostly 30-40 m high and the sub- 
canopy is dense, with trees 15-25 m tall. Palms are common in 
well-drained situations. Epiphytes, woody vines and herbaceous 
climbers are very abundant. 

Lower montane moist forest occurs in only small areas of the 
country: north and southwest of Cartago and around the town of 
Zacero. It is an open evergreen forest. Canopy trees are mostly 
Querciis. 30-35 m high. The lower montane wet forest occurs 
chiefly on the Cordillera de Talamanca. It is primarily an ever- 
green oak forest with Querciis oocarpa at lower elevations, 
Q. copevensis in the upper elevations and Q. tomenrocaiilis. 
Cornus disciflora. Cedrela tonduzii. Almis joriillensis and 
Magnolia poasana also occur. Tropical lower montane rain for- 
est occurs extensively on the windward flanks of the Central 
Cordillera, both flanks of the Talamanca Cordillera, the top of 
the Tilaran Cordillera and around the volcanic summits in the 
Guanacaste Cordillera. It too is an evergreen forest with 
Querciis species occurring commonly and these may reach 50 m 
although the general canopy height is only 25-30 m tall. 

Tropical montane wet forest is restricted to the summit and 
upper southwest slopes of Irazii volcano but most of the vege- 
tation here was destroyed by the volcanic eruptions of 
1963-65. It would have been an evergreen forest with the 
canopy dominated by Querciis species. Tropical montane rain 
forest is found in the high Talamancas and occurs as small out- 
liers around the summits of Turrialba, Irazii, Barba and Poas 
volcanoes. Rains, heavy mists and low cloud cover occur daily 
in these areas and there is no dry season. Trees are 25-30 m 
tall with small, often open crowns. Epiphytes are abundant and 
there is a dense shrub layer. Only 12 or 13 tree species occur 
including Buddleia alpina. Escallonia poasana, Oreopanax 
xalapense, Weininannia pinnata, Quercus coslaricensis and 
Podocarpus standteyi. 

Dry tropical forest once covered extensive areas in the north- 
em Pacific coastal plain. Most has now been cleared for agricul- 
ture but some remnant areas in the Guanacaste National Park 
have become the focus for a major international conservation 
programme (Janzen. 1986). The forest is semi-deciduous with a 
canopy at 20-30 m. an understorey of trees 10-20 m high and a 
2-5 m tall, dense shrublayer. Common trees include 
Bombacopsis quinatum. Casearia arguta. Clioinelia spinosa. 
Eugenia salamensis. Piper amalago and Zanlho.xyliim setulo- 
siini (Hartshorn. 1983). 

Mangroves 

Costa Rica's mangroves are found mostly along the Pacific 
coast of Costa Rica, where they occupy 35 per cent of the shore- 
line (WRI, 1991). In the Gulf of Nicoya, they cover 152 sq. km 



161 



Costa Rica 




162 



Costa Rica 




163 



Costa Rica 



Table 17.2 Estimates of forest extent in Costa Rica 



rest type 


Area (sq. km) 


% land area 


Lowland moist 


10,306 


20.2 


Submontane 


3,176 


6.2 


Montane 


1.037 


2.0 


Dry 


120 


0.2 


Mangrove 


530 


1.0 



Total 



15.169 



29.7 



Based on analysis of Map 1 7. 1 . See Map Legend on p, 1 70 for details of sources. 



(WRI. 1991) and are also found in the estuaries of the Ri'o 
Grande de Terraba and the Ri'o Sierpe and to the east of Quepos 
(Leonard. 1987). In 1981. FAO/UNEP reported that mangroves 
on the Caribbean coast occurred on Rio Chirripo and in a small 
area north of Puerto Limon. 

FAOAJNEP (1981 ) estimated that 390 sq. km of mangroves 
were present in the country in 1981, while a decade later WRI 
(1991) reported an area of 400 sq. km. The area given by 
Jimenez ( 1992) is 413.3 sq. km. The 530 sq. km of mangroves 
(Table 17.2) indicated on Map 17.1 were digitised from hand 
drawn additions to the source map (see Map Legend) and conse- 
quently may not be an accurate representation. 

Leonard (1987) reported that even as early as 1979, at least 
40 per cent of the country's original mangrove area had been 
cleared. The clearance is for the construction of shrimp ponds, 
salt pans and coastal development. In addition, mangroves have 
been degraded by the over-collecting of their bark for the tan- 
ning industry. The harvesting of the bark of red mangroves 
Rhizophora has now been made illegal. 

Forest Resources and Management 

Costa Rica's original vegetation was virtually all forest: the 
exceptions were the fresh-water marshes and the sub-alpine 
paramo on the highest mountains (Holdridge. 1967). Before the 
Spanish arrived, the forest was broken by only a few dispersed 
Indian settlements and even as late as 1900, forest dominated 
over 90 per cent of the land (WRI, 1 99 1 ). However, since 1 922, 
deforestation has increased exponentially (WRI, 1991 ). 

According to Garita (1989). forest covered only 14,760 sq. 
km in 1989, which is less than 29 per cent of the country. Of 
this, 9726 sq. km were in protected areas and 2350 sq. km 
received some protection in buffer zones. That left only 2684 
sq. km, merely 5.3 per cent of the national territory, available 
for production forests. This area, at present covered by natural 
commercial forests, will be depleted before the end of the cen- 
tury. It is estimated that Costa Rica will then need to import 
wood, with an annual cost of approximately US$375 millions 
(WRI, 1991). FAO (1993) estimated that 14,280 sq. km of for- 
est remained in the country in 1990, this was distributed 
between the tropical rain forest and hill and montane zones. 
Table 17.2 gives the area of each forest types as shown on Map 
17.1. The differences between the estimates of FAO (1990 for- 
est cover), Garita (1989 forest cover) and Table 17.2 ( 1988 for- 
est cover), can probably be accounted for by the very high an- 
nual deforestation rate of 500 sq. km (but see the section on 
deforestation below). 

The Directorate General of Forests (Direccion General 
Forestal-DGF) is responsible for forest management. Since 
1986, DGF has fallen under the Ministry of Natural Resources, 



Energy and Mines (MIRENEM — Ministerio de Recursos 
Naturales. Energi'a y Minas). According to the Forestry Law 
(Law No. 7174 of 1990) all harvesting operations should be reg- 
ulated through a forest permit. These are issued by DGF, which 
also regulates timber through transportation permits and 
requires the timber owner to pay a forestry tax as well as munic- 
ipal ta.xes. The dimensions of the trees that can be harvested 
from natural forests are legally restricted; they have to be more 
than 60 cm dbh in the Atlantic and northern regions of the coun- 
try and over 80 cm dbh in the southern region (Lutz et al.. 
1993). Permits for the main categories of exploitation require a 
forest inventory and a management plan prepared by a profes- 
sional. However the management plans tend to have limited 
technical foundation; instead they are essentially "plans for cut- 
ting" (Lutz et al.. 1993). Cutting of more than the authorized 
volume appears to be quite common and this illegal logging is 
hard to detect (Lutz et al.. 1993). 

A survey by Lutz et al. ( 1993) found that less than 20 per cent 
of the species from primary tropical forests were used by the 
internal timber market and that prices were low for species that 
are unknown or have little structural resistance. The most ex- 
ploited species were found to be caobilla Carapa giiiane.sis. laurel 
Cordia alliodora and lechosa Bro.simun spp. in the Atlantic zone; 
caobilla and cedro Cedrela odorata in the northern region; and 
caobilla and Cristobal Platymiscium polystachyion in the southern 
region of Costa Rica (Lutz et al.. 1993). 

In recent years, forest laws have been amended to encourage 
greater private sector activity in forestry. There are now more 
than 175 public, private and non-governmental organisations 
engaged in different aspects of forestry or forest conservation. 
Many are still quite weak but some reforestation companies, 
both large scale and farmer-owned, have been relatively effi- 
cient. These have contributed to increased reforestation rates in 
recent years (Table 17.3). 

Matamoros ( 1988) reports that 6 million cu. m of wood is cut 
annually; of this. 33 per cent is used for fuel, less than 25 per 
cent is used in the timber industry and more than 42 per cent is 
wasted. These figures are somewhat higher than those reported 
by FAO (1994) and indicated at the head of this chapter. 
According to Flores (1985), the average volume of wood cut in 
the commercial forests is 50.8 cu. m per ha. About 310 sq. km 
are logged each year. This should yield 1.574,800 cu. m of tim- 
ber but only about 850,000 cu. m reaches sawmills and as little 
as 382,000 cu. m of processed wood is produced 



Table 17.3 Reafforestation in Costa Rica from 1964 to 1989 



Year 



Annual isij. hn) 



Cumulative (sq. km) 



1964- 


-1979 


0.44 (mean) 


7.0 


1980 




8.1 


15.1 


1981 




II 


26 


1982 




13.6 


39.6 


1983 




9.8 


49.4 


1984 




12.9 


62.2 


1985 




25 


87.2 


1986 




41.7 


129 


1987 




53 


182 


1988 




48.3 


230.4 


1989 




50 


280.4 


Source: 


WRI(I99I) 







164 



Costa Rica 



(MIRENEM/DGF. 1988). At present, it is far more profitable 
for landowners to clear their land and produce agricultural crops 
for export than it is for them to try and manage forests for a sus- 
tained yield of timber. 

The direct economic value of forest exploitation is very 
low. only 3.6 percent of the value of agricultural (MIRENEM. 
1989). The forest sector is considered to contribute only one 
per cent to GNP. This is due to the fact that the only element 
taken into account is the value of timber supplied to industry. 
Other factors, such as the creation of jobs and the production 
of firewood and other direct and indirect forest products, are 
being ignored (Flores, 1985). In addition, forests are 
immensely important for the protection of catchments, both of 
agricultural areas and of hydro-electric schemes, and are 
valuable for tourism. 

A recent study indicates that the depreciation of the value of 
the forest resource is very high, exceeding 100 million dollars in 
1989 (WRI, 1991 ). If this loss of forest capital were to be taken 
into account when calculating Gross National Product then, 
instead of an annual growth of three per cent in GNP (World 
Bank, 1991). a decline of almost two per cent per year could be 
demonstrated in recent years. 

A Tropical Forest Action Plan was completed in 1991, but 
the implementation of the plan has been limited by the failure of 
international development assistance agencies to provide finan- 
cial support for it. 

Deforestation 

Within a period of only 50 years, the forest cover of Costa Rica 
has declined from 80 per cent of the total territory to under 30 
per cent. More than 99 per cent of tropical dry forest, 77 per 
cent of the tropical moist forest and 54 per cent of the tropical 
wet forest have been cleared. 

Several studies indicate that deforestation has increased dra- 
matically since 1922, but that it has been most severe in the four 
decades from 1950 (see Figure 17.1). During this period, aver- 
age annual deforestation has exceeded 500 sq. km. The root of 
the problem is a combination of official policies aimed at 
expanding the economy, liberal laws of land possession and a 
high rate of population growth (WRI, 1991). FAO (1993) esti- 
mates annual deforestation between the years of 1981 and 1990 
to have been 496 sq. km, a rate of 2.9 per cent, which is consid- 
erably higher than that in any other Central or South American 
country except Paraguay. However in their recent report, Lutz er 
al. (1993) estimate that clear cutting in Costa Rica is now only 
50 to 100 sq. km per year, as opposed to their estimate of 300 sq 
km being cleared each year in the past. They also report that 
since their survey was completed in 1992, a government analy- 
sis of LANDSAT data for the period 1986 to 1992 found aver- 
age annual deforestation to be 1 70 sq km. They consider that the 
decrease can be explained by the fact that conversion histori- 
cally occurred on land most suitable for agricultural use, and 
that the remaining forest lands are of increasingly marginal use 
for agriculture. In addition to this conversion. Lutz et al. esti- 
mate that the authorized change from primary to secondary for- 
est, from secondary to logged-over secondary forest or from tree 
stands to solely pastureland may reach 310 to 360 sq. km per 
year. Including estimates of overcutting at authorized sites and 
cutting at unauthorized sites, Lutz et al. consider that selective 
logging could reach between 510 and 590 sq. km per year. 

Most forest depletion has been caused by an increase in the 
area cleared for pasture. In other words, deforestation has been 
mainly the consequence of the expansion of livestock produc- 



tion. This process started in the 1950s and was based on policies 
designed to encourage the export of beef. The generous credit 
programmes supporting beef production were funded almost 
exclusively by external sources. From 1950 to 1984. land used 
for livestock production increased by 10,264 sq. km (MIREN- 
EM/PAFCR. 1990); pasture now occupies more than 54 per 
cent of the land. In spite of this, meat exports have never 
exceeded 8.6 per cent of Costa Rica's total exports. 

This increase in livestock production, which required large 
areas of land and a small labour force, was not of benefit to the 
poor campesinos; instead it turned them into land speculators 
(WRI, 1991). They settled in uncultivated public lands, cleared 
some of the forest then sold the 'improved' lands to buyers who 
had economic power and access to bank credit. These buyers 
turned the areas into livestock farms. This process occurred so 
fast that it was not possible to extract and make good use of the 
trees that were cut down on the land. As a consequence, more 
than 90 per cent of the wood was wasted. This led to the "cul- 
ture" of squandering that still prevails among Costa Rican 
campesinos and loggers. However. Lutz et al. (1993) consider 
that smallholders squatting on public or private land play only a 
minor role in current land clearing or logging. 

Lutz et al. (1993) regard economic motives of the owners of 
forested land to be the current driving force behind most of the 
conversion and selective logging: the main objective being to 
realize the gains from timber harvesting or from subsequent 
agricultural production or both. Forest clearing to establish a 
stronger claim to the land no longer appears to be a motive, as it 
was in the past (Lutz et al.. 1993). 

The rate of deforestation has been accelerated by the increase 
in road building in the country. For instance, the completion of 
the Interamerican Highway meant that clearing of the forest 
rose five fold along the Pacific slope. Similarly, deforestation 
on the Atlantic slope increased after the construction of the San 
Jose to Limon road. As a result of the clearance, erosion, flood- 
ing, falling river levels and weed infestation are causing diffi- 
culties in many areas. These problems are widespread along the 
entire central and south Pacific slope. 

Until 1984. the forest was generally considered an obstacle to 
agriculture and cattle raising and deforested land was regarded 
as more valuable than forested. However, at that time a law was 
passed prohibiting the clearance of forest from land that was 
unsuitable for agriculture. Recently, there has been an increase 
in public concern about the destruction of the forests, with many 
more people in favour of the conservation of nature. 

Biodiversity 

The rich flora and fauna present today in Costa Rican forests are 
the result of the dispersion of biota from the two large continen- 
tal masses of North and South America. These two blocks were 
separated until the end of the Pleistocene, when the Central 
American isthmus containing Costa Rica was formed. 

This geographical situation, the variety of landscapes (moun- 
tain ranges with peaks over 3800 m, intermountain valleys of 
different altitudes and coastal plains and prairies of various 
characteristics and sizes), its condition as a barrier separating 
two oceans and the consequent five different climatic regions 
has resulted in Costa Rica containing more species per unit area 
than most other countries in the world (MIRENEM, 1992; 
Quesada, 1990). Containing .some 10,000 plant species, 850 bird 
species, 228 species of mammals (about half of these are bats). 
215 reptile species, 160 species of amphibians, 130 species of 
fresh water fishes and around 360,000 species of insects, it is 



165 



Costa Rica 

Figure 17.1 Deforestation in Costa Rica between the years of 1940-1987 









Dense forest 

(80 - 100% canopy cover) 



Source: Fundacion Neotropica ( 1988) 

166 



Costa Rica 




Lt\i;,i;iiix III ilu Cdllii UiiUc loic.st Riscivc. Usa Peninsula. 

(WWF/OlgaSheean) 



home to between four and five per cent of the world's terrestrial 
animal and plant species (Quesada, 1990). 

Many of Costa Rica's species, both plants and animals, have 
still not been described and. with the current rate of habitat 
destruction, it is likely that they will disappear before they are 
known (MIRENEM/SPN. 1992). The tropical moist and wet 
forests have the highest biodiversity in the country and these 
ecosystems are vanishing rapidly. 

For its size. Costa Rica may have the most diverse plant life 
in the world (Davis et ah. 1986). For instance. La Selva Private 
Reserve, an area of only 14 sq. km, contains as many as 1740 
vascular plants (Hammel, 1990). Gentry (1978) estimated that a 
total of 8,000 species occur in the country, while L.D. Gomez 
(1984. cited in Davis et al.. 1986) considers that 10,000 occur. 
Of these. 1393 are believed endemic (Davis er a/.. 1986). 

Forty-five commercial timber species are threatened, nine of 
these are endemic (CEAP.ECO., 1991: MIRENEM. 1992). 
Among the threatened species are the mahoganies Swietenia 
humilis and S. macrophylla, cocobolo Dalbergia retusci, bal- 
samo Myroxylon balsamum. Belize yellowwood Podocaipiis 
giialemalensis. Conlia gerascanthiis. Paikici pendiila and Mora 
oleifera (MIRENEM. 1992). 

The 1994 lUCN Red List of Threatened Animals 
(Groombridge. 1993) contains 37 species (12 mammals, seven 
birds, seven reptiles, one amphibian and ten invertebrates) that 
are found in Costa Rica. Few, however, are restricted to the 
country. The threatened non-endemics include the Central 
American squirrel monkey Saimiri oerstedii. the giant anteater 
Myrmecophaga tridaetyla. the Central American tapir Tapirus 
bairdii and the American crocodile Crocodylus acutiis: these are 
all relatively widespread. In contrast, the threatened mountain 
squirrel Syntheosciurus brochiis and eight-spotted skipper Dalla 
octomaculata are found otherwise only in Panama. Excluding 
birds, the golden toad Biifo periglenes is the only endangered 
vertebrate endemic to the country. Many of the invertebrates 
listed are endemic, including most of the Odonata such as 
PaUieinneina gigantula. P. melanota. Diaphlebia pallidisiyliis 
and Epigomphus camelus. 

Collar el al. (1992) list only four threatened bird species in 
Costa Rica. One of these, the mangrove hummingbird AinazHia 
boucardi is endemic. The other three species are the keel-billed 
motmot Electron carinatum. the bare-necked umbrella bird 
Cephalopteriis glabricollis and the yellow-billed cotinga 
Carpodectes antoniae. Destruction of their forest habitat — 



including mangroves — is the cause of the decline of all of 
these species. Hunting and the cagebird trade are also a threat in 
Costa Rica (Stiles, 1985). The species most affected by hunting 
is the great curassow Cra.x rubra, while the scarlet macaw Ara 
macao. yellow-headed amazon Amazona ochrocephala, dark- 
backed goldfinch Carduelis psaltria. yellow-bellied siskin C. 
.xanthogastra and yellow-tailed oriole Icterus mesomelas are all 
commonly kept in cages by the local people and are threatened 
as a result (Stiles, 1985). 

Luis Elizondo of the National Institute of Biodiversity 
(INBio) has produced an unpublished list of the amphibians, 
reptiles, birds and mammals that are threatened in Costa Rica 
(rather than being globally threatened as listed by lUCN). He 
considers 76 bird and 18 mammal species to be threatened and 
1 1 birds and three mammals to be in danger of extinction in the 
country (Elizondo, 1991). As well as the golden toad, he lists 
the toad Atelopus senex as heading for extinction, possibly due 
to the introduction of exotic fish such as the trout Sabno gaird- 
neri. The reptiles he lists as threatened are the marine turtles. 

A recent study (MIRENEM/SPN. 1991) identifies the areas 
of highest endemism in the country. They are the Talamanca 
region, the highlands of the central volcanic mountain range, 
the Golfo Dulce area and the Isla del Coco (these regions are 
all under the protection of the national parks system). This 
same study assessed the contribution of biodiversity to the 
country's development and the cost of conserving it. It demon- 
strated that the most effective mechanism to conserve biodiver- 
sity in the long term is the National System of Consenrition 
Areas, which is the new pattern of management of protected 
areas in Costa Rica. 

Conservation Areas 

Costa Rica is internationally known for its efforts in the field of 
conservation. Although the first national park was created in 
1945 (Hartshorn et al.. 1982), it was in the 1970s that the 
process effectively began. Now over 70 areas (excluding the 
anthropological reserves) have been established (see Table 
17.4) and more than 20 per cent of the country's territory has 
been legally declared as belonging to some kind of conserva- 
tion area. Only the national p^^rks. biological reserves, wildlife 
refuges and national monuments are listed in Table 17.5 and 
shown on Map 17.1 as these are the only ones in lUCN's cate- 
gories I-IV. Three of the national parks (Barra Honda — 23 sq. 



Table 17.4 The establishment of protected areas in Costa Rica 



Categories 



Year 

Before 

1971 71-75 76-80 81-85 86-90 1991 



Total 



National Park 
Biological Reserve* 
National Monument 
Wildlife Refuge 
Forest Reserve 
Protection Zone 
National Forest 

Total 

" including the private resen'es 
Source: MIRENEM/SPN ( 1992) 



1 


8 


2 


2 


1 


3 


18 


T 


3 


3 





1 





9 





1 














1 











9 








9 


-) 


4 


3 











9 


1 





8 


9 


4 


6 


28 

















1 


1 


7 


16 


16 


20 


6 


10 


75 



167 



Costa Rica 



km. Cahuita — 1 1 sq. km and Volcan Irazu — 23 sq. km) have 
also been excluded as these are in category V. There are two 
private biological reserves. La Selva (14 sq. km) and 
Monteverde (105 sq. km — see Box in Chapter S), which arc 
not mapped or listed. 

The administration of the protected areas falls under a variety 
of different organisations. The National Parks Scrxice (Servicio dc 
Parques Nacionales — SPN) manages national parks, biological 



Table 17.5 Conservation areas in Costa Rica 

Existing conservation areas in lUCN's categories 1-IV are listed 
below. For information on World Heritage sites. Ranisar sites and 
Biosphere reserves see Chapter 8. 



National Parks 




Arenal 


20 


Ballena* 


42 


Braulio Carrillo* 


441 


Chirripo* 


502 


Corcovado* 


546 


Guanacaste* 


325 


Isla del Coco Marine'"' 


24 


Juan Castro Blanco* 


143 


La Amistad (Talamanca)* 


1,939 


Manuel Antonio* 


7 


Palo Verde* 


132 


Santa Rosa'*' 


372 


Tapanti* 


61 


Tortuguero* 


189 


Volcan Poas* 


56 


Volcan Rincon de la Vieja* 


141 


Biological Reserves 




Cabo Blanco* 


12 


Carara* 


47 


Hitoy-Cerere* 


92 


Isla Pajaros 


<0.1 


Isla del Cafio 


2 


Islas Guayabo y Negritos 


I 


Lomas Barbudal 


23 


Wildlife Refiiaes 




Barra del Colorado* 


980 


Baulas 


1 


Cafio Negro* 


100 


Curii* 


0.8 


Gandoca y Manzanillo 


94 


Golfito* 


14 


Isla Bolaiios"'" 


1 


Ostional 


2 


Penas Blancas 


24 


Tamarindo 


5 



National Monument 

Guayabo Archaeological Site 

Total 



reserves and national monuments. The Forest Service (DGF) man- 
ages the forest reserves and protection zones, which cover about 
4600 sq. km, but are all in lUCN's category VIII as exploitation of 
natural resources is permitted with permission from DGF. The 
Wildlife Department (Departamento de Vida Silvestre — DVS) is 
responsible for the wildlife refuges. The National Commission for 
Indian Affairs (Comision Nacional de Asuntos Indi'genas — 
CONAl) supervises the 30 or so indigenous reserves, which cover 
around 5800 sq. km. In addition, the private sector is becoming 
involved in the management of conservation areas. For instance, 
Monteverde Biological Reserve is administered by the Centro 
CientiTico Tnipical (CCT), while La Selva Biological Reserve is 
mn by the Organisation for Tropical Studies (OTS). 

Many of Costa Rica's conservation areas were established 
without scientific studies of their natural or cultural features or 
an analysis of their socioeconomic situation. Instead, such fac- 
tors as political or personal interest strongly influenced the iden- 
tification of the areas to be protected (Hartshorn et al., 1982). 
There are still problems within the protected areas system. In 
many cases, the boundaries of the areas are not marked on the 
ground and frequently private property occurs within the sup- 
posedly protected area. For example, the SPN owns only one 
hectare of Cahuita National Park (Hartshorn et al.. 1982). Most 
areas do not have management plans and exploitation of timber, 
fuelwood and wildlife is common, particularly in forest 
reserves. Almost all of Costa Rica's remaining forest is now 
found in its protected areas system. 

A new strategy for the management of protected areas called 
the National System of Conservation Areas has been recently 
designed. Its purpose is to achieve management of the protected 
areas in a regional context and to integrate the neighbouring 
communities in an effective manner. The system has given rise 
to new features such as the development of resource manage- 
ment programmes involving non-profit, private conservation 
organizations (MIRENEM/SPN. 1992). 

The development of protected areas has promoted the "eco- 
tourism industry ". which is today the country's second largest 
foreign income generating activity. 

Conservation Initiatives 

The Conservation Strategy for Sustainable Development in 
Costa Rica (MIRENEM, 1989) aims at defining long and medi- 
um term policies which would lead to the integration of conser- 
vation and sustainable development. The strategy promotes a 



Forest protected in Corcovado National Park. 



(WWF/H. Juncius) 



6.341 



area with moist forest wiihin iis boundaries as shown on Map 1 7. 1 
not mapped 




168 



Costa Rica 



new, integrated approach to conservation and development, but 
it has not yet been given any official recognition by the govern- 
ment. 

The Forestry Action Plan for Costa Rica 
(MIRENEM/PAFCR. 1990) was based on a diagnosis of the 
forest situation in the country. It demonstrated that the present 
pattern of farming was causing a "significant deterioration"" of 
natural resources. It has been officially acknowledged and has 
served as a base for the National Development Plan of the cur- 
rent government. External technical and financial cooperation in 
the forest sector is linked to the plan's implementation. 

An important recent initiative was the creation of the National 
Institute for Biodiversity. This institute is a private, non-profit- 
making organization, the purpose of which is to carry out a 



national inventory of biodiversity and improve the information 
on biodiversity and its uses for the benefit of the country. 

The development of new mechanisms to support conserva- 
tion activities (such as the "foreign debt-for-nature swap") has 
provided conservation programmes with large amounts of 
money and. therefore, with greater long term stability. NGOs 
have played an important role in this field. Two of the inost out- 
standing NGOs are the National Parks Foundation and the 
Foundation for the Development of the Central Volcanic 
Mountain Range, which jointly administer some US$50 million. 

The government has provided a series of incentives to 
strengthen management of the private forest sector. These 
incentives help national, regional and campesino organizations 
to plant and manage forests. 



References 

CEAP.ECO ( 1991 ). Iiifonne Nacioual de Costa Rica (BorraJor 

de Disciision). Fundacion Neotropica y Comision del Nuevo 

Orden Ecologico Internacional. Ministerio de Relaciones 

Exteriores y Culto. San Jose, Costa Rica. 
Collar, N.J., Gonzaga, L.P., Krabbe, N., Madroiio Nieto, A.. 

Naranjo, L.G., Parker III, T.A. and Wege. D.C. (1992). 

Threatened Birds oftlie Americas. The ICBP/WCN Red Data 

Book. ICBP, Cambridge, U.K. 
Davis, S.D., Droop, S.J.M.. Droop. Gregerson. P.. Henson. L.. 

Leon, C.J., Villa-Lobos, J.L.. Synge, H. and Zantovska. J. 

(1986). Plants in Danger: What do we know? lUCN. Gland. 

Switzerland and Cambridge, U.K. 
Elizondo, L.H. (1991). Especies de Anfibios. Reptiles, Aves y 

Mamiferos Amenazadas o en Peligro de Extincion en Costa 

Rica: Breve Reseha. Base de Datos de Biodiversidad. 

Instituto Nacional de Biodiversidad. Heredia. Costa Rica. 

63 pp (unpublished). 
FAO ( 1993) Forest resources assessment 1990: Tropical coun- 
tries. FAO Forestry Paper 1 12. FAO, Rome, Italy. 
FAO (1994). FAO Yearbook: Forest Products 1981-1992. FAO 

Forestry Series No. 27, FAO Statistics Series No. 116. FAO. 

Rome, Italy. 
FAO/UNEP (1981). Tropical Forest Resources Assessment 

Project. Los Recursos Forestales de la America Tropical. 

FAO. Rome. Italy. 
Flores. J. (1985). Diagnostico del Sector Forested Iiuhtslnal. 

San Jose, Costa Rica. Editorial UNED. 
Fundacion Neotropica (1988). Desarrollo Socioeconomica y el 

Ambiente Natural: Sitacion Actual y Perspectives. Ramirez. 

A. and Maldonado (Eds). San Jose, Costa Rica. 
Garita, D. (1989). Mapa de cobertura boscosa de Costa Rica 

(scale 1:200.000) MIRENEM/DGF. San Jose. Costa Rica. 
Gentry. A. (1978). Floristic knowledge and needs in Pacific 

Tropical America. Brittonia 30 134-153. 
Gomez, L.D. (1986). Vegetacion de Costa Rica. In: Vegetacioii 

V Clima de Costa Rica. Gomez, L.D. and JJerrera, W. (eds). 

EUNED, San Jose. Costa Rica. 
Groombridge, B, (Ed.) (1993). 1994 lUCN Red List of 

Threatened Animals. lUCN Gland. Switzerland and 

Cambridge, U.K. 286 pp. 
Hammel, B. (1990). The distribution of diversity among fami- 
lies, genera, and habitat type in the La Selva flora. In: Four 

Neotropical Rainforests. Gentry. A. H. (ed). Pp. 75-84. Yale 

University Press, New Haven. 
Hartshorn, G.S. ( 1983). Plants. In: Costa Rican Natural Historw 



D. Janzen (ed.). The University of Chicago Press, Chicago. 

Pp. 118-350. 
Hartshorn, L. et al. (1982). Costa Rica: Country Environmental 

Profile. Tropical Science Centre. San Jose, Costa Rica. 
Holdridge, L.R. (1967). Life Zone Ecology. Tropical Science 

Centre. San Jose, Costa Rica 
Holdridge, L.R., Grenke, W.H., Hatheway, W.H., Liang, T. and 

Tosi. J. A. (1971). Forest Environment in Tropical Life 

Zones: A Pilot Study. Pergamon Press. Oxford. 747 pp. 
Janzen. D. H. (1986). Guanacaste National Park: Tropical 

Ecological and Cultural RestorcUion. Editorial Universidad a 

Distancia. San Jose, Costa Rica. 
Jimenez, J. A. (1992). Mangrove forests of the Pacific coast of 

Central America. In: Coastal Plant Communities of Latin 

America. Seeliger. U. (ed). Academic Press, San Diego. Pp. 

259-267. 
Leonard. H.J. (1987). Natural Resources and Economic 

Development in Central America: A Regional Environmental 

Profile. Transaction Books, Oxford, U.K. 
Lutz, E., Vedova W., M.. Martinez, H.. San Roman, L., Vazquez 

L.. R., Alvarado, A., Merino. L., Cells, R., and Huising, J. 

(1993). Interdisciplinary Fact-Finding on Current 

Deforestation in Costa Rica. Environment Working Paper No. 

61. The World Bank Sector Policy and Research Staff. 
Matamoros. A. (1988). Documento de trabajo: Sector Forestal 

y Areas Silveslres. Estrategia Nacional para el Desarrollo 

Sostenible de Costa Rica. San Jose, Costa Rica. 
MIRENEM (1989). Memorias ler Congreso: Estrategia de 

Conservacion para el Desarrollo Sostenible de Costa Rica, 

octubre de 19HH. Comp. y d. por Quesada. C. y Solis. V. San 

Jose. Costa Rica. 
MIRENEM (1992). Estudio Nacional de Biodiversidad. Castas. 

beneficios y Necesidades de la Conser\'acidn de la Diversidad 

Biologica. Primer Borrador. San Jose, Costa Rica. 
MIRENEM/DGF (1988). Censo de la Industria Forestal. San 

Jose, Costa Rica. 
MIRENEM/PAFCR ( 1990). Plan de Accion Forestal para 

Costa Rica. Documento Base. Area 1 : Foresteria en el Uso 

de la Tierra; Area 2: Desarrollo Industrial Basado en 

Basques: Area 3: Lena y Energia; Area 4: Conser\'acidn de 

Ecosistemas. San Jose, Costa Rica. 
MIRENEM/SPN (1991). Estudio de diagnostico de las Areas 

Protegidas de Costa Rica. San Jose, Costa Rica. 
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Conservacion. Un luievo enfoque. San Jose. Costa Rica. 



169 



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Quesada. C. (1990). Estrategia de Conservacion para el 

DesarroUo Sostenible de Costa Rica. ECODES. MIRENEM, 

San Jose. Costa Rica. 
Stiles. F. (1985). Conservation of forest birds in Costa Rica: 

problems and perspectives. In: Conservation of Tropical 

Forest Birds. Diamond. A.W. and Lovejoy, T.E. (eds). Pp. 

141-168. ICBP Technical Publication No. 4, ICBP, 

Cambridge. 
Tosi, J. A. (1969). Mapa Ecologica de Costa Rica. Tropical 

Science Centre, San Jose, Costa Rica. 
World Bank (1991). The World Bank Atlas, 1991. World Bank. 

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D.C. 110 pp. 



Author: Alonso Matamoros Delgado, San Jose. Costa Rica; with 
contributions from Luis H. Elizonda Castillo. INBio. Costa Rica. 



Map 17.1 Costa Rica 

Cosia Rica loresi data have been derived from two main sources. Forest cover has been digi- 
tised from a dyeline map (In nine sheets covering different regions), entitled Mapa de 
Cobertura Boscosa de Costa Rica i-^60'7c densidadl The source map was compiled by the 
Ministerio de Recursos Naturales. Energia y Minas. Direccion General Forestal (1988). at a 
scale of 1:200.000. Forests, at >60^c canopy cover, are shown and are classified as Area de 
Bosque Naiural. These natural forest areas have been digitised to compile the forest cover data 
shown on Map 17.1, 

An ecological map. Mapa Ecologico — Republica de Costa Rica, using Holdridge Life 
Zones, has been selectively digitised and overlaid onto the forest cover information, to delimit 
ihe submontane and montane forest types of Costa Rica. The source map. published in 1 969 and 
produced by Joseph A. Tosi Jr.. Centro Cientifico Tropical, San Jose, depicts 19 Life Zones. Of 
these, five zones have been digitised, from Ihe Piso Moniano Bajo and Pi-\o Montana forest for- 
mations, to locale submontane and montane moist forest. The source classes have been digitised 
and harmonised in the following way: submontane rain forest comprises Ltnver montane moist 
forest. Lower montane wet forest and L^wer montane rain forest; montane rain forest includes 
Montane wet forest and Montane rain forest. The limits of dry forest {tropicai dr\ forest) have 
also been derived from this map. The location and extent of remaining mangroves were sup- 
plied by the author, 

Spatial data for the protected areas of Costa Rica have been extracted from a 1 :500.000 scale 
dyeline map Mapa de Areas Silvestres (1989), prepared by the Ministerio de Recursos 
Naturales. Energia v Minas and Direccion General Forestal. Costa Rica. Additions and 
updates have been made to protected area boundaries from information hand drawn onto large 
1:200.000 scale maps (Instituto Geografico Nacional. 1969). and kindly made available to 
WCMC by the Servico de Parques Nacionales. Costa Rica. 



170 



18 El Salvador 









Country area 21 ,040 sq. km 






land area 20,720 sq. km 


^J^l^^"'" '-'',-\ 




Population (mid-l 994) 5 2 million 


'^ 




Population growth rate 2.7 per cent 




Population projected to 202S 91 million 






Gross notional product per topita (1992) USS1170 


J^ 




Forest cover for 1 981 (see Map) 1 555 sq km 






Forest cover for 1 990 (FAO, 1993a) 1 230 sq km 


Wm 




Annual deforestation rate (1981-1990) 2 2 per cent 


..-<i»iii' 




Industrial roundwood production 146,000 cu m 


j-^' 




Industrial roundwood exports — 

Fuelwood and charcoal production 4,526,000 (u m 

Processed wood production 70,000 cu. m 


\ / 


>'- 


' J5* 




""'--- 


-^,^ . 


^1 




Processed wood exports — 






•A^^. 











The high population density in El Salvador has resulted in most of the country being deforested, with little of the land 
still in its natural state. A considerable area was deforested even before the beginning of this century. Most of the coun- 
try's remaining forest is in the montane area on the border with Honduras. The persistent civil strife has disrupted con- 
servation efforts. Nonetheless, some areas of natural forest are under protection. 



Introduction 

El Salvador is the smallest of the Central American countries 
and the only one without a Caribbean coast. Most of the country 
consists of rugged volcanic highlands of moderate elevation. 
The highest point, 2730 m, is Cerro El Pital on the northwestern 
border with Honduras. A narrow coastal plain, interrupted by 
mountains and deep ravines, runs parallel to the Pacific ocean. 

May to October is the rainy season and precipitation is high 
throughout the country during these months; there is little rain 
for the rest of the year. San Salvador, the capital, receives 
1600 mm in the rainy season and 150 mm in the dry. 
Temperatures rarely fall below 18°C except in the highest 
mountains. In San Salvador, the average is 23°C with a variation 
of only 3°C between the warmest and coldest months. 

Population density in El Salvador, at 251 people per sq. km. 
is considerably higher than that in any other Central American 
country. About 93 per cent of the population are mestizo, five 
per cent are Indian and two per cent are of European origin. 
Most of the Indians are descended from the Pipil tribes who 
came from Mexico and inhabited almost two thirds of El 
Salvador before the Spanish arrived. Another important group 
are the Lenca, descendants of the early Mayas. Few of the 
Indians retain their native way of life. About 45 per cent of the 
population are urban inhabitants, with around one quarter of 
these living in San Salvador. 

The country is primarily agricultural but it is, nevertheless, 
more highly industrialised than the other Central America 
nations. Major exports include pharmaceuticals, cardboard and 
manufactured goods as well as agricultural products such as 
coffee, sugar and cotton. 

The Forests 

Most of El Salvador's natural vegetation was destroyed before it 
could be studied by botanists. Daugherty (1974) lists the forest for- 
mations that occur in the country: mangroves, evergreen, gallery 
and deciduous forests occur in the lowlands and in the highlands 
are found cloud forests and mixed pine-oak forests. The hypotheti- 
cal distribution of these formations is shown in Figure 18.1. 



The lowland formations extended from sea level to about 
800-1000 m. The evergreen forests occurred primarily in a nar- 
row band along the coast and on the moister floodplains of the 
main rivers. Characteristic tree species of this forest type 
include Bombax ellipticum, Brosimum terrabanum. Castilla 
gitiiniiifera. Ceiba pentandra, Chlorophora tiiictoria, 
Enterolobium saman. Myroxylon halsainum. Sidero.xylon temp- 
isqiie. Ficiis spp. and Terminalia obovata (Daugherty. 1974). 

The most common species found in El Salvador's gallery 
forests are Ceiba pentandra, Enterolobium cyclocarpuin, Ficus 
spp. and Terminalia obovata. Only small patches of this forest 
type remain. 

Deciduous forests originally covered around 90 per cent of El 
Salvador. Characteristic species of this formation include Biirsera 
simaruba, Cedrela spp.. Cordia alliodora, Gliricidia sepium, 
Myroxylon balsammn. Piptadenia constricta. Poeppigia procera, 
Swietenia spp. and Tabebuia alliodora (Daugherty. 1974). 

The pine-oak formation extends from between 800-1000 m 
up to 1 800-2000 m in elevation. It was formerly widespread on 
the slopes of the volcanic chain in the Centre-South and on the 
mountains on the border with Honduras but has now mostly 
been cleared. It is dominated by species of Qiiercus and Pinus 
oocarpa. Other species include Cedrella mexicana. Clethra vul- 
canicota. Permymeniiim spp. and Nectandra sinuata. In areas 
where the soil is richer, Liquidambar styraciflita also occurs. 
Epiphytes are common in this forest type (Daugherty, 1974). 

Cloud forests are generally found above 1800 m. The trees are 
20-30 metres tall and are dominated by the families Fagaceae and 
Lauraceae. Epiphytes, including bromeliads and orchids, mosses, 
lichen and ferns are abundant. These forests are best developed in 
the northwest, on Montecristo and El Pital, but can also be found 
on the volcanoes of Santa Ana, San Salvador and San Vicente. 

Mangroves 

In the country's Environmental Profile, mangrove forests are esti- 
mated to cover 453 sq. km (Perfil Ambiental. 1985). but Jimenez 
(1992) reports an area of only 352.4 sq. km. On Map 18.1, the 



171 



El Salvador 




LOWLAND FORMATIONS 

Mangrove Forest 

Evergreen Forest (Including Gallery Forest) 

Deciduous Forest 



I3°I0- 



UPLAND FORMATIONS 

H Pine-Oak Forest 
Cloud Forest 



90° 



89° 



88° 



Figure 18.1 Hypothetical climax vegetation of El Salvador 



Siiiini'- Daugherty ( 1%')! Irom field observations, 1968-1969; Laver (1955) 



mangroves cover 446 sq. km. They are concentrated in four areas; 
Bahi'a de Jiquilisco. Barra de Santiago. Estero de Jaltepeque and 
Bahi'a de La Union. The main species are Rhizophora inangte. 
Avicennia genniiiaus and Lxigiiiiculciria niccinosa. Although they 
are, by law. inalienable government domain, the mangroves suf- 
fer exploitation for poles, posts, firewood and tannins. In addi- 
tion, they are threatened by the encroachment of agriculture, the 
construction of shrimp and salt ponds, drainage for mosquito con- 
trol and the influx of agricultural pesticides (USAID, 1988), 

Forest Resources and Management 

El Salvador is thought to have been almost completely forested 
at the time of European settlement in the 16th century. In a 1985 
study, using data from 1978 and 1979, it was estimated that only 
2682 sq km or 13 per cent of the country's land area was covered 
with "forest" (Perfil Ambiental, 1985). However, in this report 
"forest" included plantations and shrubland (Table 18.1) and 
very little undisturbed natural forest (as defined in this Atlas) 
reinained. Excluding shiubland and plantations from Table 18.1, 
the area of natural closed forest remaining in 1978/79 was only 
1846 sq. km or 9 per cent of El Salvador's land area. 

FAO ( 1993a) indicates that 1230 sq. km of forest remained in 
EI Salvador in 1990, 64 per cent of this is in the hill and mon- 
tane zone of the country. FAO (1993a) gives no figure for 
closed broadleaved forest in the country. The distribution of the 
forests shown on Map 18.1 have been taken from a map that 



was published more than a decade ago — in 1981. The area of 
the forests given in Table 18.2 (1555 sq. km) is, therefore, 
almost certainly an oveiestimate of the present day situation. 

The broadleaved forests are scattered in relatively small 
patches throughout the country and include riparian forests 
along the streams. The most important, for biological diversity 
and as watershed protection, are the cloud forests of 
Montecristo, Volcan Santa Ana and El Pital (USAID, 1988). 
Cloud forests are estimated to cover appioximately 39 sq. km. 

As of 1982. El Salvador imported 90 per cent of its wood. 
Extensive reforestation over the last several years may help 
remedy this situation but any gains are offset by the high rate of 



Table 18.1 Areas of Forest Vegetation in El Salvador 

Type of Forest Area (sq. km) '7c of total forest % of land area 



Coniferous 


485 


18 


2.3 


Broadleaved 


908 


34 


4.4 


Mangroves 


453 


17 


2.2 


Shrubland 


778 


29 


3.8 


Plantations 


58 


2 


0.3 



Total 2.682 

Source: Adapted from PerHI Ambienta! ( 1^^851, 



100 



13 



172 



El Salvador 




173 



El Salvador 



Table 18.2 Estimates of forest extent in El Salvador 



Fores! type 


A, 


rea (sq. km) 


% of Uiiul area 


Lowland* 




746 


3.6 


Montane+ 




363 


1.8 


Mangrove 




446 


2.2 



Total 



L555 



7.5 



* includes deciduous, evergreen and gallery forests (see Figure 18.1) 
+ includes cloud forest and pine-oak forest (see Figure I S. I ) 

Based on analysis of Map I S, 1 . See Map Legend on p, 1 75 for details of sources. 



deforestation (USAID. 1988). Given the small size of the public 
forest lands and the dense population of rural areas, the major 
potential for forestry in El Salvador lies in plantations of com- 
mercially valuable species such as teak, and the use of fast- 
growing, multi-purpose trees in social and agroforestry pro- 
grammes (USAID, 1988). At present, sustained yield manage- 
ment of natural forest is almost non-existent. 

The minimum legal diameter for harvesting pine trees is 
45 cm but although permits have to he obtained from the forest 
service before any tree is cut, enforcement is lax. Neither the 
finances nor the organisation exist to manage the pine forests 
and this is exacerbated by the fact that they are mostly located 
in the north of the country where there is much unrest. 

Responsibility for implementation of the forest law and for 
encouraging sustained use of forest and other natural resources 
is vested in the Centre of Natural Resources (CENREN — 
Centro de Rescursos Naturales), the National Forest Service is 
one of CENREN's subdivisions. 

Fuelwood is the most important forest product, more than 80 per 
cent of the harvested wood is used as fuel (USAID, 1988). It pro- 
vides about 64 per cent of El Salvador's energy requirements. 

Deforestation 

Deforestation has been faster and more complete in El Salvador 
than in any other Central American country (USAID, 1988). 
Most of the land originally covered by broadleaved forests was 
cleared for agriculture or cattle pastures long ago. After 1840, 
the oak-pine forests were progressively cleared for coffee plan- 
tations (Daugherty, 1972). In addition. El Salvador took the lead 
in road and bridge building as early as the beginning of this cen- 
tury, and these developments facilitated the ease with which 
migrants colonised forest areas and partially explain why El 
Salvador lost most of its forest several decades earlier than other 
countries in the region (Utting, 1993). FAO (1993a) estimates 
that between the years of 1981 and 1990, 31 sq. km of forest 
were cleared each year, a rate of 2.2 per cent, which is higher 
than in any other Central American country except Costa Rica. 

The density of population and the consequent demand for 
land, logging and uncontrolled fires have been other, more 
recent, causes of deforestation. As a result, three quarters of the 
national territory is now exposed to severe erosion conditions 
and decreasing land productivity (Niinez er al.. 1990). 

Biodiversity 

It is generally thought that El Salvador is the least diverse of the 
Central American countries. There are estimated to be 2500 flow- 
ering plants (Hampshire, 1989) with 700 tree species and 365 
orchids. The vertebrate fauna consists of 30 amphibians, 80 rep- 



tiles. 450 birds, 1 10 mammals and 400 fresh water fish (Perfil 
Ambiental. 1985). Numbers of invertebrates are unknown, but 400 
butterfly species have been recorded (Perfil Ambiental. 1985). 

Many of the larger mammals that are found in other Central 
American countries are no longer present in El Salvador. These 
include the black howler monkey Alouatla villosa. jaguar 
Panthera onca. puma Felis concolor and tapir Tapinis hairdii. 
Many other species may well disappear in the near future as 
their habitat is destroyed. The ocelot Leopardus pardalis. the 
peccaries Tayassu lujacii and T. pecari. agouti Dasyproclu 
punctata, red brocket deer Mazama aiiiericana and white-tailed 
deer Odocileus virfiinia are all species threatened in El 
Salvador, though none is considered to be globally threatened 
by lUCN (Groombridge, 1993). Mammals listed by lUCN are 
the spider monkey Ateles geoffroyi, the margay Leopardus 
wiedii, the olingo Bassariscus suinivhrasti and the bat 
Leptonycteris curasoae. 

There are no endemic birds in El .Salvador and Collar et al. 
(1992) list no globally threatened bird species in the country. 
There are. though, some locally threatened species. One of 
these, in the highland forests, is the highland guan Penetopina 
nigra. The considerable loss of forest in all Central American 
countries is of particular concern as many of the birds that breed 
in North America overwinter in Central America. 

There are four endemic reptiles in the country, but no en- 
demic amphibians are listed (WCMC, 1992). The only globally 
threatened reptiles, other than the marine turtles, listed by lUCN 
(Groombridge, 1993) in El Salvador are the American crocodile 
Crocodylus acutus and the endemic lizard Abronia montecristoi. 
One invertebrate, a dragonfly Amphipteryx agrioides. is listed by 
lUCN (Groombridge, 1993). 

Conservation Areas 

El Salvador has only two protected areas (Table 18.3). Over 30 
other small areas — almost all less than 20 sq. km — are pro- 
posed. There are currently no official national policies regarding 
the use or protection of the environment and natural resources. 
The Forestry Law of 1973 allows for the formation of different 
categories of protected areas but no detailed definitions of the 
categories are given, nor are the regulations governing the use 
of the areas outlined (Niinez et al.. 1990). In 1981. the National 
Parks and Wildlife Section, a department within the Forest 
Service, became the National Parks and Wildlife Service and is, 
as such, the first institute in El Salvador specifically responsible 
for national park management (lUCN, 1992). 



Miinli( risio clinid forest. El Salvador. (WWF/Peter Thomas) 




174 



El Salvador 



Table 18.3 Conservation Areas in El Salvador 

Existing conservation areas for El Salvador in lUCN categories I-IV 
are listed below 



National Parks 
El Imposible* 
Montecristo* 

Total 



Area (.?</. km) 
32 
20 

52 



* areas with forest wilhin Ihcir boundaries aecording lo Map 18.1 
Sonne: WCMC (unpublished dalal 



Initiatives for Conservation 

There have been relatively few conservation organisations 
active in El Salvador and very little international financial and 
technical assistance has been received by the country. 

By the end of 1993, El Salvador's government had reactivat- 
ed the Tropical Forestry Action Plan exercise with a view to 
completing the planning phase by early 1994. The TFAP 
Coordinating Unit of FAO is assisting the government in the 
preparation of a project document for capacity building, in order 
to strengthen the recently created National Forestry Institute. 
The exercise has helped to revise Forest Act and integrate 
forestry into the National Reconstruction Plan and the National 
Environment Aaenda (FAO. 1993b). 



References 

Collar. N.J., Gonzaga. L.P.. Krabbe. N.. Madrono Nieto, A., 
Naranjo. L.G., Parker III. T.A. and Wege, D.C. (1992). 
Threatened Birds cj the Americas. The ICBP/IUCN Red Data 
Book. ICBP, Cambridge, U.K. 

Daugherty, H.E. (1969). Man-Induced Ecologic Change in El 
Salvador. Unpublished PhD thesis. University of California, 
Los Angeles. 248 pp. 

Daugherty. H.E. (1972). The impact of man on the zoogeogra- 
phy of El Salvador. Biological Conservation 4(4): 273-278 

Daugherty. H.E. ( 1974). Conservacion Ambiental en El 
Salvador con itn Plan Maestro para Parqiies Nacioiiales y 
Reservas Equivalentes. Desarrola Forestal y Ordenacion de 
Cuencas Hidrgraficas. Informe Tecnico No. 1. 
FO:DP/ELS/73/004. UNDP, FAO. 

FAO (1993a). Forest resource assessment 1990: tropical coun- 
tries. FAO Forestry Paper 1 12. FAO, Rome, Italy. 

FAO (1993b). El Salvador. TFAPulse No. 22:3. 

Groombridge, B. (Ed.) (1993). 1994 lUCN Red List of 
Threatened Animals. lUCN. Gland. Switzerland and 
Cambridge, U.K. 286 pp. 

Hampshire, R.J. (1989). El Salvador. In: Floristic Inventory of 
Tropical Countries: the status of plant systematics. collec- 
tions, and vegetation plus recommendations for the Future. 
Campbell, D.G. and Hammond. D. (eds). New York 
Botanical Garden, New York. Pp. 295-298. 

lUCN (1992). Protected Areas of the World: A review of 
national systems. Volume 4: Nearctic and Neotropical. 
lUCN, Gland, Switzerland and Cambridge, U.K. 

Jimenez. J. A. (1992). Mangrove forests of the Pacific coast of 
Central America. In: Coastal Plant Communities of Latin 
America. Seeliger, U. (ed). Academic Press, San Diego. Pp 
259-267. 



Nuriez, R.D., Serrano. F.. Martinez, A.C. and Guerra. H. (1990). 

El Salvador Natural Resource Policy Inventory. 

USAID/ROCAP Project. Technical report No. 113. prepared 

for USAID. Pp. 78-98. 
Perfil Ambiental (1985). El Salvador Petfil Ambiental, Estudio 

de Campa. USAID. 
USAID (1988). El Salvador Action Plan FY 1989-1990. Agency 

for International Development Washington. D.C, U.S.A. 
Utting, P. (1993). Trees. People and Power: social dimensions 

of deforestation and forest protection in Central America. 

Earthscan Publications, Ltd, London. Pp. 206. 
WCMC (1992). Global Biodiversity: Status of the Earth's 

Living Resources. Chapman and Hall, London xx + 594 pp. 

Author: Caroline Harcourt. WCMC. Cambridge. U.K. 
Map 18.1 El Salvador 

The spatial data for El Salvador's forests were digitised from Mapa de Vegetation Arborea de 
el Salvador, a map prepared at a scale of 1:200,000 by the Ministerio de Agricultura y 
Ganaderia, Direccion General de Recursos Naturales Renovables. Programa Determinacion del 
Uso Potential del Suelo. This map was published in 1981; more recent information has not been 
traced. The source map is a land use map, illustrating the remaining natural forests as well as 
cash crops. Only the Bosque category, which has been mapped as lowland or montane forest 
(demarcated by a 3000' contour taken from the Digital Chart of the World) and the Bosque 
Imlrohaloftto (Manglares) category, mapped as mangrove, have been illustrated on Map 18,1. 
The lowland forest comprises deciduous, evergreen and gallery forest; the montane forest 
includes pine-oak and cloud forests; it has not been possible lo categorise the forests in greater 
detail than this. The Bosque irregular (Matorral y Manchones Dispersos de Arholes) has not 
been mapped as forest in this Atlas- 

The boundaries of EI Salvador's protected area were derived from a photocopy of an A3 map. 
Uhicacion de Areas para el Eslablecimento de Parques Nacionales \ Resen-as Equivalentes en 
El Salvador, which was compiled in 1987 by the Departmenio de Planes v Provectos del 
Servicio Forestal and the Centro de Recursos Naturales. Ser\icio de Parques Nacionales y Vida 
Silvestre. 



175 



19 Guatemala 









Country area 108,890 sq km 






land area 1 08,430 sq km 






Population (mid-1 994) 1 3 million 


S 




Population growth rate 31 per (enl 


v. 




Population projected to 2025 21.7 million 


^ 




Gross national product per capita (1992) USS980 






Forest cover in 1 992 (see Map) 48,244 sq. km 






Forest cover in 1 990 (FAO, 1 993) 42,250 sq km 






Annual deforestation rate (1981-1990) 17 per cent 
Industrial roundwood production 1 14,000 cu m 














Industrial roundwood export 1000 cu m 










Fuelwood and charcoal production 1 1 , 1 42,000 cu m 
Processed wood production 26,000 cu m' 
















Processed wood exports 23,000 cum' 






•Figuresfor 1991 (FAO, 19941 













Guatemala holds a special position as a bridge between two continents and two oceans; it is endowed with a great bio- 
logical diversity and has many endemic species. 

The highlands of Guatemala are home to a colourful blend of Amerindian cultures and a rich Spanish American her- 
itage. Handicrafts, architecture, landscapes and the people themselves retain a special national identity which has been 
lost in many of the more cosmopolitan centres of the region. 

The largest area of undisturbed tropical and subtropical forest in the country occurs in the north, in the department of 
El Peten. Inland, on the high plateau, there are vast conifer forests and remnants of rainfoiests. Mangrove forests occur 
on the Pacific coast. At present about 30 per cent of the country is reported to be covered with mature forest. Some 
estimates suggest that as much as 45 per cent of the country is forested. However, all the remaining forests, whatever 
their area, are under pressure due to the demand for agricultural land and fuelwood. 

Forestry institutions are weak and, although considerable international aid is now flowing to forest conservation, 
achievements on the ground have been modest. A National Conservation Strategy has been adopted officially, but little 
progress has been made in putting it into practice. 



Introduction 

Guatemala can be divided into four basic physical regions 
(Nations et at.. 1988). In the south, lies the Pacific coastal plain, 
with an average altitude of 850 m above sea level. Although the 
area used to be covered in dense forest, it is now mostly pasture 
and swamp land. Inland of this region is the Pacific mountain 
chain consisting of a strip of 33 volcanoes running parallel lo 
the west coast. They rise to a height of 421 1 m at the peak of 
Volcan Tajumuico, the highest point in Central America. Two 
sub-regions are recognised within this area: the boca casta or 
foot of the mountains, and the cloud forests at higher elevations. 
A central highland region (the Altiplano) occupies almost half 
of the country, extending from the Pacific chain in the south to 
the Sierra de los Cuchumatanes, Sierra de Chama and Sierra de 
las Minas to the north. This region has complex topography 
consisting of hills and volcanoes, mesas and valleys. The mid- 
dle valley of Rio Motagua includes the driest spot in Central 
America (Nations et ah. 1988). The Peten-Caribbean lowlands 
occupy the northern third of Guatemala and extend along its 
short Caribbean coast. The region is mostly flat with karst relief 
(CONAMA, 1991: Nations et ai. 1988). It is here, in the eastern 
Caribbean area, that the most humid tropical rain forest is 
found. 

Geologically speaking, Guatemala, along with the rest of the 
Central American isthmus, is young. Twenty million years ago 
there was only a chain of volcanic islands in the area. The straits 
between them began to close gradually due to the movement of 
tectonic plates, but it was only five million years ago that the 



isthmus was finally Ibrmed. Guatemala lies over several tec- 
tonic plates of slow but continuous movement and is unstable as 
a result. The Pacific mountain chain is located in the converging 
zone of two of the most important plates: the Cocos and the 
Caribbean. Consequently, earthquakes are frequent and often 
\ery intense. Guatemala City has been severely damaged by 
them on 19 occasions, most recently in 1976, when 25,000 peo- 
ple died. 

Hydrographically the country is divided into two main sys- 
tems: the Pacific System (23,990 sq. km), with short rivers and 
steep slopes, and the Atlantic System, with longer rivers and 
milder slopes. The latter is subdivided into two sub-systems, 
one draining into the Gulf of Mexico (50,803 sq. km) and the 
other into the Caribbean (34,096 sq. km). There are IS main 
river catchments in the Pacific system and 17 in the Atlantic 
.system (CONAMA, I99I; PAFG, 1 99 1). 

Only 26.4 per cent of the country's land is considered to have 
agricultural potential. A further 21 .4 per cent is suitable for pas- 
tures, perennial crops or tree plantations, 37. 1 per cent for pro- 
duction forest and 14.1 per cent for protection forest and 
wildlife. More than 300 water bodies cover the remaining one 
per cent of the country. 

The average annual temperature varies from 28°C on the 
coast to 10°C in the mountains, with maximum and minimum 
extremes of 42°C and -7°C respectively. There is a dry season 
from November to April and a rainy season from May to 
October, with maximum precipitation in June and September. 



176 



Guatemala 



Average annual rainfall is 1708 mm, but this is not distributed 
evenly throughout the country. The east receives around 300 mm 
precipitation annually with 45 to 60 rainy days, while in the 
north there are up to 200 days of rain per year with total precipi- 
tation of about 6000 mm. 

Overall, population density is 95 inhabitants per sq. km. 
which makes Guatemala the second most densely populated 
country in Central and South America. The highest density. 872 
inhabitants per sq. km, is in the central region in the department 
of Guatemala and the lowest, only 6 people per sq. km, is found 
in the department of El Peten (CONAMA, 1991). The indige- 
nous population makes up 37 per cent of the inhabitants. There 
are 19 Mayan ethnic groups who use 61 different dialects. 
Around 82 per cent of these Mayans live in rural areas (Institute 
Nacional de Estadistica. cited in PAFG. 1991 ). Only 38 per cent 
of the total population live in urban areas. 

Agricultural products are the country's major exports. These 
include coffee, sugar, bananas, cardamon and cotton. Cultural 
tourism is an important and growing industry in Guatemala. 

The Forests 

There are four main forest types in Guatemala: conifer, 
broadleaved, mixed and mangroves. 

The conifer forests are located over a wide altitudinal gradi- 
ent, between 100 and 4000 m above sea level. They contain 
such species as pine Pinus spp., fir Abies guatemalensis, cypress 
Cupressus lusitanica and ahuehuete Taxodiuni mucronalum. 
The classification of the pines varies, ranging from seven 
species and two varieties according to Mittak (1977) to ten 
species in the taxonomy used by Schwerdtfeger (1953) and 
Veblen(1978). 

The broadleaved forests are characteristic of low areas such 
as Peten, Izabal, the north of Huehuetenango. Quiche and Alta 
Verapaz. The most important commercial species include cedar 
Cedrela odorata. mahogany Swietenia inacrophylla. chichique 
Aspidosperina megalocurpiiin. palo bianco Tahebiiia donuell- 
smithii and Santa Maria CalophyUiim brasiliense. An inventory 
recently carried out in the department of El Peten revealed the 
existence of some 300 tree species, of which 50 are timber 
species (AHT/APESA, 1991 ). 

The mixed forests are located in a transition area between the 
conifer and broadleaved forest. Pines, oaks Qiiercus spp., liq- 
uidambar Licjuidainhar styraciflua and some species from the 
Betulaceae family (Ostrya sp. and Alniis spp.) are the dominant 
species in this forest type but other genera, including Ocotea. 
Nectandra and Persea. are also important. 

Mangroves 

The mangrove forests are located mainly on the Pacific coast, 
where they cover an area of 174 sq. km or 0.2 per cent of the 
country's land area. On Map 19.1, the mangroves cover an area 
of 161 sq. km. 

The mangrove swamps are composed of species of the gen- 
era Rhizophora, Avicennia, Conocarpus and Lagunculaha. In 
spite of being the essential breeding and feeding grounds for 
countless species of marketable crustaceans, molluscs and fish, 
the mangroves are still being used to produce charcoal, fire- 
wood, dyes, medicines and construction materials. The wood is 
valued for building as it is resistant to water. Mangrove areas 
have been converted into shrimp and salt ponds and drained for 
agriculture (Morales, 1979). 

Mangroves are protected in the Monterrico Biotope on the 
Pacific coast (not shown on Map 19.1 as it is in lUCN's category 



VIII) and the Chocon Biotope on the Caribbean coast. Both of 
these sites are managed by the Centro de Estudios 
Conservacionistas (CECON) of the San Carlos University. 
Other reserves, at Manchon and Punta de Manabique, have been 
proposed. 

Forest Resources and Management 

The figures for area of forest remaining in Guatemala are very 
varied. In the 1 99 1 Plan de Accion Forested para Guatemala, it 
was reported that forests covered 40 per cent of the country, 
81.5 per cent of this being broadleaved forest and the remainder 
conifer forest (PAFG. 1991). Figures from the authors of this 
chapter indicate that, in 1992, mature forest formations covered 
31,843 sq. km, or only 30 per cent, of the country. Of this, the 
conifer forests covered 2190 sq. km. broadleaved forests cov- 
ered 28,209 sq. km, mixed forests covered 1270 sq. km and the 
remainder (174 sq. km) was mangrove forest. The recent report 
by FAO (1993), indicates that forest cover in Guatemala was 
42,250 sq. km in 1990, but this figure includes areas with as lit- 
tle as 10 per cent canopy cover. FAO's (1993) estimate for the 
area of closed broadleaved forest in the country at the end of 
1990 is 39,460 sq. km. 

The source map (see Map Legend) for Map 19.1 includes a 
legend showing the areas of different vegetation types within 
the country. This has been translated and is reproduced here as 
Table 19. 1. It is noted on the source map that the categories are 
subject to revision and should not be taken as definitive. The 
source map is undated, but is based on one published in 1992 
and was sent to WCMC in mid- 1993. 

The total forest area shown on Map 19.1 is, at 48,244 sq. km 
(Table 19.2), slightly higher than the total of the first eight cate- 
gories given in Table 19.1. It is. however, not clear how much 
of this is forest as defined in this Atlas. The open forests (which 
measure 9462 sq. km on Map 19.1 ) may be degraded or may be 
naturally open formations, and the humedal certainly includes 
wet grassland as well as swamp forests. As explained in the 
Map Legend, the figure given in Table 19.2 for montane forests 
includes all broadleaved and mixed forests above 1000 m, but 



Table 19.1 Areas of different vegetation formations in Guatemala 



rest Type' A, 


rea (sq. km) 


Conifers 


2,699 


Open conifers 


1,982 


Marsh, wetground 


5,734 


(humedal) 




Broadleaf 


28,370 


Open broadleaf 


6,170 


Mixed 


874 


Open mixed 


1,065 


Mangroves 


167 


Not determined 


5,102 


(clouds/shadows) 




Marsh, swamp (paiuaiw) 


1.914 


Other+ 


54,812 



Per cent of country' 



Total 



108,889 



2.48 


1.82 


5.27 


26.05 


5.67 


0.80 


0.98 


0.15 


4.68 


1.76 


50.43 


100.00 



Tipo de Bosque — obviously not all of these are actually forests 

Note this is counliy, not land, area. 

includes urban areas, agricultural land, pastures, watcrbodics and scrubland {nniforralfs) 

tree: PAFG (nd) 



177 



Guatemala 




Guatemala 




179 



Guatemala 



Table 19.2 Estimates of forest extent in Giiateniala 



Forest type 


Area (si/, km) 


% ImnI area 


Lowland moist 


27.913 


25.7 


Montane 


10.208 


9.4 


Swamp 


5,708 


5.3 


Pine (conifer) 


4.254 


3.9 


Mangrove 


161 


0.1 



Total 



4S.244 



44.5 



Based on analysis ol" Map 1 9. 1 . .Sec Map Legend on p 1 84 for details of source. 



not any conifer forest. Similarly, these two categories have been 
incorporated into the lowland moist forest type if they occur 
below 1000 m. 

Forest management, the u.se of timber and non-timber prod- 
ucts and the conservation of fauna and flora, are the responsibil- 
ity of DIGEBOS. the Direccitin General de Bo.sques y Vida 
Silvestre (Forests and Wildlife General Office). This was estab- 
lished in June 1988 to replace INAFOR, the Instituto Nacional 
Forestal (The National Institute for Forestry). DIGEBOS is 
under the Ministerio de Agricultura. Ganaden'a y Alimentacion 
(MAGA) {Ministry of Agriculture. Livestock and Food). 

The conifer forests are an important source of fuel. During 
1990, these forests yielded six million cu. m of firewood. This 
wood was used for home heating (especially in the cold regions 
of the Altiplano). cooking, bread-making, the production of 
lime and the manufacture of earthenware tiles, pots and blocks. 
The cotnmunities that live in the country's colder areas are 
especially dependent on the conifer forests. They use the wood 
for house construction (balks); the pine needles arc used for the 
manufacture of adobe (bricks of unburned clay), as fastening 
material, as ornaments in family reunions and religious partie.s. 
as bedding for animals and as packing material for fragile 
agricultural products; while the copal resin is mixed with the 
bark of the pine tree to make an aromatic material that is burned 
in religious rites. 

Closed broadleaved forests are found mainly in the sparsely 
populated northern lowlands. These forests have been subject to 
industrial logging, with mahogany and cedar being extracted 
selectively. Even though the number of trees taken is low, only 
two or three per hectare, a considerable amount of damage is 
done to the residual stand. In consequence, regeneration is poor. 
In El Peten, extensive, long-term concessions were granted by 
Einpressa Nacional de Fomento y Desarrollo Economico de El 
Peten (FYDEP). Between 1985 and 1989. 51.000 cedar and 
mahogany trees were extracted by 13 large sawmills and these 
produced 41 million cu. m of wood. 

The forests also yield non-timber products, such as leaves, 
stems, fruits, seeds and latex. These include the xate palm tree 
(Cluimaedorea elegans and C. oblongata), allspice (Pinieiita 
dioica). tropical pine seed (Piinis carihaea). latex from the 
chicozapote or chicle tree (Maiiilkara zapota), wicker 
iP/ii/oilenclroii sp.). corozo stems, flax and guano palm trees. 
Harvest of xate palin leaves, for use in the European and North 
American floral industry, provides jobs for more than 6000 peo- 
ple, while the export of this species earns US$3.7 millions. In 
1988, the production of chicle (used in chewing gum) totalled 
about 136.054 kg. which represented earnings of US$333.0()0. 
Exports of allspice are worth US$16 million retail in the United 



States and Europe, but only US$1 -2 million accrues to 
Guatemalans (Nations et «/., 1988). 

In 1975. the government began providing tax incentives for 
reforestation. Between 1981 and 1983. a total of 55 sq. km were 
reforested. Between 1984 and 1988. the average area reforested 
reached 20 sq. km per year. Recently a large scale reforestation 
programme was launched in the northeast of the country. It is 
estimated that 80 sq. km of plantations are now established each 
year. 

One of the most important reforestation prograinmes is the 
DIGEBOS/CARE/Peace Corps agroforestry programme, which 
operates in 69 sites in 15 forest subregions. This programme 
promotes the establishment of forest and fruit nurseries, agro- 
forestry, plantations, construction and maintenance of equip- 
ment for soil conservation, pasture improvement and commu- 
nity forest management. In the period 1990-1991, DIGEBOS 
contributed US$45,000 cash, plus the salaries of regional coor- 
dinators and promoters. CARE, the Cooperativa Americana de 
Remesas al Exterior (The American Cooperative for Foreign 
Remittances), donated US$250,000. and the Peace Corps pro- 
vided some 40 volunteers. 

Another community forest project, supported by the US 
Agency for International Development, began in 1985. It aims 
to carry out reforestation, extension and training for the estab- 
lishment of community forest plantations and nurseries in the 
western Altiplano. 

The German Association for Technical Cooperation (GTZ) 
supports a community forest project in the department of Baja 
Verapaz in the northern part of the country. The project 
involves forestry and agroforestry training, improvement of 
resin tapping and distillation methods, establishment of demon- 
stration smallholdings and silvicultural techniques. 

Deforestation 

As with the figures for forest cover, the estimates for deforesta- 
tion in Guatemala vary quite considerably. However, it is evi- 
dent that the last few decades have seen extensive clearance of 
the forests, and if present trends continue, Guatemala's forest 
cover will disappear within 25 to 40 years. 

According to FAO figures reported by Leonard (1987), 77 
per cent of Guatemala's surface area was covered by forests in 
1960 and only 42 per cent remained in 1980. Studies carried out 
by IPGH, the Instituto Panamericano de Geografi'a e Historia 
(Panamerican Institute of Geography and History), gave a figure 
of 40,700 sq. km of forest pre.sent between 1985 and 1987 and 
indicated that this was a decrease of 16.4 per cent with respect 
to the preceding decade. 

FAO/UNEP (1981) estimated forest loss at 712 sq. km per 
year, although Lanly ( 1981 ) implies this may be an overestimate 
as he notes that this study did not take into account those defor- 
ested areas that were alxindoned and reverted to secondary for- 
est. Mendez Domi'nguez (1988) reported deforestation at 
between 1080 and 1620 sq. km. or I to 1.5 per cent annually. 
The most recent FAO ( 1993) estimate is that 813 sq. km are lost 
each year, a rate of 1 .7 per cent. 

According to Rose ( 1988), 63 per cent of forest destruction in 
Guatemala is due to over-harvesting of firewood. 29 per cent to 
agricultural colonization, 6.5 per cent to forest fires and pests 
and I . I per cent to industrial use of wood. However, Escobar 
( 1990) indicated that 90 per cent of the destruction is due to col- 
onization, eight per cent to fires and two per cent to the use of 
forest products. He reported that 23 per cent of the deforestation 
occurs in the conifer forest (126 sq. km per year) and 77 per 



180 



Guatemala 



cent in the broadleaved forest (430 sq. km per year) and that 
most of the destruction (380 sq. km per year) occurs in El Peten 
and the Verapaces. 

Molinos (1991) reported that of the 19 million cubic meters 
of wood cut in 1990. 12 million cu. m (63 per cent) were used 
as firewood for both domestic and industrial use. six million (32 
per cent) rotted or burned in the field and one million (5 per 
cent) was used as industrial logs. Fifty per cent of the wood 
used as firewood came from the conifer forests, 25 per cent 
from mixed forests and the remaining 25 per cent from the 
broadleaved forests. It is calculated that this wood "saves" the 
country US$300 million in oil-generated energy (Molinos. 
1991). The figure given in FAO (1994) for industrial round- 
wood used in 1990 is the same as that at the head of the chapter 
and is somewhat lower than that reported by Molinos ( 1 99 1 ). 

The main cause of depletion of the conifer forest in the 
Altiplano is firewood collection (Mendez Dominguez, 1988). 
This is not the case in the wet forests of El Peten. There, the 
destruction of the forest is due to the expansion of the agricul- 
tural frontier. The trees are cut and burned to clear the land for 
the use of settlers and livestock breeders (Nations et al. 1988). 
Land is cleared by both small-scale farmers, who practice shift- 
ing agriculture, and large-scale farmers, who sell their products 
to local and foreign markets. 

The most important forest pest is the pine weevil 
Dendroctomis sp.. which lives as a parasite of Pinus rudis in the 
Guatemalan Altiplano (Pisano. 1991 ). 

Biodiversity 

Guatemala's location on Ihe "Indo-American Biological 
Bridge", the meeting point of the nearctic and neotropical flora 
and fauna, results in high biological diversity. There is also a 
high degree of endemism in the country. Guatemala contains 14 
of the Life Zones described by Holdridge (Figure 19.1 and 
Table 19.3) and is home to one of the well-known Vavilov 
Centres (the postulated centres of the origin of domestic crops). 

The flora is diverse with an estimated total of 8000 vascular 
plants, with over 1000 endemic species (Davis et al.. 1986). 
This includes 17 conifers, 450 broadleaved trees, 527 orchids — 
with 57 endemics, I 10 ferns and 519 mosses (55 endemics). A 
number of plants in Guatemala are listed on Appendix I of 
CITES. These include the fir tree Abies guatemalensis. 



Table 19.3 The extent of Holdridge' s Life Zones in Guatemala 



Life Zones 



Subtropical spiny bush 
Tropical dry forest 
Subtropical dry forest 
Subtropical warm moist forest 
Subtropical hot moist forest 
Subtropical hot wet forest 
Subtropical cold wet forest 
Subtropical rain forest 
Tropical wet forest 

Subtropical lower montane moist forest 
Subtropical lower montane wet forest 
Subtropical lower montane rain forest 
Subtropical moist montane forest 
Subtropical wet montane forest 



E.xrent 


(sq. km) 


per cent 


928 


0.85 


216 


0.20 


3,964 


3.64 


12,320 


11.31 


27,000 


24.80 


40.780 


37.45 


2,584 


2.37 


1,144 


1.05 


2.636 


2.42 


9,769 


8.97 


5,512 


5.06 


908 


0.83 


88 


0.08 


1,040 


0.96 




t ! Sublfopical spiny bush 


^^1 Subtropical rain rarest 


^^1 Tropical dry toresl 


^^H Tropical wet lorest 


\^m^ Subtropical dry toresl 


^^1 Subtropical lower montane moist loresl 


I^H Subtropical warm moist lorest 


^^1 Subtropical lower montane wel forest 


^^1 Subtropical hot moisi forest 


1 1 Subtropical lower monlane rain toresl 


1 1 Subtropical hot wet lorest 


1 1 Sublropical moist monlane foresi 


^^1 Sublropical cold wet forest 


H^l Subtropical wel montane lorest 


Figure 19.1 Holdridge 


s Life Zones of Guatemala 



Honduras mahogany Swietenia hinuilis. palo Colorado 
Engelhardtia pterocarpa, copey oak Quercus copeyensis. 
Skinner's orchid Cattleya skinneri, Balmea stonniae, the coun- 
try's national flower "monja blanca" or white nun Lycaste skin- 
neri var. alhci and the "madera santa" or saint wood Giuiiacwn 
.■sanctum (Nations et al.. 1988). 

According to D'Arcy (1977), as much as 70 per cent of the 
high mountain vascular flora is endemic. The Altiplano is one 
of the few regions in the tropics where conifers are well repre- 
sented in the flora. There are two Juniperus species (J. comitana 
and J. standleyi) in Guatemala and 26 Quercus species. Some of 
the latter, such as the Q. acateiiangensis. are among the world's 
tallest oak trees, competing with the well-known copey oak. 

There have been 1464 species of vertebrates recorded — this 
excludes the marine species. There are 250 species of mammals, 
664 species of birds, 23 I reptile species, 99 amphibian species 
and 220 species of fresh water fish (Nations et al., 1988). 

The larger mammals of the forests of El Peten include the 
jaguar Panthera onca. puma Felis concolor. tapir Tapirus 
hairdii. spider and howler monkeys Ateles geoffroyi and 
Aloiiatta palliata. kincajous Potiis flavus and peccaries Tayassu 
pecari and Tayassu tajacu. Many of these species were previ- 
ously found on the southern coast of Guatemala but their forest 
habitat has now been destroyed in that region. Forty species of 
mammals are considered to be endangered within the country 
though only eight globally threatened mammals are listed by 
lUCN as occuiTing in Guatemala (Groombridge. 1993). These 
are the spider and howler monkeys, the margay Leopardus 
wiedii. oliiigo Bassasicyon sumichrasti. tapir Tapirus hairdii. 



181 



Guatemala 



two bats Leptonycteris cunisoae and L. nivalis and the manatee 
Trichechus manatus. 

There is more information about birds than about any other 
animal group in Guatetnala. Of the 664 species reported. 480 
are resident and 184 are migratory. Although no detailed stud- 
ies have been conducted on the conservation status of 
Guatemala's birds, many species are considered endangered 
due. in particular, to hunting and habitat destruction. One. a 
non-forest species, the Atitlan giant grebe Podilymbus gigcis. 
may even be extinct. Collar et at. (1992) list four species 
(Oreophasis derbianus. Electron carinatum. Tangara cahanisi 
and Dendioica chrysoparici) as threatened in the country, none 
is endemic. .Some birds, including the quetzal Pharoinachriis 
niocinno. the horned turkey Oreopkasis derbianus and the ocel- 
lated turkey Agriocharis ocellata. are protected by the coun- 
try's game laws. 

At least 480 bird species live in the forests of the El Peten. 
including the .scarlet macaw Ara macao. the harpy eagle Harpia 
harpyja and the ocellated turkey. Migratory species such as the 
stork Jabirii niycteriu and the orange-breasted falcon Falco 
deiroleiicus nest in the forests. 

The most endangered of the amphibians are the frogs from 
the family Hylidae and the salamanders from the family Pletho- 
dontidae which live in the moist lowland forests and the cloud 
forests. None, though, is listed as threatened by lUCN 
(Groombridge. 1993). The montane forests contain several 
endemic species of amphibians, such as the salamander Agaly- 
chnis moreletii and the frogs Eleutherodactyhts hocourti. E. 
daryi and E. xucanebi. 

There are three groups of reptiles that are economically 
important; the sea turtles, the crocodiles and caimans and the 
iguanas. Of these, the sea turtles such as Lepidochelxs olivacea. 
Dermochelys coriacea. Erelmochelys imbricata and Chelonia 
niydas agassizi and the crocodile Crocodylus nun-etetti of El 
Peten. are seriously endangered due to indiscriminate hunting. 
The iguanas Iguana iguana and Cleniisanra siniilis are in great 
demand for food in both urban and rural areas and this is lead- 
ing to a decline in their numbers. lUCN (Groombridge. 1993) 
lists nine threatened reptiles: five marine turtles, the river turtle 
Dermatemys mawii, the American crocodile Crocodylus acunis. 
the beaded lizard Helndenna horriduni and the endemic snake 
AdelphicDs daiyi. 

Five threatened dragonflies occur in Guatemala 
(Groombridge, 1993), but the total number of invertebrates is 
unknown. 

Conservation Areas 

Guatemala's first protected areas were created in 1955 when 10 
areas were designated as national parks under the direction of 
INAFOR. Their designation was based on the beauty of the 
scenery rather than on the presence of particular habitats or 
species. As a result, many are not listed in lUCN's categories 
I-IV. During the 60s another two areas were added and a further 
eight in the 70s. In the next decade, national interest and pres- 
sure from international conservationists meant that many other 
areas were protected (Table 19.4 shows all existing areas in cat- 
egories I-IV ) and a further 1 3 have been proposed. The rate of 
creation of protected areas is. nevertheless, still well below the 
general rate of 4.5 per year in Central America. In addition, land 
ownership conflicts have not been resolved for many of the 
areas and few of them are delimited on the ground. A large 
number has no permanent management staff on site (Godoy and 
Ugalde. 1992). 



The legal framework for protected areas is Decree 4-89, 
issued by the Congress of the Republic on February 14th. 1989. 
This was modified by Decree 18-89 and promulgated by 
Governmental Agreement No. 759-90. in force since August 
27th. 1990. Decree 4-89 and its modifications appoint the Slate 
as the Administrator and Guarantor of the use and conservation 
of the natural and cultural resources enclosed in the protected 
areas. They state that any use of these areas requires an autho- 
rization from the Consejo Nacional de Areas Protegidas 
(CONAP). (National Board for Protected Areas). Protected 
areas may be managed by organisations other than CONAP 
only through a legal agreement with CONAP and under its 
supervision. Other institutions concerned with protected areas 
include the Guatemalan Tourism Institute (INGUAT). the 
Institute of Anthropology and History (IDAEH). CECON and 
the National Council for Urban and Rural Development, as well 
as some NGOs. 

In Guatemala, there are still very few people properly trained 
in the management of protected areas. There is also not enough 
money to run the protected areas. Although some is provided by 
the state, this barely covers the payment of salaries. 
International development agencies, foundations, and conserva- 



Table 19.4 Conservation Areas of Guatemala 

Existing conservation areas in lUCN's categories I-IV. For informa- 
tion on World Heritage Sites, Biosphere Reserves and Ramsar Sites 
see Chapter 8. 



tioiuil Parks 


Arealsq. ki 


El Tigre* 


3.500 


Lacandon* 


2.000 


Laguna Lachua* 


100 


Mirador/Dos Lagunos/Rio Azul* 


1.470 


Sipacate-Naranjo* 


20 


Tikal* 


574 


Trifinio National Park* 


40 


Volcan de Pacaya* 


20 



Biotopes 

Cerro Cahui* 
Chocon-Machacas* 
Mario Dary Rivera Quetza+ 
San Miguel - El Zotz* 
University Biotope for 
Conservation of Quetzal* 

Cultural Monuments 
Aguateca* 
Ceibal* 
Dos Pilas* 
Ixcun 
Ixmiche* 
Machaquilla* 
Naj - Tunich 
Quirigua* 

Total 



63 
112 
420 

12 



17 
21 
32 

4 

0.5 
20 

0.5 

0.3 

8.334.3 



Area with forest within its boundiirics as shown on Map 19. 1 
+ not mapped 

Source: WCMC (unpublished data) 



182 



Guatemala 



tion organizations donate some funds. Debt-for-nature swaps 
have not had much impact. 

Threats to the protected areas include disputes over land 
titles, poaching, expansion of the agricultural frontier and fire- 
wood extraction. Another problem is that most of the conserva- 
tion areas are less than 100 sq. km with only four over 1000 sq. 
km. The larger ones are generally those created in the last ten 
years or so and the four largest were established as recently as 
I990(UICN/CNPPA, 1992). 

Initiatives for Conservation 

Since the creation of the National Commission for the 
Environment (CONAMA) in 1986, and the proclamation of the 
Law for the Protection of the Environment (Decree 68-86), the 
conservation sector has become much more dynamic. The Law 
for Protected Areas was passed in 1989. 

In 1991, governmental agencies from the U.S. A, Germany 
and Sweden gave their support to conservation projects in the 
country. Other institutions, such as WWF, The Nature 
Conservancy (TNC), Conservation International (CI) and lUCN 
have projects in Guatemala. UNESCO, FAO, Institute 
Interamericano de Cooperacion para la Agricultura (IICA) and 
Centro Agronomico Tropical de Investigacion y Ensenanza 
(CATIE) also work in Guatemala. 

In 1987, the Guatemalan Government asked IUCN"s Central 
American office for its support in the creation of a Strategy for 
Sustainable Development in El Peten. The region of Nakum- 
Yaaxja-Naranjo. which includes large expanses of natural for- 
est, archaeological sites and sites of recent and rapidly increas- 
ing colonization, was identified as one of the priority areas for a 
protection programme. 

lUCN's project aims at establishing a model of sustainable 
development in the region, based on the conservation of the nat- 
ural resources base, the community self-administration, and the 
use of appropriate technologies (UICN/ORCA, 1988). 

Lately, lUCN and the WWF have been working on strength- 
ening local initiatives for the development of the National Park 
of Laguna Lachiia. 

Another important protection initiative is the agreement 
signed between the Guatemalan Government and USAID to 
develop the Mayan Biosphere Reserve; this was formerly 
known as the Mayarema Project. The project will help achieve 
better management of the natural renewable resources and pro- 
tection of the biological diversity and tropical forests in the 
reserve. The cost of the project totals USS22,4 10,000, of which 
46.5 per cent will be provided by USAID, 33.5 per cent by the 
Guatemalan Government and the remaining 20 per cent is 
expected from international NGOs (Agency for International 
Development, 1990). 

A German funded Emergency Programme for areas south of 
El Peten aims to extend protection to those places where the 
forests are in immediate danger of destruction because of agri- 




Rain forest among the ruins ofTikal. El Peten. (Mark Spalding) 

cultural immigration. The southern Peten still has large areas of 
relatively undisturbed forest, and the combination of this with 
the wetlands, archaeological sites and beautiful landscapes 
means that the area has a significant tourism potential. The 
whole emergency programme would cost D.M. 27.23 millions if 
it is carried out within five years, and D.M. 45.03 millions if 
carried out within ten years. It will be financed by the KfW 
(Kreditonstalt fur Wiederaufbau — German Bank for 
Reconstruction), through the system of direct debt purchase. 

With the support of TNC and WWF. "Defensores de la 
Naturaleza"" (Nature Defenders) is developing the Sierra de las 
Minas Biosphere Reserve, which has a significant forest com- 
ponent. The first permit to carry out debt-for-nature swap in the 
country was granted to these two foundations. 



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numberLAC-55I7-A-00-5077-00. 185 pp. 
PAFG (1991). Plan de Accion Forestal para Guatemala. 

Documento base y Perftles de Proyectos. Guatemala 227 pp. 

and annexes. 



PAFG (nd) Cubic rla Forestal de la Republica de Guatemala. 
Scale 1 :500,000. Plan de Accion Forestal de Guatemala. 

Pisano, I. Valenzuela de (1 99 1). La Dindmica Social de la 
Deforestacion en Totonicapdn. Guatemala. Instituto de 
Investigaciones sobre el Desarrollo Social de las Naciones 
Unidas (UNRISD). Guatemala. 95 pp. and annexes. 

Rose, D. (1988). Economic Assessment of Biodiversity and 
Tropical Forest. Background paper prepared for the 
Biodiversity and Tropical Forest Assessment Project. Center 
for International Development (IIED) and Guatemala: 
U.S.A.I.D., Washington, D.C. 

Schwerdtfeger, F. (1953). Los pinos de Guatemala. Informe 
FAO/ETAP 202: 57, ff 139. 

UICN/CNPPA (1992). Areas Protegidas de Centroamerica. 
Informe de la Reunion de Trabajo de Jefes de Parcjues 
Nacionales de Centroamerica. Guatemala. 29 pp. and 
annexes. 

UICN/ORCA (1988). Proyecto Yaaxjd-Nakum-Naranjo 
(PYNN). Manejo Integrado de Patrimonio Natural y Cultural 
y De.uirrollo Sostenible en Peten. Guatemala. UICN/ORCA. 

Veblen. T.T. (1978). Guatemalan conifers. Unysylva 29(118): 
25-30. 



Authors: Juan Carlos Godoy and C.R. Quiroa. lUCN. 
Guatemala 



Map 19.1 Guatemala 

Forest cover data were digitised from a dyeline map prepared as part of Guatemala's Forestry 
Action Plan [Plan de Accion Forestal de GtialemalaJlPAFG). Ttie map. Ciibiena Forestal de la 
Republica de Giialeinola — Phiii de Accion Forestal de Gaatemala (nd). at a scale of 
1 :500,000. is based on an earlier map Mapa Preliiitiitar de la Ctihierta Forestal de Guatemala 
at a scale of 1:250.000(1992). 

The source vegetation categories have been harmonised in the following manner: lowland 
moist and montane forest (distinguished by overlaying a 3000' contour from the Digital Chart 
of the World ) include Latifoliadas. Mt.xto. Latifoliudas Ahiertu and Mixta Abierto: pine forest 
comprises Coniferas. Coniferas Abierto; inland swamp forest consists of Humedal. and man- 
grove — Maiiglar. Non-forest comprises Urbano. Agricaltura. Pastas. Matorrales and 
Puntano: No data comprises Non delenninados (nubes. sornbras). 

Several important points should be noted. 1. Open I 'abierto'} broadleaved. mixed and pine 
forest formations have been included with the naturally occurring forest categories. It is possi- 
ble that some may represent degraded forest. 2, Mixed forests which are a transition formation 
containing broadleaved and coniferous species, have been mapped within the broadleaved for- 
est classes. The mixed forests are more commonly found in the Altiplano and rarely in El 
Peten. 3. 'Humedal' has been mapped as swamp forest but this is likely to give an over-esti- 
mate of forest cover as the formation includes other wetland vegetation such as marsh/swampy 
grassland. 4. On the source map. the vegetation type in 4.68 per cent of the country could not 
be determined 

Boundary information for the protected areas of Guatemala originate from a regional map 
compiled by CATIE (Centro Agronomico Tropical de Investigacion y Ensefianza) and lUCN. 
entitled Areas Silvestres Protegidas de Centro America ( 1 987). Costa Rica. 



184 



20 Honduras 



Country area II 2,090 sq. km 










Land area lll,890sqkm 


«^"" 




Population (mid- 1 994) 5 3 million 




Populotion growth rate 31 per cent 






Population projected to 2025 9 7 million 






Gross notional product per capita (1992) USS580 






Forest cover in 1990 (sec Map) 52,735 sq km' 






Forest cover in 1 990 (FAO, 1 993a) 46,050 sq km 






Annual deforestotion rote (1981-1990) 21 percent 
Industrial roundwood production 558,000 cu m 














Industrial roundwood exporl 9000 tu m 










Fuelwood and charcoal production 5,671,000 cu m 
Processed wood production 333,000 cu m 












— 




Processed wood export 40,000 cu. m 






' does nol include mangroves 











Honduras is the second largest of the Central American countries. It is a very poor country, with the third lowest GNP 
per capita in Latin America and the Caribbean. 

The extensive conifer forests provide about 90 per cent of forest products. However, most of the deforestation occurs 
in the country's broadleaved forests. It is here, and in the mangrove areas, that the majority of Honduras" conservation 
areas are found, but many of these are threatened by deforestation. The major underlying causes of this high deforesta- 
tion rate are population growth, poverty, skewed land tenure patterns and development policies that have promoted 
extensive agricultural practices. 

There is an urgent need to strengthen forest management and conservation organizations in Honduras. Development 
and land tenure patterns need to be changed and conservation awareness must be enhanced, amongst both decision 
makers and society in general. 



Introduction 

Honduras is a mountainous country that lies in the centre of the 
Central American isthmus. More than three quarters of the terri- 
tory has slopes greater than 25 per cent. The isthmic character of 
Honduras, its abrupt topography and its variable soils have 
resulted in a wide range of ecosystems. Eight of Holdridge's life 
zones occur in the country. Its major physical regions are the 
Caribbean coastal plain in the north, the Pacific lowlands in the 
south and the mountains and intermontane valleys of the interior. 

The interior highlands make up more than 80 per cent of the 
country. Mountains above 600 m occupy 79 per cent of this 
highland region, while hills between 150 and 600 m make up a 
further 15 per cent; valleys close to sea level constitute the 
remainder. The highlands are mostly covered by open pine 
forests and the soils are generally shallow, rocky, acid and 
eroded. These soils cannot support intensive agriculture. Cattle 
ranching is the major economic activity in this area and fire is 
used to keep the extensive pastures open. 

The northeastern region, where it is influenced by the 
Caribbean, has an annual rainfall that ranges from 1750 to 
2000 mm. Holdridge's humid and very humid tropical life 
zones are found here. Tropical hardwood forests cover 75 per 
cent of the urea. The intermountain western watersheds, valleys 
and mountains that are not exposed to the Caribbean's humid 
influence, are predominantly covered with pine and oak/pine 
stands. On slopes or plateaux above 1800 m, cloud forests are 
present. In the central area, however, valleys to the north and 
east are almost desert-like, in stark contrast to the green cloud 
forests above them. 

The Gulf of Fonseca, on the Pacific coast, is surrounded by 
relatively low, but steep, mountains of volcanic origin that stand 



out from the coastal plains and also form islands in the gulf. The 
extensive coastal plain has been formed by sediments from its 
five main rivers (the Goascoran, Nacaome, Choluteca, Sampile 
and Negro); these drain around 13 per cent of the total area of 
Honduras. The coast is characterized by narrow areas of man- 
groves and by tropical dry forests further inland. 

Sixty per cent of Honduras' population inhabit rural regions, 
where more than two-thirds are living in extreme poverty 
(GOH/SECPLAN, 1991). Population growth rate is high at 3.1 
per cent per annum; some of this is caused by immigrants from 
war-torn Nicaragua and El Salvador. Overall population density 
has increased from 30.6 people per sq. km in 1980 to 47 people 
per sq. km in 1994. Density is very varied however as over two 
thirds of the inhabitants live in the southern and western high- 
lands, while another quarter lives in the eastern area of the Sula 
Valley (Leonard, 1987). 

The Honduran economy is based on the export of primary 
products, mainly from the agricultural, fisheries and forestry 
sectors. More than half the labour force is employed in the agri- 
cultural sector. In 1990, the forestry sector contributed some 
2 per cent to GDP with exports of forest products making up 
almost 4 per cent of total exports and totalling USS33.7 million 
(FAO 1993b). Coffee, bananas and beef are the most important 
agricultural exports. 

The Forests 

Tropical rain forest, corresponding to Holdridge's humid tropi- 
cal forest, is located on the Caribbean lowlands. The region of 
La Mosquitia, in the east of the country, contains the largest 
portion of this forest. The rain forest is generally limited to 



185 



Honduras 

Table 20.1 Coastal resource alterations 



Table 20.2 Forest resources in Honduras 



Resource Type 


Area 


(heclures) 




J 987 


1989 


Mangroves 


46,710 


45,988 


Estuaries 


14,240 


3,363 


Shrimp farms 


8,291 


20,021 


Salt exploitation 


1,292 


1,292 


Artisan fishing 


624 


493 


Managed plantations 


III 


III 


Sand 


58 


58 



Forest type 
Dense pine 
Dense hardwoods 



Area (sq. km) 
28.353 
23,434 



Total 



Sonne: Molina (1992) 



71,326 



7 1 .326 



regions with more than 2000 mm of annual rainfall with hardly 
any dry season and to areas lower than 750 m. These forests are 
primarily composed of evergreen hardwood species with a 
dense canopy around 60 m high; the understoreys are open. 
Common species include Vochysia hondurensis, Virola 
koschnyi, Terminalia ainazonici, Cordia alliodora, Swietenia 
macrophylla. Ceiha penlandra and Cedrela mexicana 
(FAO/UNEP, 1981). 

Elsewhere in the lowlands of La Mosquitia, forests of Piiuis 
carihaea occur. These are fire clima.x formations, restricted to 
highly leached, sandy soils. 

A dry deciduous tropical forest replaces the rain forest where 
rainfall is distinctly seasonal. Dry forests still occur in the 
Pacific lowlands, but only in small degraded fragments, mostly 
scattered along rivers and creeks, in stands too small to show on 
Map 20.1. The bulk of the remaining dry forest species occurs 
as individual trees left standing in pastures and agricultural land 
and along fencelines. 

Cloud forests occur between 1400 m and 2800 m. They are 
replaced by drier oak/pine/liquidamber forests at lower eleva- 
tions. Between 2200 m and 2800 m, very wet cloud forests are 
found with many mosses and Hepatica. On a few mountains, 
stunted elfin forest is found on windswept ridges or exposed 
peaks. Conifer species found in the cloud forest include Abies 
giiatemalensis. Cupressits lusitanicu. Finns ayacahuite. P. ma.\- 
iminoi. P. patiila tecumimanii. P. pseiidostrohiis and 
Podocarpns oleifolius. Hardwood trees include Alfaroa hon- 
durensis, Alnus arguta, Brunellia mexicana, Cornus disciflora. 
Drimys granadensis, Hedyosmum mexicanum. Ilex leibmanii. 
Magnolia hondurensis. Matudaea trinen-ia, Olmediella betsch- 
leriana. Pilhecellobium vulcanorum. Weinmannia pinnata. W. 
tuerckheimii and species from the genera Dendropanax. 
Nectandra, Oreopanax. Persea. Phoebe. Quercus and 
Symplocos. 

Pine and oak-pine associations, corresponding to Holdridge's 
humid subtropical life zone, occur between 600 m and 1800 m 
over most of central and western Honduras. The predominant 
species is Finus oocarpa. often associated with oak Quercus 
spp. at lower elevations and with Finus pseudoslrobus and 
Li(juidanil?ar styraciflua at higher elevations. 

Mangroves 

There are areas of mangrove in the Gulf of Fonseca. These sup- 
port important local and commercial estuarine fishing indus- 
tries. Mangroves are also present in the large river outlets and in 
the extensive coastal lagoons of the north coast around Laguna 
Quemada, Laguna de Caratasca near Puerto Lempira and east of 



Total 5 1 ,787 

Source: COHDEFOR/OAS (1992) 



% of total cover 
55.0 
45.0 

100 



La Ceiba. Common species include Avicennia bicolor, 
Rhizophora mangle. Laguncutaria racemosa and Bravaisia 
integerrima. 

It was estimated that in 1989 mangroves covered 460 sq. kin 
(Molina, 1992). However, a 1981 report by Saenger et al.. gave 
the much higher figure of 1450 sq. km of mangroves in the 
country and in a very recent report. Jimenez (1992) estimated 
that there were 1213.4 sq. km of mangrove in Honduras. On 
Map 20.1, the mangroves cover 2310 sq. km, but as their distri- 
bution has been digitised from a dyeline map (see Map Legend) 
with a coastline very different from that used here, errors have 
almost certainly been introduced. This estimate has not, there- 
fore, been included in Table 20.3 or in the forest statistics at the 
head of the chapter. 

Considerable changes in coastal habitat have occurred in 
recent years (Table 20.1). In particular, many of the mangroves 
are being destroyed by the construction of shrimp farms. 

Forest Resources and Management 

A recent report by the Honduran Forest Development 
Corporation COHDEFOR/OAS (1992) estimates that 51,787 sq. 
km of forest are found in Honduras, 55 per cent of this is dense 
pine forest and 45 per cent is dense hardwoods (Table 20.2). 
Together, they cover 46 per cent of the country's land area. 

FAO (1993a) estimates that in 1990 there was only 46,050 
sq. km of forest in Honduras, of which 24,060 sq. km was 
closed broadleaved forest. 

The forest cover shown on Map 20. 1 was taken from a map 
produced by COHDEFOR in 1992 (see Map Legend) and gives 
a total forest cover of 52,735 .sq. km. This excludes the area of 
mangroves (see above). 

In 1974, Honduran legislation created a Forest Development 
Corporation (COHDEFOR), which is an autonomous state for- 
est corporation with the power and authority to regulate and 
manage all forests in Honduras, regardless of land tenure. Until 
1982, COHDEFOR also had the mandate to transform and 
export all primary timber products. In 1992. all forestry activi- 
ties were privatized. COHDEFOR"s activities were limited to a 
regulatory and advisory role in forest management on private 
and municipal lands, whilst retaining a full mandate and author- 
ity over forests on national lands. 

In Honduras, the forest estate is divided into protection 

Table 20.3 Estimate of forest extent in Honduras 



Forest type 


Area (sq. km) 


% 


of land area 


Lowland moist 


11.614 




10.4 


Montane 


12,785 




11.4 


Pine 


28.336 




25.3 


Total 


52.735 




47.1 



Biised on analysis of Map 20. 1 . but excluding ihe mangrove area. See Map Legend on p. 192 
for details of sources. 



186 



Honduras 



Table 20.4 Area deforested in Honduras between 1963 and 1990 

Area (sq. km I 



Forest type 


1965 


1990 


Deforested 


Pine 


36,094 


28.353 


7,741 


Hardwood 


37.592 


23.434 


14.158 


Total 


73.686 


51.787 


21.899 


Source: COHDEFOR/OAS 1 1992) 







forests and production forests. The former category is intended 
to protect hydrological functions, recreational opportunities and 
other environmental services: the forests are not used for com- 
mercial purposes. The latter category, on the other hand, is 
intended primarily for commercial production of timber. There 
are legal stipulations that the forest management plans prepared 
and implemented by COHDEFOR take into account the value 
and management of non-timber resources. However, in practice, 
logging activities are planned and implemented without consid- 
eration being given to the value of wildlife or any other non- 
timber resource and there is no attempt to protect rare or endan- 
gered species. 

Honduran pine timber, particularly Piniis caribaea and P. 
oocarpa is an important source of foreign exchange. Ninety per 
cent of all timber production and forest management activities 
occur in pine forest areas, namely in the central, western and 
eastern regions of the country. The remaining 10 per cent of 
timber production comes from selective cutting of generally 
unmanaged hardwood forests. 

There has been a decline in production of industrial round- 
wood, from 958.400 cu. m in 1987. to 752,200 cu. m in 1990. a 
21.5 per cent drop in four years. FAO (1993c. 1994) shows a 
similar decline in output — from 990.000 cu. m in 1987 to 
558.000 cu. m in 1992. but also shows that there was a decline 
from 1980 to 1983 (1,1 12.000 cu. m to 571.000 cu. m) and then 
an increase until 1987. Most of this roundwood is consumed by 
the sawmilling industry and this too has declined, from 109 
sawmills in operation in 1986 to 85 in 1990. In 1990, as well as 
the sawmills, there were two plywood and veneer plants and 
two resin and gum plants in Honduras. 

Exports of forest products have also decreased in value and 
importance, dropping from a 6 per cent contribution to total 
exports in 1987 to 3.6 per cent in 1990. This means that forest 
product exports have dropped in importance from fourth to fifth 
place (BCH. 1992). In 1989. forestry contributed 2.8 per cent of 
the gross domestic product (GDP) and 10.6 per cent of the agri- 
cultural GDP. This contribution decreased in the 1986-90 
period. Similar declines occurred in non-timber forest industries 
such as those using gum and resin. 

Forest-based industries are increasing in importance. There 
are 152 furniture manufacturers, concentrated primarily in 
Tegucigalpa and San Pedro Sula. As a result, higher value added 
timber products have increased their share in total forest product 
exports, from 33 per cent in 1987 to 40 per cent in 1990. 

The social importance of forestry is reflected in the fact that 
almost five per cent of the economically active population work 
in this subsector. These jobs are essential for the rural popula- 
tion where unemployment is extremely high. Non-timber values 
for local communities vary according to the nature of the forest 
resource. For instance, for the indigenous communities in the 
north and northeast, wildlife and medicinal plants from the sur- 
rounding rain forest are of very high value, both for local use 
and for commercial exploitation. 



Honduras has pioneered a system of community operated 
Integral Management Areas (AMIs). These allow communities 
to retain the benefits from log sales and from primary and sec- 
ondary processed products. They operate in both rain forests 
and pine areas. They could be a useful model for replications in 
other countries, although some land tenure and management 
issues still have to be fully worked out. 

In spite of the present decline, the prospects for the forestry 
sector are good. Honduras has large volumes of uniform, high 
quality timber, an abundant supply of cheap labour and is geo- 
graphically located so as to benefit from future regional eco- 
nomic integration. 

Deforestation 

The area deforested in Honduras between the years of 1965 and 
1990 has been estimated at 21.899 sq. km (Table 20.4). an aver- 
age of 876 sq. km per annum. Previous estimates have indicated 
that deforestation rates have been around 800 sq. km per year, 
with 81 per cent (645 sq. km) occurring in the broadleaved and 
the remaining 19 per cent (150 sq. km) in the pine forests 
(Daugherty. 1989). FAO (1993a) estimates that I 1 16 sq. km of 
forest was cleared each year between 1981 and 1990. an annual 
rate of 2. 1 per cent. 

The major areas affected by deforestation have been the 
hardwood forests (65 per cent). Deforestation has primarily 
affected the Papaloteca. Kruta and Segovia watersheds, the out- 
lets of Motagua and Choluteca Rivers and the drainages 
between the Caratasca Lagoon and the Kruta River. The 
Caribbean watersheds have been particularly affected. Some 
have completely lost their vegetation cover; such is the case of 
the high part of the Patuca River watershed and the lower part 
of the Ulua River watershed. 

The major land use changes that have taken place over the 
last thirty years have been the expansion of agriculture and, 
especially, the increase in pasture for cattle ranches (Table 
20.5). Considerable areas of forest have been cleared for these 
purposes. 

Development policies, promoting and subsidising industrial 
cattle raising and other extensive agricultural activities, have 
tended to displace populations and expand production on the 
basis of increased area and not on improved productivity. These 
policies, along with population growth and excessive concentra- 
tion of land in a few large holdings have been primary causes of 
deforestation. 

Recent studies reveal that more than 20 per cent of the coun- 
try's territory is over-utilised (in terms of its land-use capacity) 
and 12 per cent under-utilised (COHDEFOR/OAS. 1992). 
Coincidentally. the over-utilised proportion is almost equal to the 
area that has been deforested in the 1960-1990 period. Crop pro- 



Table 20.5 Land use changes in Honduras ( 1 960- 1 990 ) 

Area (sq. km) 



Land Use 

Forests 
Pastures 
Crops 
Undifferentiated* 



1960 

73.686 

20.265 

14.500 

3.637 

112,088 



1990 



51.787 

34.000 

17.770 

8.531 

12.088 



% change 

-29.7 
+67.8 
+22.6 



Total 

* Undifferenlialed in satellite imagei^ . or utiaccounted lor. and includes water bodies. 
Sources: Leonard (1987) and COHDEFOR/OAS (1992) 



187 



Honduras 




188 



Honduras 




189 



Honduras 



ductivity is very low on this land, some studies showing it to be 
less than one-third the productivity of those same crops in some 
developed countries (Leonard, 1987). Cattle raising is especially 
inefficient in its use of land. It also deprives small farmers of 
land and displaces poor rural people, forcing them to migrate to 
forested hillsides, where they practice shifting agriculture. 

In Honduras, a large proportion of forested lands has tradi- 
tionally belonged to the state, even forest on private lands was 
considered a public resource until 1992. However, little effec- 
tive control has been exerted over the expansion of the agricul- 
tural frontier and over logging areas. This has, in effect, resulted 
in forests being an open access resource, free to be exploited on 
a first-come, first-serve basis. The lack of control has increased 
the rate of forest resource depletion, 

Honduras has begun a period of policy reform that has 
returned forest property to landowners and has reduced to a 
minimum the participation of the State in the national economy 
and the market place. However, tenure and wealth distribution 
issues still remain, and these continue to have an adverse effect 
on the conservation of Honduran natural forests. 

Biodiversity 

The flora and fauna of North and South America intermix in 
Honduras. The forests are inhabited by some fauna that is charac- 
teristic of North America (such as the white-tailed deer 
Odocoileus virginianus) and others characteristic of South 
America (such as the tapir Tapirus hainlii, sloth Biadypus viirie- 
gatus, inonkeys Aloiiaiui paltiata and Cehns capiiciiuis and ocelot 
Leopardiis pardalis). Indeed, due to some large climatic variations 
in relatively small extensions of abrupt terrain and in the moun- 
tains, tropical and temperate species of plants and animals can be 
found sharing the same habitat. For instance, white-tail deer and 



monkeys can be found in the high mountains of the Department of 
Yoro, in north central Honduras (Hartshorn and Green, 198.'i). 

Honduras has at least 700 species of breeding birds, 173 
mammals and 208 reptiles and amphibians (Hartshorn and 
Green, 198.'5: WCMC, 1992). Another 225 or so migratory bird 
species use the Central American isthmus as a seasonal area, 
while at least .S.l species of birds that breed in the United States 
and Canada spend the rest of the year in the forests and open 
areas of Central America (Millington, 1984). The green turtle 
Chelonia niydas, the hawksbill turtle Eretmochely.s imbricata 
and the loggerhead turtle Caretta caretta are found along the 
Caribbean coast. The green turtle, in particular, is overexploited 
off the north coast of Honduras, as its large size make it a 
favoured food source (Campanella et al., 1982). Very few 
wildlife species in Honduras are sufficiently abundant to allow 
for commercial or intensive exploitation and many are scarce or 
even close to extinction (Barborak el al.. 1983). Nevertheless, 
sport hunting is becoming important in some regions of 
Honduras, such as Choluteca on the Pacific, where American 
sport hunters pay about US$1 million per year to hunt white- 
winged doves Zenaida asicitica. jaguars Pantliera oiua. pumas 
Puma concolor and ocelots. 

Globally threatened species occurring in Honduras include 
the spider monkey Ateles geoffroyi, the tapir Tapirus hairdii, the 
margay Leopardus wiedii, the endemic Honduran emerald 
Ainazilia hiciae. the keel-billed motmol Electron carinaluin. the 
golden-cheeked warbler Dendroica chiysoparia, the American 
crocodile Crocodylus acuuis and two dragontlies Amphiptciyx 
agrioides and Heteragrion eboratum (Groombridge, 1993). 

The least exploited biological resource in Honduras is its abun- 
dant plant species. There is great promise in the future for this 
immensely rich resource, particularly for the manufacture of pes- 



Foresls along the bankx of the Rio PUitano. Rio Pldtauo Biosphere Reserve, Honduras. 



(WWF/Craig MacFarland) 




190 



Honduras 



ticides and for medicinal purposes. Thus far. the only significant 
research that has been funded in Honduras has been for the use of 
the calaguala fern, Polypodium leucotomas, in cancer research. 

Honduras is also a rich .source of many internationally impor- 
tant timber and multipurpose tree species such as Gliricidia sepi- 
iiiii. many Leiicaeiui and Alhizia species, Pinus patiila 
leciiiuiiiHinii. Swietenia inacrophylla, Cedrela odorata. Calliandra 
calothyrsus and Pinus caribaea. Particularly in the dry forest 
areas, these species are being severely reduced in number, which 
represents a loss of genetic material of great potential value. 



Conservation Areas 

Since 1991, COHDEFOR has been responsible for formulating 
and implementing national policies and laws regarding the pro- 
tection, conservation and management of wildlife and wildlands. 
COHDEFOR has a Protected Areas Section (Seccion de Areas 
Protegidas) within its Department of Natural Areas and Faunas 
(Departamento de Areas Silvestres y Fauna). However, the exact 
distribution of responsibilities for protected areas is unclear as is 
the distinction between the different categories used. Protected 
areas are state owned, but there is provision for private individu- 



Table 20.6 Con.servation areas of Honduras 

E,\isting conservation areas in lUCN's categories 1-IV. For information on World Heritage Sites, Biosphere Reserves and Ramsar Sites see 
Chapter 8. Marine reserves are not listed or mapped here. 



National Parks 

Capiro-Calentura* 
Cayos Cochinos (Marino) 
Celaque* 

Cerro Azul de Copan* 
Cerro Azul Meambar* 
Isla de Exposici6n+ 
La Muralla* 
La Tigra* 

Montafia de Comayagua 
Montafia de Cusuco* 
Montana de Yoro* 
Montecristo-Trifinio* 
Pico Bonito* 
Pico Pijol 
Port Royal 
Punta Sal 
Santa Barbaras- 
Sierra de Agalta* 

Biological Reserves 
Cayo Saint Joshs+ 
El Arenal+ 
El Cedro+ 
El Chiflador 
El Chile* 
El Guisayote 
El Pacayal+ 
El Pital* 
El Uyuca* 
Guajiquiro 

Jardin Botanico de Lancetilla+ 
Las Trancas+ 
Misoco 
Mogola+ 
Montecillos* 
Opalaca* 
Ri'o Kruta 
Rio Negro* 
Rus Rus* 
Sabanetas+ 
San Pablo+ 
San Pedro+ 
Volcan Pacayita* 
Verba Buena 
Yuscaran 



Area (sq. km) 

55 

nd 
270 
155 
200 
2 
249 
238 
180 
184 
300 

54 

1125 

114 

nd 
782 
130 
655 



nd 

nd 

nd 

5 

120 

70 

nd 

38 

11 

70 

17 

nd 

40 

nd 

125 

145 

500 

600 

nd 

nd 

nd 

nd 

97 

36 

24 



Wildlife Refuge 

Bahi'a de Chismuyo 

Barbareta 

Cayos de Utila 

Cuero y Salado 

El Armado* 

El Jicarito 

El Quiebrachal 

Erapuca+ 

Guameru+ 

Guapinol 

La Alemania 

La Chaparrosa+ 

Laguna de Caratasca* 

Laguna de Guaymoreto* 

Las Iguanas 

Mixcure* 

Montafia de Corralitos* 

Montatia Verde 

Monte Cristo 

Puca 

Punta Condega* 

Punta Isopo* 

Ragged Cay* 

San Bernardo 

Teonostal+ 

Texiguat* 

West End 

Cultural Monument 

Fortaleza San Fernando de Omoa 
Parque Arqueologico El Puente+ 
Petroglifos de Ayasta 
Ruinas de Copan* 
Ruinas de Tenampua* 

Natural Monument 

Congolon, Piedra Parada y Coyocutena* 
Cuevas de Taulabe* 

Total 



nd 
nd 
nd 
132 
35 
nd 
nd 
65 
nd 
nd 
nd 
2 

1200 
50 
14 
80 
55 
83 
nd 
49 
39 

112 
nd 
26 
nd 

100 
nd 



nd 
nd 
nd 
3 
nd 



nd 
0.2 

8636.2"' 



but note Ihal the size of many of [he conservation areas is unknown 
* Area with forest within its boundaries as shown on Map 20, 1 
+ not mapped 

Source: WCMC (unpubhshed data) 



191 



Honduras 



als or a foundation to manage conservation areas. For instance. 
Uyuca Biological Reserve is managed by the Escuela Agricola 
Panamericana with the authority of COHDEFOR. 

Although a few protected areas were gazetted earlier, most 
(37) of the conservation areas in Honduras were designated in 
1987 to protect cloud forests. A further 24 areas (including three 
marine reserves) were proclaimed by presidential decree in 
1992. There are also around 30 officially proposed sites, with 
many others suggested for protection. Table 20.6 lists protected 
areas in lUCN's categories I-IV. 

Most of the conservation areas do not have a management 
plan, and illegal hunting and timber cutting commonly occurs 
within them. In spite of the problems, the Honduran 
Government is making an effort to delimit the protected areas 
and to begin flora and fauna inventories, particularly in the case 
of La Muralla National Park and the World Heritage Site of Ri'o 
Platano. 

Initiatives for Conservation 

There are encouraging signs of support for conservation in 
Honduras. US aid is funding studies in La Muralla National 



Park. There are plans to establish the Honduran portion of a bio- 
logical corridor that would extend from Rio Platano through the 
Bosawas (Honduran-Nicaraguan border) as far as Tortuguero in 
Costa Rica. The NGO movement is also beginning to show 
some promise particularly in conservation for development 
efforts, for example in La Mosquitia (Mosquitia Pawisa. 
MOPAWI), and in Cuero y Salado Refuge (FUCSA) near La 
Ceiba, on the north coast. 

Honduras established the beginnings of an environmental 
action plan, in preparation for UNCED 1992, but has yet to ini- 
tiate the process for the formulation of a National Conservation 
Strategy. 

Honduras was one of the first countries to prepare a Tropical 
Forest Action Plan. The Honduran TFAP identified numerous 
projects, of which 15 are presently being implemented with a 
total external donation of US$70.6 million (FAO, 1993b). 
However, the Honduran TFAP failed to tackle the fundamental 
policy issues influencing forests and has now lost much of its 
credibility. A new and very recent diagnostic study carried out 
for a regional forestry project may serve as a basis for the refor- 
mulation of a new and participatory TFAP. 



References 

BCH (1992). I ml ic adores Economicos de Carta Plaza 

1988-1990. Banco Central de Honduras. Departamento de 

Estudios Economicos. Tegucigalpa, Honduras. 
Barborak. J., Morales, R., MacFarland, C. and Swift. B. (1983). 

Status and Trends in International Trade and Local Utilization 

of Wildlife in Central America. CATIE. Turrialba. Costa Rica. 
Campanella. P., Dickinson, J., DuBois. R.. Dulin. P.. Click. D.. 

Merkel. A., Pool, D., Rios, R.. Skillman. D. and Talbot, J. 

(1982). Honduras II. Country- Environmetital Profile, A Field 

Study. Agency for International Development, McLean, 

Virginia. 
COHDEFOR/OAS (1992). Programa Nacianal de Maneja de 

Cuencas. Corporacion Hondurefia de Desarrollo Forestal, 

Tegucigalpa, Honduras. 
Daugherty. H.E. (ed) (1989). Perfil Amhiental de Honduras 

1989. DESFIL, Washington D.C., U.S.A. 
FAOAJNEP (1981). Proyecto de Evaluacion de los Recursos 

Forestales Tropicales: Los Recursos Forestales de la 

America Tropical. FAO, Rome, Italy. 
FAO (1993a). Forest resource assessment 1990: tropical coun- 
tries. FAO Forestry Paper 1 12. FAO, Rome, Italy. 
FAO (1993b). TFAP (Tropical Forests Action Programme) 

Update 30. TFAP Coordinating Unit. Forestry Department. 

FAO, Rome, Italy. 
FAO (1993c). FAO Yearbook: Forest Products I980-I99I. 

FAO Forestry Series No. 26, FAO Statistics Series No. 110. 

FAO. Rome. Italy. 
FAO (1994). FAO Yearbook: Forest Products I98I-I992. FAO 

Forestry Series No. 27, FAO Statistics Series No. 1 16. FAO. 

Rome. Italy. 
GOH/SECPLAN (1991). Urgencias y Esperanzas. Datos 

Prioritarios para las Retos de los Noventa. Government of 

Honduras Proyecto SECPLAN/OIT/FUAP-HON/87-009, 

Tegucigalpa, Honduras. 
Hartshorn, G.S. and Green, G. (1985). Wildlands Consen-ation 

in Northern Central America. Draft Paper: The Nature 

Conservancy International Program. Washington, D.C. 
Jimenez, J. A. (1992). Mangrove forests of the Pacific coast of 



Central America. In: Coastal Plant Communities of Latin 

America. Seeliger, U. (ed). Academic Press. .San Diego. Pp. 

259-267. 
Leonard, H.J. (1987). Natural Resources and Economic 

Development in Central America. A Regional Environmental 

Profile. International Institute for Environment and 

Development. Transaction Books, Oxford. U.K. 
Millington R.S. (1984). The Effect of Land-Use Changes in 

Central America on the Population of same Migratoiy Bird 

Species. Unpublished draft manuscript. The Nature 

Conservancy. Washington, D.C. 
Molina, M. (1992). Diagnostica Integral del Sector Forestal de 

Honduras. Unpublished manuscript. lUCN/Intercooperation, 

San Jose, Costa Rica. 
Saenger. P., Hegeri, E.J. and Davie. J.D.S. (eds) (1981). First 

Report on the Global Status of Mangrove Ecasystettis. 

lUCN/Commission of Ecology. 
WCMC (1992). Global Biodiversity: Status of the Earth's 

Living Resources. Chapman and Hall, London xx -F 594pp. 

Author: Jose Flores Rodas. lUCN Regional Office. Costa Rica 
with contributions from Graham Chaplin and Ernesto Ponce, 
CONSEFORH, Siguatepeque. Honduras. 



Map 20.1 Honduras 

Ttie forests shown on Map 20.1 were digilised from a map Cobentira Forestal \ Deforeslacion 
{l')6S-l990j compiled by COHDEFOR 1 1992) al a scale of 1:500.000. The source map illus- 
irates existing forest cover and areas deforested since 1 965. Only the existing forests have been 
digilised for this Atlas whicll include Cnherjura basque lalifoliado digitised to show lowland 
moist and montane forest and Cnhertttra basque pinar to depict pine forest The montane torest 
has been delimited by a 1000 m contour. 

Mangroves are not mapped on the above mentioned source map. Those shown on Map 20. i 
are derived from an unpublished map tnd) Mapa de Recursas Casleras compiled by COHDE- 
FOR at a scale of 1:1 million. Area measurements of mangrove cover from this map have not 
been included in the forest statistics in Table 20.3 (see text). 

Boundary information for the protection areas of Hondurtts originate from a regional map 
compiled by the Centro Agrondmico Tropical de Investigacion y Enseiianza (CATIE) in Costa 
Rica and lUCN. entitled .Areas Sihesires Pralegiitas de Centra .America ( 19871. Point data are 
derived from the WCMC protected areas database. 



192 



Mexico 



21 Mexico 




Mexico, the third largest country in Latin America after Brazil and Argentina, houses the northernmost tropical forests 
in the Americas. As a result of its latitudinal range and topography, the country contains a remarkable climatic com- 
plexity and biotic richness that make it one of the most ecologically diverse countries in the world. 

The country's economy, the second largest in Latin America after Brazil, is clearly very much influenced by its trade 
relations with its northern neighbour, the USA. Agriculture contributes more to domestic product than in most of the 
other countries in the region, and foreign investment is a major economic factor. This has led to skewed development 
patterns, with some parts of the country dominated by modern intensive agriculture, while elsewhere extensive subsis- 
tence agriculture persists. 

Mexico's tropical forests are rapidly being fragmented as a result of policy incentives that for the last two decades 
have promoted population resettlement, cattle ranching and other forms of forest conversion in the lowlands. However, 
conservation is now prominent on the political agenda, to the extent that the president has made strong commitments to 
preserve the country's biodiversity. Indeed, Mexico may have reached the development threshold when society at large 
will begin to demand forest conservation. 



Introduction 

Two of the major biological regions of the world, the nearctic 
and the neotropical, meet in Mexico. The distribution of the dif- 
ferent vegetation types, is. however, strongly intluenced by the 
country's complex topography. Mexico is framed by three 
major mountain ranges: the two Sierras running north-south. 
one (Sierra Madre Oriental) parallel to the coast of the Gulf of 
Mexico and the other (Sierra Madre Occidental-Sierra Madre 
del Sur) parallel to the Pacific coast: and the central range (Eje 
Neovolcanico) running east-west. This range has three of the 
five highest peaks in North America, including Mexico's high- 
est peak. Citlaltepetl, at 5699 m. The projection of the Sierras 
south of the Tropic of Cancer results in the occurrence of tem- 
perate forests at latitudes where tropical vegetation thrives in 
the lowlands. Most of the vegetation south of the Tropic is a 
mosaic of temperate and tropical plant associations with a wide 
range of physiognomic variation, apart from that in the flat and 
low Yucatan Peninsula in the east and on the southern Gulf 
coast plains and piedmont where the vegetation is eminently 
tropical. 

A federal republic, Mexico is divided into 32 states display- 
ing a rich mosaic of cultures, landscapes and natural resources. 
However, only the eight southern states of Yucatan. Campeche. 
Quintana Roo. Tabasco. Chiapas, Oaxaca, Veracruz and 
Guerrero have significant areas of tropical vegetation. This 
region accounts for 21 per cent of Mexico's population and the 
formal economy of the area is strongly dependent on oil. cattle 
ranching, logging and tourism. These eight states also contain 



the richest ethnic ancestry of Mexico. Fifty eight per cent of the 
country's indigenous population live in them (Toledo et al.. 
1989). and 24 of the 38 indigenous languages spoken in Mexico 
are spoken there (INEGI. 1984). As it is often the case with 
indigenous communities in Mesoamerica. many of these groups 
inhabit the more remote forested areas of the region, both tem- 
perate and tropical, and their cultural practices are closely 
linked to the resources contained in those forests. 

The Forests 

The two main systems of vegetation classification used in 
Mexico. Miranda and Hernandez ( 1963) and Rzedowski ( 1978), 
tend to differentiate forest types by their physiognomy and phe- 
nology rather than by using the Holdridge Life Zone system 
(Holdridge et al., 1971), which classifies the forests by the cli- 
mate and elevation of the areas where they are found. In the fol- 
lowing description of Mexico's forests, forest types in the 
Miranda/Hernandez (1963) and Rzedowski (1978) classifica- 
tions are grouped into: Tropical rain forests. Tropical seasonal 
forests. Tropical montane forests and Conifer and oak forests 
(Table 21.1). 

"Tropical" refers to vegetation growing in a warm, humid 
and frost-free climate — Koeppen's A climate — (Koeppen, 
1948). Within this climatic zone, "seasonal" refers to vegetation 
subjected to a dry season of three months or more, and "mon- 
tane" to vegetation growing in frost-free areas between 1000 
and 1500 m. 



193 



Mexico 



Table 21.1 Classification of different forest types in Mexico 



Tliis chapter Miranda/Henidiulc: 
il963j 

Tropical Selva alta perennifolia. 

rain forests Selva alta subperennifolia. 

Selva mediana 

subperennifolia 



Rzc'dowski 
(1978) 

Bosque tropical 
perennifolia 



Tropical Selva alta/mediana Bosque tropical 

seasonal subcaducifolia. Selva baja subcaducifolia, 

forests caducifolia. Selva baja Bosque tropical 

subperennifolia. Selva baja caducifolio. Bosque 

espinosa perennifolia. Selva espinoso 
baja espinosa caducifolia 



Tropical 


Selva mediana/baja 


Bosque mesofilo de 


montane 


perennifolia. 


monlana 


forests 


Bosque caducifolio 




Coniferous 


Pinares. Encinares, 


Bosque de coniferas 


and oak 


Bosque de oyameles 


Qiiercus 


forests 







Tropical Rain Forests 

Tropical rain forests are differentiated by canopy height and 
degree of deciduousness. Truly tall, evergreen forests (selva alia 
perennifolia) are confined to approximately 10,000 sq. km 
(Anaya et al.. 1992), mostly in the premontane Lacandon forest 
and the lowland and premontane forests of the Chimalapas-El 
Ocote region. These areas represent 10 per cent of the original 
distribution of the selvas alias in Mexico (Rzedowski. 1978). 
Sehiis alias grow on volcanic soils in areas with the wettest and 
warmest climates. Dominant trees in these forests are higher 
than 30 m, have buttressed trunks and, not uncommonly, diame- 
ters of two to three metres. 

Shorter rain forests with a noticeable degree of canopy decid- 
uousness (selva alta/mediana subperennifolia) have a greater 
geographic range than the taller rain forests. They occur from 
northern Veracruz to Yucatan. However, most of the areas 
along the Gulf coast originally covered by these forests have 
been converted to grasslands or are highly degraded, and today 
significant tracts of forest occur only in southern Yucatan. 
These selvas inedianas commonly grow in areas characterized 
by karstic terrain and a seasonal rainfall of 1200 to 1500 mm 
per year. Dominant trees are 30 to 35 m high and up to 50 per 
cent of them may be deciduous for two to three months a year. 
In Campeche and Quintana Roo, it is common to find relatively 
large areas with deficient drainage, known as hajos, covered by 
a semi-evergreen forest (selva mediana/baja subperennifolia) 
often dominated by Haematoxylum campechianum (Pennington 
and Sarukhan, 1968). 

A considerable degree of canopy dominance by a single 
species is common in Mexican rain forests, especially in the 
northernmost and driest associations, such as in ramonales 
(Brosimum aliciistriim). caobales (Swietenia macrophylla). tin- 
tales (Haematoxylum campechianum) and guapacales (Dialium 
guianense). Tree species frequently found in other rain forests 
in the country include Brosimum alicastrum, Terminalia amazo- 
nia. Dialiiwi i>uianense. Guatteria anomcda. Pseudolmedia oxy- 
phyllaria, Swietenia macrophylla and Manilkara zapota. 



Tropical Seasonal Forests 

Seasonal forests — shown on Map 21.1 as dry forests — fall 
along a continuum between relatively tall forests subjected to a 
short, but well defined, dry season during which 50 per cent of 
the species lose their leaves, and short forests (less than 10 m) 
subjected to dry seasons of six months or more during which all 
trees lose their leaves. The two main types of seasonal forests 
recognized in Mexico are: selvas subcaducifolias (semi-decidu- 
ous forests) and selvas caducifolias (deciduous forests). The dri- 
est formations are scrub forests dominated by short and spiny 
trees and cacti (selvas espinosas). 

The phenology and species composition of this seasonal veg- 
etation varies considerably even within relatively short dis- 
tances as a result of changes in soil depth, slope, aspect, and 
land-use history. Since most of the seasonal forests in Mexico 
thrive on hilly terrain and have been subjected to various 
degrees of human intervention. large tracts of forest with a 
homogenous physiognomy are uncommon. The landscape of the 
seasonal tropics often displays a patchy distribution of short to 
medium forest, thorn scrub, savanna and secondary associa- 
tions. Seasonal forests are commonly dominated by a few- 
species. A well-defined understorey of shade tolerant trees 
occurs only in the tallest and most moist of these associations. 
Common tree species in seasonal forests include Bursera 
simaruba. Vitex gaumeri, Tabebuia spp.. and numerous 
Leguminosae, especially in the driest associations. 

Tropical Montane Forests 

Tropical montane forests represent the altitudinal limit of tropi- 
cal vegetation. The original distribution of these forests follows 
an altitudinal belt between 1000 and 1500 m on the western 
slopes of the Sierra Madre Oriental, and include areas at a simi- 
lar elevation in parts of the Sierra Madre del Sur and northern 
and central Chiapas. Associated with altitudinal gradients, the 
montane forest is often found in the most humid and warm areas 
of transition between oak-pine forests and lowland rain forests. 
In the drier and cooler areas, this ecotone is typified by meso- 
phyllous forests with a greater dominance of oaks. 

Montane humid forests are dense stands frequently domi- 
nated by Lic/uidambar styraciflua with canopy heights between 
20 m and 35 m and tree diameters between 30 cm and 50 cm. 
Canopy deciduousness is apparent in the cooler, but not neces- 
sarily drier, months of the year and is rarely complete. The 
understorey is lush, and epiphytes (bromeliads and orchids), 
vines and arborescent ferns are well represented. The conflu- 
ence of the nearctic and the neotropical regions in Mexico is 
strongly evidenced in the floristic affinities of these forests. 
Characteristically, canopy species belong to temperate genera, 
while those in the understorey are typically tropical (Pennington 
and Sarukhan, 1968). Common tree species, in addition to L. 
styraciflua, include various species of Quercus, Juglans, 
Carpinus, Cornus, Eugenia. Dalbergia and Podocarpus. A 
more tropical canopy flora has been described (Miranda, 1952) 
in warmer and moister montane forests in restricted areas of 
Veracruz, Oaxaca and Chiapas (selva mediana/baja perennifo- 
lia). These forests are physiognomically more similar to cloud 
and elfin forests of other tropical areas, with a dense vegetation 
covered by mosses, lichens and ferns. 

Conifer and Oak forests 

These forests are found over a wide range of ecological condi- 
tions and associated with this is the remarkable species richness 
of the genera Piiius and Quercus (see section on Biodiversity). 



194 



Mexico 



Table 21.2 Areas of mangroves in Mexico 



Region 

I: NW 
2:NE 
3: Centre 
4:SE 

Total 

SomTc:SARH(\992iil 



Area (scj.km) 
698 
76 
1,066 

3.474 

5.315 



Pines tend to dominate the cooler and higher parts of the forests, 
while oaks are more common in the drier and lower areas. Pine 
and oak forests also occur at lower elevations in areas subjected 
to a clearly tropical climate. Tropical pine forests include stands 
of P. oocarpa, found in the area of Los Tuxtlas in Veracruz. 
Arriaga in Chiapas and in parts of the isthmus of Tehuantepec. 
and P. carihaea. found in restricted patches in Quintana Roo 
(Rzedowski. 1978). Stands of Q. nleoides used to be relatively 
common along the Gulf coast, but they were mostly cleared by 
cattle ranchers in the 1960s (Gomez Pompa, 1966). These are 
mapped as pine forest on Map 21.1. 

Mangroves 

Mexico's mangroves are being lost very rapidly. In the mid- 
1970s the estimated area of mangroves was 15.000 sq. km. but 
by 1990 this cover had been reduced to slightly over 5000 sq. 
km (Almada. 1992; SARH, 1992a — see Table 21.2). They 
form fringes along the coast that may range from a few metres 
to a few kilometres in width (Lot and Novello, 1990). 

The most important mangrove formations in the Pacific are 
Marismas Nacionales in Nayarit and the Panzacola system in 
Chiapas. In the Gulf, major mangrove areas occur on the north- 
ern coast of Yucatan, Laguna de Terminos in Campeche, 
Pantanos de Centla in Tabasco and Laguna Madre in 
Tamaulipas. The northernmost limit of mangroves in Mexico is 
the eastern shores of the Sea of Cortez. 

The floristic composition of the mangroves is relatively con- 
stant along both the Atlantic and Pacific oceans. Most are domi- 
nated by Rhizophora mangle, which often forms monospecific 
stands. Following a predictable zonation. other common species 
are Avicennia geniiinans. Lagunciiliirici nicemosa and 
Conocarpus erecta. 

Mangroves are lost mainly as a result of clearing for agricul- 
ture, aquaculture. the development of urban areas and tourist 
facilities. They are also being increasingly used for firewood in 
the coastal areas (Yafiez-Arancibia and Lara, 1993). 

Forest Resources and Management 

The exact area of Mexico's tropical forests remains unknown. 
One of the major problems is that different sources use different 
definitions for the term forest. The most reliable sources 
(Masera et a/.. 1992; SARH. 1992a. 1992b) indicate that about a 
quarter of Mexico's territory is presently covered with closed- 
canopy forests, although the actual figures given in these publi- 
cations vary. Approximately half of the area is conifer and oak 
forest, 19 per cent is rain forest and 31 per cent is seasonal (dry) 
tropical forest (Masera e? a/., 1992; Table 21.3). 

FAO (1993) estimates that there is a total of 448. 120 sq. km 
of forest within the rain, moist deciduous and hill and montane 
zones as of 1990. A further 37.730 sq. km is found in the dry 
deciduous, very dry and desert zones — none of which is con- 



sidered to be forest in this Atlas. Closed broadleaved forest cov- 
ers only 81.770 sq. km (FAO, 1993). 

Map 21.1 has been produced from a digital dataset compiled 
by the Southern Forest Experiment Station of the US Forest 
Service. However, this dataset gives only an approximation of 
the distribution of the different forest types and therefore, mea- 
surements of the formations could not be taken from the Map. 
As a result, no statistic of forest cover as shown on this Map is 
given in this chapter. 

The digital dataset was produced by classifying AVHRR data 
for 1990 and 1991 using information from 1:1.000.000 vegeta- 
tion maps. Landsat TM prints and aerial photographs and other 
ancillary information such as the personal experience of 
foresters and botanists from the Secretariat of Agriculture and 
Water Resources (SARH — Secretaria de Agricultura y 
Recursos Hidraulicos) and the National Institute of Statistics, 
Geography and Information — INEGI (Evans et at., 1992; 
Eggen-Mclntosh et al.. 1992). Eggen-Mclntosh et al. (1992) 
estimate that total forest area in the country, as measured from 
the AVHRR classification, is 663,1 15 sq. km. but this includes 
considerable areas of fragmented forest. Including the areas 
covered by cloud on the AVHRR imagery, which are. in gen- 
eral, forested areas, increases the estimate to 671,622 sq. km. 
This is quite similar to the estimate by SARH (1992a). SARH 
(1992a) reports that there are 496.477 sq. km of forest with a 
canopy cover of 20 per cent or more and 1 80,83 1 sq. km of dis- 
turbed (fragmented) forest giving a total of 677,308 sq. km. In 
addition. SARH ( 1992a) estimates that there are 35.480 sq. km 
of severely disturbed forest land in the country. 

Rain forests in Mexico were originally found along the pied- 
mont and coastal plains of the Gulf of Mexico from the 
Huasteca region in northern Veracruz to Tabasco, northern 
Oaxaca and Chiapas and into the Yucatan Peninsula 
(Rzedow.ski. 1978; Toledo. 1988). 

The three most significant vestiges of rain forest are the 
Chimalapas-El Ocote forest between Oaxaca and Chiapas, the 
Lacandon forest in northeastern Chiapas and the Yucatan forests 
in Campeche and Quintana Roo. The Yucatan forests are an 
extension into Mexico of a larger expanse of lowland tropical 
forest in the Peten region in Guatemala. Along Mexico's Pacific 
coast, rain forests remain only in isolated tracts in southern 

Table 21.3 Area of forest in Mexico and percentage of each type 
remaining. 



Forest 


Original 


Present 


% of land 


% oforigii 


type' 


cover' 


cover' 


area 


area 


Tropical 


212.000 


97,000 


5.1 


46 


Rain 










Tropical 


397.000 


161,000 


8.4 


41 


Seasonal 










Tropical 


16,000 


- 




- 


Montane 










Conifer 


377.000 


257,000 


13.5 


68 


and oak 










Total 


972.000 


515,000 


27.0 


53 



Foresi type according lo grouping of vegetaiion types described above. 

Original cover (in sq. km) calculated from cover of potential vegetation types indicated in 

SARH ( 1971 ) — other sources report different figures. 

Present forest cover in sq. km (Masera e/n/.. 1992) 



195 



Mexico 



32° N 



28°N 



24° N 



20° N 



16°N 



% 



Map 21.1 Mexico 



Forests 

Lowland moist 

Montane 

Pine 

Dry 

Conservation areas 
Nan forest 
No data 

Cloud 



V/////\ 



1:9,000,000 

100 200 300 400 km 

I ' 1—" H 1 

100 200 miles 



116°W 




PA CIFIC OCEAN 



112°W 



108°W 



104°W 



196 



Mexico 




100°W 



96° W 



197 



Mexico 



Chiapas and Oaxaca. Elsewhere, rain forest areas have been 
substantially converted, altered or degraded to a mosaic of sec- 
ondary vegetation. 

Seasonal forests represent the most extensive of the tropical 
plant associations of Mexico. On the Gulf coast, seasonal 
forests occur in parts of central and northern Veracruz and in 
the northern part of the Yucatan Peninsula. Their greatest distri- 
bution is along the Pacific coast in Chiapas, Oaxaca and 
Guerrero, continuing north between the coast and the Sierra 
Madre Occidental, well above the Tropic of Cancer. Inland, the 
largest tract of seasonal forest is found along the Balsas basin, 
between the Eje Neovolcanico and the Sierra Madre del Sur. 

It is difficult to assess the extent to which the Mexican mon- 
tane rain forest has been degraded or lost. Significant areas have 
been converted to coffee plantations. Since these plantations 
commonly include shade trees, some of which belong to the 
original forest canopy, aerial imagery often fails to differentiate 
the plantations from natural forest. It is estimated that the few 
remnants of this forest, scattered throughout Chiapas, Oaxaca 
and Veracruz, comprise an area perhaps no larger than 10 per 
cent of its original extent (Rzedowski, 1978). 

The most widely distributed and extensive forests in Mexico 
are the oak and pine forests of medium and high elevations, 
covering an estimated total of 250,000-257,000 sq. km (SARH. 
1991; Masera et al., 1992). Although the greatest extent of these 
forests is in the Sierra Madre Occidental in the northern states 
of Chihuahua and Durango, oak and pine forests are amply rep- 
resented in the south and are one of the dominant vegetation 
types in Oaxaca, Guerrero and Chiapas. They cover most areas 
above 1800 m in Eje Neovolcanico and Sierra Madre del Sur 
and on the mountains of Chiapas and Oaxaca. They are also 
found in Sierra Madre Oriental, in a mosaic with tropical mon- 
tane forests and other tropical vegetation. 

While 15 per cent of the Mexico's forest lands are private 
and five per cent are public, the vast majority is communal land 



(ejidos) or subject to use-rights by indigenous communities. The 
amount of forest land in each ejido varies widely across the 
country, and so do the uses that ejidatarios (communal land 
holders ) make of their forests. Some may be converted to agri- 
cultural land, while activities in others include extraction of tim- 
ber, non-timber forest products and firewood, and cattle graz- 
ing. 

The Mexican Constitution establishes that all forests, regard- 
less of their tenure, belong to the nation. Timber harvesting, 
either by concessionaires or by ejido cooperatives, is regulated 
by the federal government through the Undersecretariat for 
Forestry within SARH. With some exceptions, state govern- 
ments are not substantially involved in forestry policy or regula- 
tion within their jurisdictions. 

As established by the forestry law of 1986, logging permits 
are granted by SARH on the basis of annual harvest volumes, 
and need to be applied for every logging season. Up until the 
late 1970s, forestry in Mexico was carried out following an 
officially sanctioned method prescribed for all forests, the 
Metodo Mexicano de Ordenamiento de Montes (MMOM). This 
was a polycyclic system based on the selective extraction of a 
small number of trees of a minimum diameter. The MMOM 
was designed to preserve the forest "capital" while extracting 
the "interest" (Rodriguez, 1958). In tropical forests, the use of 
minimum diameters has probably been critical in the per- 
sistence of stands of valuable species, but selective timber har- 
vesting in stands of shade intolerant pine species has often 
resulted in mixed oak-pine stands with a lower commercial 
value (Jardel. 1985). 

For most of this century, commercial logging was carried out 
through concessions granted by the federal government. The 
valuable tropical species, mahogany and cedar, were harvested 
in extensive areas of Quintana Roo and Campeche first by 
American contractors and then by Mexican private and paras- 
tatal companies (Snook-Cosandey, 1986). With the forestry law 



Plan Piloto Forestal 

Plan Piloto Forestal (PPF) illustrates the potential of commu- 
nity forestry to control tropical deforestation in Mexico. The 
PPF started in 1983 as an officially-sponsored initiative to 
transfer forest utilization in the state of Quintana Roo from 
concessionaires to ejidatarios (communal land holders). The 
main objectives of PPF were the promotion of social and 
economic development in the region and the curbing of the 
accelerated deforestation brought by the colonization pro- 
grams promoted in the 1960s. 

Under the PPF, ejidos are organized in forestry coopera- 
tives that provide technical assistance and strengthen the pro- 
ducers" capacity to negotiate better prices for their timber. 
Today 25 ejidos organized in two cooperatives control 2670 
of the state's 4200 sq. km of forests. This forest area is the 
sum of the permanent forest areas (PFA) demarcated by con- 
sensus in each ejido. The PFA is spared from conversion to 
agriculture and is dedicated to an integrated forest manage- 
ment that includes not only logging, but also the extraction of 
non-timber products (chicle gum, spices and honey) which 
contribute significantly to the ejido economy. 

Forest management is planned at the ejido level and is 
supervised by PPF foresters licensed by SARH. Logging is 
selective, based on minimum diameters, and is planned 



around the extraction of the most valuable species: 
mahogany and cedar. Harvesting schedules follow a 25-year 
cutting cycle in rotations of 75 years. While this silvicultural 
scheme seems to insure sustained yields of mahogany within 
the current rotation, its sustainability beyond 2060 depends 
on whether current practices insure the seed regeneration of 
mahogany and other commercial species. Dependence on 
mahogany, however, is seen in PPF as an initial stage that 
will be reduced as markets for lesser-known timber species 
and specialty products expand and become more reliable. 

In less than ten years, forest ejidatarios in Quintana Roo 
have gone from leasing their resources to concessionaires, to 
harvesting and selling roundwood and now to processing 
boards and exploring new markets. In the process, income in 
the ejidos has increased substantially, rural communities 
have reclaimed control of their lands and deforestation in 
Quintana Roo has been noticeably reduced. While long-term 
sustainable forest management in Quintana Roo still faces 
substantial challenges, PPF has pro\ ided a foundation to 
meet them in the context of equitable rural development and 
forest conservation. 

Sources: Galleti and Arguelles (1987); 
Richards (1992); and Snook (1992). 



198 



Mexico 



of 1986. concessions have been phased out and. in their place. 
ejiclatarios and indigenous communities, through cooperative 
arrangements, have become more active and independent in 
wood production and processing. However, the decades of con- 
cession forestry, when the largest pine trees were removed and 
there was intense extraction of mahogany and cedar, has meant 
that the forestry cooperatives have commonly been left with 
degraded and impoverished stands whose silvicultural needs are 
often beyond the ejiclatarios technical and financial resources. 

There are some instances where community tenacity, politi- 
cal will and adequate technical assistance are promoting sustain- 
able ejido forestry. The Association of Forestry Communities 
and Ejidos of Oaxaca (UCEFO). which manages 700 sq. km of 
pine forest, has started introducing shelterwood, seed-tree and 
other silvicultural methods designed to increase forest produc- 
tivity and to help recover degraded stands that were exploited 
for decades by a paper company. In Quintana Roo. several asso- 
ciations of forest ejidos — collectively known as Plan Piloto 
Forestal — are developing silvicultural and marketing strategies 
to increase utilization of the lesser known timber species, thus 
reducing their dependence on the already creamed stands of 
mahogany and cedar (see Box I ). In tropical forests, the extrac- 



A casque-headed lizard Laemanctus longipes, found rhroitghoiit 
Mexico. Honduras and prol:>al?l\ Nicaragua. 

(WWF/Tony Rath) 




tion of non-timber forest products, such as chicle Manilkara 
zapora. allspice Pimenta dioica. barbasco Dioscorea spp. and 
xate Cliamaedorea spp.. often provide a critical incentive to eji- 
datarios to maintain their lands under forest cover. 

According to SARH (1992b). wood production in Mexico 
was 32.3 million cu. m in 1989, of which 23.5 million cu. m 
was firewood, and 8.8 million cu. m pulpwood and lumber. 
These figures, however, are questionable given the occurrence 
of illegal logging and the difficulty of quantifying unregulated 
firewood collection. The figures, particularly for fuelwood and 
charcoal, estimated by FAO (1994) and given at the head of 
the chapter, are considerably lower. Up to 80 per cent of the 
industrial wood is supplied by pine forests, mostly in the 
Sierra Madre Occidental and to a lesser extent in the Sierra 
Madre del Sur. Tropical timber accounts for less than five per 
cent of Mexico's annual timber production (i.e. less than 
250.000 cu. m); most comes from Quintana Roo and 
Campeche (Toledo et al.. 1989). The principal tropical timber 
products are sawnwood and plywood from mahogany and a 
few other species, and railway sleepers and floorboards from 
lesser-known hardwoods. 

The forestry sector in Mexico has been slow to recover from 
the economic crisis of the 1980s. Timber production rates have 
decreased by 25-35 per cent since 1980. reflecting a decreasing 
demand for construction wood (SARH. 1992b). On the other 
hand, pulpwood imports increased by 80 per cent between 1988 
and 1990, and softwood prices in Mexico are now up to 35 per 
cent higher than those in the international market (Lara, 1991). 
Without a major revamping of the current production scheme, 
the forestry sector is likely to be weakened by the eventual 
incorporation of Mexico into the North America free trade zone. 
Canada and the United States, the world's largest timber pro- 
ducers, have a combined production of over 500 million cu. m 
per year and a highly developed processing industry with which 
Mexican producers and industry can hardly compete (Merino, 
1992). Some people predict that Mexico's forest sector may 
eventually become restricted to the production of pulpwood on 
large-scale plantations established in tropical moist areas that 
have already been deforested (Sedjo. 1992). 

Responding to this situation, and following a determined pol- 
icy of deregulation and privatization, the government passed a 
new forestry law in 1992. This law is intended to strengthen the 
forestry sector by providing incentives for private investment in 
forest plantations and industries. The new law also emphasizes 
the environmental value of forests, particularly those in the low- 
land moist tropics, and establishes strict limits on the conversion 
of forest lands. In spite of this legislation, the challenge to the 
forestry sector under NAFTA, privatization and deregulation 
remains significant. Forestry policies have traditionally been 
superseded by agrarian reform, agricultural credit policies and 
development schemes which have promoted forest conversion 
to agriculture and cattle ranching. 

Deforestation 

Degradation and rapid loss of forest cover, particularly in the 
lowland tropics, is a critical issue in Mexico. Estimates of an- 
nual forest loss country wide vary from 6150 sq. km (FAO. 
1988) to 15.000 sq. km (Toledo, 1988). A more recent estimate, 
based on state-level information adjusted with data from recent 
satellite images, indicate an annual loss of forest cover of 8040 
sq. km. a rate of 1.6 per cent per year (Masera el al.. 1992). 
According to this study, tropical forests are the most affected, 
with an estimated annual loss of 2370 sq. km (2.4 per cent) in 



199 



Mexico 



rain forests and 3220 sq. km (2.0 per cent) in seasonal forests. 
These estimates do not, however, take into account forest recov- 
ery that is expected to take place after forest fires or abandon- 
ment of agricultural lands. FAO ( 1993) estimates annual defor- 
estation between 1981 and 1990 in the tropical rain, moist 
deciduous, hill and montane zones to be 5977 sq. km. a rate of 
1.2 per cent. Around 62 per cent of this occurs in the hill and 
montane forests. Across all formations. FAO (1993) estimates 
an annual loss of 6781 sq. km. 

Truly tall, evergreen forests have disappeared dramatically in 
the last two decades. In the mid-1960s up to 40 per cent of the 
original area of these forests remained (Pennington and 
Sarukhan. 1968). but by the late 1980s only 10 per cent had sur- 
vived (Rzedowski. 1992). 

Studies show that up to 60 per cent of the loss of tropical 
forests in Mexico can be attributed to the expansion of cattle 
ranching (Masera el al.. 1992: Toledo, 1990). Cattle ranching 
is a multimillion dollar industry that has benefited from spec- 
ific incentives provided by the federal and state governments; 
these include credits, tax breaks, technical assistance, infra- 
structure and land tenure arrangements (Toledo. 1990). In 
some cases, cattle pastures are established directly after forest 
clearing, whereas in others, a short agricultural period pre- 
cedes them. 

Massive deforestation in Mexico's tropical area has also 
resulted from the grand colonization and development schemes 
promoted by the federal government in the second part of this 
century. Colonization projects in federal lands have been in 
response either to the demand for arable land or for specific 
political purposes, such as the protection of the national territory 
along the Guatemalan border. The projects have usually in- 
cluded an initial stage where logging operations by private con- 
cessionaires facilitate penetration and removal of the forest 
cover (Gomez Pompa el al.. 1993). 

Rain forests along the lowlands and piedmont on the Gulf 
coast have been the most affected, notably in the state of 
Tabasco. From 1940 to 1985, the state" s area dedicated to cattle 
ranching increased from 3500 sq. km to 16.500 sq. km, destroy- 
ing in the process nearly 7500 sq. km of lowland rain forest 
(Morales. 1990). In addition, in 1972, the federal government 
instituted a major social development plan for the area of 
Balancan-Tenosique (adjacent to the Guatemalan border). This 
failed in its social objectives, but resulted in a further expansion 
of cattle ranching (Tudela, 1989). It is estimated that primary 
rain forest in Tabasco now occupies about two per cent of its 
original area. 

This process is not atypical of the rest of the Gulf plains, 
from northern Veracruz to the isthmus of Tehuantepec. where 
the original rain forest cover has been reduced to less than 10 
per cent (Dirzo. 1992). Other areas of particularly intensive 
deforestation in the humid tropics are the Lacandon forest in 
northeastern Chiapas, Los Tuxtlas area in southern Veracruz, 
and parts of the southern half of the Yucatan Peninsula. 
Slash-and-burn agriculture is another important factor in 
deforestation in the humid tropics, particularly when it is 
practised by landless colonos in previously logged areas 
(Gomez Pompa, 1990). 

Not all of this deforestation is permanent; considerable areas 
of secondary forest are found throughout the tropics in Mexico. 
Management and protection of these tracts is essential. 
Enrichment planting and multiple-use extractive schemes are 
particularly promising (del Amo, 1991). 

In the seasonal tropics, cattle ranching is the leading cause of 



forest loss, followed by firewood extraction, agriculture and 
fires. However, structural and functional degradation is less evi- 
dent in these dry forests and the extent of their alteration more 
difficult to quantify than in moist forest. 

Biodiversity 

Although Mexico covers only one percent of the earlh's land 
area, it contains about one tenth of all terrestrial vertebrates and 
plants known to science. The meeting of the nearctic and 
neotropical biotic regions, the abundance of topographic islands 
and the wide climatic variation across its territory are significant 
factors in Mexico's biodiversity. 

In the Americas, the country is the richest in reptiles (717 
species) and mammals (449 species), third richest in flowering 
plants (c. 25,000 species) and fourth in amphibians (284 
species) (Fa and Morales. 1993: McNeely et al.. 1990; Table 
21.4). Mexico's biota is also conspicuous for its high endemism. 
particularly among reptiles and amphibians and the floras of dr>' 
and temperate montane habitats (Flores-Villela and Gerez, 
1989; Rzedowski. 1991a. chapters in Ramamoorthy et al.. 1993: 
Table 21.4). 

Mexico's natural habitats range from deserts and alpine 
grasslands to tropical rain forests and coral reefs. The various 
biomes contribute differently to the overall biodiversity of the 
country. While arid areas tend to be high in endemic genera 
(Rzedowski, 1991b), forests contribute significantly to species 
numbers and, in many cases, to endemism as well. Out of the 
estimated 25.000 vascular plant specie^ and 1352 vertebrate 
species that can be sorted by habitat. 81 per cent and 75 per cent 
respectively are found in lowland rain, seasonal, montane or 
pine/oak forests (Flores-Villela and Gerez, 1989). 

The floras of the lowland and montane rain forests are con- 
spicuously rich, harbouring up to one third of the country's vas- 
cular plants (Rzedowski, 1991b). In the case of the lowland rain 
forest, floristic richness increases markedly with decreasing lati- 
tude. While moist forests in the Huasteca region of northern 
Veracruz tend to be dominated by one or two canopy species, 
dominance in the southern rain forests is shared by many more. 
The number of species of vascular plants in Los Tuxtlas region 
in southern Veracruz is estimated at 1300. in an area of less than 
100 sq. km (Dirzo. 1992). The flora of the Yucatan moist forest 
is significantly poorer in vascular plants than forests subjected 
to similar climatic conditions in the Gulf plains (Pennington and 
Sarukhan, 1968), probably due to the edaphic constraints of the 
Peninsula. 

Floristic diversity is most conspicuous in tropical montane 
forests. They probably cover less than one per cent of Mexico's 
area, but contain almost 10 per cent of the country's species of 
vascular plants (Rzedowski. 1991b). Well-preserved tracts of 
montane forests in the Sierra Madre Oriental can have up to 
eight times more species of vascular plants than other forested 
areas in the region (Gonzalez-Medrano, 1972). 

Mexico's tropical seasonal forests are reportedly richer than 

Table 2L4 Total number of vertebrate and vascular plant species 
and number of endemic and threatened species in Mexico 





Birds 


Mammals 


Reptiles 


.\mphibians 


Plants 


Total no. 


961 


449 


in 


284 


25.000 


Endemics 


78 


142 


368 


173 


3,624 


Threatened 


123 


32 


35 


4 


477 



Sources: Flores-Villela and Gerez 1 1989). Fa and Morales 1 1993) 



200 



Mexico 



Table 21.5 Diversity and endemism in different forest types in 
Mexico 

Forest t\pe Flora' Fauna- Restricted species' 

Rain 5,000 197 62 

Seasonal* 6.000 229 34 

Montane 3.000 nd nd 

Coniferous nd 119 13 

Oak nd 468 134 

Conifer & Oak 7.000 nd nd 

1. Approximate number of species of vascular planis found in each forest t>pe (Rzedowski. 
1991b; Rzedowski. 1993). 

2. Numbers of vertebrate species in Mexico that can be assigned to a particular forest type 
(Flores-VilielaandGerez, 1989). 

3. Species "restricted" to the ecological system (Flores-Villela and Gerez. 1989). 
* includes thorn forests 

nd Data not reported separately for this forest type. 



similar forests elsewhere. According to Dirzo (1992). the floris- 
tic richness of seasonal forests in Mexico is about 30 per cent 
higher than would be expected from the observed floristic pat- 
terns among similar vegetation types. The biological signifi- 
cance of Mexican seasonal forests is further increased by their 
high degree of endemism. The Balsas basin, one of the largest 
areas originally covered by seasonal forests, is considered a 
Pleistocene refugium. It has a larger number of species from the 
common neotropical genus Biirsera than does any other area; 
most of them are endemic to the basin. 

The contribution of the oak-pine forest to Mexico's biodi- 
versity is also significant. It is estimated that nearly one third of 
all vascular plant species found in forest habitats are housed in 
oak-pine forests. The diversity of these forests is typified by 
Quercus and Finns. Out of Mexico's reported 55 species of 
pines and estimated 130 species of oaks, 85 per cent and 70 per 
cent respectively are endemic (Mittermeier and Goettsch, 
1992). The overall importance of the oak forest is emphasized 
by the fact that of the vertebrate species endemic to 
Mesoamerica which can be categorised according to habitat. 
468 live in oak forests, compared with 229 in tropical seasonal 
forests and 197 in rain forests (Flores-Villela and Gerez. 1989; 
see Table 21.5). 

Of the 961 bird species recorded in the country. 22 are listed 
as threatened by Collar et at. (1992); most of these are forest 
species. There are 14 threatened endemic species. They include 
the bearded wood-pigeon Dendrortyx barbatiis. the Oaxaca and 
white-tailed hummingbirds Euphemsa cyanopluys and £. polio- 
cerca and the white-throated jay Cyanolyca mirabilis. all of 
which are inhabitants of cloud forest and threatened by the 
destruction of this habitat. 

Bats and rodents together account for 79 per cent of the 
total number of mammal species in Mexico (Fa and Morales. 
1993). There are 30 threatened mammal species listed by 
lUCN in Mexico (Groombridge. 1993). but few of these are 
forest species. They include two primates — the black howler 
monkey Alouatta pigra and Geoffroy's spider monkey Ateles 
geoffroyi; the margay Leopardus wiedii and Baird's tapir 
Tapinis bairdii. 

There are 20 reptile species listed as threatened by lUCN 
(Groombridge. 1993) comprising six marine turtles, six fresh- 
water turtles (five endemics), three tortoises (one endemic), three 
lizards, one snake and one crocodile. Three amphibians are listed 
as threatened by lUCN; these are the Sonoran green toad Biifo 



retiformis and the two endemic salamanders Ambystoma ler- 
maense and A. mexicanum. The number of fish in the country is 
unknown, but around 100 are listed as threatened. There are also 
42 globally threatened mvenebrates in the country, mostly meso- 
gastropods (12). isopods (11) and dragonflies (9). 

Conservation Areas 

The legal protection of wildlands in Mexico started in the late 
19th century with the demarcation of watersheds and other areas 
of environmental and economic value around Mexico City. 
During the first part of this century, dozens of protected areas 
were established along the Eje Neovocanico. mostly as recre- 
ational areas, with some as forest reserves. 

In the 1970s, the accelerated development of the lowland 
tropics, the inadequacy of the traditional park approach, and the 
involvement of the academic community drastically changed 
Mexico's approach to the protection of natural areas. Based on 
the conservation strategy promoted by UNESCO's Man and 
Biosphere program, the first biosphere reserves in Mexico were 
established in 1977 in Mapimi in Durango and in 1978 in the 
Lacandon forest (Monies Azules). Since then, large size, eco- 
logical representation and multiple-use objectives have been 
recognized as important factors in the selection and design of 
new protected areas. 

In 1983. the federal government instituted the National 
System of Natural Protected Areas (SINAP) to secure habitat 
representation, management capacity and funding for protected 
areas. SINAP controls the national parks, special biosphere 
reserves and biosphere reserves, which together represent 
approximately three per cent of Mexico's land area (Perez Gil 
and Jaramillo. 1992). All those conservation areas within 
lUCN's categories I-IV are listed in Table 21.6. Many sites are 
not given in this list, including the forest reserves and protection 
forests which cover approximately 85.000 sq. km. 

Until the 1960s, the vegetation type most favoured for parks 
was the pine-oak forest: the conservation of tropical forests and 
arid habitats occurred only by default as the result of their 
remoteness from the main centres of development (Alcerraca et 
al.. 1988; Gutierrez Palacio, 1989). However, many reserves 
have been established since then and these have significantly 
enhanced habitat representation in protected areas, particularly 
in the desert scrub (Mapimi), coastal ecosystems (Sian Ka'an, 
Pantanos de Centla) and moist tropical forests (Montes Azules. 
Calakmul. Selva El Ocote). Rain forests are now the best repre- 
sented terrestrial habitat in SINAP. Approximately thirteen per 
cent of the estimated current cover of these forests is protected 
(Table 21.7). Most of this is accounted for by three reserves: 
Calakmul (7232 sq. km ). in Campeche State and Montes 
Azules and Selva El Ocote in Chiapas State. In contrast, less 
than one per cent of seasonal tropical forests in Mexico is le- 
gally protected (Table 21.7). Under representation of these 
forests is a remarkable shortcoming of SINAP since seasonal 
forests account for a third of the country's forest cover, and 
almost a third of its floristic richness. 

Being listed as a protected area does not. however, guarantee 
the conservation of an area. Most of Mexico's parks and pro- 
tected areas are subjected to neglect and abuse (Perez Gil and 
Jaramillo. 1992). Montes Azules. Calakmul and Selva El Ocote 
are under considerable pressure from cattle ranching, slash-and- 
burn agriculture and illegal logging; there are no reliable data on 
the actual cover of undisturbed vegetation within these areas. 
Efforts to protect them effectively are critical, since together 
with the Chimalapas region in Oaxaca. they contain a consider- 



201 



Mexico 



Table 21.6 Conservation areas in Mexico 

Existing conservation areas in lUCN's categories I-IV are list- 
ed. Marine reserves are not listed or mapped. For information 
on World Heritage Sites, international designated Biosphere 
Reserves and Ramsar Sites see Chapter 8. 



Map Ref 

43 



Map Ref 


National Park Ai 


''ea (sq. km) 


44 


1 


Balneario de los Novillos 


<G.5 


45 


2 


Benito Juarez* 


27 




3 


Bosencheve* 


150 




4 


Cascada de Bassaseachic* 


58 


46 


5 


Canon de Ri'o Blanco* 


557 




6 


Cafion del Sumidero* 


218 




7 


Cerro de Garnica* 


10 


47 


8 


Cerro de la Estrella 


11 


48 


9 


Constitucion de 1857* 


50 


49 


10 


Cumbres de Majalca* 


48 




11 


Cumbres de Monterrey* 


2.465 


50 


12 


Cumbres del Ajusco 


9 


51 


13 


Desierto del Carmen* 


5 




14 


El Chico* 


27 


52 


15 


El Cimatario 


24 




16 


El Gogorron 


250 


53 


17 


El Potosi 


20 


54 


18 


El Sabinal 


<0. 1 


55 


19 


El Sacromonte 


<0.5 


56 


20 


El Tepeyac 


3 




21 


El Tepozteco* 


240 




22 


El Veladero 


32 


57 


23 


Insurgente Jose Maria Morelos y Pavon* 


18 




24 


Insurgente Miguel Hidalgo y Costilla* 


18 






Isla lsabela+ 


2 


58 


25 


IztaccihuatlPopocatepetl* 


257 


59 


26 


La Malinche* 


457 


60 


27 


Lago de Camecuaro 


<0.1 


61 


28 


Lagunas de Chacahua* 


142 


62 


29 


Lagunas de Montebello* 


60 


63 


30 


Lagunas de Zempoala* 


47 


64 


31 


Los Marmoles* 


232 


65 


32 


Los Remedios 


4 


66 


33 


Molino de Flores Netzahualcoyotl 


1 


67 


34 


Nevado de Toluca* 


510 


68 


35 


Pico de Orizaba* 


198 


69 


36 


Pico de Tancitaro* 


293 


70 


37 


Rayon 


<0.5 


71 


38 


Sacromonte 


<0.5 


72 


39 


Volcan Nevado de Colima* 


222 


73 


40 


Zoquiapan y Anexas* 


194 





41 



Private Resene 

El Morro de la Mancha (INIREB) 

Biological Station+ 

Refuge 

La Mojonera+ 
La Primavera+ 
Sierra de Alvarez+ 
Sierra del Pinacate 
Valle de los Cirios+ 



<0.5 



92 

305 

169 

287 

35.000 



Total 



Natural Monument 
Bonampak* 
Cerro de la Silla+ 
Grutas de Cocona+ 
Yaxchilan+ 



44 

60 

4 

26 



Protection Area for Wild Flora and Fauna 
ChanKin* 122 

Corredor Biologico Chichinautzin 373 



Park 
Omiltemi* 

Biosphere Resene 

El Triunfo* 

Montes Azules (Selva Lacandon)* 

Sian Ka'an* 

Special Biosphere Resene 

Cascadas de Agua Azul* 

Isla Contoy 

Isla Guadalupe+ 

Isla Rasa 

Islas del Golfo de California+ 

Mariposa Monarca* 

Ria Celestiin* 

Ri'a Lagartos* 

Selva El Ocote* 

Resene Zone for Migratoty Fauna 
Laguna Ojo de Liebre y San Ignacio 



36 



1.192 
3.312 
5.281 

26 

2 

250 
<0.1 
1 .500 
161 
591 
478 
481 



nd 



Resen'e Zone for Sea Turtle Protection 




Playa adyacente a Rio Lagartos 


2 


Playa Ceuta 


2 


Playa Cuitzmala* 


<0.5 


Playa de Escobilla* 


1 


Playa de Isla Contoy 


0.5 


Playa de la Bahi'a de Chacahua* 


1 


Playa de Maruata y Colola* 


1 


Playa de Puerto Arista 


2 


Playa de Rancho Nuevo 


1 


Playa de Tierra Colorada* 


1 


Playa El Tecuan* 


<0.5 


Playa El Verde Camacho* 


2 


Playa Mexiquillo* 


1 


Playa Mismaloya* 


3 


Playa Piedra de Tlacoyunque* 


1 


Playa Teopa* 


<0.5 


State Park 




Agua Blanca+ 


20 



56.993.8 



Area with moist forest within its boundaries as shown on Map 211 
not mapped 



Natural and Typical Biotope 
42 La Encrucijada 



300 



Source: WCMC (unpublished data) 



202 



Mexico 



Major Protected Areas with Tropical Forests 



Selva El Ocote Special Biosphere Reserve in Chiapas (481 
sq. km). The abrupt topography of Selva El Ocote results in a 
diversity of habitats including dry forests, rain forests, pine- 
oak forests and montane elfin forests. Fauna in the area 
includes river crocodile, spider and howler monkeys, jaguars, 
tapir and harpy eagles. 

Monies Azules (Selva Lacandon) Biosphere Reserve in 
Chiapas (3312 sq. km). A part of the Lacandon forest. 
Monies Azules includes premontane and montane tropical 
forest as well as oak-pine forests. The area has high species 
diversity and numerous endemic species, including an 
endemic plant family. The fauna of Montes Azules includes 
several primates, tapir and harpy eagle. 

El Triunfo Biosphere Reserve in Chiapas (1192 sq. km). 
Situated in the slopes of the Sierra Madre. El Triunfo covers 
a wide range of vegetation types, from lowland dry forest to 
oak-pine forests, and is best known for its magnificent cloud 
forests. El Triunfo is rich in endemic and endangered species 
such as the Horned Guan, the Quetzal and several snakes and 
amphibians. Jaguars, tapirs and howler and spider monkeys 
are common. 

Calakmul Biosphere Reserve in Campeche (7231 sq. km). 
This area is not shown on Map 21.1 or listed in Table 21.6 as 
it is in lUCN's category V. Calakmul is mostly covered with 
dry and moist lowland tropical forests It is part of a signifi- 
cant forest tract that extends south of the border to the Peten 
in Guatemala and Belize. Because of its size and strategic 
location, Calakmul provides a critical habitat for migratory 
birds (18 species of wood warblers) and endangered birds 



(ocellated turkey and great curassow), and serves as a sanctu- 
ary for several species of felines, monkeys, tapir and two 
species of deer. 

Sian Ka'an Biosphere Reserve in Quintana Roo (5281 sq. 
km). Situated on the Caribbean coast, Sian Ka'an contains 
numerous habitats: coral reefs, coastal dune vegetation, man- 
groves, lowland dry tropical forests and rain forests. Sian 
Ka'an provides costal habitats that are critical for migratory 
birds and the endangered manatee. 

El Cielo Biosphere Reserve in Tamaulipas (1300 sq. km). 
This area is not shown on Map 21.1 or listed in Table 21.6 
as it has not been assigned a category by lUCN. El Cielo is 
one of the best preserved and richest cloud forests in 
Mexico. Canopy trees are mostly temperate while orchids, 
bromeliads and other epiphytes are tropical. At lower eleva- 
tions, the vegetation is drier and includes nine species of 
endangered cacti. 

Sierra de Manantlan Biosphere Reserve in Jalisco (1395 
sq. km). This area is not shown on Map 21.1 or listed in 
Table 21.6 as it is in lUCN's category V. The reserve, estab- 
lished in 1987, harbours a remarkable variety of habitats, 
including large tracts of tropical seasonal forest and some of 
western Mexico's northernmost montane tropical forest. It 
contains an endemic population of the perennial corn Xea 
diploperennis, one of the most important genetic and agricul- 
tural discoveries of this century. 

Sdiii-ces: The Nature Conservancy (1990): "WWF (1990): 
SEDUE(1988). 



able portion of the rain forest left in Mexico (see Box 2). 
Calakmul is a projection into Mexico of Guatemala's Mayan 
Biosphere Reserve, which contains the largest contiguous tract 
of protected rain forest in the Peten. 

Other important protected areas containing tropical forests 
are the Sian Ka'an Biosphere Reserve, the El Triunfo 
Biosphere Reserve and the Manantlan Biosphere Reserve (see 
Box 2). Mangrove forest is amply represented, mostly in Ri'a 
Celstun, Ria Lagartos and Pantanos de Centla (3027 sq. km in 
Tabasco) Special Biosphere Reserves and in Sian Ka'an 
Biosphere Reserve. 

Conservation Initiatives 

Programa de Accion Forestal Tropical (PRO AFT) is the current 
version of the Mexican TFAP, the main objective of which is 



Table 21.7 Area and percent of Mexico's forest formations in 
conservation areas 



Forest type 


No. 


ofCA' 


A 


rea in CA' 


% 


in CA' 


Rain 




1 




12,170 




12.5 


Seasonal 




9 




870 




0.5 


Montane 




nd 




210 




nd 


Oak & Conifer 




35 




5,870 




2.3 



Numlwr of conservation areas (Flores-Villela and Gerez. 1989) 

Area (sq. I<m) of eacti forest type contained in conservation areas (Alc^rreca cl at, 

1988; Perez Gil and Jaramillu, 1992). 

Percentage of present estimated forest cover in conservation areas. 



the reduction of deforestation. The mission of PROAFT is to 
provide SARH with a blueprint for a conservation/development 
strategy for tropical forests. PROAFT is in the process of devel- 
oping such a strategy using an approach that includes both field 
projects and policy analysis. Field projects, called Alianzas 
Tripartitas (AT), are structured as a collaboration between local 
communities. SARH and NGOs (which include academic and 
research institutions). The projects are on forest management, 
wildlife use, reforestation, etc., and are designed as experimen- 
tal approaches to resolving specific sets of conservation needs. 
In contrast, policy analysis will focus on a larger scale and will 
explore the impacts of the current institutional and legislative 
framework determining resource use in tropical areas. The com- 
bination of the lessons learned from the AT and the major find- 
ings of the policy analyses should provide PROAFT with the 
elements needed to make sound recommendations on concrete 
actions that the federal government can take in its fight against 
deforestation and resource degradation (PROAFT. 1991 ). 

A new concept for the management of the Chimalapas area 
in eastern Oaxaca is being developed which could provide 
important lessons for the conservation of other areas in Mexico. 
The Chimalapas area contains one of the largest expanses of 
tropical moist forest in the country. It is considered a conserva- 
tion priority by environmental groups, the federal government 
and multilateral donors alike, but is not legally protected and is 
threatened by deforestation (WWF, 1990). The main inhabitants 
of the area are Zoque Indians. They have resisted invasion by 
colonos and cattle ranchers and a variety of development pro- 
grammes (Vocali'a Ejecutiva de los Chimalapas, 1990), and are 



203 



Mexico 



not willing to have conservation imposed from the outside as a 
"plan" to protect an endangered area of biological importance. 
Instead, it is proposed that the area be managed as a Reserva 
Campesina. Under this scheme, the inhabitants of the area 
would be in charge of its conservation. Management of the 



reserve would be conducted according to a plan that includes 
the cultural and economic needs of the Zoques and that is 
accepted and followed by all parties involved. The federal gov- 
ernment has agreed to this concept and is in the process of 
gazetting the new reserve. 



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Map 21.1 Mexico 

Data from the Advanced Very High Resolution Radiometer (AVHRR) were used in a pro- 
gramine sponsored by the LfS Department of Agricuhure. Forest Service and FAG to help scien- 
tists from Mexico generate forest-cover maps of Mexico (Evans el at. 1 992; Eggen-Mclntosh el 
at. 1992), 

Near-cloud-free composite images were generated from .AVHRR Local Area Coverage 
data.seLs for 1990 and 1991. Supporting information from 1:1 million vegetation maps. Landsat 
TM prints and aerial photographs was also incoporated. Physiographic regions were stratified 
and classified separately to reduce spectral variance. Regional classifications were combined to 
produce the final map. These data were kindly made available to WCMC by David Evans and 
Susan Eggen-Mclntosh of the Southern Forest Experiment Station of the US Forest Service. 
The resulting Map 21. 1, however, gives only an approximation of the distribution and areas of 
the different forest types, as areas of disturbed and fragmented forests were included on the 
original dataset and were not distinguished as such. Map 21.1 cannot, therefore, be used to take 
measurements of the amount of forest remaining in the country. 

On Map 2 1 . 1 . the temperate jitrest in the original dataset is shown a.s pine forest; tropical 
high (> 30 m in height i and inedittiii 115 to 30 m in height) forest is shown as lowland moist and 
montane forest (delimited by a 3(XX)* contour taken from the Digital Chart of the World); tropi- 
cal low (< 15 m in height: dr)') forest is shown as dry forest; all other nonforested land as non- 
forest; and clouds as cloud cover. Note that the pine forest on Map 21.1 is. in reality, a mixture 
of conifer {Finns, Abies, etc.) and broadleaved species, especially oak {Qnercits spp.) and 
Liqtddambar. Mangroves are not shown on Map 21.1. 

Boundary data for the conservation areas were provided by Conservation International v^ith 
additional material taken from the WCMC protected areas database. 



205 



22 Nicaragua 









Country area 130,000 sq. km 

Land area 1 18,750 sq km 

Population (mid-1 994) 4 3 million 

Population growth rate 2 9 per cent 

Population projected to 2025 9 1 million 

Gross national product per capita (1992) USS410 

Forest cover in 1990 (see Map) 57,450 sq, km 

Forest cover in 1 990 (FAO, 1 993a) 60, 1 30 sq km 

Annual deforestation rate (1981-1990) 19 per cent 

Industrial roundvKood production 300,000 cu m 

Industrial roundwood exports — 

Fuelvifood and charcoal production 3,265.000 cu m 

Processed wood production 85,000 cu m 

Processed wood exports 1 000 cu m 




i . N 


\ 




X 



















Nicaragua is the largest of the countries on the Central American isthmus and has the greatest percentage and total area 
of intact ecosystems in the region. Its rain forest is the largest north of the Amazon. 

The country has been war-torn and subjected to an international blockade until recently and during this time interna- 
tional assistance for conservation activities was extremely limited. However this situation has now improved and some 
major projects are planned. 



Introduction 

Nicaragua, a country of lakes, rivers and volcanoes, is located in 
the middle of the Central American isthmus. It is the largest of 
the seven countries in the region, with appro.ximately 480 km of 
Caribbean coastline and 350 km of Pacific coastline. It can be 
divided into three main topographical regions. The Pacific 
region is a broad lowland belt, about 80 km in width, which 
runs along the Pacific coast from the Gulf of Fonesca in the 
north to Costa Rica in the south. This comparatively dry region 
contains the Central Depression and associated rift lakes and a 
chain of \ olcanoes, many of them active. The highest is Volcan 
Cristobal at 1806 m. The Central Highland region is dominated 
by three ranges, the Cordillera Segoviana, the Cordillera 
Isabelia and the Cordillera Dariense, all running east to west. 
The elevation of this area is between 600 m and 2150 m 
(Sutton, 1989). The third area is the Caribbean lowlands, a 
largely uninhabited region of humid lowland forest and pine 
savanna that occupies about half the country. 

The west has a mean temperature of about 27°C, a rainy sea- 
son between May and November and a dry season from 
December to April: annual rainfall is 2000 mm or less. The cen- 
tral highland area is cooler with a longer, but lighter, rainy sea- 
son. The climate in the east is tropical, it is generally hot and 
humid throughout the year. Mean annual precipitation in this 
region is nearly 4000 mm, with a nine month rainy season and 
no well defined dry period (Sutton, 1989). 

The estimated population of Nicaragua is 4.3 million, giving 
an overall population density of 36 people per sq. km. However, 
the Pacific region, occupying only 15 per cent of the land area, 
contains over 60 per cent of the population, leaving the Central 
and Caribbean regions with densities as low as five inhabitants 
per sq. km. The Central Highland area is settled chietly by sub- 
sistence and commercial farmers. Most settlement in the 
Caribbean lowland is confined to coastal towns and mining 
areas. About 62 per cent of the population are urban inhabitants, 
the biggest town is the capital Managua with around 700.000 



inhabitants. The people are mainly mestizo, but there are also 
some Afroamericans, on the Caribbean coast, and a small num- 
ber of Amerindians. 

The country is divided into nine politico-administrative 
regions. Two of them are autonomous, due to their special eth- 
nic and socio-cultural characteristics. These are the Region 
Autonoma del Atlantico Norte (RAAN — the Autonomous 
Region of the Northern Atlantic) and the Region Autonoma del 
Atlantico Sur (RAAS — the Autonomous Region of the 
Southern Atlantic). Civil war, as well as a trade and aid em- 
bargo imposed by the U.S.A., has caused considerable disrup- 
tion of the country's economy. Nicaragua's GNP per capita is 
one of the lowest in the Americas. Agriculture is the principal 
source of income for the nation. The main exports are cotton, 
coffee, meat, sugar and bananas. 

The Forests 

Nicaragua contains mostly lowland tropical broadleaved forests, 
but there are some patches of cloud forest, some important pine 
forests and a few fragments of dry forest remaining in the coun- 
try, as well as areas of mangrove and some swamp forest. 

Many of the forests in the moderately warm and humid zones 
of the lowlands, below 500 m asl, have already been exploited 
as access to them is easy and they have a wealth of commercial 
timber species. The remnants of these forests are found as iso- 
lated patches in small intermontane valleys. Some of the species 
that characterize the forests are guachipilin Diphysa rahinioides, 
guanacaste or ear fruit Enterolobium cyclocarpum and geni'zero 
or raintree Pilhecellobiiim soman. 

The evergreen forests at slightly higher elevations (500- 
1500 m) have also mostly been cleared, and replaced with cof- 
fee plantations and livestock pastures, or have suffered from 
exploitation. The only large extensions left are located in the 
most isolated areas of the departments of Matagalpa and 
Jinotega. Some of the species that characterize this type of for- 



206 



Nicaragua 



est are: kapok tree Ceiha pentandra. palm or giant fern Cyathea 
chnoodes and the oak Quercus oleoides. 

Extensive areas of tall evergreen forests are found in the 
Caribbean lowlands in areas with the highest precipitation 
(2730-6000 mm). They occur at altitudes lower than 1000 m in 
moderately cool and humid conditions. These are a multistoried 
formation, the tallest trees reach or surpass 30 m and their thick 
foliage is sometimes entangled with gigantic lianas. Species 
characteristic of this wetter evergreen forest type include cedro 
macho Carapa guianensis, palo de agua Vochysis lioiu/iirensis 
and guayabon Tenninalia oblonga. 

Cloud forests occur at elevations over 1500 m. They are 
more or less limited to the permanently clouded tops of the vol- 
canic cones in the Pacific coast and to the tops of the great 
mountain massifs such as the Mogoton. Misiin, Kilambe and 
Penas Blancas. These forests are home to species such as santa 
man'a Calophyllum brasilensis, sangredrago Croton panamensis 
and majagua Heliocarpiis appendiciilatus. 

Swamp forests are periodically or permanently flooded with 
fresh water. Characteristic species include Bravaisia iiiteger- 
rinia. river willow Scilix humboldtiana and the dog almond 
Andira inermis. These are found throughout the Caribbean 
coastal region. 

The pine forests are characteristic of the high and moderately 
dry lands from the north of Nicaragua, mainly the department of 
Nueva Segovia. They typically occur between 400 and 700 m in 
well-drained areas. The best conserved samples of this ecosys- 
tem are the pinewoods of Dipilito. which contain species such 
as Pinus oocarpa. P. maximinoi and P. patula teciiniiinanii. In 
addition, pine savannas occur on low, flat lands such as those in 
the north of the Caribbean region. These are primarily grass- 
lands with scattered Pinus caribaea in different associations and 
transitions with broadleaved species. The pine savannas is a 
fire-caused disclimax. whereas the true climax vegetation is 
evergreen rain forest of tropical lowlands (Sutton. 1989). 

Tropical dry forests are medium to low forests of deciduous 
and semi-deciduous trees. They occur at altitudes lower than 
500 m in warm and dry zones. Temperatures are over 26°C and 
annual rainfall ranges from 1000 to 1200 mm. The last remnants 
of these forests are located in isolated zones of the Pacific 
region. Some of the species that characterize them are escobillo 
Phyllostylon brasiliensis. lignum vitae Giiaiacum sanctum and 
Haematoxylum brasiletto. 

Mangroves 

The mangroves in Nicaragua are more extensive and less 
degraded on the Caribbean coast than on the Pacific coast. In 
1981, FAO/UNEP reported that they covered an area of 600 sq. 
km and this same figure is given in Saenger el al. (1983). On 
Map 22.1, the mangroves are shown covering the much larger 
area of 1718 sq. km. though 772 sq. km of these are degraded. 

These forests contain Rhizophora mangle, Laguncularia 
racemosa and Avicennia germinans. The estuaries and marshes 
of the Caribbean coast are the northern boundary of the natural 
distribution of the mangrove species Pelliciera rhizophorae in 
the Caribbean slope. 

Forest Resources and Management 

In 1950, there were 70,000 sq. km of forest in Nicaragua. 
However, the rapid deforestation of the past four decades has 
reduced this area considerably to 43,000 sq. km. Broadleaved 
forests cover 38,000 sq. km, while conifer forests occupy the 
remaining 5000 sq. km (IRENA, 1992). More than 10,000 sq. 



Table 22.1 


Estimate 


s of forest extent 


in Nicaragua 


Forest type 




Area (sq. km) 


% land area 


Lowland 


moist" 


30,086 


25.3 


Montane 




6,289 


5.3 


Pine+ 




11,284 


9.5 


Dry 




2,509 


2.1 


Swamp 




5,564 


4.9 


Mangrove* 


1,718 


1.4 



Total 



57,450 



48.4 



includes 1.645 sq. km aftecled by Hurricane Joan in 1988 
+ includes areas of pine savanna 

includes 772 sq km of degraded mangrove 

Based on analysis of Map 22. 1 . See Map legend on p. 2 1 1 for details of sources. 



km of the broadleaved forests are degraded, mostly due to 
shifting cultivation occurring in them (IRENA, 1992). The 
dense broadleaved forests occur mainly in the autonomous 
regions of the Atlantic coast (RAAN and RAAS), while the 
conifer forests are principally found in the northeast of the 
RAAN and in Nueva Segovia. The pine forests are also mostly 
degraded, due both to frequent forest fires and to logging 
(IRENA, 1992). FAO (1993a) estimates (using a 1979 survey 
as a baseline) that there are 60.130 sq. km of forest in the coun- 
try — none of this is considered to be dry deciduous forest. The 
figure given for closed broadleaved forest by FAO (1993a) is 
47,380 sq. km. 

The areas of the different forest types shown on Map 22. 1 are 
given in Table 22.1. The total of 57,450 sq. km is certainly not 
pristine closed canopy forest; it includes 772 sq. km of degraded 
mangrove as well as an unknown area of pine savanna. The 
source for Map 22.1 was a dye-line map produced by the 
Nicaraguan Institute of Natural Resources and the Environment 
(IRENA) in 1991, which was based on a 1983 land-use map 
(see Map Legend). 

The forestry sector does not have a specific governing insti- 
tution. Forest activities are carried out by two units of IRENA, 
the National Forest Service (regulation and control) and a State 
Forestry Administration (for State forest lands). Neither of them 
have regional branches (FAO, 1993b). Other institutions 
involved with forest activities in Nicaragua are the Forest Seeds 
Bank (BSF — Banco de Semillas Forestales), the National 
Technical Institute for Forestry (INTECFOR — Instituto 
Nacional Tecnico Forestal) and the National Agricultural 
University (UNA — Universidad Nacional Agraria). 
Implementation of the existing laws and regulations concerning 
forests has been inefficient. 

Nicaragua has around 25,000 sq. km of tree-less land which 
is potentially suitable for forestry. About half of this area 
(12,000 sq. km) is considered to be highly productive and all of 
it could be reforested for the production of goods and services 
for national consumption and for export. 

Forestry does not play a substantial direct role in the coun- 
try's economy: it represents approximately 0.2 per cent of the 
GNP, and its exports yielded a total of US$1.5 million in 1989, 
which correspond to only 0.5 per cent of the country's exports 
for that year. According to FAO (1994), no industrial round- 
wood was exported, while only 85,000 cu. m of processed wood 
was exported in 1992. Most tree felling is not for commercial 
purposes, but is a result of slash-and-burn agriculture. The 



207 



Nicaragua 




Map 22.1 Nicaragua 

Forests 



Lowland moist 


' Conservation areas 






Monlane 
S*amp 


' Non torest 

1 


Mangrove 




Degraded mangrove 
Pine 


S^^^^'^^sSN 






Dry 


1 



1:2.620,000 



208 



Nicaragua 



forestry sector does, however, play an important indirect role in 
the economy. It provides some 50,000 cu. m of wood for house 
building and 27,000 cu. m for the mining industry, as well as 
providing about 90 per cent of the fuel used for domestic pur- 
poses and 25 per cent of that used in industry. In addition, there 
are over 250 timber factories and furniture shops creating 
employment for numerous people. 

The primary transformation industry has some 90 sawmills 
and one plywood factory. The secondary transformation indus- 
try is made up of seven medium-scale companies and 800 craft 
shops with capacity to process 6000 - 12.000 cu. m of sawn 
wood. The main products are furniture, floorboards and pre-fab- 
ricated houses. The capacity of the transformation industry is in 
the order of 300,000 cu. m, but the processing plants are obso- 
lete and are not well maintained so only 60 per cent of this 
capacity is used. 

Deforestation 

Much of the deforestation in Nicaragua has occurred over the 
last few decades; most of it the result of clearing the forests to 
use the land for other purposes, rather than as result of the com- 
mercial or noncommercial demand for timber (Leonard, 1987). 
In the 1950s and 1960s, the land area planted with cotton 
quadrupled and forests were cleared to make way for this 
expansion (Nietschmann, 1990). In the 1960s and 1970s, clear- 
ing for cattle ranches was the main cause of deforestation. 

Between the years of 1952 and 1984, annual deforestation in 
Nicaragua varied between 950 sq. km and 1250 sq. km. It 
decreased during the period of the war (1985-1990). but it 
increased again in 1991, as a consequence of the thousands of 
returning refugees clearing and colonising areas of the forest. 
Today, it is estimated that the annual rate is between 1500 and 
2000 sq. km (IRENA. 1992). FAO (1993a) estimates that, 
between 1981 and 1990, 1240 sq. km of forest were cleared 
each year, an annual rate of 1.9 per cent. 

The direct and indirect causes of deforestation are numer- 
ous, complex and interrelated. The main direct cause is the 
conversion of forest land to agricultural land. This occurs 
because of the lack of options for the economic use of the for- 
est resources, the low productivity of the land farmed by the 
campesinos. the absence of appropriate technology to increase 
productivity and the unstable land tenure situation. In addition, 
production systems which are unsuitable for the country's trop- 
ical soils are used; there are few or no well managed credit 
programmes for campesinos. there is a lack of coordination 
between the institutions controlling agricultural and forestry 
matters, an absence of operating capacity within these institu- 
tions and inappropriate economic and financial policies are 
applied to the problems. 

Problems are also caused by the general lack of awareness 
for the need to use the forest in a sustainable manner, the lack of 
interest in medium and long-term investments (as opposed to 
short-term ones) and the fact that little value is attached to the 
social and economic advantages of good forest management. 

As well as the deforestation caused by the conversion to agri- 
cultural land, a considerable degree of degradation of the forests 
is caused by the amount of wood cut for fuel. Every year, 3.5 
million cu. m of firewood are cut to be used in homes, industries 
and commerce; wood provides 49 per cent of Nicaragua's ener- 
gy requirements. 

IRENA estimate that the 170 mph winds of Hurricane Joan 
in 1988 damaged one fifth of the country's forest wealth, with 
losses in timber alone amounting to US$1.6 billion. 



Biodiversity 

Nicaragua is part of the Biological Province of Central America, 
where South American and North American elements intermin- 
gle. The flora is characterized by a large number of Cactaceae 
and Bromelaceae and there are also over 800 species from the 
Orchidaceae family. In a recent publication. IRENA (1992) 
reports that more than 9000 plant species have been identified in 
Nicaragua and that there are probably an additional 4000 to 
5000 species not yet discovered. 

In spite of being the largest country on the Central American 
isthmus, Nicaragua has a somewhat lower biological diversity 
than its neighbouring countries. This is due primarily to its lack 
of altitudinal diversity and absence of high isolated mountain 
ranges (Cedefio et al.. 1992). For the same reasons, endemism 
rates are also lower. Only two per cent of the vertebrate fauna 
and 0.6 per cent of the flora are endemic. 

There are reported to be 750 bird species and 200 mammal 
species in the country. Numbers of amphibians and reptiles are 
59 and 161 respectively (WCMC. 1992). 

Nicaragua contains only two bird species listed as threatened 
by Collar et al. (1992). These are the golden-cheeked warbler 
Dendroica chrysoparia, which over-winters in the country's 
forests, and the keel-billed motmot Electron carinatum, a low- 
land forest species with a very patchy distribution throughout 
most of Central America. 

Globally threatened mammal species that occur in the coun- 
try include the olingos Bassaricyon gabbii and B. sumichrasti, 
the tiger cat Leopardiis tigriiuis, the margay L, wiedii. the tapir 
Tapirus bairdii. Geoffrey's spider monkey Ateles geojfroyi and 
the giant anteater Myrmecopliaga Iridactyla (Groombridge, 
1993). Most of these are forest dwellers. Other than the five 
marine turtles, the only threatened reptiles reported to occur in 
Nicaragua are the American crocodile Crocodyhis aciitus and 
the narrow-bridged mud turtle Kinosternoti angusipons 
(Groombridge, 1993). 

The country's most important areas for biodiversity are: the 
San Cristobal-Casita volcanic complex, the Masaya Volcano 
National Park, the Zapatera Archipelago, the Ri'o Escalante- 
Chococente. the BOSAWAS, the Saslaya hill, the Solentiname 
Archipelago, the Ri'o Indio Maiz. the Cayos Miskitos and Los 
Guatusos. All of these sites are conservation areas. 

Conservation Areas 

Nicaragua's first protected area, a wildlife refuge, was estab- 
lished in 1958 and its first national park (Saslaya) was declared 
in 1971. However, with no national policy to support their pro- 
tection, these areas were largely ineffectual (Cedefio et al.. 
1992). It was only when the Sandinista government came to 
power in 1979 that IRENA was formed. This was the first 
Nicaraguan institute concerned with the protection of the envi- 
ronment to be created. Also in 1979. a National Parks Service 
(SPN) was formed within IRENA which was specifically 
responsible for establishing and managing protected areas. The 
intensification of the civil war and the economic crisis after 
1983 meant that IRENA could barely function and it was funher 
weakened in 1988 when it lost its ministerial status and became 
a department within the Ministry of Agricultural Development 
and Agrarian Reform. It regained its status after the change of 
government in 1990 but its activities are still constrained by 
lack of money (Utting. 1993). 

In 1983, 17 new conservation areas were created and a fur- 
ther 45 in 1991. most designated as nature reserves. In 1990. a 
decree formalised the creation of a network of protected areas 



209 



Nicaragua 

Table 22.2 Conservation areas in Nicaragua 

Existing conservation areas in lUCN's categories I-IV. For informa- 
tion on World Heritage Sites see Chapter 8. 



Area (sq. km) 

52 

150 

51 



Map Ref 


National Parks 


1 


Archipelago Zapatera 


2 


Saslaya* 


3 


Volcan Masaya* 



Biological Reserves 
Cayos Miskitos+ 

4 Rio Indio Maiz* 

Wildlife Refuges 

5 Los Guatusos* 

6 Ri'o Escalantes-Chococente* 

Generic Resene 

7 Yucul* 

Nalural Reserves 

8 Alamikamba* 

9 Apante 

10 Cabo Viejo* 

1 1 Cerro Bana Cruz* 

12 Cerro Cola Blanca* 

13 Cerro Cumaica - Cerro Alegre 

14 Cerro Datanii - El Diablo 

15 Cerro Kliambe* 

16 Cerro Kuskawas* 

17 Cerro Mambachito La Vieja 

18 Cerro Musun* 

19 Cerro Paucasan 

20 Cerro Quiabuc (Las Brisas) 

21 Cerro Tisey - Estanzuela* 

22 Complejo Volcanico Momotombo 

y Momotombito* 

23 Complejo Volcanico Pilas - El Hoyo* 

24 Complejo Volcanico San Cristobal* 

25 Complejo Volcanico Telica - Rota* 

26 Cordillera de Yolaina* 

27 Cordillera Dipilto y Jalapa* 

28 Delta del Estero Real* 

29 Estero Padre Ramos* 



500 
2,950 



438 
48 



48 



21 

12 

58 

101 

222 

50 

22 

101 

48 

9 

41 

3 

36 

64 

85 
74 
180 
91 
400 
412 
550 



Map Ret 




Area (sq. km) 


30 


Fila Cerro Frio • La Cumpilda 


18 


31 


Fila MasigUe 


46 


32 


Guahule 


11 


33 


Isia Juan Venado* 


46 


34 


Kligna* 


10 


35 


Laguna de Asosoca 


1 


36 


Laguna Bismuna-Raya* 


118 


37 


Laguna de Apoyo 


35 


38 


Laguna de Mecatepe 


12 


39 


Laguna de Nejapa 


2 


40 


Laguna de Pahara* 


102 


41 


Laguna de Tiscapa 


0.4 


42 


Laguna de Tisma 


103 


43 


Laguna Kukalaya* 


35 


44 


Laguna Layasica* 


18 


45 


Laguna Tala - Sulamas* 


314 


46 


Laguna Yulu Karata* 


253 


47 


Limbaika* 


18 


48 


Llanos de Karawala* 


20 


49 


Macizos de Pefias Blancas 


113 


50 


Makantaka* 


20 


51 


Mesas de Monopotente 


75 


52 


Peninsula de Chiltepe* 


18 


53 


Ri'o Manares 


11 


54 


Salto Ri'o Yasica 


0.4 


55 


Sierra Amerrisque 


121 


56 


Sierra Kiragua* 


91 


57 


Tepesomoto/Pataste* 


87 


58 


Volcan Concepcion* 


22 


59 


Volcan CosigUina* 


124 


60 


Volcan Madera* 


41 


61 


Volcan Mombacho* 


25 


62 


Volcan Yali* 


35 


63 


Yulu* 

National Monument 


10 


64 


Archipielago de Solentiname 


189 


Total 




9,049.8 



* area with forest within its boutidaries as stiown on Map 22. 1 
+ not mapped 

Source: WCMC Uinpuhlished data) 



in the south-eastern region on the border with Costa Rica. 
These comprise the Nicaraguan component of the International 
System of Protected Areas for Peace (Sistema Internacional de 
Areas Protegidas para la Paz) known as SI-A-PAZ which was 
first proposed in 1974 (Castiglione, 1990). This system is 
about 3370 sq. km in extent. Several other areas have been 
designated since then, the largest (7300 sq. km) being 
BOSAWAS, a national natural resource reserve in the north of 
the country (lUCN category Vlll). Overall, many significant 
protected area policies and programmes are being initiated in 
the country. 

There is no single unifying law that gives definitions of the 
management categories of protected areas used in Nicaragua 
(lUCN, 1992). Table 22.2 shows the country's protected areas 
in lUCN categories I-IV. 



Conservation Initiatives 

The problems faced by Nicaragua's forest sector are worsening, 
and this has motivated the Government to support the imple- 
mentation of the Tropical Forestry Plan. In Nicaragua, the latter 
received the name of ECOT-PAF (Estrategia Nacional de 
Desarrollo Sostenible, Ordenamiento Territorial y Plan de 
Accion Forestal) (National Strategy for the Sustainable 
Development, Territorial Zoning and Action Plan for Forestry). 
This plan was financed by the Swedish Authority for Inter- 
national Development, under the supervision of IRENA, with 
the collaboration of several governmental institutions, espe- 
cially the Ministry of Economy and Development (MEDE) and 
the Nicaraguan Institute for Territorial Studies (INETER). 

The National Forestry Action Plan, completed in June 1992, 
includes a detailed analysis of the forestry sector, an identifica- 



210 



Nicaragua 



tion of the main issues and basic conditions needed for the 
development of the forestry sector (FAO, 1993b). The second 
part of the plan includes a set of policies, objectives and strate- 
gies for the sector, followed by a short-term action plan, details 
of financial arrangements and the expected results and benefits. 
A regional forestry action plan has been prepared for two 



an effort to develop these two areas which had been particularly 
badly affected by the civil war and by Hurricane Joan (FAO, 
1993b). 

The National Forestry Action Plan was inserted in the 
National Strategy for Conservation and Sustainable 
Development and the Environmental Action Plan for Nicaragua, 



regions of the country — RAAS and Region V. This was part of which was completed in June 1993. 



References 

Castiglione, J. (1990). SI-A-PAZ en 1990, Recursos suplemento 

especial: SI-A-PAZ. lUCN, Gland. Switzerland. 
Cedefio, V,, Cedeno J. and Barborak, J. (1992). Country Report 

on Nicaragua. Unpublished draft. 
Collar. N.J., Gonzaga, L.P.. Krabbe. N., Madrofio Nieto. A.. 

Naranjo, L.G., Parker III, T.A. and Wege, D.C. (1992). 

Threatened Birds of the Americas. The ICBP/IUCN Red Data 

Book. ICBP, Cambridge, U.K. 
FAO (1993a). Forest resource assessment 1990: tropical coun- 
tries. FAO Forestry Paper 1 12. FAO, Rome, Italy. 
FAO (1993b). TFAP Update 30. FAO, Rome, Italy. 
FAO ( 1994). FAO Yearbook: Forest Products 1981-1992. FAO 

Forestry Series No. 27, FAO Statistics Series No. 1 16. FAO, 

Rome. Italy. 
FAO/UNEP (1981). Proyecto de Evaluacion de los Recursos 

Forestales Tropicales: Los Recursos Forestales de la 

America Tropical. FAO, Rome, Italy. 
Groombridge, B. (Ed) (1993). 1994 lUCN Red List of 

Threatened Animals. lUCN. Gland. Switzerland and 

Cambridge, U.K. 286 pp. 
IRENA (1992). Plan de Accion Forestal: Documento Base. 

IRENA-ECOT-PAF. Managua, Nicaragua. 
lUCN (1992). Protected Areas of the World: A review of 

national systems. Volume 4: Nearctic and Neotropical. 

lUCN. Gland. Switzerland and Cambridge. U.K. 
Leonard. H.J. (1987). Natural Resources and Economic 

Development in Central America. A Regional Enviroivnental 

Profile. International Institute for Environment and 

Development. Transaction Books. Oxford, U.K. 
Nietschmann, B. (1990). Conservation by conflict in Nicaragua. 

Natural Hi.story 11: 42-48. 
Saenger. P.. Hegerl. E.J. and Davie, J.D.S. (1983). (eds). Global 

Status of Mangrove Ecosystems. Commission on Ecology 

Papers No. 3. lUCN, Gland. Switzerland. 



Sutton. S.Y. (1989). Nicaragua. In: Floristic Inventory of 
Tropical Countries: the status of plant systematics. collec- 
tions, and vegetation plus recommendations for the Future. 
Campbell. D.G. and Hammond. D. (eds). New York 
Botanical Garden. New York. Pp. 299-304. 

Utting. P. (1993). Trees, people and power. Earthscan 
Publications Ltd. London. 

WCMC (1992). Global Biodiversity: Status of the Earth's 
Living Resources. Chapman and Hall. London xx -I- 594 pp. 

Author: Roberto Araquistain. Director Forestal SFN-IRENA. 
Managua, Nicaragua. 



Map 22.1 Nicaragua 

The forest eover data shown on Map 22.1 have been digitised from a dyeline map entitled 
Eslado Acltuil de la Vegeracion Forestal de Nicaragua. The source map, dated 1991, is based 
on an earlier land-use map of 1983, and has been prepared at a scale of 1:1 million by the 
Instituto Nicaraguense de Recursos Naturales y del Ambiente. Direccion de Adminislracion de 
Bosques Nacionales. 

The source data are grouped into five broad categories: Bosque Denso. Bosque Claro. 
Malorrai Usa Agropecuario and Otros. These are further sub-divided into more specifically 
defined vegetation types. 

The source data have been harmonised for this atlas in the following way: Bosque deuso trop- 
ica} ombroftlo (pluvial) de baja allitud. Zana afectada por el Huracan Juana. and Bosque claro 
latifoliado semper\'irenle are shown as lowland and montane rain forest (deliminted by 3000' 
contour taken from the Digital Chart of the World) — Bosque claro latifoliado sempen'irente. 
which occurs in the previous northern "war zone', has been included on the advice of J. 
Castiglione (pers. comm., 1991); Bosque denso tropical ombroftlo fpluvial) de pantano is 
shown as inland swamp forest; Bosque claro de pino de tierras alias and Bosque claro de pino 
de tierras bajas as pine forest; Bosque de nian^lares as mangroves; Bosque claro sempen'irente 
de manglures y tierras pantanosas de manglares sin vegetacion arborescente is shown as 
degraded mangrove; and Bosque claro itiayormeme deciduo por la seqitia as dry forest. 

Conservation areas have been extracted from a dyeline map: Nicaragua — Sistema Nacional 
de Areas Silvestres Prolegidas. compiled by the Servicio de Parques Nacionales. Managua, 
Nicaragua, and published in 1992 by the Instituto de Ambiente y los Recursos Naturales 
(IRENA) at a scale of 1:500.000, 



211 



23 Panama 









Country oreo 77,080 sq km 






land area 75,990 sq km 




Population (mid-l 994) 2 5 million 


. — . . 




Population growth rote 1 8 per ccnl 






Population projected to 2025 3 9 million 






Gross notional product per capita (1992) USS2440 


■c?^ 




Forest cover for 1990 (FAO, 1993) 31,1 70 sq km 






Annual deforestation rote (1981-1990) 19 per cent 






Industrial roundwood production 1 1 8,000 cu m 


■ "-p. 




Industrial roundwood exports 1000 cu m 






Fuelwood and charcoal production 91 0,000 cu. m 






Processed wood production 58,000 cu. m 
Processed wood exports — 








^--^ i 















Panama has a greater number of vertebrate species than any other country in Central America. However, forest cover in 
the country has declined from around 70 per cent to 40 per cent over the last 44 years and there is bound to be a con- 
current reduction in the country's biodiversity. Preoccupation at all levels of government with economic issues and the 
need for development have, until recently, made conservation a low priority in the country. 



Introduction 

Topographically the country comprises four regions: western 
Panama, which is dominated by the Cordillera de Talamanca 
that extends down from Costa Rica in a southeasterly direction; 
the central lowlands, bisected by the Panama Canal; the eastern 
region, characterised by a series of coastal ranges; and the nar- 
row lowlands on the Caribbean coast. Elevations range from sea 
level to 3427 m. but most of the isthmus has an elevation of less 
than 500 m. and nearly 90 per cent is less than 1000 m high 
(Porter, 1973). 

Mean monthly temperature is about 27°C. with lilllc change 
throughout the year. The Pacific rainfall regime consists of a 
seven month rainy season with a five month dry season from 
December to April. In contrast, the narrow Caribbean slope and 
lowlands have two wet seasons — in .lune/July and 
November/December and two less wet periods in 
September/October and February/March. Rainfall is higher on 
the north side of the isthmus so that, for instance, Panama City 
receives an annual precipitation of 1770 mm while Colon has 
3175 mm. 

Overall population density in Panama is around 33 people 
per sq. km. However. 50 per cent of the inhabitants are concen- 
trated in the cities of Panama and Colon and along the length of 
the Canal route, while other areas of the country are much less 
densely populated (INRENARE. 1990). The official language is 
Spanish and this is spoken by about 80 per cent of the popula- 
tion, about 14 per cent speak Creole English. About 60 per cent 
of the people are mestizo or mulatto, only eight per cent are 
Amerindians. 

The principal agricultural exports are coffee, bananas and 
sugar. Agriculture produces 10 per cent of GNP while the 
forestry sector represents only one per cent of GNP 
(INRENARE. 1990). 

The Forests 

There are lowland forests, with high rainfall, along the 
Caribbean side of Panama and more seasonal, deciduous forests 
along the Pacific side of the country. Some swamp forest occurs 



in the Darien lowlands and there is montane forest in the 
uplands. 

The Darien lowlands in eastern Panama, which are in 
Holdridge's tropical moist life zone, are dominated by cuipo 
Caivanillesia planlifolia trees which may reach 40 m in height 
(Harsthorn. 1981). Other dominant emergent trees are 
Anacardiiiin e.xcelsiim and Ceiba pentandra. with Boinbacopsis 
quinata. B. sessilis. Enterolobium cyclocarpum. Licania 
hypoleuca, Platypodium elegans, Terminalia amazonia and 
Vitex cymosa occurring frequently in the canopy. Palms such as 
Sabal allenii are commonly found in the subcanopy. Epiphytes 
are scarce, but lianes are abundant. In the slightly higher or wet- 
ter areas of the Darien. tropical wet forest occurs, extending into 
the Choco of neighbouring Colombia. Anacardiiiin excelswn is 
dominant in this forest type, with B. quinata. B. sessilis. 
Brosiimiin qiiianense. Ceiba pentandra. Cochlospermiim 
williamsii. Myroxylon balsainiiin and Oleiocorpon panainense 
occurring commonly in the canopy. 

Cativo forests, which are pure or very nearly pure stands of 
Prioria copaifcra trees, occur on well-drained alluvial flats that 
are occasionally inundated with fresh water and have a canopy 
of 20-25 in in height. They are mostly found along rivers and 
occur, for instance, in broad stands along the Chucunaque, Tuira 
and Balsas rivers in the Darien lowlands. Other prominent 
canopy trees include Pterocarpiis officinalis. Swartzia pana- 
niensis and Tabebiiia pentaphylla. 

Orey Canipnospcrnia panamensis forests occur on badly 
drained lands on the Western Atlantic coast. They are found in 
pure stands in flooded areas such as around Laguna de Chiriqui, 
where they are high and dense with a single canopy. In areas 
with better drainage they are mixed with other species, some- 
times with mangroves, and palm species may be common in the 
understorey. 

The montane forests in Panama are generally lower and less 
dense than the cativo or cuipo forests and they are not clearly 
stratified. The canopy is dominated by berba Brosinuiin sp., 
guayabillo Terminalia liicida, olivo Sapiiim sp., cuajado Vitex 



212 



Panama 



cooperi and cedro macho Carapci giiianensis. Anaciirdiiim 
excelsiim is rare. Palms are common in the lower vegetation 
layer and there is a thick undergrowth. 

Quercus forests occur in hilly areas, particularly in the 
Western Cordillera. Very large specimens of Q. costaricensis 
are present in the montane forests on Volcan Barii (Hartshorn, 
1981), while Q. humholdtiana ia a major tree in the oak forests 
of Cerro Tacarcuna. 

Mangroves 

Mangroves are found mainly on the Pacific coast of Panama. 
FAO/UNEP (1981) estimated that they covered 4860 sq. km in 
the early 1980s, but the estimate in Direccion Nacional de 
Recursos Naturales Renovables (1982) is considerably less at 
1760 sq. km (Table 23.2); D'Croz (1993) estimates 1710 sq. 
km. Map 23.1 shows a coverage of 1819 sq. km for an undeter- 
mined date between 1970 and 1980. The red mangroves 
Rhizophoia brevistyki and R. mangle are overwhelming domi- 
nants of the mangrove forests, generally forming pure stands 
with an average height of 25 m. The black mangrove Avicennia 
germinans and Pelliciera rhizophorae are only occasional asso- 
ciates (Harsthorn. 1981). 

The area of mangroves has been systematically reduced by 
reclamation of the land for agriculture and cattle pastures and 
the establishment of shrimp farms. The mangroves have also 
been degraded by collection of wood for fuel and construction 
poles and the use of their bark for tannins (INRENARE, 1990). 

Forest Resources and Management 

In a 1982 publication, the Direccion Nacional de Recursos 
Naturales Renovables reported that 35,497 sq. km of forest 
remained in 1980 and this is broken down into forest types as 
shown in Table 23. 1 . This agrees with the figure in the report by 
INRENARE (1990) given in Table 23.2. By 1987, a further 
three per cent of Panama had been deforested leaving 33,053 sq. 
km of forest in the country. This is a reduction of over 10,000 
sq. km from 1970 (Table 23.2). FAO (1993) reports 31,170 sq. 
km remaining in 1990 — all of this is considered to be closed 
broadleaved forest. 

The source map used for Map 23.1 is very generalised and 
based on a mixture of data some of which are now 25 years old 
(see Map Legend). As a result, no figure for forest cover has 
been quoted at the head of the chapter or given in the usual table 
as it is considered that it would be too misleading. The forest 
area shown on this Map is 35,486 sq. km of lowland forest. 1723 
sq. km of submontane forest, 235 sq. km of montane forest and 
1819 sq. km of mangrove, giving a total of 39,263 sq. km for 
some undetermined date between the years of 1970 and 1980. 



Table 23.1 Area of the main forest types in Panama in 1980 

Forest Types 

Orey forests 

Orey and other species 

Cativo forests 

Cativo and other species 

Mixed forests 

Mangroves 

Protection forests 

Total 35,497 100 

Source: Direccidn Nacional de Recursos Naturales Renovables ( I982j in INRENARE ( 1990) 



Table 23.2 Forest Area in Panama 1970-1987 



rea fsq. km) 


percei. 


450 


1.3 


170 


0.5 


300 


0.8 


194 


0.5 


17,880 


50.4 


1,760 


5.0 


14,743 


41.5 





1970 




1980 




J 987 




Province 


Area 


%* 


Area 


%■* 


Area 


%* 


Bocas del Tora 


8.569 


96 


8.369 


93 


7.975 


89 


Code 


1,755 


34 


1.263 


25 


1.090 


22 


Colon/San Bias 


4.352 


53 


3.355 


41 


4.385 


53 


Darien 


15.893 


94 


12.652 


75 


1 1 .397 


68 


Chiriqui 


1,553 


17 


1.101 


12 


1.103 


13 


Herrera 


182 


7 


126 


5 


372 


10 


Los .Santos 


407 


10 


347 


9 


84 


2 


Panama 


7.401 


61 


5.813 


48 


3.904 


32 


Veragiias 


3.333 


30 


2.465 


22 


2.766 


25 


Total+ 


43.445 


56 


35.491 


46 


33.076 


43 



* Per cent of the province covered in forest 

+ The country area, rather than land area, of Panama appears to have been used in calculating 
per cent cover in the total row. These totals have been recalculated, slightly different 
figures are in the source material. 

iVra;re.- INRENARE ( 1990) 



The cativo forests are the only ones that are currently being 
commercially exploited (INRENARE. 1990). They have been 
reduced from 700 sq. km to 300 sq. km in the past 19 years and 
are in danger of disappearing altogether (INRENARE, 1990). 
The orey forests are not being managed at present (INRENARE, 
1990). They probably have the highest stocking of timber in the 
tropics with average volumes of 383 cu. m/ha for boles greater 
than 40 cm in diameter and 716 cu. m/ha for all boles larger 
than 10 cm in diameter (Falla. 1978). 

The forest industry consisted of 50 mills, 6(J0 furniture shops 
and three plywood factories in 1990 (INRENARE. 1990). At 
that time the mills were working at only 50 per cent of their 
capacity. There is little growth in the industry. 

An area of over 20.000 sq. km is potentially available for 
reforestation, but only 100 sq. km have been planted in the past 
twenty years (INRENARE, 1990). 

In 1972, Heckadon estimated that 17 per cent of Panama was 
occupied or regularly used by indigenous people. Wildlife, as 
both a source of protein and income, plays an important part in 
the life of these people. Hunting is particularly important to the 
Choco Indians and the Cuna Indians of the interior. Some of the 
most frequently hunted species are agouti Dasyprocia punctata, 
collared peccary Tayassu tajacu. the Central American tapir 
Tapirus bairdii. crested guan Penelope purpurascens and 
iguana Iguana iguana. The use of firearms instead of conven- 
tional weapons means that there is now excessive killing of 
many species. 

Deforestation 

Hartshorn (1981) has found no evidence of extensive natural 
savannas in Panama and he assumes that practically all of the 
country was forested at least until the 17th century. However, 
the first estimate of forest cover in Panama was not made until 
1947 (Garver, 1947). At that time, 70 per cent of the country, 
excluding the Canal Zone, was forested. The provinces of 
Code. Los Santos and Herrera had already lost a considerable 
extent of their forest. 70 per cent in the case of the first two 
provinces and 85 per cent in the last. Darien. Bocas del Toro, 
Colon/San Bias, and Panama all had 90 per cent or more forest 
cover at that time. 



213 



Panama 




214 



Panama 




215 



Panama 



Table 23.3 Estimates of forest cover in Panama between 1947 and 
1987 



Year 


Area (sq. km) 


1947 


52.540 


1950 


52,445 


1960 


45,000 


1970 


40,816 


1974 


39,000 


1980 


35,497 


1987 


33,053 


1990 


31,170 



Per cent 

70 
68 
58 
53 
50 
46 
43 
40 



Source 

I 
2 
2 
2 
2 
3 
3 
4 



Sources: I Carver 1 1 W? land 2 Falla (1978 1 bolh reported in Hartshorn (1981 ); 3 INRENARE 
1 19901 (as in Table 23. 1 abovel: 4 FAO ( 19931 



al. (1992). Four of these species are forest inhabitants and are 
shared only with either Costa Rica or Colombia, while the fifth 
is the endemic glow-throated hummingbird Selasphorus ardens 
and little is known of its ecology. Panama is an important stag- 
ing post for migrating birds with 1 84 species of them reported 
in the country (Ridgely and Gwynne. 1989). Three of the four 
major bird migration routes between the two Americas converge 
in the country. 

None of the amphibians is known to be threatened. The rep- 
tiles listed by lUCN (Groombridge, 1993) are the narrow- 
bridged mud turtle Kinosternon arigustipons. the American 
crocodile Crocodylus acutus and five marine turtles. 

Little is known about the invertebrates in Panama. The 
threatened dragonfly Thauinatoneura inopinata and butterfly 
DcdUi octomaculata occur in the country, and otherwise only in 
Costa Rica. 



Table 23.3 shows the estimated forest cover between the 
years of 1947 and 1990 from a number of sources. This table 
indicates a total deforestation between these years of 21.370 sq. 
km, a mean rate of 486 sq. km each year. Annual deforestation 
was estimated at 700 sq. km by the National Institute of 
Renewable Natural Resources (INRENARE. 1990). while FAO 
(1993) estimated the slightly lower figure of 644 sq. km 
between the years of 1981 and 1990. The latter figure gives a 
rate of 2. 1 per cent per year. 

In Panama, government assisted colonisation, and sponta- 
neous colonisation facilitated by extensive road construction, is 
a major force putting pressure on the forests of the highlands of 
Panama, especially along the Caribbean slope and in the Darien 
province. Much of the migration is of peasants from heavily 
populated and overexploited areas of Los Santos. Herrera and 
Chiriqui (Leonard, 1987). Agriculture is advancing rapidly into 
lands unsuitable for traditional farming, and there is consider- 
able clearing for cattle pasture. 

Biodiversity 

Panama has a high biological diversity for its size. Its 218 mam- 
mal species, 929 birds (Ridgely and Gwynne. 1989), 226 rep- 
tiles and 164 amphibians constitute more vertebrate species than 
are found in any of the other Central American countries 
(WCMC, 1992). ' 

The total number of vascular plants in Panama is estimated to 
be around 9000 (D'Arcy, 1980; Gentry 1982), with 1226 
endemics already recorded (Davis et at.. 1986). Areas high in 
endemics are Santa Rita Ridge. El Valle de Anton and Cerros 
Azul, Pirre. Campana. Jefe and Pilon (Davis et al, 1986). The 
largest and most species rich forest is in Darien Province. 

Panama is one of the best known countries of the Neotropics 
with regard to the animals within it. For instance, the birds have 
been systematically studied for over a century (Ridgely. 1976; 
see also Karr. 1985). Detailed behavioural and ecological stud- 
ies have been greatly enhanced by the establishment of the 
Barro Colorado Research station in 1923. 

Three primates, the brown-headed and Geoffroy's spider 
monkeys Ateles fusciceps and A. geoffroyi and the Central 
American squirrel monkey Saimiri oerstedi are listed by lUCN 
as threatened in Panama (Groombridge, 1993). Other threatened 
forest mammals are the Central American tapir Tapirus bairdii. 
the margay Leopardus wiedu. the bush dog Speotho.^ venuticiis, 
the spectacled bear Tretnarcto.s oriiatus and the olingo 
Bassaricyon spp. 

There are five bird species listed as threatened by Collar et 



Conservation Areas 

The development of parks in Panama began in 1966 with the 
establishment of Altos de Campana National Park; the 
Department of Wildlife and National Parks was created two 
years later, primarily to administer this park (lUCN, 1992). It 
was not until 1975 that a second park was gazetted. There are 
now 18 conservation areas within lUCN's categories 1-lV 
(Table 23.4). 

There are also five forest reserves covering 2127 sq. km, two 
large protection forests totalling 4550 sq. km. a water produc- 



Table 23.4 Conservation Areas in Panama 

Existing conservation areas in lUCN's categories 1-lV are listed 
below. For information on World Heritage Sites. Ramsar Sites and 
Biosphere Reserves see Chapter 8. 



National Parks 




Altos de Campana 


48 


Camino de Cruces* 


40 


Cerro Hoya* 


326 


Chagres* 


1.290 


Coiba (includes a marine section)* 


2.701 


Darien* 


5.790 


Oral. Division Omar Torrijos H. (El Cope)* 


nd 


La Amistad* 


2.070 


Isia Bastimentos (includes a marine section)* 


132 


Portobelo* 


348 


SarigLia* 


80 


Soberania* 


221 


Volcan Baru* 


140 


Wildlife Refuges 




Cienega del Mangle* 


8 


Isia Iguana 


<1 


Islas Taboga y Uraba 


3 


Penon de la Onda 


20 


Natural Monument 




Barro Colorado* 


54 


Total 


13,272 



" Area with forest within its boundaries according to Map 23.1. 
Sonne.- WCMC lunpubhshed data) 



216 



Panama 




View towards Bocas del Toro from the interior o) La Ainistad National Park. 



(Jim Thorsell) 



tion reserve of 150 sq. km and two indigenous reserves covering 
7526 sq. km; one of these, Comarca Kuna Yala. was set up as 
long ago as 1938. 

In 1986. the private, nonprofit-making organisation. ANCON 
(Asociacion Nacional para la Conservacion de la Naturaleza). 
founded in 1985, and INRENARE signed a ten year cooperative 
agreement that includes plans for protecting top priority natural 
lands. Their first joint project was in Soberani'a National Park. 
They have begun marking the boundary of this park and there 
are plans to halt deforestation, farming and illegal hunting with- 
in it (Navarro and Fletcher. 1988). Other national parks 
ANCON is involved with include Chagres. Darien. La Amistad, 
Coiba and Isia Bastimentos. 

Initiatives for Conservation 

There are some 50 agencies in Panama actively concerned 
with conservation. They are involved in environmental educa- 



tion, protection of conservation areas, reforestation, scientific 
investigation and technological development amongst other 
things. 

The Smithsonian Institution has developed several projects in 
the country, probably best known is their considerable scientific 
investigation on the island of Barro Colorado. 

As well as being involved with the development of conser- 
vation areas. ANCON promotes programmes of environmental 
education, sustainable development, conservation and scien- 
tific research. ANCON has, for instance, collaborated with 
USAID to reforest 64 hectares in the Finca Rio Cabuya in the 
basin of the Panama Canal; this project was the catalyst for 
similar projects in Finca Peresenico in Darien, Finca La 
Pintada in Code and Bocas del Tora, Programmes in these 
areas include planting native tree species, the establishment of 
an agroforestry system and the breeding of Agouti paca and 
Iguana iguana for food. 



References 

Collar, N.J.. Gonzaga. L.P.. Krabbe. N,, Madroiio Nieto, A., 

Naranjo, L.G., Parker III, T.A. and Wege, D.C. (1992). 

Threatened Birds of the Americas. The ICBP/IUCN Red Data 

Book. ICBP, Cambridge, U.K. 
D'Arcy, W.G. (1980). The flora of Panama: historical outline 

and selected bibliography. .Annals Missouri Botanical 

Garden 67(4); v-viii. 
Davis, S.D., Droop, S.J.M., Gregerson, P., Henson, L., Leon, 

C.J., Villa-Lobos, J.L, Synge, H. and Zantovska, J. (1986). 

Plants in Danger. What do we know? lUCN, Gland, 

Switzerland and Cambridge, U.K. 



D'Croz. L. (1993). Status and uses of manroves in the Republic 
of Panama. In; Conservation and Sustainable Utilization of 
Mangrove Forests in Latin America and Africa Regions. Part 
1: Latin America. ITTO/ISME Project PD114/q0(F). Pp. 
115-137. 

Falla, A. (1978). Plan de Desarrollo Forestal: estudio actual 
del subsector. FAO/PCT/6/01/I. Panama, Informe tecnico 
No. l.Pp. 107. 

FAO (1993). Forest resource assessment 1990: tropical coun- 
tries. FAO Forestry Paper 1 12. FAO. Rome. Italy. 

FAO/UNEP (1981). Pro\ecto de Evaluacion de los Recursos 



217 



Panama 



Forestales Tropicales: Los Reciirsos Forestales de hi 

America Tropical. FAO, Rome, Italy. 
Garver, R.D. (1947). National Sur\ey of the Forest Resources 

of the Republic of Pancimu. State Department, Wa.shington. 

28 pp. 
Gentry, A.H. ( 1982). Phytogeographic patterns as evidence for a 

Choco refuge. In: Biological Diversification in the Tropics. 

Prance, G.T. (ed). Pp. 1 12-136. Columbia University Press, 

New York. 
Groombridge, B. (Ed) (1993). 1994 lUCN Red List of 

Threatened Animals. lUCN, Gland, Switzerland and 

Cambridge. U.K. 286 pp. 
Hartshorn, G.S. (1981). Forests and Forestry in Panama. 

Institute of Current World Affairs. 16 pp. 
INRENARE (1990). Plan de Accion Forestal de Panama. 

Documento Principal. Instituto Nacional de Recursos 

Naturales Renovables. 
lUCN (1992). Protected Areas of the World: A review of 

national systems. Volume 4: Nearctic and Neotropical. 

lUCN, Gland, Switzerland and Cambridge, U.K. 
Karr, J.R. (1985). Birds of Panama: biogeography and ecologi- 
cal dynamics. In: The Botany and Natural History of 

Panama: La Botdnica e Historia Natural de Panama. 

D" Arcy, W.G. and Correa, M.D. (Eds). Pp. 77-93. 
Leonard, H.J. (1987). Natural Resources and Economic 

Development in Central America: A Regional Environmental 

Profile. International Institute for Environment and 

Development. Transaction books, Oxford, U.K. 
Navarro, J.C. and Fletcher, R. (1988). Preserving Panama's 

parks. The Nature Conserx'ancy Magazine January/February: 

20-24. 
Ridgely, R.S. (1976). A Guide to the Birds of Panama. 

Princeton University Press. 



Ridgely, R.S. and Gwynne, J. (1989). A Guide to the Birds of 
Panama with Costa Rica, Nicaragua and Honduras. 
Princeton University Press, U.S.A. Pp. 543. 

WCMC (1992). Global Biodiversity: the Status of the Earth's 
Living Resources. Chapman and Hall, London, xx-i-594 pp. 



Author: Caroline Harcourt with contributions from Graciela 
Palacios, ANCON, Panama and Julio Ruiz Murrieta, lUCN, 
Switzerland. 



Map 23.1 Panama 



Foresl cover data were obtained from the Atltn Ntuitnuti de Panama: S.l Ve^elacion Aclttal 
{ 1 980) at a 1:1 .000.000 scale. These data are very generahsed and based on three main sources; 
FAO ( 1 970/7 1 ) Invenlario Forestal Nacional: Alla.K Nacional de Panama ( 1 975 ) and Direccion 
de Desarrollo Forestal. Instituto de Recursos Naturales Renovables (INRENARE), Neither 
more recent nor more accurate information was able to be found for this project. 

The folldtfing categories have been combined to produce an estimation of the moist foresl 
cover of Panama: Basques perenntjolios tropicales. Basques perennifolios subtropicales. 
Basques perennifolios de tierras alias. Basques stihperennifolios tropicales. To present foresl 
'type' information. Holdridge's Life Zones have been overlaid onto this foresl cover. The fol- 
lowing Life Zones were combined to generate the forest types shown on Map 23.1. Bosque 
Inimedo tropical. Bosque may Inimedo tropical. Bosque luimedo premontano. Basques muy 
Iniinedo premontano, and Bosque pluvial premontano — lowland rain forest: Bosque htimedo 
nianlaiio haja. Basque muy htimedo montano bajo and Bosque pluvial tnontano bajo — sub- 
montane rain forests: Bosque muy luimedo montano and Bosque pluvial montano — montane 
rain forests. Mangrove data shown in the Atlas Nacional de Panama appear to be incomplete. 
Larger scale ( 1 : 250,000) information has therefore been added from a dyeline map. Repiiblica 
de Panama — Inventario de Man^lares, produced in five sheets by the Instituto Geografico 
Nacional "Tommy Guardia" (1988). 

Data for the protected areas of Panama have been digitised from a dyeline map which accom- 
panies a report La Cabenuru Bascosa de Panama (1990). Instituto Nacional de Recursos 
Naturales Renovables (INRENARE), The map. showing 'Reservas Forestales' and 'Areas 
Sihestres Prolegidas', has been preparea by the Oftcina de Cartografia del Instituto Nacional 
de Recursos at a .scale of 1 : 1 million. 



218 



24 Bolivia 




Bolivia's forests rank twelfth in the world in terms of area. They contain important reserves of valuable wood, but logging 
is very selective and timber contributes little to the country's economy. Exports of unprocessed timber are banned. As in 
most Latin American countries, expansion of agriculture and colonisation are the main causes of deforestation in Bolivia. 

The system of protected areas is far from adequate, but there are proposals to remedy this. Conservation of the coun- 
try's biodiversity is becoming an increasingly important concern to Bolivians. 



Introduction 

Bolivia is a landlocked state situated in the central western part 
of South America. A wide range of geographical, physiographi- 
cal and climatic factors, linked to its intertropical position and 
the presence of the Andes, gives rise to a great variety of land- 
scapes. These range from tropical lowland forests to high, per- 
manently snow-covered mountains and from semiarid. deserts 
to forests with an annual rainfall up to 6000 mm. 

The country forms part of two of the largest South American 
basins, those of the Parana and Amazon, and includes an exten- 
sive area of the High Andean Plateau, the Altiplano. The 
Amazon Basin covers two thirds of Bolivia (724,000 sq. km); 
the Parana Basin, covers 229,500 sq. km or 21 per cent of the 
country; and the Altiplano accounts for the remaining 145,080 
sq. km (Monies de Oca, 1989). The Altiplano Intercordillera is a 
broad expanse of interior basins and valleys with a mean eleva- 
tion of 3800 m. It is bordered on one side by the Western 
Cordillera and on the other by the Eastern Cordillera and Sub- 
Andean ranges. Approximately one third of the country is 
mountainous; the highest peak, Volcan Sajama at 6520 m, is in 
the Western Cordillera on the border with Chile. The other two 
thirds of Bolivia are relatively level or with low relief, mostly 
less than 500 m in elevation and sloping gently from south to 
north. A few isolated mountains occur in the eastern portion of 
Santa Cruz Department. 

The latitudinal variations produce wide north-south climato- 
logical differences. There is a typical tropical region in the north- 
ernmost part of the country, a subtropical-temperate region in the 
south and a wide transitional zone between them. In the subtropi- 
cal-temperate region, summers are very hot and winters are rela- 
tively cold (Ribera, 1992). The low-lying areas of the Amazon 
Basin are warm and damp throughout the year, with heavy rain- 
fall from November to March. The altiplano is generally dry 
between May and November and the nights are coldest in June 
and July. Annual rainfall in the driest areas is less than 100 mm, 
while the wettest areas receive up to 6000 mm (Solomon, 1989). 



According to the preliminary results of the 1992 Population 
and Housing Census. Bolivia has a population of 6,300.000. 
giving a population density of 5.7 inhabitants per sq. km, one of 
the lowest in Latin America (INE, 1992). The higher figure for 
Bolivia's population given at the head of this chapter is an esti- 
mate from the Population Reference Bureau (1994), but even 
this gives a population density of only 7.6 people per sq. km. 

The growth rate of Bolivia's population is 2.7 per cent per 
year, with annual urban population growth averaging 4.1 per 
cent and rural populations decreasing at a rate of -0.01 per cent 
each year. The increasing rural to urban migration is a result of 
economic problems, which are particularly affecting the 
Altiplano and Andean valleys (INE, 1992). Donoso (1992) indi- 
cates that around 42 per cent of the population live in rural 
areas, while PRB ( 1994) gives the higher figure of 58 per cent. 
The urban population is concentrated in three cities: La Paz, 
Santa Cruz and Cochabamba. 

Bolivia is a multiethnic and pluricultural country. The native 
Andean inhabitants are the Quechuas (1.5 million) and the 
Aymaras (1 million); these two groups have been most exposed 
to Hispanic and Creole cultures. There are, in addition, other, 
less numerous indigenous peoples such as the Urus. Chipayas, 
Jruhitos and Muratos (Marconi and Donoso, 1992; Martinez and 
Carvajac, 1985). 

Indigenous forest peoples live in eastern Bolivia. There are 
between 130,000 and 200,000 of them, grouped into 38 ethnic 
groups belonging to 10 linguistic families. The most numerous 
are the Ava Izocefios (38,500) and the Chiquitanos (28.300). 
The Tacanas, Guarayos. Ignacianos, Trinitario Arawaks, 
Itonamas and Chimanes, each consist of 5000 to 8000 individu- 
als. Many of these people are nomadic or semi-nomadic and 
depend on harvesting, hunting, fishing and itinerant agriculture 
for their livelihood (Arango, 1989). 

Bolivia's main exports are minerals and hydrocarbons, the 
latter have been important since the 1970s. In 1991. these two 



219 



Bolivia 



accounted for 69 per cent of total exports and earned US$652 
million for the country. Coffee and sugar are the main agricul- 
tural exports. 

The Forests 

Bolivia's forests are characterised by a great structural complex- 
ity and an enormous diversity of flora, much of which has not 
yet been scientifically described. However, Tim Kelleen and 
collaborators at the Herbario National are working on a book 
about the genera of trees in Bolivia and this should provide 
much valuable information. The forests cover mountain areas, 
known as "Yungas" and sub-andean regions, as well as vast 
lowland regions. 

Brockmann's (1978) Mapa de Cobertura y Uso de la Tierra 
(Map of Forest Cover and Land Use), prepared on the basis of 
LANDSAT imagery, is the most accurate cartographic represen- 
tation of Bolivia's forest cover. Brockmann classified the 
forests according to their distribution across highlands (over 
3000 m), lands of intermediate heights (between 500 and 
3000 m) and lowlands (below 500 m). He distinguished 
between evergreen and semi-evergreen dense moist forests. The 
description below of the forests in the country is based on the 
work of Ribera (1992) who combines and integrates the maps 
and classification systems developed by different authors, 
including Brockmann. 

Evergreen Forests 

a. Highland forests 

Situated in the Yungas region, these forests make up the 
upper layer of the very moist cloud forest and Yungas mon- 
tane semi-moist forest. The trees, of medium height and with 
twisted branches, are covered with epiphytes. There are 
many species with small, leathery leaves (Ericaceae and 
Myrtaceae) as well species from the Lauraceae family. Trees 
of Bninellia. Chisia and Weinmannia occur. 

b. Forests at intermediate elevations 

These forests, rich in species, are in a very advanced state of 
degradation. They include the intermediate and lower layers 
of the Yungas forests: cloud forest, semi-moist Yungas forest 
and moist Yungas forest. The trees do not exceed 20 metres 
in height. The undergrowth is dominated by Gramineae in 
the genus Chusqiiea. At lower elevations, these forests 
resemble lowland formations, but have a greater number of 
palm trees, treelike ferns (Alsophila sp.) and Moraceae in the 
genus Ceciopia. 

The sub-andean rain forest is a dense multi-strata forma- 
tion. It is taller than the Yungas forests and is more diverse. 
Palms and species with buttressed roots are common. 
Dominant species include Ceiba pentandra. Clarisia race- 
mosa, Dipteryx alala, Gallesia integrifolia. Hiira crepitans. 
Sloanea fragrans, Spondias inombin and Iriartea deltoidea. 

c. Lowland forests 

These are dense, multi-layered forests containing a great 
variety of species: buttress roots are a typical structural char- 
acteristic. The canopy is around 30 m high with emergent 
trees of more than 40 m in height. Palm trees are often found 
in the intermediate layer. 

In the Amazonian moist forest there are two tree species of 
great regional economic importance: the rubber tree Hevea 
brasiliensis and the Brazil nut Bertholletia exceha. The flora 
of the Beni plain moist forest includes a large number of 



species that are widely distributed in the Amazon, as well as 
others of importance from the Chaco-cerrado region. Those 
formations which are subject to extended periods of flooding 
have relatively low biological diversity, tending to have 
fewer plants and little variet